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NYSE · USD

HTB

HomeTrust Bancshares, Inc.

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5153
SEC CIK
0001538263
Parsed reports
322

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2023 Filed Feb 1, 2023 17:00 UTC
Westbrook HunterDirector · President and CEO
Exercise / conversionCommon Stock 4,250 $14.37 $61,072.50
Disclosure

SEC source: 0001104659-23-009101 · tm235086-1_4seq1.xml · nonDerivative · entry 1

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2023 Filed Feb 3, 2023 17:37 UTC Amendment
Westbrook HunterDirector · President and CEO
Exercise / conversionStock Option · Derivative 2,265 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-010352 · tm235431-2_4aseq1.xml · derivative · entry 10

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,369

Underlying: Common Stock · 2,265 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The purpose of this amendment is to correct the original Form 4, which reported that on January 30, 2023, the reporting person acquired 4,250 shares upon the exercise of a stock option and sold those shares. As reflected in this amendment, the number of shares acquired and sold on January 30, 2023 was 2,265, not 4,250, and the information in Table I and Table II has been corrected accordingly.

F7 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

F1 · derivative.underlying_shares: The purpose of this amendment is to correct the original Form 4, which reported that on January 30, 2023, the reporting person acquired 4,250 shares upon the exercise of a stock option and sold those shares. As reflected in this amendment, the number of shares acquired and sold on January 30, 2023 was 2,265, not 4,250, and the information in Table I and Table II has been corrected accordingly.

Read SEC document
January 30, 2023 Filed Feb 3, 2023 17:37 UTC Amendment
Westbrook HunterDirector · President and CEO
SaleCommon Stock 2,265 $26.70 $60,475.27
Disclosure

SEC source: 0001104659-23-010352 · tm235431-2_4aseq1.xml · nonDerivative · entry 2

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,083

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F1 · shares: The purpose of this amendment is to correct the original Form 4, which reported that on January 30, 2023, the reporting person acquired 4,250 shares upon the exercise of a stock option and sold those shares. As reflected in this amendment, the number of shares acquired and sold on January 30, 2023 was 2,265, not 4,250, and the information in Table I and Table II has been corrected accordingly.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.63 to $26.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.

Read SEC document
January 30, 2023 Filed Feb 3, 2023 17:37 UTC Amendment
Westbrook HunterDirector · President and CEO
Exercise / conversionCommon Stock 2,265 $14.37 $32,548.05
Disclosure

SEC source: 0001104659-23-010352 · tm235431-2_4aseq1.xml · nonDerivative · entry 1

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The purpose of this amendment is to correct the original Form 4, which reported that on January 30, 2023, the reporting person acquired 4,250 shares upon the exercise of a stock option and sold those shares. As reflected in this amendment, the number of shares acquired and sold on January 30, 2023 was 2,265, not 4,250, and the information in Table I and Table II has been corrected accordingly.

Read SEC document
January 27, 2023 Filed Jan 30, 2023 22:02 UTC Exercise / conversionStock Option · Derivative 856 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-008044 · tm234928-1_4seq1.xml · derivative · entry 5

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144

Underlying: Common Stock · 856 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
January 27, 2023 Filed Jan 30, 2023 22:02 UTC SaleCommon Stock 856 $26.40 $22,598.40
Disclosure

SEC source: 0001104659-23-008044 · tm234928-1_4seq1.xml · nonDerivative · entry 2

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,919

Read SEC document
January 27, 2023 Filed Jan 30, 2023 22:02 UTC Exercise / conversionCommon Stock 856 $14.37 $12,300.72
Disclosure

SEC source: 0001104659-23-008044 · tm234928-1_4seq1.xml · nonDerivative · entry 1

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:21 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionStock Option · Derivative 18,704 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-007025 · tm234469-2_4seq1.xml · derivative · entry 4

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,871

Underlying: Common Stock · 18,704 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:21 UTC
VunCannon Tony J.EVP, CFO and Treasurer
SaleCommon Stock 13,704 $25.29 $346,586.49
Disclosure

SEC source: 0001104659-23-007025 · tm234469-2_4seq1.xml · nonDerivative · entry 2

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,666

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:21 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionCommon Stock 18,704 $14.37 $268,776.48
Disclosure

SEC source: 0001104659-23-007025 · tm234469-2_4seq1.xml · nonDerivative · entry 1

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:21 UTC
Westbrook HunterDirector · President and CEO
Exercise / conversionStock Option · Derivative 32,500 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-007022 · tm234469-1_4seq1.xml · derivative · entry 8

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,634

Underlying: Common Stock · 32,500 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:21 UTC
Westbrook HunterDirector · President and CEO
SaleCommon Stock 7,500 $24.86 $186,477.75
Disclosure

SEC source: 0001104659-23-007022 · tm234469-1_4seq1.xml · nonDerivative · entry 3

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,083

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.75 to $25.00, inclusive.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:21 UTC
Westbrook HunterDirector · President and CEO
SaleCommon Stock 25,000 $25.41 $635,355.00
Disclosure

SEC source: 0001104659-23-007022 · tm234469-1_4seq1.xml · nonDerivative · entry 2

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,583

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.60 to $26.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:21 UTC
Westbrook HunterDirector · President and CEO
Exercise / conversionCommon Stock 32,500 $14.37 $467,025.00
Disclosure

SEC source: 0001104659-23-007022 · tm234469-1_4seq1.xml · nonDerivative · entry 1

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 14:32 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionStock Option · Derivative 576 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-000129 · tm2233810-1_4seq1.xml · derivative · entry 4

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,575

Underlying: Common Stock · 576 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 14:32 UTC
VunCannon Tony J.EVP, CFO and Treasurer
SaleCommon Stock 576 $24.26 $13,971.34
Disclosure

SEC source: 0001104659-23-000129 · tm2233810-1_4seq1.xml · nonDerivative · entry 2

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,666

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.25 to $24.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 14:32 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionCommon Stock 576 $14.37 $8,277.12
Disclosure

SEC source: 0001104659-23-000129 · tm2233810-1_4seq1.xml · nonDerivative · entry 1

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 16:37 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-22-130421 · tm2233553-1_4seq1.xml · derivative · entry 9

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,151

Underlying: Common Stock · 5,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 16:37 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionStock Option · Derivative 2,672 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-22-130421 · tm2233553-1_4seq1.xml · derivative · entry 8

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,151

Underlying: Common Stock · 2,672 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 16:37 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionCommon Stock 5,000 $14.37 $71,850.00
Disclosure

SEC source: 0001104659-22-130421 · tm2233553-1_4seq1.xml · nonDerivative · entry 5

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 16:37 UTC
VunCannon Tony J.EVP, CFO and Treasurer
SaleCommon Stock 2,672 $24.38 $65,146.83
Disclosure

SEC source: 0001104659-22-130421 · tm2233553-1_4seq1.xml · nonDerivative · entry 4

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,666

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.25 to $24.57, inclusive.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 16:37 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionCommon Stock 2,672 $14.37 $38,396.64
Disclosure

SEC source: 0001104659-22-130421 · tm2233553-1_4seq1.xml · nonDerivative · entry 3

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2022 Filed Dec 28, 2022 16:37 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionStock Option · Derivative 3,893 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-22-130421 · tm2233553-1_4seq1.xml · derivative · entry 7

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,823

Underlying: Common Stock · 3,893 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 23, 2022 Filed Dec 28, 2022 16:37 UTC
VunCannon Tony J.EVP, CFO and Treasurer
SaleCommon Stock 3,893 $24.45 $95,179.57
Disclosure

SEC source: 0001104659-22-130421 · tm2233553-1_4seq1.xml · nonDerivative · entry 2

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,666

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.39 to $24.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

Read SEC document
December 23, 2022 Filed Dec 28, 2022 16:37 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionCommon Stock 3,893 $14.37 $55,942.41
Disclosure

SEC source: 0001104659-22-130421 · tm2233553-1_4seq1.xml · nonDerivative · entry 1

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2022 Filed Dec 23, 2022 14:52 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionStock Option · Derivative 2,208 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-22-129773 · tm2233415-1_4seq1.xml · derivative · entry 7

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,716

Underlying: Common Stock · 2,208 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 22, 2022 Filed Dec 23, 2022 14:52 UTC
VunCannon Tony J.EVP, CFO and Treasurer
SaleCommon Stock 2,208 $24.52 $54,146.78
Disclosure

SEC source: 0001104659-22-129773 · tm2233415-1_4seq1.xml · nonDerivative · entry 4

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,666

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.57, inclusive.

Read SEC document
December 22, 2022 Filed Dec 23, 2022 14:52 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionCommon Stock 2,208 $14.37 $31,728.96
Disclosure

SEC source: 0001104659-22-129773 · tm2233415-1_4seq1.xml · nonDerivative · entry 3

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 14:52 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionStock Option · Derivative 6,947 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-22-129773 · tm2233415-1_4seq1.xml · derivative · entry 6

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,924

Underlying: Common Stock · 6,947 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 14:52 UTC
VunCannon Tony J.EVP, CFO and Treasurer
SaleCommon Stock 6,947 $24.59 $170,833.68
Disclosure

SEC source: 0001104659-22-129773 · tm2233415-1_4seq1.xml · nonDerivative · entry 2

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,666

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 14:52 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionCommon Stock 6,947 $14.37 $99,828.39
Disclosure

SEC source: 0001104659-22-129773 · tm2233415-1_4seq1.xml · nonDerivative · entry 1

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 19:27 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionStock Option · Derivative 701 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-22-127276 · tm2232816-1_4seq1.xml · derivative · entry 7

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,871

Underlying: Common Stock · 701 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 19:27 UTC
VunCannon Tony J.EVP, CFO and Treasurer
SaleCommon Stock 701 $24.81 $17,392.79
Disclosure

SEC source: 0001104659-22-127276 · tm2232816-1_4seq1.xml · nonDerivative · entry 4

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,666

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.80 to $24.87, inclusive.

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December 14, 2022 Filed Dec 15, 2022 19:27 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionCommon Stock 701 $14.37 $10,073.37
Disclosure

SEC source: 0001104659-22-127276 · tm2232816-1_4seq1.xml · nonDerivative · entry 3

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 13, 2022 Filed Dec 15, 2022 19:27 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionStock Option · Derivative 200 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-22-127276 · tm2232816-1_4seq1.xml · derivative · entry 6

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,572

Underlying: Common Stock · 200 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

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December 13, 2022 Filed Dec 15, 2022 19:27 UTC
VunCannon Tony J.EVP, CFO and Treasurer
SaleCommon Stock 200 $25.25 $5,049.00
Disclosure

SEC source: 0001104659-22-127276 · tm2232816-1_4seq1.xml · nonDerivative · entry 2

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,666

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.19 to $25.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4.

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December 13, 2022 Filed Dec 15, 2022 19:27 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionCommon Stock 200 $14.37 $2,874.00
Disclosure

SEC source: 0001104659-22-127276 · tm2232816-1_4seq1.xml · nonDerivative · entry 1

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 01, 2022 Filed Dec 2, 2022 14:43 UTC Exercise / conversionStock Option · Derivative 542 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-22-123925 · tm2231830-1_4seq1.xml · derivative · entry 6

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 542 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

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December 01, 2022 Filed Dec 2, 2022 14:43 UTC SaleCommon Stock 542 $25.54 $13,842.68
Disclosure

SEC source: 0001104659-22-123925 · tm2231830-1_4seq1.xml · nonDerivative · entry 4

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,919

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December 01, 2022 Filed Dec 2, 2022 14:43 UTC Exercise / conversionCommon Stock 542 $14.37 $7,788.54
Disclosure

SEC source: 0001104659-22-123925 · tm2231830-1_4seq1.xml · nonDerivative · entry 3

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 30, 2022 Filed Dec 2, 2022 14:43 UTC Exercise / conversionStock Option · Derivative 3,458 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-22-123925 · tm2231830-1_4seq1.xml · derivative · entry 5

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,542

Underlying: Common Stock · 3,458 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

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November 30, 2022 Filed Dec 2, 2022 14:43 UTC SaleCommon Stock 3,458 $25.60 $88,524.80
Disclosure

SEC source: 0001104659-22-123925 · tm2231830-1_4seq1.xml · nonDerivative · entry 2

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,919

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.72, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 30, 2022 Filed Dec 2, 2022 14:43 UTC Exercise / conversionCommon Stock 3,458 $14.37 $49,691.46
Disclosure

SEC source: 0001104659-22-123925 · tm2231830-1_4seq1.xml · nonDerivative · entry 1

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2022 Filed Nov 21, 2022 19:20 UTC Exercise / conversionStock Option · Derivative 6,000 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-22-120694 · tm2231084-1_4seq1.xml · derivative · entry 4

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

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November 18, 2022 Filed Nov 21, 2022 19:20 UTC SaleCommon Stock 6,000 $24.79 $148,731.60
Disclosure

SEC source: 0001104659-22-120694 · tm2231084-1_4seq1.xml · nonDerivative · entry 2

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,581

F1 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.57 to $24.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 18, 2022 Filed Nov 21, 2022 19:20 UTC Exercise / conversionCommon Stock 6,000 $14.37 $86,220.00
Disclosure

SEC source: 0001104659-22-120694 · tm2231084-1_4seq1.xml · nonDerivative · entry 1

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 15, 2022 Filed Sep 15, 2022 21:42 UTC PurchaseCommon Stock 2,500 $22.81 $57,025.00
Disclosure

SEC source: 0001104659-22-100496 · tm2225999-1_4seq1.xml · nonDerivative · entry 1

JAMES ROBERT E. · CIK 0001654826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,799

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September 12, 2022 Filed Sep 13, 2022 17:11 UTC
Houghton Keith JEVP, Chief Credit Officer
Tax withholdingCommon Stock 344 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099715 · tm2225802-2_4seq1.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,088

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September 12, 2022 Filed Sep 13, 2022 17:11 UTC
Houghton Keith JEVP, Chief Credit Officer
OtherCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099715 · tm2225802-2_4seq1.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,432

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 12, 2020 using target number of shares (875 shares). The award vested as to 1,169 shares on September 12, 2022 based on the level of achievement of the performance goal.

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September 12, 2022 Filed Sep 13, 2022 21:13 UTC
Westbrook HunterDirector · President and CEO
Tax withholdingCommon Stock 639 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099723 · tm2225802-6_4seq1.xml · nonDerivative · entry 2

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,083

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.