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NYSE · USD

HTB

HomeTrust Bancshares, Inc.

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5153
SEC CIK
0001538263
Parsed reports
322

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2023 Filed Feb 14, 2023 16:59 UTC GrantCommon Stock 2,185 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021165 · tm236715-16_4seq1.xml · nonDerivative · entry 1

POWELL KRISTIN Y. · CIK 0001919474 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,087

F1 · shares: Represents restricted stock award under Issuer's 2022 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2024. 2025, 2026, 2027 and 2028.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:58 UTC
Westbrook HunterDirector · President and CEO
GrantCommon Stock 7,891 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021164 · tm236715-15_4seq1.xml · nonDerivative · entry 2

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,609

F2 · shares: Represents restricted stock unit award under Issuer's 2022 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:58 UTC
Westbrook HunterDirector · President and CEO
GrantCommon Stock 2,635 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021164 · tm236715-15_4seq1.xml · nonDerivative · entry 1

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,718

F1 · shares: Represents restricted stock award under Issuer's 2022 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2024, 2025, 2026, 2027 and 2028.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:58 UTC
VunCannon Tony J.EVP, CFO and Treasurer
GrantCommon Stock 1,612 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021163 · tm236715-14_4seq1.xml · nonDerivative · entry 2

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,893

F2 · shares: Represents restricted stock unit award under Issuer's 2022 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:58 UTC
VunCannon Tony J.EVP, CFO and Treasurer
GrantCommon Stock 1,615 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021163 · tm236715-14_4seq1.xml · nonDerivative · entry 1

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,281

F1 · shares: Represents restricted stock award under Issuer's 2022 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2024, 2025, 2026, 2027 and 2028.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:57 UTC
Caywood Marty T.EVP, Chief Information Officer
GrantCommon Stock 1,504 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021161 · tm236715-13_4seq1.xml · nonDerivative · entry 2

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,324

F2 · shares: Represents restricted stock unit award under Issuer's 2022 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:57 UTC
Caywood Marty T.EVP, Chief Information Officer
GrantCommon Stock 1,505 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021161 · tm236715-13_4seq1.xml · nonDerivative · entry 1

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,820

F1 · shares: Represents restricted stock award under Issuer's 2022 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2024, 2025, 2026, 2027 and 2028.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:55 UTC
Little R. ParrishEVP, Chief Risk Officer
GrantCommon Stock 1,410 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021158 · tm236715-11_4seq1.xml · nonDerivative · entry 2

Little R. Parrish · CIK 0001637537 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,704

F2 · shares: Represents restricted stock unit award under Issuer's 2022 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:55 UTC
Little R. ParrishEVP, Chief Risk Officer
GrantCommon Stock 1,410 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021158 · tm236715-11_4seq1.xml · nonDerivative · entry 1

Little R. Parrish · CIK 0001637537 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,294

F1 · shares: Represents restricted stock award under Issuer's 2022 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2024, 2025, 2026, 2027 and 2028.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:22 UTC GrantCommon Stock 1,148 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021109 · tm236715d8_4seq1.xml · nonDerivative · entry 1

Williams Richard Tyrone · CIK 0001655252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,622

F1 · shares: Represents restricted stock award under Issuer's 2022 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2024.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:21 UTC
Switzer JohnDirector
GrantCommon Stock 1,148 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021103 · tm236715d7_4seq1.xml · nonDerivative · entry 1

Switzer John · CIK 0001749223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,622

F1 · shares: Represents restricted stock award under Issuer's 2022 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2024.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:20 UTC GrantCommon Stock 1,148 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021101 · tm236715d6_4seq1.xml · nonDerivative · entry 1

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,274

F1 · shares: Represents restricted stock award under Issuer's 2022 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2024.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:19 UTC GrantCommon Stock 1,148 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021095 · tm236715d5_4seq1.xml · nonDerivative · entry 1

Lowe Rebekah M. · CIK 0001799846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,133

F1 · shares: Represents restricted stock award under Issuer's 2022 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2024.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:18 UTC GrantCommon Stock 1,148 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021094 · tm236715d4_4seq1.xml · nonDerivative · entry 1

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,067

F1 · shares: Represents restricted stock award under Issuer's 2022 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2024.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:15 UTC GrantCommon Stock 1,148 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021084 · tm236715d2_4seq1.xml · nonDerivative · entry 1

JAMES ROBERT E. · CIK 0001654826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,947

F1 · shares: Represents restricted stock award under Issuer's 2022 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2024.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:14 UTC GrantCommon Stock 1,148 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021082 · tm236715d1_4seq1.xml · nonDerivative · entry 1

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,729

F1 · shares: Represents restricted stock award under Issuer's 2022 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2024.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 17:59 UTC Exercise / conversionStock Option · Derivative 200 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-018273 · tm236322-1_4seq1.xml · derivative · entry 6

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,706

Underlying: Common Stock · 200 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 17:59 UTC SaleCommon Stock 200 $28.00 $5,600.00
Disclosure

SEC source: 0001104659-23-018273 · tm236322-1_4seq1.xml · nonDerivative · entry 2

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,581

Read SEC document
February 09, 2023 Filed Feb 10, 2023 17:59 UTC Exercise / conversionCommon Stock 200 $14.37 $2,874.00
Disclosure

SEC source: 0001104659-23-018273 · tm236322-1_4seq1.xml · nonDerivative · entry 1

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 19:59 UTC Exercise / conversionStock Option · Derivative 1,094 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-011684 · tm235778-1_4seq1.xml · derivative · entry 4

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,906

Underlying: Common Stock · 1,094 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 19:59 UTC SaleCommon Stock 1,094 $28.25 $30,905.50
Disclosure

SEC source: 0001104659-23-011684 · tm235778-1_4seq1.xml · nonDerivative · entry 2

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,581

Read SEC document
February 03, 2023 Filed Feb 7, 2023 19:59 UTC Exercise / conversionCommon Stock 1,094 $14.37 $15,720.78
Disclosure

SEC source: 0001104659-23-011684 · tm235778-1_4seq1.xml · nonDerivative · entry 1

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 15:50 UTC Exercise / conversionStock Option · Derivative 1,000 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-010288 · tm235396d2_4.xml · derivative · entry 3

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 15:50 UTC SaleCommon Stock 1,000 $27.51 $27,506.60
Disclosure

SEC source: 0001104659-23-010288 · tm235396d2_4.xml · nonDerivative · entry 2

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,919

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $27.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 15:50 UTC Exercise / conversionCommon Stock 1,000 $14.37 $14,370.00
Disclosure

SEC source: 0001104659-23-010288 · tm235396d2_4.xml · nonDerivative · entry 1

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:44 UTC Exercise / conversionStock Option · Derivative 894 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-009938 · tm235332-1_4seq1.xml · derivative · entry 7

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 894 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:44 UTC SaleCommon Stock 894 $27.00 $24,138.00
Disclosure

SEC source: 0001104659-23-009938 · tm235332-1_4seq1.xml · nonDerivative · entry 4

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,581

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:44 UTC Exercise / conversionCommon Stock 894 $14.37 $12,846.78
Disclosure

SEC source: 0001104659-23-009938 · tm235332-1_4seq1.xml · nonDerivative · entry 3

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 17:40 UTC
Westbrook HunterDirector · President and CEO
Exercise / conversionStock Option · Derivative 7,480 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-010353 · tm235431-1_4seq1.xml · derivative · entry 7

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,480 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 17:40 UTC
Westbrook HunterDirector · President and CEO
SaleCommon Stock 7,480 $27.26 $203,937.71
Disclosure

SEC source: 0001104659-23-010353 · tm235431-1_4seq1.xml · nonDerivative · entry 2

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,083

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.17 to $27.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 17:40 UTC
Westbrook HunterDirector · President and CEO
Exercise / conversionCommon Stock 7,480 $14.37 $107,487.60
Disclosure

SEC source: 0001104659-23-010353 · tm235431-1_4seq1.xml · nonDerivative · entry 1

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 15:49 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionStock Option · Derivative 4,871 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-010287 · tm235396d1_4.xml · derivative · entry 4

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,871 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 15:49 UTC
VunCannon Tony J.EVP, CFO and Treasurer
SaleCommon Stock 4,871 $27.44 $133,656.83
Disclosure

SEC source: 0001104659-23-010287 · tm235396d1_4.xml · nonDerivative · entry 2

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,666

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.30 to $27.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 15:49 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Exercise / conversionCommon Stock 4,871 $14.37 $69,996.27
Disclosure

SEC source: 0001104659-23-010287 · tm235396d1_4.xml · nonDerivative · entry 1

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 17:00 UTC
Westbrook HunterDirector · President and CEO
Exercise / conversionStock Option · Derivative 6,889 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-009101 · tm235086-1_4seq1.xml · derivative · entry 11

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,495

Underlying: Common Stock · 6,889 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 17:00 UTC
Westbrook HunterDirector · President and CEO
SaleCommon Stock 520 $27.00 $14,040.00
Disclosure

SEC source: 0001104659-23-009101 · tm235086-1_4seq1.xml · nonDerivative · entry 5

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,083

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 17:00 UTC
Westbrook HunterDirector · President and CEO
SaleCommon Stock 6,369 $26.64 $169,650.42
Disclosure

SEC source: 0001104659-23-009101 · tm235086-1_4seq1.xml · nonDerivative · entry 4

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,603

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.95, inclusive.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 17:00 UTC
Westbrook HunterDirector · President and CEO
Exercise / conversionCommon Stock 6,889 $14.37 $98,994.93
Disclosure

SEC source: 0001104659-23-009101 · tm235086-1_4seq1.xml · nonDerivative · entry 3

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:44 UTC Exercise / conversionStock Option · Derivative 2,106 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-009938 · tm235332-1_4seq1.xml · derivative · entry 6

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,894

Underlying: Common Stock · 2,106 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:44 UTC SaleCommon Stock 2,106 $27.00 $56,862.00
Disclosure

SEC source: 0001104659-23-009938 · tm235332-1_4seq1.xml · nonDerivative · entry 2

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,581

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:44 UTC Exercise / conversionCommon Stock 2,106 $14.37 $30,263.22
Disclosure

SEC source: 0001104659-23-009938 · tm235332-1_4seq1.xml · nonDerivative · entry 1

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 17:37 UTC Amendment
Westbrook HunterDirector · President and CEO
Exercise / conversionStock Option · Derivative 6,889 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-010352 · tm235431-2_4aseq1.xml · derivative · entry 11

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,480

Underlying: Common Stock · 6,889 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

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January 31, 2023 Filed Feb 3, 2023 17:37 UTC Amendment
Westbrook HunterDirector · President and CEO
SaleCommon Stock 520 $27.00 $14,040.00
Disclosure

SEC source: 0001104659-23-010352 · tm235431-2_4aseq1.xml · nonDerivative · entry 5

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,083

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

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January 31, 2023 Filed Feb 3, 2023 17:37 UTC Amendment
Westbrook HunterDirector · President and CEO
SaleCommon Stock 6,369 $26.64 $169,650.42
Disclosure

SEC source: 0001104659-23-010352 · tm235431-2_4aseq1.xml · nonDerivative · entry 4

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,603

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.95, inclusive.

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January 31, 2023 Filed Feb 3, 2023 17:37 UTC Amendment
Westbrook HunterDirector · President and CEO
Exercise / conversionCommon Stock 6,889 $14.37 $98,994.93
Disclosure

SEC source: 0001104659-23-010352 · tm235431-2_4aseq1.xml · nonDerivative · entry 3

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 30, 2023 Filed Jan 30, 2023 22:02 UTC Exercise / conversionStock Option · Derivative 1,144 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-008044 · tm234928-1_4seq1.xml · derivative · entry 6

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,144 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

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January 30, 2023 Filed Jan 30, 2023 22:02 UTC SaleCommon Stock 1,144 $26.40 $30,201.60
Disclosure

SEC source: 0001104659-23-008044 · tm234928-1_4seq1.xml · nonDerivative · entry 4

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,919

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January 30, 2023 Filed Jan 30, 2023 22:02 UTC Exercise / conversionCommon Stock 1,144 $14.37 $16,439.28
Disclosure

SEC source: 0001104659-23-008044 · tm234928-1_4seq1.xml · nonDerivative · entry 3

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 30, 2023 Filed Feb 1, 2023 17:00 UTC
Westbrook HunterDirector · President and CEO
Exercise / conversionStock Option · Derivative 4,250 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-23-009101 · tm235086-1_4seq1.xml · derivative · entry 10

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,384

Underlying: Common Stock · 4,250 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

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January 30, 2023 Filed Feb 1, 2023 17:00 UTC
Westbrook HunterDirector · President and CEO
SaleCommon Stock 4,250 $26.70 $113,474.58
Disclosure

SEC source: 0001104659-23-009101 · tm235086-1_4seq1.xml · nonDerivative · entry 2

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,083

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.45 to $26.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.