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Nasdaq · USD

HSTM

HEALTHSTREAM INC

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5059
SEC CIK
0001095565
Parsed reports
624

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2020 Filed Mar 18, 2020 18:18 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 3,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019961 · doc4.xml · derivative · entry 7

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 3,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: Represents RSUs granted in 2018 which failed to vest based on a performance period in 2018, but which continued to be eligible for vesting based on the achievement of catch-up performance criteria for a performance period in 2019 (as such concept is referenced in Note (8) above). Based on the achievement of the financial performance over the catch-up performance period in 2019, all 3,500 of these RSUs became vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 18:18 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 5,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019961 · doc4.xml · derivative · entry 6

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,750

Underlying: Common Stock · 5,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria, which are established on an annual basis by the Compensation Committee of the Board of Directors. Up to 10% vest on March 15, 2019 for the period Jan 1, 2018 - Dec 31, 2018; up to 15% vest on March 15, 2020 for the period Jan 1, 2019 - Dec 31, 2019; up to 20% vest on March 15, 2021 for the period Jan 1, 2020 - Dec 31, 2020; up to 25% vest on March 15, 2022 for the period Jan 1, 2021 - Dec 31, 2021; and up to 30% vest on March 15, 2023 for the period Jan 1, 2022 - Dec 31, 2022. Vesting is determined based on actual performance. RSUs that do not vest during a performance period may become eligible for vesting during the next performance period. The performance criteria for the period Jan 1, 2019 - Dec 31, 2019 was achieved; therefore 15% of the awards vested on March 15, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 18:18 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019961 · doc4.xml · derivative · entry 5

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,461

Underlying: Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 18:18 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,458 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019961 · doc4.xml · derivative · entry 4

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 18:18 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019961 · doc4.xml · derivative · entry 3

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 18:18 UTC
Sousa MichaelSenior Vice President
Tax withholdingCommon Stock 4,049 $23.04 $93,288.96
Disclosure

SEC source: 0001209191-20-019961 · doc4.xml · nonDerivative · entry 2

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,339

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 18:18 UTC
Sousa MichaelSenior Vice President
Exercise / conversionCommon Stock 13,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019961 · doc4.xml · nonDerivative · entry 1

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 17:03 UTC Exercise / conversionRestricted Share Units · Derivative 188 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019950 · doc4.xml · derivative · entry 6

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068

Underlying: Common Stock · 188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 17:03 UTC Exercise / conversionRestricted Share Units · Derivative 280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019950 · doc4.xml · derivative · entry 5

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 17:03 UTC Exercise / conversionRestricted Share Units · Derivative 442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019950 · doc4.xml · derivative · entry 4

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 17:03 UTC Exercise / conversionRestricted Share Units · Derivative 601 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019950 · doc4.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 17:03 UTC Tax withholdingCommon Stock 449 $23.04 $10,344.96
Disclosure

SEC source: 0001209191-20-019950 · doc4.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,272

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 17:03 UTC Exercise / conversionCommon Stock 1,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019950 · doc4.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:18 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019896 · doc4.xml · derivative · entry 6

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,488

Underlying: Common Stock · 615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:18 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 917 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019896 · doc4.xml · derivative · entry 5

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,982

Underlying: Common Stock · 917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:18 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019896 · doc4.xml · derivative · entry 4

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:18 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 601 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019896 · doc4.xml · derivative · entry 3

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:18 UTC
Collier Michael ManningSenior Vice President
Tax withholdingCommon Stock 604 $23.04 $13,916.16
Disclosure

SEC source: 0001209191-20-019896 · doc4.xml · nonDerivative · entry 2

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,708

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:18 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionCommon Stock 2,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019896 · doc4.xml · nonDerivative · entry 1

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:17 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019895 · doc4.xml · derivative · entry 4

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,488

Underlying: Common Stock · 615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:17 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 917 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019895 · doc4.xml · derivative · entry 3

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,982

Underlying: Common Stock · 917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:17 UTC
Cunningham JeffChief Technology Officer
Tax withholdingCommon Stock 360 $23.04 $8,294.40
Disclosure

SEC source: 0001209191-20-019895 · doc4.xml · nonDerivative · entry 2

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,821

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:17 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionCommon Stock 1,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019895 · doc4.xml · nonDerivative · entry 1

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:12 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019894 · doc4.xml · derivative · entry 3

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,488

Underlying: Common Stock · 615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:12 UTC
McQuigg Michael ScottSenior Vice President
Tax withholdingCommon Stock 145 $23.04 $3,340.80
Disclosure

SEC source: 0001209191-20-019894 · doc4.xml · nonDerivative · entry 2

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:12 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionCommon Stock 615 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019894 · doc4.xml · nonDerivative · entry 1

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:56 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019892 · doc4.xml · derivative · entry 7

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,049

Underlying: Common Stock · 715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:56 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 5,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019892 · doc4.xml · derivative · entry 6

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 5,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria are established on an annual basis by the Compensation Committee of the Board of Directors. Up to 10% vest on March 15, 2019 for the period January 1, 2018 through December 31, 2018; up to 15% vest on March 15, 2020 for the period January 1, 2019 through December 31, 2019; up to 20% vest on March 15, 2021 for the period January 1, 2020 through December 31, 2020; up to 25% vest on March 15, 2022 for the period January 1, 2021 through December 31, 2021; and up to 30% vest on March 15, 2023 for the period January 1, 2022 through December 31, 2022. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2019 through December 31, 2019 was achieved; therefore 15% of the awards vested on March 15, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:56 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 1,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019892 · doc4.xml · derivative · entry 5

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,461

Underlying: Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:56 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 1,458 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019892 · doc4.xml · derivative · entry 4

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:56 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 1,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019892 · doc4.xml · derivative · entry 3

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:56 UTC
PEARSON J EDWARDPresident and COO
Tax withholdingCommon Stock 2,550 $23.04 $58,752.00
Disclosure

SEC source: 0001209191-20-019892 · doc4.xml · nonDerivative · entry 2

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,569

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:56 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionCommon Stock 10,470 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019892 · doc4.xml · nonDerivative · entry 1

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:52 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019891 · doc4.xml · derivative · entry 14

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,049

Underlying: Common Stock · 715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:52 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 1,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019891 · doc4.xml · derivative · entry 13

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,461

Underlying: Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:52 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 1,458 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019891 · doc4.xml · derivative · entry 12

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:52 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 1,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019891 · doc4.xml · derivative · entry 11

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:52 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Tax withholdingCommon Stock 1,272 $23.04 $29,306.88
Disclosure

SEC source: 0001209191-20-019891 · doc4.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,012,231

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:52 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionCommon Stock 5,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019891 · doc4.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,013,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:48 UTC Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019890 · doc4.xml · derivative · entry 4

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:48 UTC Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019890 · doc4.xml · derivative · entry 3

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:48 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019890 · doc4.xml · derivative · entry 2

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:48 UTC Exercise / conversionCommon Stock 2,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019890 · doc4.xml · nonDerivative · entry 1

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:47 UTC Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019889 · doc4.xml · derivative · entry 4

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:47 UTC Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019889 · doc4.xml · derivative · entry 3

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:47 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019889 · doc4.xml · derivative · entry 2

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:47 UTC Exercise / conversionCommon Stock 2,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019889 · doc4.xml · nonDerivative · entry 1

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:45 UTC Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019888 · doc4.xml · derivative · entry 4

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:45 UTC Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019888 · doc4.xml · derivative · entry 3

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:45 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019888 · doc4.xml · derivative · entry 2

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.