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Nasdaq · USD

HSTM

HEALTHSTREAM INC

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5059
SEC CIK
0001095565
Parsed reports
624

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
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Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2020 Filed Mar 18, 2020 12:45 UTC Exercise / conversionCommon Stock 2,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019888 · doc4.xml · nonDerivative · entry 1

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:43 UTC Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019887 · doc4.xml · derivative · entry 4

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:43 UTC Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019887 · doc4.xml · derivative · entry 3

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:43 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019887 · doc4.xml · derivative · entry 2

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:43 UTC Exercise / conversionCommon Stock 2,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019887 · doc4.xml · nonDerivative · entry 1

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:42 UTC Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019886 · doc4.xml · derivative · entry 4

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:42 UTC Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019886 · doc4.xml · derivative · entry 3

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:42 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019886 · doc4.xml · derivative · entry 2

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:42 UTC Exercise / conversionCommon Stock 2,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019886 · doc4.xml · nonDerivative · entry 1

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:36 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019884 · doc4.xml · derivative · entry 8

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:36 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019884 · doc4.xml · derivative · entry 7

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:36 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019884 · doc4.xml · derivative · entry 6

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:36 UTC
GORDON FRANKDirector
Exercise / conversionCommon Stock 2,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019884 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:32 UTC Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019883 · doc4.xml · derivative · entry 4

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:32 UTC Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019883 · doc4.xml · derivative · entry 3

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:32 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019883 · doc4.xml · derivative · entry 2

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:32 UTC Exercise / conversionCommon Stock 2,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019883 · doc4.xml · nonDerivative · entry 1

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 19:14 UTC GrantRestricted Share Units · Derivative 2,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018437 · doc4.xml · derivative · entry 2

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

Underlying: Common Stock · 2,836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 19:11 UTC GrantRestricted Share Units · Derivative 2,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018436 · doc4.xml · derivative · entry 2

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

Underlying: Common Stock · 2,836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 19:07 UTC GrantRestricted Share Units · Derivative 2,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018435 · doc4.xml · derivative · entry 2

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

Underlying: Common Stock · 2,836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 19:06 UTC GrantRestricted Share Units · Derivative 2,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018434 · doc4.xml · derivative · entry 2

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

Underlying: Common Stock · 2,836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 19:03 UTC GrantRestricted Share Units · Derivative 2,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018431 · doc4.xml · derivative · entry 2

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

Underlying: Common Stock · 2,836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 19:05 UTC GrantRestricted Share Units · Derivative 2,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018432 · doc4.xml · derivative · entry 2

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

Underlying: Common Stock · 2,836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 19:02 UTC
GORDON FRANKDirector
GrantRestricted Share Units · Derivative 2,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018429 · doc4.xml · derivative · entry 6

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

Underlying: Common Stock · 2,836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 19:01 UTC GrantRestricted Share Units · Derivative 2,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018427 · doc4.xml · derivative · entry 2

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

Underlying: Common Stock · 2,836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 19:02 UTC GrantRestricted Share Units · Derivative 5,226 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018428 · doc4.xml · derivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Common Stock · 5,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 18:58 UTC
Sousa MichaelSenior Vice President
GrantRestricted Share Units · Derivative 5,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018426 · doc4.xml · derivative · entry 2

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,729

Underlying: Common Stock · 5,729 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 18:55 UTC
PEARSON J EDWARDPresident and COO
GrantRestricted Share Units · Derivative 5,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018423 · doc4.xml · derivative · entry 2

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,729

Underlying: Common Stock · 5,729 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 18:54 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
GrantRestricted Share Units · Derivative 5,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018421 · doc4.xml · derivative · entry 11

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,729

Underlying: Common Stock · 5,729 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 18:52 UTC
McQuigg Michael ScottSenior Vice President
GrantRestricted Share Units · Derivative 5,226 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018420 · doc4.xml · derivative · entry 2

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Common Stock · 5,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 18:32 UTC
Cunningham JeffChief Technology Officer
GrantRestricted Share Units · Derivative 5,226 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018408 · doc4.xml · derivative · entry 2

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Common Stock · 5,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 18:29 UTC
Collier Michael ManningSenior Vice President
GrantRestricted Share Units · Derivative 7,839 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018406 · doc4.xml · derivative · entry 2

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,839

Underlying: Common Stock · 7,839 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 18:27 UTC
Coady Trisha LSenior Vice President
GrantRestricted Share Units · Derivative 7,839 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018405 · doc4.xml · derivative · entry 2

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,839

Underlying: Common Stock · 7,839 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 12:28 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005465 · doc4.xml · derivative · entry 3

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,525

Underlying: Common Stock · 975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on January 29, 2020, 20% vest on January 29, 2021, 30% vest on January 29, 2022, and the remaining 35% vest on January 29, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 12:28 UTC
McQuigg Michael ScottSenior Vice President
Tax withholdingCommon Stock 290 $25.75 $7,467.50
Disclosure

SEC source: 0001209191-20-005465 · doc4.xml · nonDerivative · entry 2

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 12:28 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionCommon Stock 975 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005465 · doc4.xml · nonDerivative · entry 1

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 01:15 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
GiftCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062190 · doc4.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,008,283

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:38 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060669 · doc4.xml · derivative · entry 3

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,975

Underlying: Common Stock · 525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on December 14, 2019, 20% vest on December 14, 2020, 30% vest on December 14, 2021, and the remaining 35% vest on December 14, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:38 UTC
Coady Trisha LSenior Vice President
Tax withholdingCommon Stock 128 $28.00 $3,584.00
Disclosure

SEC source: 0001209191-19-060669 · doc4.xml · nonDerivative · entry 2

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,384

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:38 UTC
Coady Trisha LSenior Vice President
Exercise / conversionCommon Stock 525 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060669 · doc4.xml · nonDerivative · entry 1

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 19:21 UTC SaleCommon Stock 6,495 $28.29 $183,738.35
Disclosure

SEC source: 0001209191-19-054700 · doc4.xml · nonDerivative · entry 1

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,181

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.01 to $28.64. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:37 UTC GrantRestricted Share Units · Derivative 3,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050572 · doc4.xml · derivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2020, 20% vest on September 20, 2021, 30% vest on September 20, 2022, and the remaining 35% vest on September 20, 2023.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:36 UTC
Collier Michael ManningSenior Vice President
GrantRestricted Share Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050571 · doc4.xml · derivative · entry 2

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2020, 20% vest on September 20, 2021, 30% vest on September 20, 2022, and the remaining 35% vest on September 20, 2023.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 15:09 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 640 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046486 · doc4.xml · derivative · entry 4

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080

Underlying: Common Stock · 640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on August 16, 2018, 20% vest on August 16, 2019, 30% vest on August 16, 2020, and the remaining 35% vest on August 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 15:09 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 860 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046486 · doc4.xml · derivative · entry 3

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003

Underlying: Common Stock · 860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on August 9, 2017, 20% vest on August 9, 2018, 30% vest on August 9, 2019, and the remaining 35% vest on August 9, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 15:09 UTC
Coady Trisha LSenior Vice President
Tax withholdingCommon Stock 366 $27.99 $10,244.34
Disclosure

SEC source: 0001209191-19-046486 · doc4.xml · nonDerivative · entry 2

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,512

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 15:09 UTC
Coady Trisha LSenior Vice President
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046486 · doc4.xml · nonDerivative · entry 1

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 15:07 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046485 · doc4.xml · derivative · entry 4

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,925

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on August 16, 2018, 20% vest on August 16, 2019, 30% vest on August 16, 2020, and the remaining 35% vest on August 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 15:07 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 860 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046485 · doc4.xml · derivative · entry 3

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003

Underlying: Common Stock · 860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on August 9, 2017, 20% vest on August 9, 2018, 30% vest on August 9, 2019, and the remaining 35% vest on August 9, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 15:07 UTC
Collier Michael ManningSenior Vice President
Tax withholdingCommon Stock 429 $27.99 $12,007.71
Disclosure

SEC source: 0001209191-19-046485 · doc4.xml · nonDerivative · entry 2

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,737

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.