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Nasdaq · USD

HSTM

HEALTHSTREAM INC

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5059
SEC CIK
0001095565
Parsed reports
624

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
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May 202602
Jun 202601
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Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2019 Filed Mar 19, 2019 14:25 UTC Exercise / conversionRestricted Share Units · Derivative 1,074 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020184 · doc4.xml · derivative · entry 2

POLLEY DALE W · CIK 0001248025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:25 UTC Exercise / conversionCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020184 · doc4.xml · nonDerivative · entry 1

POLLEY DALE W · CIK 0001248025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:19 UTC Exercise / conversionRestricted Share Units · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020183 · doc4.xml · derivative · entry 4

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:19 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020183 · doc4.xml · derivative · entry 3

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:19 UTC Exercise / conversionRestricted Share Units · Derivative 1,074 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020183 · doc4.xml · derivative · entry 2

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:19 UTC Exercise / conversionCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020183 · doc4.xml · nonDerivative · entry 1

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:16 UTC Exercise / conversionRestricted Share Units · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020182 · doc4.xml · derivative · entry 4

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:16 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020182 · doc4.xml · derivative · entry 3

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:16 UTC Exercise / conversionRestricted Share Units · Derivative 1,074 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020182 · doc4.xml · derivative · entry 2

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:16 UTC Exercise / conversionCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020182 · doc4.xml · nonDerivative · entry 1

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:12 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020179 · doc4.xml · derivative · entry 4

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:12 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020179 · doc4.xml · derivative · entry 3

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:12 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 1,074 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020179 · doc4.xml · derivative · entry 2

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:12 UTC
GORDON FRANKDirector
Exercise / conversionCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020179 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 13:59 UTC Exercise / conversionRestricted Share Units · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020174 · doc4.xml · derivative · entry 4

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 13:59 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020174 · doc4.xml · derivative · entry 3

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 13:59 UTC Exercise / conversionRestricted Share Units · Derivative 1,074 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020174 · doc4.xml · derivative · entry 2

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 13:59 UTC Exercise / conversionCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020174 · doc4.xml · nonDerivative · entry 1

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:40 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 688 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020167 · doc4.xml · derivative · entry 3

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,899

Underlying: Common Stock · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:40 UTC
Cunningham JeffChief Technology Officer
Tax withholdingCommon Stock 162 $27.61 $4,472.82
Disclosure

SEC source: 0001209191-19-020167 · doc4.xml · nonDerivative · entry 2

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,439

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:40 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020167 · doc4.xml · nonDerivative · entry 1

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:38 UTC
Collier Michael ManningSVP, BusDev and GenCounsel
Exercise / conversionRestricted Share Units · Derivative 688 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020166 · doc4.xml · derivative · entry 6

Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,899

Underlying: Common Stock · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:38 UTC
Collier Michael ManningSVP, BusDev and GenCounsel
Exercise / conversionRestricted Share Units · Derivative 295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020166 · doc4.xml · derivative · entry 5

Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957

Underlying: Common Stock · 295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:38 UTC
Collier Michael ManningSVP, BusDev and GenCounsel
Exercise / conversionRestricted Share Units · Derivative 515 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020166 · doc4.xml · derivative · entry 4

Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601

Underlying: Common Stock · 515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 515 RSU's vest on March 17, 2019, and 601 RSU's vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:38 UTC
Collier Michael ManningSVP, BusDev and GenCounsel
Exercise / conversionRestricted Share Units · Derivative 474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020166 · doc4.xml · derivative · entry 3

Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a vesting schedule, contingent upon continued service at the time of vesting. 474 RSU's vest on March 10, 2019.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:38 UTC
Collier Michael ManningSVP, BusDev and GenCounsel
Tax withholdingCommon Stock 463 $27.61 $12,783.43
Disclosure

SEC source: 0001209191-19-020166 · doc4.xml · nonDerivative · entry 2

Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,406

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:38 UTC
Collier Michael ManningSVP, BusDev and GenCounsel
Exercise / conversionCommon Stock 1,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020166 · doc4.xml · nonDerivative · entry 1

Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:35 UTC
Coady Trisha LSVP & GM, Clinical Solutions
Exercise / conversionRestricted Share Units · Derivative 211 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020165 · doc4.xml · derivative · entry 5

Coady Trisha L · CIK 0001759379 · SVP & GM, Clinical Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,193

Underlying: Common Stock · 211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:35 UTC
Coady Trisha LSVP & GM, Clinical Solutions
Exercise / conversionRestricted Share Units · Derivative 295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020165 · doc4.xml · derivative · entry 4

Coady Trisha L · CIK 0001759379 · SVP & GM, Clinical Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957

Underlying: Common Stock · 295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a vesting schedule, contingent upon continued service at the time of vesting. 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:35 UTC
Coady Trisha LSVP & GM, Clinical Solutions
Exercise / conversionRestricted Share Units · Derivative 515 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020165 · doc4.xml · derivative · entry 3

Coady Trisha L · CIK 0001759379 · SVP & GM, Clinical Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601

Underlying: Common Stock · 515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a vesting schedule, contingent upon continued service at the time of vesting. 515 RSU's vest on March 17, 2019, and 601 RSU's vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:35 UTC
Coady Trisha LSVP & GM, Clinical Solutions
Tax withholdingCommon Stock 303 $27.61 $8,365.83
Disclosure

SEC source: 0001209191-19-020165 · doc4.xml · nonDerivative · entry 2

Coady Trisha L · CIK 0001759379 · SVP & GM, Clinical Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,378

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:35 UTC
Coady Trisha LSVP & GM, Clinical Solutions
Exercise / conversionCommon Stock 1,021 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020165 · doc4.xml · nonDerivative · entry 1

Coady Trisha L · CIK 0001759379 · SVP & GM, Clinical Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:31 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 799 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020164 · doc4.xml · derivative · entry 6

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,526

Underlying: Common Stock · 799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:31 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 972 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020164 · doc4.xml · derivative · entry 5

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,158

Underlying: Common Stock · 972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:31 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 1,699 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020164 · doc4.xml · derivative · entry 4

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982

Underlying: Common Stock · 1,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:31 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 1,565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020164 · doc4.xml · derivative · entry 3

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:31 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Tax withholdingCommon Stock 1,227 $27.61 $33,877.47
Disclosure

SEC source: 0001209191-19-020164 · doc4.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,103,155

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 12:31 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionCommon Stock 5,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020164 · doc4.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,104,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:50 UTC GrantRestricted Share Units · Derivative 1,256 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020193 · doc4.xml · derivative · entry 7

Roberts Scott Alexander · CIK 0001769058 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256

Underlying: Common Stock · 1,256 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:05 UTC
Sousa MichaelSenior Vice President
GrantRestricted Share Units · Derivative 4,764 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020237 · doc4.xml · derivative · entry 7

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,764

Underlying: Common Stock · 4,764 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:37 UTC
PEARSON J EDWARDPresident and COO
GrantRestricted Share Units · Derivative 4,764 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020187 · doc4.xml · derivative · entry 8

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,764

Underlying: Common Stock · 4,764 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F10 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:45 UTC GrantRestricted Share Units · Derivative 2,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020189 · doc4.xml · derivative · entry 5

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,359

Underlying: Common Stock · 2,359 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:43 UTC GrantRestricted Share Units · Derivative 2,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020188 · doc4.xml · derivative · entry 5

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,359

Underlying: Common Stock · 2,359 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:35 UTC GrantRestricted Share Units · Derivative 2,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020186 · doc4.xml · derivative · entry 5

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,359

Underlying: Common Stock · 2,359 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:28 UTC GrantRestricted Share Units · Derivative 2,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020185 · doc4.xml · derivative · entry 5

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,359

Underlying: Common Stock · 2,359 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:25 UTC GrantRestricted Share Units · Derivative 2,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020184 · doc4.xml · derivative · entry 5

POLLEY DALE W · CIK 0001248025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,359

Underlying: Common Stock · 2,359 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:19 UTC GrantRestricted Share Units · Derivative 2,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020183 · doc4.xml · derivative · entry 5

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,359

Underlying: Common Stock · 2,359 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:16 UTC GrantRestricted Share Units · Derivative 2,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020182 · doc4.xml · derivative · entry 5

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,359

Underlying: Common Stock · 2,359 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:12 UTC
GORDON FRANKDirector
GrantRestricted Share Units · Derivative 2,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020179 · doc4.xml · derivative · entry 5

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,359

Underlying: Common Stock · 2,359 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 13:17 UTC
McQuigg Michael ScottSenior VP, hStream Solutions
GrantRestricted Share Units · Derivative 4,103 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020171 · doc4.xml · derivative · entry 1

McQuigg Michael Scott · CIK 0001766223 · Senior VP, hStream Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,103

Underlying: Common Stock · 4,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F3 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.