Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2019 Filed Mar 19, 2019 13:59 UTC |
DENT THOMPSONDirector
|
GrantRestricted Share Units · Derivative | 2,359 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020174 · doc4.xml · derivative · entry 5 DENT THOMPSON · CIK 0001217277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,359 Underlying: Common Stock · 2,359 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 12:40 UTC |
Cunningham JeffChief Technology Officer
|
GrantRestricted Share Units · Derivative | 4,103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020167 · doc4.xml · derivative · entry 4 Cunningham Jeff · CIK 0001712119 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,103 Underlying: Common Stock · 4,103 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 12:38 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
GrantRestricted Share Units · Derivative | 4,103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020166 · doc4.xml · derivative · entry 7 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,103 Underlying: Common Stock · 4,103 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 12:35 UTC |
Coady Trisha LSVP & GM, Clinical Solutions
|
GrantRestricted Share Units · Derivative | 4,103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020165 · doc4.xml · derivative · entry 6 Coady Trisha L · CIK 0001759379 · SVP & GM, Clinical Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,103 Underlying: Common Stock · 4,103 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 12:31 UTC |
FRIST ROBERT A JRDirector · CEO · 10% owner
|
GrantRestricted Share Units · Derivative | 4,764 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020164 · doc4.xml · derivative · entry 7 FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,764 Underlying: Common Stock · 4,764 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| January 29, 2019 Filed Jan 29, 2019 22:32 UTC |
McQuigg Michael ScottSenior VP, hStream Solutions
|
GrantRestricted Share Units · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005814 · doc4.xml · derivative · entry 2 McQuigg Michael Scott · CIK 0001766223 · Senior VP, hStream Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on January 29, 2020, 20% vest on January 29, 2021, 30% vest on January 29, 2022, and the remaining 35% vest on January 29, 2023. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 31, 2018 Filed Feb 4, 2019 22:49 UTC |
FRIST ROBERT A JRDirector · CEO · 10% owner
|
GiftCommon Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006899 · doc5.xml · nonDerivative · entry 1 FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,099,347 Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 20:08 UTC |
HAYDEN GERARD M JRChief Financial Officer
|
GiftCommon Stock | 539 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-064164 · doc4.xml · nonDerivative · entry 1 HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,751 Read SEC document |
| October 10, 2018 Filed Oct 10, 2018 22:28 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
Exercise / conversionRestricted Share Units · Derivative | 417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054718 · doc4.xml · derivative · entry 3 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 6, 2015, 20% vest on October 6, 2016, 30% vest on October 6, 2017, and the remaining 35% vest on October 6, 2018. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| October 10, 2018 Filed Oct 10, 2018 22:28 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
Tax withholdingCommon Stock | 102 | $29.31 | $2,989.62 |
DisclosureSEC source: 0001209191-18-054718 · doc4.xml · nonDerivative · entry 2 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,897 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| October 10, 2018 Filed Oct 10, 2018 22:28 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
Exercise / conversionCommon Stock | 417 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054718 · doc4.xml · nonDerivative · entry 1 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| August 16, 2018 Filed Aug 16, 2018 22:04 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
Exercise / conversionRestricted Share Units · Derivative | 675 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047162 · doc4.xml · derivative · entry 4 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,825 Underlying: Common Stock · 675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on August 16, 2018, 20% vest on August 16, 2019, 30% vest on August 16, 2020, and the remaining 35% vest on August 16, 2021. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 16, 2018 Filed Aug 16, 2018 22:04 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
Exercise / conversionRestricted Share Units · Derivative | 573 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047162 · doc4.xml · derivative · entry 3 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,863 Underlying: Common Stock · 573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on August 9, 2017, 20% vest on August 9, 2018, 30% vest on August 9, 2019, and the remaining 35% vest on August 9, 2020. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 16, 2018 Filed Aug 16, 2018 22:04 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
Tax withholdingCommon Stock | 305 | $29.52 | $9,003.60 |
DisclosureSEC source: 0001209191-18-047162 · doc4.xml · nonDerivative · entry 2 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,582 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| August 16, 2018 Filed Aug 16, 2018 22:04 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
Exercise / conversionCommon Stock | 1,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047162 · doc4.xml · nonDerivative · entry 1 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 17:32 UTC |
Cunningham JeffChief Technology Officer
|
Exercise / conversionRestricted Share Units · Derivative | 1,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044331 · doc4.xml · derivative · entry 3 Cunningham Jeff · CIK 0001712119 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Underlying: Common Stock · 1,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSU's are subject to a vesting schedule, contingent upon continued service at the time of vesting. 1,200 RSU's vest on July 27, 2018, 1,600 RSU's vest on July 27, 2019, 2,400 RSU's vest on July 27, 2020, and 2,800 RUS's vest on July 27, 2021. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 17:32 UTC |
Cunningham JeffChief Technology Officer
|
Tax withholdingCommon Stock | 287 | $28.36 | $8,139.32 |
DisclosureSEC source: 0001209191-18-044331 · doc4.xml · nonDerivative · entry 2 Cunningham Jeff · CIK 0001712119 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 17:32 UTC |
Cunningham JeffChief Technology Officer
|
Exercise / conversionCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044331 · doc4.xml · nonDerivative · entry 1 Cunningham Jeff · CIK 0001712119 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| May 18, 2018 Filed May 18, 2018 20:46 UTC |
HARRIS C MARTINDirector
|
SaleCommon Stock | 525 | $27.63 | $14,504.23 |
DisclosureSEC source: 0001209191-18-031431 · doc4.xml · nonDerivative · entry 1 HARRIS C MARTIN · CIK 0001236982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,269 Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:46 UTC |
HAYDEN GERARD M JRChief Financial Officer
|
SaleCommon Stock | 14,226 | $26.99 | $383,936.98 |
DisclosureSEC source: 0001209191-18-030800 · doc4.xml · nonDerivative · entry 1 HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,290 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.83 to $27.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:03 UTC |
PEARSON J EDWARDPresident and COO
|
GrantRestricted Share Units · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030784 · doc4.xml · derivative · entry 2 PEARSON J EDWARD · CIK 0001249921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. Up to 10% vest on March 15, 2019 for the period January 1, 2018 through December 31, 2018; up to 15% vest on March 15, 2020 for the period January 1, 2019 through December 31, 2019; up to 20% vest on March 15, 2021 for the period January 1, 2020 through December 31, 2020; up to 25% vest on March 15, 2022 for the period January 1, 2021 through December 31, 2021; and up to 30% vest on March 15, 2023 for the period January 1, 2022 through December 31, 2022. Vesting will be determined based on actual performance. RSUs that do not vest during a performance period may become eligible for vesting during the next performance period. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:00 UTC |
Sousa MichaelSenior Vice President
|
GrantRestricted Share Units · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030781 · doc4.xml · derivative · entry 5 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. Up to 10% vest on March 15, 2019 for the period January 1, 2018 through December 31, 2018; up to 15% vest on March 15, 2020 for the period January 1, 2019 through December 31, 2019; up to 20% vest on March 15, 2021 for the period January 1, 2020 through December 31, 2020; up to 25% vest on March 15, 2022 for the period January 1, 2021 through December 31, 2021; and up to 30% vest on March 15, 2023 for the period January 1, 2022 through December 31, 2022. Vesting will be determined based on actual performance. RSUs that do not vest during a performance period may become eligible for vesting during the next performance period. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:00 UTC |
Sousa MichaelSenior Vice President
|
Disposition to issuerRestricted Share Units · Derivative | 4,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030781 · doc4.xml · derivative · entry 4 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F5 · derivative.exercise_date: Represents the cancellation of unvested performance-based RSUs granted to the reporting person on December 8, 2016, which were eligible to vest based on certain financial performance criteria for the three years ended December 31, 2019, as more specifically set forth in the Current Report on Form 8-K filed by HealthStream, Inc. on May 16, 2018. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:00 UTC |
Sousa MichaelSenior Vice President
|
Disposition to issuerRestricted Share Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030781 · doc4.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: Represents the cancellation of unvested performance-based RSUs granted to the reporting person on September 24, 2015, which were eligible to vest based on certain financial performance criteria for the five years ended December 31, 2019, as more specifically set forth in the Current Report on Form 8-K filed by HealthStream, Inc. on May 16, 2018. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:00 UTC |
Sousa MichaelSenior Vice President
|
Disposition to issuerRestricted Share Units · Derivative | 11,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030781 · doc4.xml · derivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: Represents the cancellation of unvested performance-based RSUs granted to the reporting person on September 24, 2015, which were eligible to vest based on certain annual financial performance criteria for the years ended December 31, 2018 and 2019, as more specifically set forth in the Current Report on Form 8-K filed by HealthStream, Inc. on May 16, 2018. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 07, 2018 Filed May 7, 2018 20:24 UTC |
HARRIS C MARTINDirector
|
SaleCommon Stock | 3,415 | $26.58 | $90,760.46 |
DisclosureSEC source: 0001209191-18-028316 · doc4.xml · nonDerivative · entry 1 HARRIS C MARTIN · CIK 0001236982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,794 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.42 to $26.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 04, 2018 Filed May 4, 2018 20:08 UTC |
MCLAREN JEFFREY LDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $12.23 | $0.00 |
DisclosureSEC source: 0001209191-18-028081 · doc4.xml · derivative · entry 5 MCLAREN JEFFREY L · CIK 0001217354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2018 Filed May 4, 2018 20:08 UTC |
MCLAREN JEFFREY LDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $12.23 | $0.00 |
DisclosureSEC source: 0001209191-18-028081 · doc4.xml · derivative · entry 4 MCLAREN JEFFREY L · CIK 0001217354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2018 Filed May 4, 2018 20:08 UTC |
MCLAREN JEFFREY LDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $12.23 | $0.00 |
DisclosureSEC source: 0001209191-18-028081 · doc4.xml · derivative · entry 3 MCLAREN JEFFREY L · CIK 0001217354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2018 Filed May 4, 2018 20:08 UTC |
MCLAREN JEFFREY LDirector
|
SaleCommon Stock | 15,000 | $25.94 | $389,136.00 |
DisclosureSEC source: 0001209191-18-028081 · doc4.xml · nonDerivative · entry 2 MCLAREN JEFFREY L · CIK 0001217354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,319 F1 · price: This transaction was executed in multiple trades at prices ranging from $25.85 to $26.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 04, 2018 Filed May 4, 2018 20:08 UTC |
MCLAREN JEFFREY LDirector
|
Exercise / conversionCommon Stock | 15,000 | $12.23 | $183,450.00 |
DisclosureSEC source: 0001209191-18-028081 · doc4.xml · nonDerivative · entry 1 MCLAREN JEFFREY L · CIK 0001217354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 7, 2018 20:25 UTC |
Sousa MichaelSenior Vice President
|
SaleCommon Stock | 16,005 | $25.09 | $401,551.05 |
DisclosureSEC source: 0001209191-18-028321 · doc4.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,830 F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:59 UTC |
PEARSON J EDWARDSenior Vice President
|
Exercise / conversionRestricted Share Units · Derivative | 729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020757 · doc4.xml · derivative · entry 6 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,130 Underlying: Common Stock · 729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:59 UTC |
PEARSON J EDWARDSenior Vice President
|
Exercise / conversionRestricted Share Units · Derivative | 1,133 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020757 · doc4.xml · derivative · entry 5 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,681 Underlying: Common Stock · 1,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:59 UTC |
PEARSON J EDWARDSenior Vice President
|
Exercise / conversionRestricted Share Units · Derivative | 1,341 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020757 · doc4.xml · derivative · entry 4 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,565 Underlying: Common Stock · 1,341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:59 UTC |
PEARSON J EDWARDSenior Vice President
|
Exercise / conversionRestricted Share Units · Derivative | 1,374 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020757 · doc4.xml · derivative · entry 3 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:59 UTC |
PEARSON J EDWARDSenior Vice President
|
Tax withholdingCommon Stock | 1,098 | $24.97 | $27,417.06 |
DisclosureSEC source: 0001209191-18-020757 · doc4.xml · nonDerivative · entry 2 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,193 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:59 UTC |
PEARSON J EDWARDSenior Vice President
|
Exercise / conversionCommon Stock | 4,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020757 · doc4.xml · nonDerivative · entry 1 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:36 UTC |
Doster JeffreyChief Information Officer
|
Exercise / conversionRestricted Share Units · Derivative | 656 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020740 · doc4.xml · derivative · entry 6 Doster Jeffrey · CIK 0001435609 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,719 Underlying: Common Stock · 656 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:36 UTC |
Doster JeffreyChief Information Officer
|
Exercise / conversionRestricted Share Units · Derivative | 1,020 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020740 · doc4.xml · derivative · entry 5 Doster Jeffrey · CIK 0001435609 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,313 Underlying: Common Stock · 1,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:36 UTC |
Doster JeffreyChief Information Officer
|
Exercise / conversionRestricted Share Units · Derivative | 1,113 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020740 · doc4.xml · derivative · entry 4 Doster Jeffrey · CIK 0001435609 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,299 Underlying: Common Stock · 1,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:36 UTC |
Doster JeffreyChief Information Officer
|
Exercise / conversionRestricted Share Units · Derivative | 1,234 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020740 · doc4.xml · derivative · entry 3 Doster Jeffrey · CIK 0001435609 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:36 UTC |
Doster JeffreyChief Information Officer
|
Tax withholdingCommon Stock | 980 | $24.97 | $24,470.60 |
DisclosureSEC source: 0001209191-18-020740 · doc4.xml · nonDerivative · entry 2 Doster Jeffrey · CIK 0001435609 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,278 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:36 UTC |
Doster JeffreyChief Information Officer
|
Exercise / conversionCommon Stock | 4,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020740 · doc4.xml · nonDerivative · entry 1 Doster Jeffrey · CIK 0001435609 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:18 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
Exercise / conversionRestricted Share Units · Derivative | 221 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020735 · doc4.xml · derivative · entry 6 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252 Underlying: Common Stock · 221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:18 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
Exercise / conversionRestricted Share Units · Derivative | 343 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020735 · doc4.xml · derivative · entry 5 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116 Underlying: Common Stock · 343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:18 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
Exercise / conversionRestricted Share Units · Derivative | 407 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020735 · doc4.xml · derivative · entry 4 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474 Underlying: Common Stock · 407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:18 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
Exercise / conversionRestricted Share Units · Derivative | 417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020735 · doc4.xml · derivative · entry 3 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:18 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
Tax withholdingCommon Stock | 397 | $24.97 | $9,913.09 |
DisclosureSEC source: 0001209191-18-020735 · doc4.xml · nonDerivative · entry 2 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,639 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 23:18 UTC |
Collier Michael ManningSVP, BusDev and GenCounsel
|
Exercise / conversionCommon Stock | 1,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020735 · doc4.xml · nonDerivative · entry 1 Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.