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NYSE · USD

HTB

HomeTrust Bancshares, Inc.

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5153
SEC CIK
0001538263
Parsed reports
322

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2021 Filed Sep 10, 2021 14:25 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Tax withholdingCommon Stock 178 $27.69 $4,928.82
Disclosure

SEC source: 0001104659-21-114482 · tm2127271-3_4seq1.xml · nonDerivative · entry 2

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,533

Read SEC document
September 08, 2021 Filed Sep 10, 2021 14:25 UTC
VunCannon Tony J.EVP, CFO and Treasurer
OtherCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-114482 · tm2127271-3_4seq1.xml · nonDerivative · entry 1

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,711

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 11, 2019 using target number of shares (875 shares). The award vested as to 600 shares on September 8, 2021 based on the level of achievement of the performance goal.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 14:31 UTC
Little R. ParrishEVP, Chief Risk Officer
Tax withholdingCommon Stock 178 $27.69 $4,928.82
Disclosure

SEC source: 0001104659-21-114484 · tm2127271-5_4seq1.xml · nonDerivative · entry 2

Little R. Parrish · CIK 0001637537 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,933

Read SEC document
September 08, 2021 Filed Sep 10, 2021 14:31 UTC
Little R. ParrishEVP, Chief Risk Officer
OtherCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-114484 · tm2127271-5_4seq1.xml · nonDerivative · entry 1

Little R. Parrish · CIK 0001637537 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,111

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 11, 2019 using target number of shares (875 shares). The award vested as to 600 shares on September 8, 2021 based on the level of achievement of the performance goal.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 14:28 UTC
Westbrook HunterPresident, COO
Tax withholdingCommon Stock 331 $27.69 $9,165.39
Disclosure

SEC source: 0001104659-21-114483 · tm2127271-4_4seq1.xml · nonDerivative · entry 2

Westbrook Hunter · CIK 0001553051 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,354

Read SEC document
September 08, 2021 Filed Sep 10, 2021 14:28 UTC
Westbrook HunterPresident, COO
OtherCommon Stock 510 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-114483 · tm2127271-4_4seq1.xml · nonDerivative · entry 1

Westbrook Hunter · CIK 0001553051 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,685

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 11, 2019 using target number of shares (1,625 shares). The award vested as to 1,115 shares on September 8, 2021 based on the level of achievement of the performance goal.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 14:23 UTC
Stonestreet Dana L.Chairman and CEO
Tax withholdingCommon Stock 1,070 $27.69 $29,628.30
Disclosure

SEC source: 0001104659-21-114481 · tm2127271-2_4seq1.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,464

Read SEC document
September 08, 2021 Filed Sep 10, 2021 14:23 UTC
Stonestreet Dana L.Chairman and CEO
OtherCommon Stock 1,647 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-114481 · tm2127271-2_4seq1.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,534

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 11, 2019 using target number of shares (5,250 shares). The award vested as to 3,603 shares on September 8, 2021 based on the level of achievement of the performance goal.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 14:11 UTC
Caywood Marty T.EVP, Chief Information Officer
Tax withholdingCommon Stock 178 $27.69 $4,928.82
Disclosure

SEC source: 0001104659-21-114475 · tm2127271-1_4seq1.xml · nonDerivative · entry 2

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,529

Read SEC document
September 08, 2021 Filed Sep 10, 2021 14:11 UTC
Caywood Marty T.EVP, Chief Information Officer
OtherCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-114475 · tm2127271-1_4seq1.xml · nonDerivative · entry 1

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,707

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units granted on February 11, 2019 and previously reported as being held using target number of shares (875 shares). The award vested as to 600 shares on September 8, 2021 based on the level of achievement of the performance goal.

Read SEC document
August 31, 2021 Filed Aug 31, 2021 20:07 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionStock Option · Derivative 1,612 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-111576 · tm2126708d1_4.xml · derivative · entry 11

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 1,612 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
August 31, 2021 Filed Aug 31, 2021 20:07 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 1,612 $27.49 $44,310.66
Disclosure

SEC source: 0001104659-21-111576 · tm2126708d1_4.xml · nonDerivative · entry 6

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,181

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.35 to $27.54, inclusive.

Read SEC document
August 31, 2021 Filed Aug 31, 2021 20:07 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 1,612 $14.37 $23,164.44
Disclosure

SEC source: 0001104659-21-111576 · tm2126708d1_4.xml · nonDerivative · entry 5

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 20:07 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionStock Option · Derivative 54 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-111576 · tm2126708d1_4.xml · derivative · entry 10

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,612

Underlying: Common Stock · 54 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 20:07 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 54 $27.78 $1,500.22
Disclosure

SEC source: 0001104659-21-111576 · tm2126708d1_4.xml · nonDerivative · entry 4

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,181

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.78 to $27.79, inclusive.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 20:07 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 54 $14.37 $775.98
Disclosure

SEC source: 0001104659-21-111576 · tm2126708d1_4.xml · nonDerivative · entry 3

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 20:07 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionStock Option · Derivative 8,334 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-111576 · tm2126708d1_4.xml · derivative · entry 9

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,666

Underlying: Common Stock · 8,334 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 20:07 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 8,334 $27.86 $232,188.57
Disclosure

SEC source: 0001104659-21-111576 · tm2126708d1_4.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,181

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.75 to $28.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 2 and 3 to this Form 4.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 20:07 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 8,334 $14.37 $119,759.58
Disclosure

SEC source: 0001104659-21-111576 · tm2126708d1_4.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 12:36 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-110073 · tm2126047-1_4seq1.xml · derivative · entry 8

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 5,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 12:36 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 5,000 $27.83 $139,138.50
Disclosure

SEC source: 0001104659-21-110073 · tm2126047-1_4seq1.xml · nonDerivative · entry 4

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,181

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.80 to $27.95, inclusive.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 12:36 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 5,000 $14.37 $71,850.00
Disclosure

SEC source: 0001104659-21-110073 · tm2126047-1_4seq1.xml · nonDerivative · entry 3

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 12:36 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionStock Option · Derivative 2,998 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-110073 · tm2126047-1_4seq1.xml · derivative · entry 7

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 2,998 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 12:36 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 2,998 $27.91 $83,679.28
Disclosure

SEC source: 0001104659-21-110073 · tm2126047-1_4seq1.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,181

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.85 to $28.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 12:36 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 2,998 $14.37 $43,081.26
Disclosure

SEC source: 0001104659-21-110073 · tm2126047-1_4seq1.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 14:08 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionStock Option · Derivative 1,502 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-109205 · tm2125832d1_4seq1.xml · derivative · entry 8

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,998

Underlying: Common Stock · 1,502 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 14:08 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 1,502 $27.84 $41,818.98
Disclosure

SEC source: 0001104659-21-109205 · tm2125832d1_4seq1.xml · nonDerivative · entry 4

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,181

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.80 to $27.93, inclusive.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 14:08 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 1,502 $14.37 $21,583.74
Disclosure

SEC source: 0001104659-21-109205 · tm2125832d1_4seq1.xml · nonDerivative · entry 3

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 18:59 UTC Exercise / conversionStock Option · Derivative 2,723 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-108917 · tm2125744-1_4seq1.xml · derivative · entry 6

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,723 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 18:59 UTC SaleCommon Stock 2,723 $27.76 $75,582.04
Disclosure

SEC source: 0001104659-21-108917 · tm2125744-1_4seq1.xml · nonDerivative · entry 4

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,646

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.68 to $27.84, inclusive.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 18:59 UTC Exercise / conversionCommon Stock 2,723 $14.37 $39,129.51
Disclosure

SEC source: 0001104659-21-108917 · tm2125744-1_4seq1.xml · nonDerivative · entry 3

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 14:08 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionStock Option · Derivative 500 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-109205 · tm2125832d1_4seq1.xml · derivative · entry 7

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,500

Underlying: Common Stock · 500 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 14:08 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 500 $27.82 $13,908.00
Disclosure

SEC source: 0001104659-21-109205 · tm2125832d1_4seq1.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,181

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.80 to $27.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 14:08 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 500 $14.37 $7,185.00
Disclosure

SEC source: 0001104659-21-109205 · tm2125832d1_4seq1.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 18:59 UTC Exercise / conversionStock Option · Derivative 3,277 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-108917 · tm2125744-1_4seq1.xml · derivative · entry 5

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,723

Underlying: Common Stock · 3,277 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 18:59 UTC SaleCommon Stock 3,277 $27.73 $90,859.41
Disclosure

SEC source: 0001104659-21-108917 · tm2125744-1_4seq1.xml · nonDerivative · entry 2

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,646

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.58 to $27.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 18:59 UTC Exercise / conversionCommon Stock 3,277 $14.37 $47,090.49
Disclosure

SEC source: 0001104659-21-108917 · tm2125744-1_4seq1.xml · nonDerivative · entry 1

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 22:19 UTC Exercise / conversionStock Option · Derivative 1,400 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001104659-21-106538 · tm2125256-1_4seq1.xml · derivative · entry 9

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2028-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2019.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 22:19 UTC Exercise / conversionStock Option · Derivative 8,533 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-106538 · tm2125256-1_4seq1.xml · derivative · entry 8

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 8,533 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

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August 13, 2021 Filed Aug 16, 2021 22:19 UTC Exercise / conversionCommon Stock 1,400 $26.00 $36,400.00
Disclosure

SEC source: 0001104659-21-106538 · tm2125256-1_4seq1.xml · nonDerivative · entry 5

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 13, 2021 Filed Aug 16, 2021 22:19 UTC SaleCommon Stock 2,179 $27.78 $60,529.79
Disclosure

SEC source: 0001104659-21-106538 · tm2125256-1_4seq1.xml · nonDerivative · entry 4

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,871

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.75 to $27.84, inclusive.

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August 13, 2021 Filed Aug 16, 2021 22:19 UTC Exercise / conversionCommon Stock 8,533 $14.37 $122,619.21
Disclosure

SEC source: 0001104659-21-106538 · tm2125256-1_4seq1.xml · nonDerivative · entry 3

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 12, 2021 Filed Aug 16, 2021 22:19 UTC Exercise / conversionStock Option · Derivative 1,467 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-106538 · tm2125256-1_4seq1.xml · derivative · entry 7

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,533

Underlying: Common Stock · 1,467 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

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August 12, 2021 Filed Aug 16, 2021 22:19 UTC SaleCommon Stock 1,467 $27.77 $40,732.28
Disclosure

SEC source: 0001104659-21-106538 · tm2125256-1_4seq1.xml · nonDerivative · entry 2

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,517

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.75 to $27.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4.

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August 12, 2021 Filed Aug 16, 2021 22:19 UTC Exercise / conversionCommon Stock 1,467 $14.37 $21,080.79
Disclosure

SEC source: 0001104659-21-106538 · tm2125256-1_4seq1.xml · nonDerivative · entry 1

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 10, 2021 Filed Aug 11, 2021 18:06 UTC
Caywood Marty T.EVP, Chief Information Officer
Exercise / conversionStock Option · Derivative 1,155 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-103389 · tm2124776d1_4.xml · derivative · entry 7

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,155 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents unexercised portion of stock option granted under Issuer's 2013 Omnibus Incentive Plan, which vested as to 4,000 shares on February 11, 2020.

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August 10, 2021 Filed Aug 11, 2021 18:06 UTC
Caywood Marty T.EVP, Chief Information Officer
SaleCommon Stock 1,155 $27.40 $31,646.77
Disclosure

SEC source: 0001104659-21-103389 · tm2124776d1_4.xml · nonDerivative · entry 4

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,982

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.26 to $27.43, inclusive.

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August 10, 2021 Filed Aug 11, 2021 18:06 UTC
Caywood Marty T.EVP, Chief Information Officer
Exercise / conversionCommon Stock 1,155 $14.37 $16,597.35
Disclosure

SEC source: 0001104659-21-103389 · tm2124776d1_4.xml · nonDerivative · entry 3

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 09, 2021 Filed Aug 11, 2021 18:06 UTC
Caywood Marty T.EVP, Chief Information Officer
Exercise / conversionStock Option · Derivative 2,845 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-103389 · tm2124776d1_4.xml · derivative · entry 6

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155

Underlying: Common Stock · 2,845 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents unexercised portion of stock option granted under Issuer's 2013 Omnibus Incentive Plan, which vested as to 4,000 shares on February 11, 2020.

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August 09, 2021 Filed Aug 11, 2021 18:06 UTC
Caywood Marty T.EVP, Chief Information Officer
SaleCommon Stock 2,845 $27.27 $77,574.90
Disclosure

SEC source: 0001104659-21-103389 · tm2124776d1_4.xml · nonDerivative · entry 2

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,982

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.