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NYSE · USD

HTB

HomeTrust Bancshares, Inc.

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5153
SEC CIK
0001538263
Parsed reports
322

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 23, 2021 Filed Nov 26, 2021 20:09 UTC
Stonestreet Dana L.Director · Chairman and CEO
SaleCommon Stock 100 $31.89 $3,188.50
Disclosure

SEC source: 0001104659-21-143938 · tm2134005-1_4seq1.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 23, 2021 Filed Nov 26, 2021 20:09 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionCommon Stock 100 $14.37 $1,437.00
Disclosure

SEC source: 0001104659-21-143938 · tm2134005-1_4seq1.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 17:49 UTC
Westbrook HunterDirector · President, COO
Exercise / conversionStock Option · Derivative 99 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-143443 · tm2133917d1_4seq1.xml · derivative · entry 10

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,535

Underlying: Common Stock · 99 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 17:49 UTC
Westbrook HunterDirector · President, COO
SaleCommon Stock 99 $31.95 $3,162.99
Disclosure

SEC source: 0001104659-21-143443 · tm2133917d1_4seq1.xml · nonDerivative · entry 2

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,354

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.93 to $31.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 2 and 3 to this Form 4.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 17:49 UTC
Westbrook HunterDirector · President, COO
Exercise / conversionCommon Stock 99 $14.37 $1,422.63
Disclosure

SEC source: 0001104659-21-143443 · tm2133917d1_4seq1.xml · nonDerivative · entry 1

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 15:32 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-141690 · tm2133474-1_4seq1.xml · derivative · entry 4

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,772

Underlying: Common Stock · 15,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 15:32 UTC
VunCannon Tony J.EVP, CFO and Treasurer
SaleCommon Stock 15,000 $31.44 $471,528.00
Disclosure

SEC source: 0001104659-21-141690 · tm2133474-1_4seq1.xml · nonDerivative · entry 2

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,533

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.40 to $31.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 15:32 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionCommon Stock 15,000 $14.37 $215,550.00
Disclosure

SEC source: 0001104659-21-141690 · tm2133474-1_4seq1.xml · nonDerivative · entry 1

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 20:46 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionStock Option · Derivative 9,110 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-142447 · tm2133689-1_4seq1.xml · derivative · entry 6

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 9,110 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Insentive Plan with following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 20:46 UTC
Stonestreet Dana L.Director · Chairman and CEO
SaleCommon Stock 4,110 $31.51 $129,485.55
Disclosure

SEC source: 0001104659-21-142447 · tm2133689-1_4seq1.xml · nonDerivative · entry 3

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 18, 2021 Filed Nov 22, 2021 20:46 UTC
Stonestreet Dana L.Director · Chairman and CEO
SaleCommon Stock 5,000 $31.40 $157,009.50
Disclosure

SEC source: 0001104659-21-142447 · tm2133689-1_4seq1.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,574

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.30 to $31.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 20:46 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionCommon Stock 9,110 $14.37 $130,910.70
Disclosure

SEC source: 0001104659-21-142447 · tm2133689-1_4seq1.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 19:53 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionStock Option · Derivative 5,200 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-141110 · tm2133429-1_4seq1.xml · derivative · entry 10

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,110

Underlying: Common Stock · 5,200 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 19:53 UTC
Stonestreet Dana L.Director · Chairman and CEO
SaleCommon Stock 200 $31.50 $6,300.00
Disclosure

SEC source: 0001104659-21-141110 · tm2133429-1_4seq1.xml · nonDerivative · entry 6

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 17, 2021 Filed Nov 18, 2021 19:53 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionCommon Stock 200 $14.37 $2,874.00
Disclosure

SEC source: 0001104659-21-141110 · tm2133429-1_4seq1.xml · nonDerivative · entry 5

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 19:53 UTC
Stonestreet Dana L.Director · Chairman and CEO
SaleCommon Stock 5,000 $31.16 $155,802.00
Disclosure

SEC source: 0001104659-21-141110 · tm2133429-1_4seq1.xml · nonDerivative · entry 4

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 17, 2021 Filed Nov 18, 2021 19:53 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionCommon Stock 5,000 $14.37 $71,850.00
Disclosure

SEC source: 0001104659-21-141110 · tm2133429-1_4seq1.xml · nonDerivative · entry 3

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 19:53 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionStock Option · Derivative 600 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-141110 · tm2133429-1_4seq1.xml · derivative · entry 9

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,310

Underlying: Common Stock · 600 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 19:53 UTC
Stonestreet Dana L.Director · Chairman and CEO
SaleCommon Stock 600 $31.50 $18,900.00
Disclosure

SEC source: 0001104659-21-141110 · tm2133429-1_4seq1.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 16, 2021 Filed Nov 18, 2021 19:53 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionCommon Stock 600 $14.37 $8,622.00
Disclosure

SEC source: 0001104659-21-141110 · tm2133429-1_4seq1.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 18:48 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionStock Option · Derivative 1,807 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-139820 · tm2133145d1_4.xml · derivative · entry 5

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,910

Underlying: Common Stock · 1,807 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 18:48 UTC
Stonestreet Dana L.Director · Chairman and CEO
SaleCommon Stock 1,807 $31.02 $56,056.39
Disclosure

SEC source: 0001104659-21-139820 · tm2133145d1_4.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 12, 2021 Filed Nov 16, 2021 18:48 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionCommon Stock 1,807 $14.37 $25,966.59
Disclosure

SEC source: 0001104659-21-139820 · tm2133145d1_4.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionStock Option · Derivative 6,696 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · derivative · entry 16

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,717

Underlying: Common Stock · 6,696 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
SaleCommon Stock 3,193 $31.04 $99,111.68
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · nonDerivative · entry 12

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 11, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionCommon Stock 3,193 $14.37 $45,883.41
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · nonDerivative · entry 11

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
SaleCommon Stock 2,703 $31.02 $83,850.03
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · nonDerivative · entry 10

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 11, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionCommon Stock 2,703 $14.37 $38,842.11
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · nonDerivative · entry 9

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
SaleCommon Stock 800 $31.02 $24,818.72
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · nonDerivative · entry 8

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 11, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionCommon Stock 800 $14.37 $11,496.00
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · nonDerivative · entry 7

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionStock Option · Derivative 5,239 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · derivative · entry 15

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,413

Underlying: Common Stock · 5,239 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
SaleCommon Stock 2,297 $31.02 $71,253.40
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · nonDerivative · entry 6

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionCommon Stock 2,297 $14.37 $33,007.89
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · nonDerivative · entry 5

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
SaleCommon Stock 1,362 $31.02 $42,247.88
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · nonDerivative · entry 4

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionCommon Stock 1,362 $14.37 $19,571.94
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · nonDerivative · entry 3

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
SaleCommon Stock 1,580 $31.01 $48,993.11
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:38 UTC
Stonestreet Dana L.Director · Chairman and CEO
Exercise / conversionCommon Stock 1,580 $14.37 $22,704.60
Disclosure

SEC source: 0001104659-21-137938 · tm2132807-1_4seq1.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 19:23 UTC
Stonestreet Dana L.Chairman and CEO
Exercise / conversionStock Option · Derivative 6,258 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-136849 · tm2132557-1_4seq1.xml · derivative · entry 10

Stonestreet Dana L. · CIK 0001550617 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,652

Underlying: Common Stock · 6,258 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 19:23 UTC
Stonestreet Dana L.Chairman and CEO
SaleCommon Stock 2,838 $31.01 $88,006.95
Disclosure

SEC source: 0001104659-21-136849 · tm2132557-1_4seq1.xml · nonDerivative · entry 6

Stonestreet Dana L. · CIK 0001550617 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 09, 2021 Filed Nov 10, 2021 19:23 UTC
Stonestreet Dana L.Chairman and CEO
Exercise / conversionCommon Stock 2,838 $14.37 $40,782.06
Disclosure

SEC source: 0001104659-21-136849 · tm2132557-1_4seq1.xml · nonDerivative · entry 5

Stonestreet Dana L. · CIK 0001550617 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 19:23 UTC
Stonestreet Dana L.Chairman and CEO
SaleCommon Stock 3,420 $31.02 $106,103.79
Disclosure

SEC source: 0001104659-21-136849 · tm2132557-1_4seq1.xml · nonDerivative · entry 4

Stonestreet Dana L. · CIK 0001550617 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
November 09, 2021 Filed Nov 10, 2021 19:23 UTC
Stonestreet Dana L.Chairman and CEO
Exercise / conversionCommon Stock 3,420 $14.37 $49,145.40
Disclosure

SEC source: 0001104659-21-136849 · tm2132557-1_4seq1.xml · nonDerivative · entry 3

Stonestreet Dana L. · CIK 0001550617 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 08, 2021 Filed Nov 10, 2021 19:23 UTC
Stonestreet Dana L.Chairman and CEO
Exercise / conversionStock Option · Derivative 90 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-136849 · tm2132557-1_4seq1.xml · derivative · entry 9

Stonestreet Dana L. · CIK 0001550617 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,910

Underlying: Common Stock · 90 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

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November 08, 2021 Filed Nov 10, 2021 19:23 UTC
Stonestreet Dana L.Chairman and CEO
SaleCommon Stock 90 $31.52 $2,836.80
Disclosure

SEC source: 0001104659-21-136849 · tm2132557-1_4seq1.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

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November 08, 2021 Filed Nov 10, 2021 19:23 UTC
Stonestreet Dana L.Chairman and CEO
Exercise / conversionCommon Stock 90 $14.37 $1,293.30
Disclosure

SEC source: 0001104659-21-136849 · tm2132557-1_4seq1.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 13, 2021 Filed Sep 14, 2021 09:11 UTC
Houghton Keith JEVP, Chief Credit Officer
Exercise / conversionStock Option · Derivative 4,000 $0.00 Strike: $17.35 $0.00
Disclosure

SEC source: 0001104659-21-115325 · tm2127553-1_4seq1.xml · derivative · entry 4

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2026-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.

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September 13, 2021 Filed Sep 14, 2021 09:11 UTC
Houghton Keith JEVP, Chief Credit Officer
SaleCommon Stock 4,000 $27.61 $110,459.20
Disclosure

SEC source: 0001104659-21-115325 · tm2127553-1_4seq1.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,052

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.35 to $27.875, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 13, 2021 Filed Sep 14, 2021 09:11 UTC
Houghton Keith JEVP, Chief Credit Officer
Exercise / conversionCommon Stock 4,000 $17.35 $69,400.00
Disclosure

SEC source: 0001104659-21-115325 · tm2127553-1_4seq1.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 08, 2021 Filed Sep 10, 2021 10:33 UTC
Houghton Keith JEVP, Chief Credit Officer
Tax withholdingCommon Stock 178 $27.69 $4,928.82
Disclosure

SEC source: 0001104659-21-114486 · tm2127271-6_4seq1.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,052

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September 08, 2021 Filed Sep 10, 2021 10:33 UTC
Houghton Keith JEVP, Chief Credit Officer
OtherCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-114486 · tm2127271-6_4seq1.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,230

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 11, 2019 using target number of shares (875 shares). The award vested as to 600 shares on September 8, 2021 based on the level of achievement of the performance goal.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.