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Nasdaq · USD

HSTM

HEALTHSTREAM INC

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5059
SEC CIK
0001095565
Parsed reports
624

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2018 Filed Jan 10, 2018 22:34 UTC
Doster JeffreyChief Information Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-18-003140 · doc4.xml · derivative · entry 5

Doster Jeffrey · CIK 0001435609 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2018 Filed Jan 10, 2018 22:34 UTC
Doster JeffreyChief Information Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-18-003140 · doc4.xml · derivative · entry 4

Doster Jeffrey · CIK 0001435609 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2018 Filed Jan 10, 2018 22:34 UTC
Doster JeffreyChief Information Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-18-003140 · doc4.xml · derivative · entry 3

Doster Jeffrey · CIK 0001435609 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2018 Filed Jan 10, 2018 22:34 UTC
Doster JeffreyChief Information Officer
Exercise / conversionCommon Stock 25,000 $7.66 $191,500.00
Disclosure

SEC source: 0001209191-18-003140 · doc4.xml · nonDerivative · entry 2

Doster Jeffrey · CIK 0001435609 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2018 Filed Jan 10, 2018 22:34 UTC
Doster JeffreyChief Information Officer
Exercise / conversionCommon Stock 20,000 $3.58 $71,600.00
Disclosure

SEC source: 0001209191-18-003140 · doc4.xml · nonDerivative · entry 1

Doster Jeffrey · CIK 0001435609 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2017 Filed Oct 6, 2017 20:08 UTC
Collier Michael ManningSVP, BusDev and GenCounsel
Exercise / conversionRestricted Share Units · Derivative 356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-056288 · doc4.xml · derivative · entry 3

Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417

Underlying: Common Stock · 356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSU's are subject to a vesting schedule, contingent upon continued service at the time of vesting. 356 RSU's vest on October 6, 2017, and 417 RSU's vest on October 6, 2018.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
October 06, 2017 Filed Oct 6, 2017 20:08 UTC
Collier Michael ManningSVP, BusDev and GenCounsel
Tax withholdingCommon Stock 98 $23.58 $2,310.84
Disclosure

SEC source: 0001209191-17-056288 · doc4.xml · nonDerivative · entry 2

Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,848

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
October 06, 2017 Filed Oct 6, 2017 20:08 UTC
Collier Michael ManningSVP, BusDev and GenCounsel
Exercise / conversionCommon Stock 356 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-056288 · doc4.xml · nonDerivative · entry 1

Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
August 07, 2017 Filed Aug 7, 2017 19:32 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.23 $0.00
Disclosure

SEC source: 0001209191-17-047860 · doc4.xml · derivative · entry 3

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 7, 2017 19:32 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $12.23 $0.00
Disclosure

SEC source: 0001209191-17-047860 · doc4.xml · derivative · entry 2

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 7, 2017 19:32 UTC Exercise / conversionCommon Stock 7,500 $12.23 $91,725.00
Disclosure

SEC source: 0001209191-17-047860 · doc4.xml · nonDerivative · entry 1

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 18:38 UTC
Cunningham JeffChief Technology Officer
GrantRestricted Share Units · Derivative 8,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046654 · doc4.xml · derivative · entry 2

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on July 27, 2018, 20% vest on July 27, 2019, 30% vest on July 27, 2020, and the remaining 35% vest on July 27, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 15:33 UTC
Schultz ThomasSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 2,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041286 · doc4.xml · derivative · entry 3

Schultz Thomas · CIK 0001611118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on June 22, 2015, 20% vest on June 22, 2016, 30% vest on June 22, 2017, and the remaining 35% vest on June 22, 2018.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 15:33 UTC
Schultz ThomasSenior Vice President
Tax withholdingCommon Stock 655 $29.67 $19,433.85
Disclosure

SEC source: 0001209191-17-041286 · doc4.xml · nonDerivative · entry 2

Schultz Thomas · CIK 0001611118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,879

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 15:33 UTC
Schultz ThomasSenior Vice President
Exercise / conversionCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041286 · doc4.xml · nonDerivative · entry 1

Schultz Thomas · CIK 0001611118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
April 26, 2017 Filed Apr 26, 2017 21:41 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001209191-17-028232 · doc4.xml · derivative · entry 3

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2017 Filed Apr 26, 2017 21:41 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001209191-17-028232 · doc4.xml · derivative · entry 2

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2017 Filed Apr 26, 2017 21:41 UTC Exercise / conversionCommon Stock 10,000 $2.45 $24,500.00
Disclosure

SEC source: 0001209191-17-028232 · doc4.xml · nonDerivative · entry 1

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 24, 2017 21:41 UTC
GORDON FRANKDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001209191-17-028011 · doc4.xml · derivative · entry 9

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 24, 2017 21:41 UTC
GORDON FRANKDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001209191-17-028011 · doc4.xml · derivative · entry 8

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 24, 2017 21:41 UTC
GORDON FRANKDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $3.53 $0.00
Disclosure

SEC source: 0001209191-17-028011 · doc4.xml · derivative · entry 7

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2017-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 24, 2017 21:41 UTC
GORDON FRANKDirector
Exercise / conversionCommon Stock 6,000 $3.53 $21,180.00
Disclosure

SEC source: 0001209191-17-028011 · doc4.xml · nonDerivative · entry 2

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 24, 2017 21:41 UTC
GORDON FRANKDirector
Exercise / conversionCommon Stock 10,000 $2.45 $24,500.00
Disclosure

SEC source: 0001209191-17-028011 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2017 Filed Apr 11, 2017 21:49 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001209191-17-026596 · doc4.xml · derivative · entry 5

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2017 Filed Apr 11, 2017 21:49 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001209191-17-026596 · doc4.xml · derivative · entry 4

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2017 Filed Apr 11, 2017 21:49 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $3.53 $0.00
Disclosure

SEC source: 0001209191-17-026596 · doc4.xml · derivative · entry 3

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2017-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2017 Filed Apr 11, 2017 21:49 UTC Exercise / conversionCommon Stock 10,000 $2.45 $24,500.00
Disclosure

SEC source: 0001209191-17-026596 · doc4.xml · nonDerivative · entry 2

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2017 Filed Apr 11, 2017 21:49 UTC Exercise / conversionCommon Stock 6,000 $3.53 $21,180.00
Disclosure

SEC source: 0001209191-17-026596 · doc4.xml · nonDerivative · entry 1

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 19:20 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021657 · doc4.xml · derivative · entry 4

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 19:20 UTC Exercise / conversionRestricted Share Units · Derivative 848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021657 · doc4.xml · derivative · entry 3

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 19:20 UTC Exercise / conversionRestricted Share Units · Derivative 745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021657 · doc4.xml · derivative · entry 2

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2015 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 19:20 UTC Exercise / conversionCommon Stock 2,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021657 · doc4.xml · nonDerivative · entry 1

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 15:24 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021622 · doc4.xml · derivative · entry 8

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 15:24 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021622 · doc4.xml · derivative · entry 7

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 15:24 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021622 · doc4.xml · derivative · entry 6

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2015 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 15:24 UTC
GORDON FRANKDirector
Exercise / conversionCommon Stock 2,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021622 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 18:37 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021655 · doc4.xml · derivative · entry 4

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 18:37 UTC Exercise / conversionRestricted Share Units · Derivative 848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021655 · doc4.xml · derivative · entry 3

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 18:37 UTC Exercise / conversionRestricted Share Units · Derivative 745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021655 · doc4.xml · derivative · entry 2

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2015 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 18:37 UTC Exercise / conversionCommon Stock 2,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021655 · doc4.xml · nonDerivative · entry 1

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 18:28 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021654 · doc4.xml · derivative · entry 4

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 18:28 UTC Exercise / conversionRestricted Share Units · Derivative 848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021654 · doc4.xml · derivative · entry 3

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 18:28 UTC Exercise / conversionRestricted Share Units · Derivative 745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021654 · doc4.xml · derivative · entry 2

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2015 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 18:28 UTC Exercise / conversionCommon Stock 2,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021654 · doc4.xml · nonDerivative · entry 1

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 16:26 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021637 · doc4.xml · derivative · entry 4

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 16:26 UTC Exercise / conversionRestricted Share Units · Derivative 848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021637 · doc4.xml · derivative · entry 3

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 16:26 UTC Exercise / conversionRestricted Share Units · Derivative 745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021637 · doc4.xml · derivative · entry 2

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2015 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 16:26 UTC Exercise / conversionCommon Stock 2,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021637 · doc4.xml · nonDerivative · entry 1

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 16:11 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021632 · doc4.xml · derivative · entry 4

POLLEY DALE W · CIK 0001248025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 16:11 UTC Exercise / conversionRestricted Share Units · Derivative 848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021632 · doc4.xml · derivative · entry 3

POLLEY DALE W · CIK 0001248025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.