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Nasdaq · USD

HSTM

HEALTHSTREAM INC

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Tapewire entity
5059
SEC CIK
0001095565
Parsed reports
624

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2023 Filed Mar 24, 2023 20:31 UTC Exercise / conversionCommon Stock Holding 3,037 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007823 · rdgdoc.xml · nonDerivative · entry 1

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:29 UTC Exercise / conversionRestricted Share Units · Derivative 1,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007820 · rdgdoc.xml · derivative · entry 4

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 1,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:29 UTC Exercise / conversionRestricted Share Units · Derivative 943 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007820 · rdgdoc.xml · derivative · entry 3

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944

Underlying: Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:29 UTC Exercise / conversionRestricted Share Units · Derivative 946 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007820 · rdgdoc.xml · derivative · entry 2

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:29 UTC Exercise / conversionCommon Stock Holding 3,037 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007820 · rdgdoc.xml · nonDerivative · entry 1

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:27 UTC
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted Share Units · Derivative 971 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007817 · rdgdoc.xml · derivative · entry 15

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:27 UTC
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted Share Units · Derivative 1,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007817 · rdgdoc.xml · derivative · entry 14

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,716

Underlying: Common Stock · 1,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:27 UTC
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted Share Units · Derivative 1,719 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007817 · rdgdoc.xml · derivative · entry 13

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,005

Underlying: Common Stock · 1,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:27 UTC
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted Share Units · Derivative 1,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007817 · rdgdoc.xml · derivative · entry 12

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:27 UTC
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
Tax withholdingCommon Stock Holding 1,340 $26.25 $35,175.00
Disclosure

SEC source: 0001437749-23-007817 · rdgdoc.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,755,710

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:27 UTC
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
Exercise / conversionCommon Stock Holding 5,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007817 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,757,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:26 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 971 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007815 · rdgdoc.xml · derivative · entry 7

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:26 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 1,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007815 · rdgdoc.xml · derivative · entry 6

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,716

Underlying: Common Stock · 1,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:26 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 1,719 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007815 · rdgdoc.xml · derivative · entry 5

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,005

Underlying: Common Stock · 1,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:26 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 1,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007815 · rdgdoc.xml · derivative · entry 4

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:26 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionRestricted Share Units · Derivative 10,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007815 · rdgdoc.xml · derivative · entry 3

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria are established on an annual basis by the Compensation Committee of the Board of Directors. Up to 10% vest on March 15, 2019 for the period January 1, 2018 through December 31, 2018; up to 15% vest on March 15, 2020 for the period January 1, 2019 through December 31, 2019; up to 20% vest on March 15, 2021 for the period January 1, 2020 through December 31, 2020; up to 25% vest on March 15, 2022 for the period January 1, 2021 through December 31, 2021; and up to 30% vest on March 15, 2023 for the period January 1, 2022 through December 31, 2022. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2022 through December 31, 2022 was achieved; therefore 35% of the awards vested on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:26 UTC
PEARSON J EDWARDPresident and COO
Tax withholdingCommon Stock Holding 3,896 $26.25 $102,270.00
Disclosure

SEC source: 0001437749-23-007815 · rdgdoc.xml · nonDerivative · entry 2

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,315

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:26 UTC
PEARSON J EDWARDPresident and COO
Exercise / conversionCommon Stock Holding 16,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007815 · rdgdoc.xml · nonDerivative · entry 1

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:25 UTC
Sousa MichaelExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 971 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007812 · rdgdoc.xml · derivative · entry 8

Sousa Michael · CIK 0001485077 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F10 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:25 UTC
Sousa MichaelExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 1,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007812 · rdgdoc.xml · derivative · entry 7

Sousa Michael · CIK 0001485077 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,716

Underlying: Common Stock · 1,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:25 UTC
Sousa MichaelExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 1,719 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007812 · rdgdoc.xml · derivative · entry 6

Sousa Michael · CIK 0001485077 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,005

Underlying: Common Stock · 1,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:25 UTC
Sousa MichaelExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 1,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007812 · rdgdoc.xml · derivative · entry 5

Sousa Michael · CIK 0001485077 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:25 UTC
Sousa MichaelExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 10,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007812 · rdgdoc.xml · derivative · entry 4

Sousa Michael · CIK 0001485077 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria are established on an annual basis by the Compensation Committee of the Board of Directors. Up to 10% vest on March 15, 2019 for the period January 1, 2018 through December 31, 2018; up to 15% vest on March 15, 2020 for the period January 1, 2019 through December 31, 2019; up to 20% vest on March 15, 2021 for the period January 1, 2020 through December 31, 2020; up to 25% vest on March 15, 2022 for the period January 1, 2021 through December 31, 2021; and up to 30% vest on March 15, 2023 for the period January 1, 2022 through December 31, 2022. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2022 through December 31, 2022 was achieved; therefore 35% of the awards vested on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:25 UTC
Sousa MichaelExecutive Vice President
Tax withholdingCommon Stock Holding 4,600 $26.25 $120,750.00
Disclosure

SEC source: 0001437749-23-007812 · rdgdoc.xml · nonDerivative · entry 2

Sousa Michael · CIK 0001485077 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,184

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:25 UTC
Sousa MichaelExecutive Vice President
Exercise / conversionCommon Stock Holding 16,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007812 · rdgdoc.xml · nonDerivative · entry 1

Sousa Michael · CIK 0001485077 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:23 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,845 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007810 · rdgdoc.xml · derivative · entry 8

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,458

Underlying: Common Stock · 1,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F10 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. Up to 15% vest on March 23, 2023 for the period January 1, 2022 through December 31, 2022; up to 20% vest on March 23, 2024 for the period January 1, 2023 through December 31, 2023; up to 20% vest on March 23, 2025 for the period January 1, 2024 through December 31, 2024; up to 20% vest on March 23, 2026 for the period January 1, 2025 through December 31, 2025; and up to 25% vest on March 23, 2027 for the period January 1, 2026 through December 31, 2026. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2022 through December 31, 2022 was achieved; therefore 15% of the awards vested on March 23, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:23 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007810 · rdgdoc.xml · derivative · entry 7

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,183

Underlying: Common Stock · 738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:23 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,043 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007810 · rdgdoc.xml · derivative · entry 6

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,390

Underlying: Common Stock · 1,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:23 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 2,351 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007810 · rdgdoc.xml · derivative · entry 5

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,744

Underlying: Common Stock · 2,351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:23 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007810 · rdgdoc.xml · derivative · entry 4

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:23 UTC
Coady Trisha LSenior Vice President
Tax withholdingCommon Stock Holding 1,797 $26.25 $47,171.25
Disclosure

SEC source: 0001437749-23-007810 · rdgdoc.xml · nonDerivative · entry 2

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,723

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:23 UTC
Coady Trisha LSenior Vice President
Exercise / conversionCommon Stock Holding 7,413 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007810 · rdgdoc.xml · nonDerivative · entry 1

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:22 UTC
Collier Michael ManningExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 2,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007808 · rdgdoc.xml · derivative · entry 8

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,640

Underlying: Common Stock · 2,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F10 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. Up to 15% vest on March 23, 2023 for the period January 1, 2022 through December 31, 2022; up to 20% vest on March 23, 2024 for the period January 1, 2023 through December 31, 2023; up to 20% vest on March 23, 2025 for the period January 1, 2024 through December 31, 2024; up to 20% vest on March 23, 2026 for the period January 1, 2025 through December 31, 2025; and up to 25% vest on March 23, 2027 for the period January 1, 2026 through December 31, 2026. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2022 through December 31, 2022 was achieved; therefore 15% of the awards vested on March 23, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:22 UTC
Collier Michael ManningExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007808 · rdgdoc.xml · derivative · entry 7

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,020

Underlying: Common Stock · 886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:22 UTC
Collier Michael ManningExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 1,043 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007808 · rdgdoc.xml · derivative · entry 6

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,390

Underlying: Common Stock · 1,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:22 UTC
Collier Michael ManningExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 2,351 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007808 · rdgdoc.xml · derivative · entry 5

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,744

Underlying: Common Stock · 2,351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:22 UTC
Collier Michael ManningExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 1,436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007808 · rdgdoc.xml · derivative · entry 4

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:22 UTC
Collier Michael ManningExecutive Vice President
Tax withholdingCommon Stock Holding 2,022 $26.25 $53,077.50
Disclosure

SEC source: 0001437749-23-007808 · rdgdoc.xml · nonDerivative · entry 2

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,880

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:22 UTC
Collier Michael ManningExecutive Vice President
Exercise / conversionCommon Stock Holding 8,300 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007808 · rdgdoc.xml · nonDerivative · entry 1

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:17 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 1,845 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007805 · rdgdoc.xml · derivative · entry 8

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,458

Underlying: Common Stock · 1,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F10 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. Up to 15% vest on March 23, 2023 for the period January 1, 2022 through December 31, 2022; up to 20% vest on March 23, 2024 for the period January 1, 2023 through December 31, 2023; up to 20% vest on March 23, 2025 for the period January 1, 2024 through December 31, 2024; up to 20% vest on March 23, 2026 for the period January 1, 2025 through December 31, 2025; and up to 25% vest on March 23, 2027 for the period January 1, 2026 through December 31, 2026. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2022 through December 31, 2022 was achieved; therefore 15% of the awards vested on March 23, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:17 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007805 · rdgdoc.xml · derivative · entry 7

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,183

Underlying: Common Stock · 738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:17 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 1,043 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007805 · rdgdoc.xml · derivative · entry 6

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,390

Underlying: Common Stock · 1,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:17 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 1,568 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007805 · rdgdoc.xml · derivative · entry 5

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,829

Underlying: Common Stock · 1,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:17 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 1,436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007805 · rdgdoc.xml · derivative · entry 4

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:17 UTC
Cunningham JeffChief Technology Officer
Tax withholdingCommon Stock Holding 1,607 $26.25 $42,183.75
Disclosure

SEC source: 0001437749-23-007805 · rdgdoc.xml · nonDerivative · entry 2

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,424

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:17 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionCommon Stock Holding 6,630 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007805 · rdgdoc.xml · nonDerivative · entry 1

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:14 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,845 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007803 · rdgdoc.xml · derivative · entry 8

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,458

Underlying: Common Stock · 1,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F10 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. Up to 15% vest on March 23, 2023 for the period January 1, 2022 through December 31, 2022; up to 20% vest on March 23, 2024 for the period January 1, 2023 through December 31, 2023; up to 20% vest on March 23, 2025 for the period January 1, 2024 through December 31, 2024; up to 20% vest on March 23, 2026 for the period January 1, 2025 through December 31, 2025; and up to 25% vest on March 23, 2027 for the period January 1, 2026 through December 31, 2026. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2022 through December 31, 2022 was achieved; therefore 15% of the awards vested on March 23, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:14 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 554 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007803 · rdgdoc.xml · derivative · entry 7

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,137

Underlying: Common Stock · 554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:14 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 782 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007803 · rdgdoc.xml · derivative · entry 6

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,542

Underlying: Common Stock · 782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:14 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,019 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007803 · rdgdoc.xml · derivative · entry 5

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,189

Underlying: Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.