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Nasdaq · USD

HSTM

HEALTHSTREAM INC

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Tapewire entity
5059
SEC CIK
0001095565
Parsed reports
624

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2021 Filed Mar 17, 2022 20:39 UTC Amendment Exercise / conversionCommon Stock Holding 2,610 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006602 · rdgdoc.xml · nonDerivative · entry 1

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

F2 · acquired: Due to a clerical error, the Form 4 filed on March 18, 2021 inadvertently reflected the shares acquired on vesting of restricted share units as securities disposed of. This amendment is being filed to correct and restate that the securities were acquired as well as correct the amount of securities beneficially owned following the reported transaction. All other information set forth in the March 18, 2021 Form 4 remains correct.

F2 · balance_after: Due to a clerical error, the Form 4 filed on March 18, 2021 inadvertently reflected the shares acquired on vesting of restricted share units as securities disposed of. This amendment is being filed to correct and restate that the securities were acquired as well as correct the amount of securities beneficially owned following the reported transaction. All other information set forth in the March 18, 2021 Form 4 remains correct.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 16:59 UTC
GORDON FRANKDirector
GrantCommon Stock 251 $23.94 $6,008.94
Disclosure

SEC source: 0001209191-21-019720 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,087

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 16:58 UTC GrantCommon Stock 209 $23.94 $5,003.46
Disclosure

SEC source: 0001209191-21-019719 · doc4.xml · nonDerivative · entry 1

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,522

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 16:55 UTC GrantCommon Stock 392 $23.94 $9,384.48
Disclosure

SEC source: 0001209191-21-019717 · doc4.xml · nonDerivative · entry 1

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,229

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
March 10, 2021 Filed Mar 18, 2021 21:21 UTC GrantCommon Stock 235 $23.94 $5,625.90
Disclosure

SEC source: 0001209191-21-021819 · doc4.xml · nonDerivative · entry 1

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,548

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:41 UTC SaleCommon Stock 4,000 $23.65 $94,586.40
Disclosure

SEC source: 0001209191-21-015143 · doc4.xml · nonDerivative · entry 1

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,780

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.40 to $23.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 29, 2021 Filed Jan 29, 2021 21:20 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006087 · doc4.xml · derivative · entry 3

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,225

Underlying: Common Stock · 1,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on January 29, 2020, 20% vest on January 29, 2021, 30% vest on January 29, 2022, and the remaining 35% vest on January 29, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 29, 2021 Filed Jan 29, 2021 21:20 UTC
McQuigg Michael ScottSenior Vice President
Tax withholdingCommon Stock 386 $23.62 $9,117.32
Disclosure

SEC source: 0001209191-21-006087 · doc4.xml · nonDerivative · entry 2

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,069

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
January 29, 2021 Filed Jan 29, 2021 21:20 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006087 · doc4.xml · nonDerivative · entry 1

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:03 UTC
Fenstermacher ScottSenior Vice President
GrantRestricted Share Units · Derivative 2,370 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005871 · doc4.xml · derivative · entry 2

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370

Underlying: Common Stock · 2,370 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on January 26, 2022, 20% vest on January 26, 2023, 30% vest on January 26, 2024, and the remaining 35% vest on January 26, 2025.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:50 UTC
O'Hara Kevin PSenior Vice President
GrantRestricted Share Units · Derivative 8,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002959 · doc4.xml · derivative · entry 2

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,125

Underlying: Common Stock · 8,125 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on January 8, 2022, 20% vest on January 8, 2023, 30% vest on January 8, 2024, and the remaining 35% vest on January 8, 2025.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 28, 2020 Filed Feb 25, 2021 21:26 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
GiftCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014324 · doc5.xml · nonDerivative · entry 3

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Bobby and Melissa Frist Children's 2012 GST-Exempt Trust

Disclosed balance after: 595,000

F1 · kind: This transaction involved a gift of securities by the reporting person to a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 28, 2020 Filed Feb 25, 2021 21:26 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
GiftCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014324 · doc5.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,843,731

F1 · kind: This transaction involved a gift of securities by the reporting person to a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 16, 2020 Filed Feb 25, 2021 21:26 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
GiftCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014324 · doc5.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,003,731

Read SEC document
December 14, 2020 Filed Dec 14, 2020 22:23 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063284 · doc4.xml · derivative · entry 3

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,275

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on December 14, 2019, 20% vest on December 14, 2020, 30% vest on December 14, 2021, and the remaining 35% vest on December 14, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
December 14, 2020 Filed Dec 14, 2020 22:23 UTC
Coady Trisha LSenior Vice President
Tax withholdingCommon Stock 171 $20.26 $3,464.46
Disclosure

SEC source: 0001209191-20-063284 · doc4.xml · nonDerivative · entry 2

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,377

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
December 14, 2020 Filed Dec 14, 2020 22:23 UTC
Coady Trisha LSenior Vice President
Exercise / conversionCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063284 · doc4.xml · nonDerivative · entry 1

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 02:28 UTC GrantEmployee Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $20.34 $0.00
Disclosure

SEC source: 0001209191-20-062817 · doc4.xml · derivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2030-12-09

F1 · derivative.exercise_date: 15% of the option grant will vest on December 9, 2021, 20% will vest on December 9, 2022, 30% will vest on December 9, 2023, and the remaining 35% will vest on December 9, 2024.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 01:23 UTC
McQuigg Michael ScottSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $20.34 $0.00
Disclosure

SEC source: 0001209191-20-062808 · doc4.xml · derivative · entry 2

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2030-12-09

F1 · derivative.exercise_date: 15% of the option grant will vest on December 9, 2021, 20% will vest on December 9, 2022, 30% will vest on December 9, 2023, and the remaining 35% will vest on December 9, 2024.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 01:23 UTC
Collier Michael ManningSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $20.34 $0.00
Disclosure

SEC source: 0001209191-20-062806 · doc4.xml · derivative · entry 2

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2030-12-09

F1 · derivative.exercise_date: 15% of the option grant will vest on December 9, 2021, 20% will vest on December 9, 2022, 30% will vest on December 9, 2023, and the remaining 35% will vest on December 9, 2024.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 01:21 UTC
Coady Trisha LSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $20.34 $0.00
Disclosure

SEC source: 0001209191-20-062805 · doc4.xml · derivative · entry 2

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2030-12-09

F1 · derivative.exercise_date: 15% of the option grant will vest on December 9, 2021, 20% will vest on December 9, 2022, 30% will vest on December 9, 2023, and the remaining 35% will vest on December 9, 2024.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 01:20 UTC
Cunningham JeffChief Technology Officer
GrantEmployee Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $20.34 $0.00
Disclosure

SEC source: 0001209191-20-062804 · doc4.xml · derivative · entry 2

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2030-12-09

F1 · derivative.exercise_date: 15% of the option grant will vest on December 9, 2021, 20% will vest on December 9, 2022, 30% will vest on December 9, 2023, and the remaining 35% will vest on December 9, 2024.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 17:36 UTC Exercise / conversionRestricted Share Units · Derivative 525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051406 · doc4.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,975

Underlying: Common Stock · 525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2020, 20% vest on September 20, 2021, 30% vest on September 20, 2022, and the remaining 35% vest on September 20, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 17:36 UTC Tax withholdingCommon Stock 128 $20.16 $2,580.48
Disclosure

SEC source: 0001209191-20-051406 · doc4.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,669

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 17:36 UTC Exercise / conversionCommon Stock 525 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051406 · doc4.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 16:23 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051405 · doc4.xml · derivative · entry 3

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,125

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2020, 20% vest on September 20, 2021, 30% vest on September 20, 2022, and the remaining 35% vest on September 20, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 16:23 UTC
Collier Michael ManningSenior Vice President
Tax withholdingCommon Stock 92 $20.16 $1,854.72
Disclosure

SEC source: 0001209191-20-051405 · doc4.xml · nonDerivative · entry 2

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,396

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 16:23 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051405 · doc4.xml · nonDerivative · entry 1

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 17:07 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047127 · doc4.xml · derivative · entry 4

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 1,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on August 16, 2018, 20% vest on August 16, 2019, 30% vest on August 16, 2020, and the remaining 35% vest on August 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 17:07 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,003 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047127 · doc4.xml · derivative · entry 3

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on August 9, 2017, 20% vest on August 9, 2018, 30% vest on August 9, 2019, and the remaining 35% vest on August 9, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 17:07 UTC
Collier Michael ManningSenior Vice President
Tax withholdingCommon Stock 573 $22.14 $12,686.22
Disclosure

SEC source: 0001209191-20-047127 · doc4.xml · nonDerivative · entry 2

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,488

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 17:07 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionCommon Stock 2,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047127 · doc4.xml · nonDerivative · entry 1

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 17:06 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047126 · doc4.xml · derivative · entry 4

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120

Underlying: Common Stock · 960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on August 16, 2018, 20% vest on August 16, 2019, 30% vest on August 16, 2020, and the remaining 35% vest on August 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 17:06 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,003 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047126 · doc4.xml · derivative · entry 3

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on August 9, 2017, 20% vest on August 9, 2018, 30% vest on August 9, 2019, and the remaining 35% vest on August 9, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 17:06 UTC
Coady Trisha LSenior Vice President
Tax withholdingCommon Stock 478 $22.14 $10,582.92
Disclosure

SEC source: 0001209191-20-047126 · doc4.xml · nonDerivative · entry 2

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,848

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 17:06 UTC
Coady Trisha LSenior Vice President
Exercise / conversionCommon Stock 1,963 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047126 · doc4.xml · nonDerivative · entry 1

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 11:10 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 2,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043910 · doc4.xml · derivative · entry 3

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on July 27, 2018, 20% vest on July 27, 2019, 30% vest on July 27, 2020, and the remaining 35% vest on July 27, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 11:10 UTC
Cunningham JeffChief Technology Officer
Tax withholdingCommon Stock 585 $21.72 $12,706.20
Disclosure

SEC source: 0001209191-20-043910 · doc4.xml · nonDerivative · entry 2

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,636

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 11:10 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043910 · doc4.xml · nonDerivative · entry 1

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:21 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019897 · doc4.xml · derivative · entry 6

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,488

Underlying: Common Stock · 615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:21 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019897 · doc4.xml · derivative · entry 5

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:21 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019897 · doc4.xml · derivative · entry 4

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:21 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 601 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019897 · doc4.xml · derivative · entry 3

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:21 UTC
Coady Trisha LSenior Vice President
Tax withholdingCommon Stock 484 $23.04 $11,151.36
Disclosure

SEC source: 0001209191-20-019897 · doc4.xml · nonDerivative · entry 2

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,363

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 13:21 UTC
Coady Trisha LSenior Vice President
Exercise / conversionCommon Stock 1,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019897 · doc4.xml · nonDerivative · entry 1

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:39 UTC Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019885 · doc4.xml · derivative · entry 4

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:39 UTC Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019885 · doc4.xml · derivative · entry 3

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:39 UTC Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019885 · doc4.xml · derivative · entry 2

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:39 UTC Exercise / conversionCommon Stock 2,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019885 · doc4.xml · nonDerivative · entry 1

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 18:18 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019961 · doc4.xml · derivative · entry 8

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,049

Underlying: Common Stock · 715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F10 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.