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Nasdaq · USD

HSTM

HEALTHSTREAM INC

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5059
SEC CIK
0001095565
Parsed reports
624

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2018 Filed Mar 19, 2018 22:56 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 656 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020722 · doc4.xml · derivative · entry 6

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,719

Underlying: Common Stock · 656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:56 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 1,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020722 · doc4.xml · derivative · entry 5

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,313

Underlying: Common Stock · 1,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:56 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 1,208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020722 · doc4.xml · derivative · entry 4

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

Underlying: Common Stock · 1,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:56 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 1,234 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020722 · doc4.xml · derivative · entry 3

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:56 UTC
HAYDEN GERARD M JRChief Financial Officer
Tax withholdingCommon Stock 1,003 $24.97 $25,044.91
Disclosure

SEC source: 0001209191-18-020722 · doc4.xml · nonDerivative · entry 2

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,516

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:56 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionCommon Stock 4,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020722 · doc4.xml · nonDerivative · entry 1

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:02 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020686 · doc4.xml · derivative · entry 4

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:02 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020686 · doc4.xml · derivative · entry 3

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:02 UTC Exercise / conversionRestricted Share Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020686 · doc4.xml · derivative · entry 2

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:02 UTC Exercise / conversionCommon Stock 2,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020686 · doc4.xml · nonDerivative · entry 1

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:37 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020711 · doc4.xml · derivative · entry 14

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,130

Underlying: Common Stock · 729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:37 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 1,133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020711 · doc4.xml · derivative · entry 13

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,681

Underlying: Common Stock · 1,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:37 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 1,341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020711 · doc4.xml · derivative · entry 12

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

Underlying: Common Stock · 1,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:37 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 1,374 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020711 · doc4.xml · derivative · entry 11

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:37 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Tax withholdingCommon Stock 1,102 $24.97 $27,516.94
Disclosure

SEC source: 0001209191-18-020711 · doc4.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,107,847

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:37 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionCommon Stock 4,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020711 · doc4.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,108,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:01 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020684 · doc4.xml · derivative · entry 4

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:01 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020684 · doc4.xml · derivative · entry 3

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:01 UTC Exercise / conversionRestricted Share Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020684 · doc4.xml · derivative · entry 2

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:01 UTC Exercise / conversionCommon Stock 2,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020684 · doc4.xml · nonDerivative · entry 1

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:00 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020681 · doc4.xml · derivative · entry 4

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:00 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020681 · doc4.xml · derivative · entry 3

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:00 UTC Exercise / conversionRestricted Share Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020681 · doc4.xml · derivative · entry 2

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 22:00 UTC Exercise / conversionCommon Stock 2,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020681 · doc4.xml · nonDerivative · entry 1

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:46 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020668 · doc4.xml · derivative · entry 4

POLLEY DALE W · CIK 0001248025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:46 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020668 · doc4.xml · derivative · entry 3

POLLEY DALE W · CIK 0001248025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:46 UTC Exercise / conversionRestricted Share Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020668 · doc4.xml · derivative · entry 2

POLLEY DALE W · CIK 0001248025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:46 UTC Exercise / conversionCommon Stock 2,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020668 · doc4.xml · nonDerivative · entry 1

POLLEY DALE W · CIK 0001248025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:48 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020670 · doc4.xml · derivative · entry 4

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:48 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020670 · doc4.xml · derivative · entry 3

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:48 UTC Exercise / conversionRestricted Share Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020670 · doc4.xml · derivative · entry 2

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:48 UTC Exercise / conversionCommon Stock 2,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020670 · doc4.xml · nonDerivative · entry 1

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:43 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020666 · doc4.xml · derivative · entry 4

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:43 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020666 · doc4.xml · derivative · entry 3

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:43 UTC Exercise / conversionRestricted Share Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020666 · doc4.xml · derivative · entry 2

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:43 UTC Exercise / conversionCommon Stock 2,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020666 · doc4.xml · nonDerivative · entry 1

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:15 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020642 · doc4.xml · derivative · entry 4

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:15 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020642 · doc4.xml · derivative · entry 3

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:15 UTC Exercise / conversionRestricted Share Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020642 · doc4.xml · derivative · entry 2

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:15 UTC Exercise / conversionCommon Stock 2,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020642 · doc4.xml · nonDerivative · entry 1

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 19:07 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020535 · doc4.xml · derivative · entry 8

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 19:07 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020535 · doc4.xml · derivative · entry 7

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 19:07 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020535 · doc4.xml · derivative · entry 6

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 19:07 UTC
GORDON FRANKDirector
Exercise / conversionCommon Stock 2,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020535 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 19:04 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020533 · doc4.xml · derivative · entry 4

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 19:04 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020533 · doc4.xml · derivative · entry 3

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 19:04 UTC Exercise / conversionRestricted Share Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020533 · doc4.xml · derivative · entry 2

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 19:04 UTC Exercise / conversionCommon Stock 2,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020533 · doc4.xml · nonDerivative · entry 1

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 22:05 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020961 · doc4.xml · derivative · entry 8

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,130

Underlying: Common Stock · 729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F10 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 22:05 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020961 · doc4.xml · derivative · entry 7

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,681

Underlying: Common Stock · 1,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.