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Nasdaq · USD

HSTM

HEALTHSTREAM INC

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5059
SEC CIK
0001095565
Parsed reports
624

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2021 Filed May 4, 2021 21:04 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
PurchaseCommon Stock 5,000 $24.83 $124,150.00
Disclosure

SEC source: 0001209191-21-029940 · doc4.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856,450

F2 · price: This transaction was executed in multiple trades at prices ranging from $24.63 to $24.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 03, 2021 Filed May 4, 2021 21:04 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
PurchaseCommon Stock 4,000 $24.81 $99,240.00
Disclosure

SEC source: 0001209191-21-029940 · doc4.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,851,450

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.675 to $25.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:25 UTC OtherCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028273 · doc4.xml · nonDerivative · entry 1

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,658

Read SEC document
March 17, 2021 Filed Mar 18, 2021 21:23 UTC GrantRestricted Share Units · Derivative 2,830 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021820 · doc4.xml · derivative · entry 5

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830

Underlying: Common Stock · 2,830 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:25 UTC GrantRestricted Share Units · Derivative 2,830 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021670 · doc4.xml · derivative · entry 5

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830

Underlying: Common Stock · 2,830 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:23 UTC GrantRestricted Share Units · Derivative 2,830 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021667 · doc4.xml · derivative · entry 5

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830

Underlying: Common Stock · 2,830 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:24 UTC GrantRestricted Share Units · Derivative 2,830 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021669 · doc4.xml · derivative · entry 5

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830

Underlying: Common Stock · 2,830 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:21 UTC GrantRestricted Share Units · Derivative 2,830 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021665 · doc4.xml · derivative · entry 5

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830

Underlying: Common Stock · 2,830 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:20 UTC
GORDON FRANKDirector
GrantRestricted Share Units · Derivative 2,830 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021664 · doc4.xml · derivative · entry 9

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830

Underlying: Common Stock · 2,830 shares

Expires not disclosed

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:19 UTC GrantRestricted Share Units · Derivative 2,830 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021661 · doc4.xml · derivative · entry 5

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830

Underlying: Common Stock · 2,830 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:18 UTC
Fenstermacher ScottSenior Vice President
GrantRestricted Share Units · Derivative 3,911 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021660 · doc4.xml · derivative · entry 7

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,911

Underlying: Common Stock · 3,911 shares

Expires not disclosed

F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:15 UTC
O'Hara Kevin PSenior Vice President
GrantRestricted Share Units · Derivative 5,215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021658 · doc4.xml · derivative · entry 2

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,215

Underlying: Common Stock · 5,215 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:14 UTC GrantRestricted Share Units · Derivative 5,215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021657 · doc4.xml · derivative · entry 7

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,215

Underlying: Common Stock · 5,215 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:13 UTC
McQuigg Michael ScottSenior Vice President
GrantRestricted Share Units · Derivative 5,215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021656 · doc4.xml · derivative · entry 5

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,215

Underlying: Common Stock · 5,215 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:12 UTC
Coady Trisha LSenior Vice President
GrantRestricted Share Units · Derivative 5,215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021655 · doc4.xml · derivative · entry 7

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,215

Underlying: Common Stock · 5,215 shares

Expires not disclosed

F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:05 UTC
Collier Michael ManningSenior Vice President
GrantRestricted Share Units · Derivative 5,215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021653 · doc4.xml · derivative · entry 7

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,215

Underlying: Common Stock · 5,215 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:02 UTC
Cunningham JeffChief Technology Officer
GrantRestricted Share Units · Derivative 5,215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021652 · doc4.xml · derivative · entry 6

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,215

Underlying: Common Stock · 5,215 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:01 UTC
Sousa MichaelSenior Vice President
GrantRestricted Share Units · Derivative 5,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021651 · doc4.xml · derivative · entry 7

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,717

Underlying: Common Stock · 5,717 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 12:58 UTC
PEARSON J EDWARDPresident and COO
GrantRestricted Share Units · Derivative 5,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021650 · doc4.xml · derivative · entry 8

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,717

Underlying: Common Stock · 5,717 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F10 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 12:51 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
GrantRestricted Share Units · Derivative 5,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021649 · doc4.xml · derivative · entry 15

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,717

Underlying: Common Stock · 5,717 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:23 UTC Exercise / conversionRestricted Share Units · Derivative 945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021820 · doc4.xml · derivative · entry 4

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:23 UTC Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021820 · doc4.xml · derivative · entry 3

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:23 UTC Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021820 · doc4.xml · derivative · entry 2

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:23 UTC Exercise / conversionCommon Stock 2,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021820 · doc4.xml · nonDerivative · entry 1

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:25 UTC Exercise / conversionRestricted Share Units · Derivative 945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021670 · doc4.xml · derivative · entry 4

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:25 UTC Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021670 · doc4.xml · derivative · entry 3

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:25 UTC Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021670 · doc4.xml · derivative · entry 2

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:25 UTC Exercise / conversionCommon Stock 2,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021670 · doc4.xml · nonDerivative · entry 1

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:23 UTC Exercise / conversionRestricted Share Units · Derivative 945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021667 · doc4.xml · derivative · entry 4

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:23 UTC Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021667 · doc4.xml · derivative · entry 3

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:23 UTC Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021667 · doc4.xml · derivative · entry 2

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:23 UTC Exercise / conversionCommon Stock 2,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021667 · doc4.xml · nonDerivative · entry 1

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:24 UTC Exercise / conversionRestricted Share Units · Derivative 945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021669 · doc4.xml · derivative · entry 4

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:24 UTC Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021669 · doc4.xml · derivative · entry 3

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:24 UTC Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021669 · doc4.xml · derivative · entry 2

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:24 UTC Exercise / conversionCommon Stock 2,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021669 · doc4.xml · nonDerivative · entry 1

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:21 UTC Exercise / conversionRestricted Share Units · Derivative 945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021665 · doc4.xml · derivative · entry 4

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:21 UTC Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021665 · doc4.xml · derivative · entry 3

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:21 UTC Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021665 · doc4.xml · derivative · entry 2

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:21 UTC Exercise / conversionCommon Stock 2,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021665 · doc4.xml · nonDerivative · entry 1

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:20 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021664 · doc4.xml · derivative · entry 8

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:20 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021664 · doc4.xml · derivative · entry 7

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:20 UTC
GORDON FRANKDirector
Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021664 · doc4.xml · derivative · entry 6

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:20 UTC
GORDON FRANKDirector
Exercise / conversionCommon Stock 2,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021664 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:19 UTC Exercise / conversionRestricted Share Units · Derivative 945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021661 · doc4.xml · derivative · entry 4

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:19 UTC Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021661 · doc4.xml · derivative · entry 3

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:19 UTC Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021661 · doc4.xml · derivative · entry 2

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:19 UTC Exercise / conversionCommon Stock 2,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021661 · doc4.xml · nonDerivative · entry 1

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:18 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 510 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021660 · doc4.xml · derivative · entry 6

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887

Underlying: Common Stock · 510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:18 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021660 · doc4.xml · derivative · entry 5

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.