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Nasdaq · USD

HTLD

HEARTLAND EXPRESS INC

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127
SEC CIK
0000799233
Parsed reports
171

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2022 Filed Feb 14, 2023 22:19 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 1,665,340 $0.00 $0.00
Disclosure

SEC source: 0001212393-23-000002 · wf-form5_167641315663073.xml · nonDerivative · entry 3

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 12,921,435

F1 · kind: Annuity distributions made from GRATs created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

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December 01, 2022 Filed Feb 14, 2023 22:27 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 38,700 $0.00 $0.00
Disclosure

SEC source: 0001664211-23-000002 · wf-form5_167641360130139.xml · nonDerivative · entry 3

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 4,283,975

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F3 · ownership.nature: Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2009 Gerdin Heartland Trust. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

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December 01, 2022 Filed Feb 14, 2023 22:27 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 1,665,340 $0.00 $0.00
Disclosure

SEC source: 0001664211-23-000002 · wf-form5_167641360130139.xml · nonDerivative · entry 2

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,921,435

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 23:54 UTC GrantCommon Stock 762 $0.00 $0.00
Disclosure

SEC source: 0001212579-22-000002 · wf-form4_166967965379105.xml · nonDerivative · entry 1

ALLEN BENJAMIN J · CIK 0001212579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,357

F1 · shares: The reporting person received 762 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2021 Restricted Stock Plan. The award vested immediately.

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November 25, 2022 Filed Nov 28, 2022 23:24 UTC GrantCommon Stock 762 $0.00 $0.00
Disclosure

SEC source: 0001697701-22-000002 · wf-form4_166967782496082.xml · nonDerivative · entry 1

Neville Brenda S · CIK 0001697701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,262

F1 · shares: The reporting person received 762 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2021 Restricted Stock Plan. The award vested immediately.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 23:33 UTC GrantCommon Stock 762 $0.00 $0.00
Disclosure

SEC source: 0001259736-22-000002 · wf-form4_166967840742074.xml · nonDerivative · entry 1

PRATT JAMES G · CIK 0001259736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,762

F1 · shares: The reporting person received 762 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2021 Restricted Stock Plan. The award vested immediately.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 23:29 UTC GrantCommon Stock 762 $0.00 $0.00
Disclosure

SEC source: 0001591557-22-000002 · wf-form4_166967813892167.xml · nonDerivative · entry 1

Gordon Larry J. · CIK 0001591557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,921

F1 · shares: The reporting person received 762 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2021 Restricted Stock Plan. The award vested immediately.

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November 25, 2022 Filed Nov 28, 2022 23:17 UTC GrantCommon Stock 762 $0.00 $0.00
Disclosure

SEC source: 0001740563-22-000005 · wf-form4_166967740491300.xml · nonDerivative · entry 1

Sullivan Michael John · CIK 0001740563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,664

F1 · shares: The reporting person received 762 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2021 Restricted Stock Plan. The award vested immediately.

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November 11, 2022 Filed Nov 16, 2022 22:48 UTC
Strain Christopher AlanVice President/CFO/Treasurer
Tax withholdingCommon Stock 1,227 $0.00 $0.00
Disclosure

SEC source: 0000799233-22-000068 · wf-form4_166863886039331.xml · nonDerivative · entry 1

Strain Christopher Alan · CIK 0001642771 · Vice President/CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents the number of shares deemed withheld to satisfy tax withholding obligations upon vesting of restricted stock granted to the reporting person.

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November 11, 2022 Filed Mar 2, 2023 23:42 UTC
EICKMAN KRIS ERICVP of Information Technology
Tax withholdingCommon Stock 1,034 $15.49 $16,016.66
Disclosure

SEC source: 0001735946-23-000002 · wf-form4_167780056459917.xml · nonDerivative · entry 2

EICKMAN KRIS ERIC · CIK 0001735946 · VP of Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,987

F2 · shares: Represents the number of shares deemed withheld to satisfy tax withholding obligations upon vesting of restricted stock granted to the reporting person.

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October 31, 2022 Filed Nov 2, 2022 21:29 UTC
Strain Christopher AlanVice President/CFO/Treasurer
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001642771-22-000003 · wf-form4_166742453608621.xml · nonDerivative · entry 1

Strain Christopher Alan · CIK 0001642771 · Vice President/CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,227

F1 · shares: The reporting person received 7,000 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2011 Restricted Stock Plan. The award is subject to certain vesting and forfeiture provisions. The reporting person has voting power but does not have dispositive power until vesting requirements are satisfied.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 21:32 UTC
Millis David PaulDirector · President of Millis Transfer
GrantCommon Stock 6,720 $0.00 $0.00
Disclosure

SEC source: 0001828657-22-000002 · wf-form4_166742471986696.xml · nonDerivative · entry 1

Millis David Paul · CIK 0001828657 · Director · President of Millis Transfer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,969.92

F1 · shares: The reporting person received 6,720 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2011 Restricted Stock Plan. The award is subject to certain vesting and forfeiture provisions. The reporting person has voting power but does not have dispositive power until vesting requirements are satisfied.

Read SEC document
October 31, 2022 Filed Mar 2, 2023 23:42 UTC
EICKMAN KRIS ERICVP of Information Technology
GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001735946-23-000002 · wf-form4_167780056459917.xml · nonDerivative · entry 1

EICKMAN KRIS ERIC · CIK 0001735946 · VP of Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,021

F1 · shares: The reporting person received 3,500 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2011 Restricted Stock Plan. The award vested on November 11, 2022.

Read SEC document
September 12, 2022 Filed Mar 2, 2023 23:58 UTC PurchaseCommon Stock 1,500 $15.10 $22,650.00
Disclosure

SEC source: 0001697701-23-000002 · wf-form4_167780150486963.xml · nonDerivative · entry 1

Neville Brenda S · CIK 0001697701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,762

Read SEC document
September 07, 2022 Filed Sep 9, 2022 21:07 UTC PurchaseCommon Stock 2,000 $14.28 $28,559.80
Disclosure

SEC source: 0001740563-22-000002 · wf-form4_166275762949737.xml · nonDerivative · entry 1

Sullivan Michael John · CIK 0001740563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,902

Read SEC document
July 12, 2022 Filed Feb 14, 2023 22:19 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 2,550,306 $0.00 $0.00
Disclosure

SEC source: 0001212393-23-000002 · wf-form5_167641315663073.xml · nonDerivative · entry 2

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 7,722,137

F1 · kind: Annuity distributions made from GRATs created for the benefit of Ann Gerdin.

F3 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs. Beneficial ownership is disclaimed.

Read SEC document
July 12, 2022 Filed Feb 14, 2023 22:19 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 2,550,306 $0.00 $0.00
Disclosure

SEC source: 0001212393-23-000002 · wf-form5_167641315663073.xml · nonDerivative · entry 1

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 11,256,095

F1 · kind: Annuity distributions made from GRATs created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
July 12, 2022 Filed Feb 14, 2023 22:27 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 2,550,306 $0.00 $0.00
Disclosure

SEC source: 0001664211-23-000002 · wf-form5_167641360130139.xml · nonDerivative · entry 1

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,256,095

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 23:18 UTC
Borden Jo AnneVP of HR and Risk Management
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001851831-22-000002 · wf-form4_164686790085364.xml · nonDerivative · entry 1

Borden Jo Anne · CIK 0001851831 · VP of HR and Risk Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,648

F1 · shares: The reporting person received 1,000 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2011 Restricted Stock Plan. The award vested immediately.

Read SEC document
December 01, 2021 Filed Feb 11, 2022 14:59 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 1,227,557 $0.00 $0.00
Disclosure

SEC source: 0001664211-22-000002 · wf-form5_164459157466171.xml · nonDerivative · entry 2

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,705,789

F3 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
December 01, 2021 Filed Feb 11, 2022 14:53 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 1,227,557 $0.00 $0.00
Disclosure

SEC source: 0001212393-22-000002 · wf-form5_164459118473080.xml · nonDerivative · entry 4

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 10,272,443

F4 · kind: Annuity distributions made from GRATs created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs. Beneficial ownership is disclaimed.

Read SEC document
December 01, 2021 Filed Feb 11, 2022 14:53 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 1,227,557 $0.00 $0.00
Disclosure

SEC source: 0001212393-22-000002 · wf-form5_164459118473080.xml · nonDerivative · entry 3

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 8,705,789

F4 · kind: Annuity distributions made from GRATs created for the benefit of Ann Gerdin.

F3 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:46 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001533142-21-000002 · wf-form4_163614877700819.xml · nonDerivative · entry 1

Hira Tahira K · CIK 0001533142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: The reporting person received 2,000 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2021 Restricted Stock Plan. The award vested immediately.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:50 UTC
Millis David PaulDirector · President of Millis Transfer
GrantCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001828657-21-000004 · wf-form4_163614900447323.xml · nonDerivative · entry 1

Millis David Paul · CIK 0001828657 · Director · President of Millis Transfer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,249.92

F1 · shares: The reporting person received 600 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2011 Restricted Stock Plan. The award vested immediately.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 12:58 UTC PurchaseCommon Stock 1,000 $16.93 $16,927.50
Disclosure

SEC source: 0001740563-21-000008 · wf-form4_162790908794743.xml · nonDerivative · entry 1

Sullivan Michael John · CIK 0001740563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,902

Read SEC document
July 12, 2021 Filed Feb 11, 2022 14:59 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 7,000,000 $0.00 $0.00
Disclosure

SEC source: 0001664211-22-000002 · wf-form5_164459157466171.xml · nonDerivative · entry 1

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,478,232

F1 · kind: The Ann S. Gerdin Revocable Trust transferred shares to two grantor retained annuity trusts (GRATs) for the benefit of Anne S. Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
July 12, 2021 Filed Feb 11, 2022 14:53 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 7,000,000 $0.00 $0.00
Disclosure

SEC source: 0001212393-22-000002 · wf-form5_164459118473080.xml · nonDerivative · entry 2

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 7,478,232

F1 · kind: The Ann S. Gerdin Revocable Trust transferred shares to two grantor retained annuity trusts (GRATs) created for the benefit of Ann S. Gerdin.

F3 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
July 12, 2021 Filed Feb 11, 2022 14:53 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 7,000,000 $0.00 $0.00
Disclosure

SEC source: 0001212393-22-000002 · wf-form5_164459118473080.xml · nonDerivative · entry 1

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 11,500,000

F1 · kind: The Ann S. Gerdin Revocable Trust transferred shares to two grantor retained annuity trusts (GRATs) created for the benefit of Ann S. Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs. Beneficial ownership is disclaimed.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 20:37 UTC
Millis David PaulDirector · President of Millis Transfer
PurchaseCommon Stock 1,400 $17.81 $24,927.00
Disclosure

SEC source: 0001828657-21-000002 · wf-form4_162378941463185.xml · nonDerivative · entry 1

Millis David Paul · CIK 0001828657 · Director · President of Millis Transfer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,649.92

Read SEC document
June 03, 2021 Filed Jun 4, 2021 16:38 UTC PurchaseCommon Stock 1,000 $17.80 $17,800.00
Disclosure

SEC source: 0001740563-21-000006 · wf-form4_162282472229991.xml · nonDerivative · entry 1

Sullivan Michael John · CIK 0001740563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,902

Read SEC document
May 26, 2021 Filed May 28, 2021 13:24 UTC OtherCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001740563-21-000004 · wf-form4_162220825546723.xml · nonDerivative · entry 3

Sullivan Michael John · CIK 0001740563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of Shares Held by Trust

Disclosed balance after: 0

F1 · kind: Represents non-volitional distribution of shares through probate where the insider's spouse served as trustee of a trust for the benefit of the insider's mother-in-law. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 26, 2021 Filed May 28, 2021 13:24 UTC OtherCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001740563-21-000004 · wf-form4_162220825546723.xml · nonDerivative · entry 2

Sullivan Michael John · CIK 0001740563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 550

F1 · kind: Represents non-volitional distribution of shares through probate where the insider's spouse served as trustee of a trust for the benefit of the insider's mother-in-law. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 27, 2021 Filed Apr 29, 2021 15:26 UTC PurchaseCommon Stock 1,000 $18.43 $18,430.00
Disclosure

SEC source: 0001740563-21-000002 · wf-form4_161970997450058.xml · nonDerivative · entry 1

Sullivan Michael John · CIK 0001740563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,902

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December 22, 2020 Filed Feb 13, 2021 00:16 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 53,000 $0.00 $0.00
Disclosure

SEC source: 0001212393-21-000002 · wf-form5_161317535783842.xml · nonDerivative · entry 6

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,124

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December 07, 2020 Filed Feb 13, 2021 00:16 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 819,878 $0.00 $0.00
Disclosure

SEC source: 0001212393-21-000002 · wf-form5_161317535783842.xml · nonDerivative · entry 5

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 14,478,232

F4 · kind: Annuity distributions made from GRATs created for the benefit of Ann Gerdin.

F3 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

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December 07, 2020 Filed Feb 13, 2021 00:16 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 1,148,290 $0.00 $0.00
Disclosure

SEC source: 0001212393-21-000002 · wf-form5_161317535783842.xml · nonDerivative · entry 4

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 4,500,000

F4 · kind: Annuity distributions made from GRATs created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs. Beneficial ownership is disclaimed.

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December 07, 2020 Filed Feb 13, 2021 00:16 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 328,412 $0.00 $0.00
Disclosure

SEC source: 0001212393-21-000002 · wf-form5_161317535783842.xml · nonDerivative · entry 3

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 4,245,275

F4 · kind: Annuity distributions made from GRATs created for the benefit of Ann Gerdin.

F5 · ownership.nature: Mr. Gerdin is one of the beneficiaries of the 2009 Gerdin Heartland Trust. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

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December 07, 2020 Filed Feb 13, 2021 00:06 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 328,412 $0.00 $0.00
Disclosure

SEC source: 0001664211-21-000004 · wf-form5_161317475695878.xml · nonDerivative · entry 3

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 4,245,275

F3 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F4 · ownership.nature: Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2009 Gerdin Heartland Trust. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

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December 07, 2020 Filed Feb 13, 2021 00:06 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 819,878 $0.00 $0.00
Disclosure

SEC source: 0001664211-21-000004 · wf-form5_161317475695878.xml · nonDerivative · entry 2

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,478,232

F3 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

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December 01, 2020 Filed Feb 13, 2021 00:16 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 4,500,000 $0.00 $0.00
Disclosure

SEC source: 0001212393-21-000002 · wf-form5_161317535783842.xml · nonDerivative · entry 2

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 13,658,354

F1 · kind: The Ann S. Gerdin Revocable Trust transferred shares to three grantor retained annuity trusts (GRATs) created for the benefit of Ann S. Gerdin.

F3 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

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December 01, 2020 Filed Feb 13, 2021 00:16 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 4,500,000 $0.00 $0.00
Disclosure

SEC source: 0001212393-21-000002 · wf-form5_161317535783842.xml · nonDerivative · entry 1

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 5,648,290

F1 · kind: The Ann S. Gerdin Revocable Trust transferred shares to three grantor retained annuity trusts (GRATs) created for the benefit of Ann S. Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs. Beneficial ownership is disclaimed.

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December 01, 2020 Filed Feb 13, 2021 00:06 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 4,500,000 $0.00 $0.00
Disclosure

SEC source: 0001664211-21-000004 · wf-form5_161317475695878.xml · nonDerivative · entry 1

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,658,354

F1 · kind: The Ann S. Gerdin Revocable Trust transferred shares to three grantor retained annuity trusts (GRATs) for the benefit of Anne S. Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

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November 05, 2020 Filed Nov 9, 2020 14:25 UTC PurchaseCommon Stock 500 $18.71 $9,355.00
Disclosure

SEC source: 0001740563-20-000006 · wf-form4_160493189718225.xml · nonDerivative · entry 1

Sullivan Michael John · CIK 0001740563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,902

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October 26, 2020 Filed Oct 27, 2020 21:35 UTC PurchaseCommon Stock 10,000 $18.81 $188,120.00
Disclosure

SEC source: 0001259736-20-000002 · wf-form4_160383449681319.xml · nonDerivative · entry 1

PRATT JAMES G · CIK 0001259736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · price: The price reflects a weighted average purchase price for multiple transactions ranging from 18.6900 to 18.8800 per share, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

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August 14, 2020 Filed Aug 14, 2020 18:28 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
SaleCommon Stock 489,130 $20.02 $9,792,382.60
Disclosure

SEC source: 0001664211-20-000002 · wf-form4_159742969646385.xml · nonDerivative · entry 1

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 3,916,863

F1 · kind: The 2009 Gerdin Heartland Trust sold 3,260,870 shares of Common Stock in a registered public offering on July 24, 2020, at a price per share of $20.02, after deducting underwriting discounts and commissions of $0.48 per share. Pursuant to the terms of the Underwriting Agreement, the 2009 Gerdin Heartland Trust granted the Underwriter a 30-day option to purchase up to an additional 489,130 shares of common stock on the same terms and conditions. The underwriter exercised the option to purchase 489,130 shares of common stock which settled on August 14, 2020.

F2 · ownership.nature: Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2009 Gerdin Heartland Trust. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

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August 14, 2020 Filed Aug 14, 2020 18:23 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
SaleCommon Stock 489,130 $20.02 $9,792,382.60
Disclosure

SEC source: 0001212393-20-000004 · wf-form4_159742937073687.xml · nonDerivative · entry 1

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 3,916,863

F1 · kind: The 2009 Gerdin Heartland Trust sold 3,260,870 shares of Common Stock in a registered public offering on July 24, 2020, at a price per share of $20.02, after deducting underwriting discounts and commissions of $0.48 per share. Pursuant to the terms of the Underwriting Agreement, the 2009 Gerdin Heartland Trust granted the Underwriter a 30-day option to purchase up to an additional 489,130 shares of common stock on the same terms and conditions. The underwriter exercised the option to purchase 489,130 shares of common stock which settled on August 14, 2020.

F2 · ownership.nature: Mr. Gerdin is one of the beneficiaries of the 2009 Gerdin Heartland Trust. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

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July 24, 2020 Filed Jul 27, 2020 13:31 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
SaleCommon Stock 3,260,870 $20.02 $65,282,617.40
Disclosure

SEC source: 0000799233-20-000039 · wf-form4_159585666613512.xml · nonDerivative · entry 5

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 4,405,993

F5 · kind: The 2009 Gerdin Heartland Trust sold 3,260,870 shares of Common Stock in a registered public offering on July 24, 2020, at a price per share of $20.02, after deducting underwriting discounts and commissions of $0.48 per share.

F3 · ownership.nature: Mr. Gerdin is one of the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. The two other beneficiaries of the 2009 Gerdin Heartland Trust, Mrs. Durr and Mrs. Janssen, also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

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July 24, 2020 Filed Jul 27, 2020 13:35 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
SaleCommon Stock 3,260,870 $20.02 $65,282,617.40
Disclosure

SEC source: 0000799233-20-000041 · wf-form4_159585691551882.xml · nonDerivative · entry 3

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 4,405,993

F4 · kind: The 2009 Gerdin Heartland Trust sold 3,260,870 shares of Common Stock in a registered public offering on July 24, 2020, at a price per share of $20.02, after deducting underwriting discounts and commissions of $0.48 per share.

F3 · ownership.nature: Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. Mr. Gerdin, one of the three beneficiaries of the 2009 Gerdin Heartland Trust also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

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May 14, 2020 Filed May 18, 2020 15:29 UTC PurchaseCommon Stock 1,000 $18.47 $18,468.40
Disclosure

SEC source: 0001740563-20-000004 · wf-form4_158981574430350.xml · nonDerivative · entry 1

Sullivan Michael John · CIK 0001740563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,402

F1 · price: The price reflects a weighted average purchase price for multiple transactions ranging from 18.465 to 18.470 per share, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of share purchased at each separate price.

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February 10, 2020 Filed Feb 12, 2020 19:01 UTC PurchaseCommon Stock 500 $19.60 $9,800.00
Disclosure

SEC source: 0001697701-20-000002 · wf-form4_158153407729152.xml · nonDerivative · entry 1

Neville Brenda S · CIK 0001697701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.