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Nasdaq · USD

HSTM

HEALTHSTREAM INC

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5059
SEC CIK
0001095565
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624

Last 12 months

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0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2022 Filed Mar 25, 2022 20:51 UTC
O'Hara Kevin PSenior Vice President
GrantRestricted Share Units · Derivative 12,303 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-007243 · rdgdoc.xml · derivative · entry 3

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,303

Underlying: Common Stock · 12,303 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. Up to 15% vest on March 23, 2023 for the period January 1, 2022 through December 31, 2022; up to 20% vest on March 23, 2024 for the period January 1, 2023 through December 31, 2023; up to 20% vest on March 23, 2025 for the period January 1, 2024 through December 31, 2024; up to 20% vest on March 23, 2026 for the period January 1, 2025 through December 31, 2025; and up to 25% vest on March 23, 2027 for the period January 1, 2026 through December 31, 2026. Vesting will be determined based on actual performance. RSUs that do not vest during a performance period may become eligible for vesting during the next performance period.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 20:51 UTC
O'Hara Kevin PSenior Vice President
GrantRestricted Share Units · Derivative 4,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-007243 · rdgdoc.xml · derivative · entry 2

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,921

Underlying: Common Stock · 4,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 20:49 UTC GrantRestricted Share Units · Derivative 12,303 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-007241 · rdgdoc.xml · derivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,303

Underlying: Common Stock · 12,303 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. Up to 15% vest on March 23, 2023 for the period January 1, 2022 through December 31, 2022; up to 20% vest on March 23, 2024 for the period January 1, 2023 through December 31, 2023; up to 20% vest on March 23, 2025 for the period January 1, 2024 through December 31, 2024; up to 20% vest on March 23, 2026 for the period January 1, 2025 through December 31, 2025; and up to 25% vest on March 23, 2027 for the period January 1, 2026 through December 31, 2026. Vesting will be determined based on actual performance. RSUs that do not vest during a performance period may become eligible for vesting during the next performance period.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 20:43 UTC
GORDON FRANKDirector
GrantRestricted Share Units · Derivative 3,445 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-007237 · rdgdoc.xml · derivative · entry 8

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,445

Underlying: Common Stock · 3,445 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 20:41 UTC GrantRestricted Share Units · Derivative 3,445 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-007235 · rdgdoc.xml · derivative · entry 2

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,445

Underlying: Common Stock · 3,445 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 20:39 UTC GrantRestricted Share Units · Derivative 3,986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-007233 · rdgdoc.xml · derivative · entry 2

RAPPUHN TERRY ALLISON · CIK 0001268641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,986

Underlying: Common Stock · 3,986 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 20:37 UTC GrantRestricted Share Units · Derivative 3,445 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-007231 · rdgdoc.xml · derivative · entry 2

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,445

Underlying: Common Stock · 3,445 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 20:33 UTC GrantRestricted Share Units · Derivative 3,445 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-007227 · rdgdoc.xml · derivative · entry 2

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,445

Underlying: Common Stock · 3,445 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 20:35 UTC GrantRestricted Share Units · Derivative 3,445 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-007229 · rdgdoc.xml · derivative · entry 2

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,445

Underlying: Common Stock · 3,445 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 20:31 UTC GrantRestricted Share Units · Derivative 3,445 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-007225 · rdgdoc.xml · derivative · entry 2

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,445

Underlying: Common Stock · 3,445 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:16 UTC Exercise / conversionRestricted Share Units · Derivative 943 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006731 · rdgdoc.xml · derivative · entry 4

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,887

Underlying: Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:16 UTC Exercise / conversionRestricted Share Units · Derivative 945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006731 · rdgdoc.xml · derivative · entry 3

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:16 UTC Exercise / conversionRestricted Share Units · Derivative 787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006731 · rdgdoc.xml · derivative · entry 2

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:16 UTC Exercise / conversionCommon Stock Holding 2,675 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006731 · rdgdoc.xml · nonDerivative · entry 1

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:26 UTC Exercise / conversionRestricted Share Units · Derivative 943 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006745 · rdgdoc.xml · derivative · entry 4

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,887

Underlying: Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:26 UTC Exercise / conversionRestricted Share Units · Derivative 945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006745 · rdgdoc.xml · derivative · entry 3

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:26 UTC Exercise / conversionRestricted Share Units · Derivative 787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006745 · rdgdoc.xml · derivative · entry 2

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:26 UTC Exercise / conversionCommon Stock Holding 2,675 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006745 · rdgdoc.xml · nonDerivative · entry 1

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:25 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 858 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006744 · rdgdoc.xml · derivative · entry 8

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,859

Underlying: Common Stock · 858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F10 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:25 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,146 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006744 · rdgdoc.xml · derivative · entry 7

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,724

Underlying: Common Stock · 1,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:25 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,430 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006744 · rdgdoc.xml · derivative · entry 6

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:25 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006744 · rdgdoc.xml · derivative · entry 5

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: Represents RSUs granted in 2018 which failed to vest based on a performance period in 2020, but which continued to be eligible for vesting based on the achievement of catch-up performance criteria for a performance period in 2021 (as such concept is referenced in Note (6) above). Based on the achievement of the financial performance over the catch-up performance period in 2021, all 7,000 of these RSUs became vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:25 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 8,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006744 · rdgdoc.xml · derivative · entry 4

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria, which are established on an annual basis by the Compensation Committee of the Board of Directors. Up to 10% vest on March 15, 2019 for the period January 1, 2018 - December 31, 2018; up to 15% vest on March 15, 2020 for the period January 1, 2019 - December 31, 2019; up to 20% vest on March 15, 2021 for the period January 1, 2020 - December 31, 2020; up to 25% vest on March 15, 2022 for the period January 1, 2021 - December 31, 2021; and up to 30% vest on March 15, 2023 for the period January 1, 2022 - December 31, 2022. Vesting is determined based on actual performance. RSUs that do not vest during a performance period may become eligible for vesting during the next performance period. The performance criteria for the period January 1, 2021 - December 31, 2021 was achieved; therefore 25% of the awards vested on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:25 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,864 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006744 · rdgdoc.xml · derivative · entry 3

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:25 UTC
Sousa MichaelSenior Vice President
Tax withholdingCommon Stock Holding 6,083 $19.94 $121,295.02
Disclosure

SEC source: 0001437749-22-006744 · rdgdoc.xml · nonDerivative · entry 2

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,784

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:25 UTC
Sousa MichaelSenior Vice President
Exercise / conversionCommon Stock Holding 21,048 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006744 · rdgdoc.xml · nonDerivative · entry 1

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC Exercise / conversionRestricted Share Units · Derivative 782 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006743 · rdgdoc.xml · derivative · entry 6

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,433

Underlying: Common Stock · 782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC Exercise / conversionRestricted Share Units · Derivative 1,045 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006743 · rdgdoc.xml · derivative · entry 5

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,397

Underlying: Common Stock · 1,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC Exercise / conversionRestricted Share Units · Derivative 376 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006743 · rdgdoc.xml · derivative · entry 4

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

Underlying: Common Stock · 376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC Exercise / conversionRestricted Share Units · Derivative 491 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006743 · rdgdoc.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 491 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC Tax withholdingCommon Stock Holding 662 $19.94 $13,200.28
Disclosure

SEC source: 0001437749-22-006743 · rdgdoc.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,618

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC Exercise / conversionCommon Stock Holding 2,694 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006743 · rdgdoc.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 858 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006742 · rdgdoc.xml · derivative · entry 7

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,859

Underlying: Common Stock · 858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 1,146 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006742 · rdgdoc.xml · derivative · entry 6

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,724

Underlying: Common Stock · 1,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 1,430 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006742 · rdgdoc.xml · derivative · entry 5

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 8,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006742 · rdgdoc.xml · derivative · entry 4

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria are established on an annual basis by the Compensation Committee of the Board of Directors. Up to 10% vest on March 15, 2019 for the period January 1, 2018 through December 31, 2018; up to 15% vest on March 15, 2020 for the period January 1, 2019 through December 31, 2019; up to 20% vest on March 15, 2021 for the period January 1, 2020 through December 31, 2020; up to 25% vest on March 15, 2022 for the period January 1, 2021 through December 31, 2021; and up to 30% vest on March 15, 2023 for the period January 1, 2022 through December 31, 2022. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2021 through December 31, 2021 was achieved; therefore 25% of the awards vested on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 1,864 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006742 · rdgdoc.xml · derivative · entry 3

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC
PEARSON J EDWARDPresident and COO
Tax withholdingCommon Stock Holding 3,421 $19.94 $68,214.74
Disclosure

SEC source: 0001437749-22-006742 · rdgdoc.xml · nonDerivative · entry 2

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,211

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionCommon Stock Holding 14,048 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006742 · rdgdoc.xml · nonDerivative · entry 1

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:23 UTC
O'Hara Kevin PSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 782 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006741 · rdgdoc.xml · derivative · entry 3

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,433

Underlying: Common Stock · 782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:23 UTC
O'Hara Kevin PSenior Vice President
Tax withholdingCommon Stock Holding 184 $19.94 $3,668.96
Disclosure

SEC source: 0001437749-22-006741 · rdgdoc.xml · nonDerivative · entry 2

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:23 UTC
O'Hara Kevin PSenior Vice President
Exercise / conversionCommon Stock Holding 782 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006741 · rdgdoc.xml · nonDerivative · entry 1

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:22 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 782 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006740 · rdgdoc.xml · derivative · entry 5

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,433

Underlying: Common Stock · 782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:22 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,045 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006740 · rdgdoc.xml · derivative · entry 4

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,397

Underlying: Common Stock · 1,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:22 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006740 · rdgdoc.xml · derivative · entry 3

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,436

Underlying: Common Stock · 1,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:22 UTC
McQuigg Michael ScottSenior Vice President
Tax withholdingCommon Stock Holding 741 $19.94 $14,775.54
Disclosure

SEC source: 0001437749-22-006740 · rdgdoc.xml · nonDerivative · entry 2

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,386

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:22 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionCommon Stock Holding 3,058 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006740 · rdgdoc.xml · nonDerivative · entry 1

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:21 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006739 · rdgdoc.xml · derivative · entry 6

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

Underlying: Common Stock · 587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:21 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 679 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006739 · rdgdoc.xml · derivative · entry 5

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,208

Underlying: Common Stock · 679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:21 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006739 · rdgdoc.xml · derivative · entry 4

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862

Underlying: Common Stock · 738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.