HSTM

SEC source: 0001437749-23-026545 · rdgdoc.xml · derivative · entry 10

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,515

Underlying: Common Stock · 3,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-026543 · rdgdoc.xml · derivative · entry 2

Sousa Michael · CIK 0001485077 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,515

Underlying: Common Stock · 3,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-026541 · rdgdoc.xml · derivative · entry 2

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,515

Underlying: Common Stock · 3,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-026539 · rdgdoc.xml · derivative · entry 2

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,812

Underlying: Common Stock · 2,812 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-026537 · rdgdoc.xml · derivative · entry 2

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,812

Underlying: Common Stock · 2,812 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-026535 · rdgdoc.xml · derivative · entry 2

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,812

Underlying: Common Stock · 2,812 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-026533 · rdgdoc.xml · derivative · entry 2

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,812

Underlying: Common Stock · 2,812 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-026531 · rdgdoc.xml · derivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,812

Underlying: Common Stock · 2,812 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-026529 · rdgdoc.xml · derivative · entry 2

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,109

Underlying: Common Stock · 2,109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-025697 · rdgdoc.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,847

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

SEC source: 0001437749-23-023058 · rdgdoc.xml · nonDerivative · entry 1

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,085

SEC source: 0001437749-23-017206 · rdgdoc.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,559

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

SEC source: 0001437749-23-016788 · rdgdoc.xml · derivative · entry 2

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,377

Underlying: Common Stock · 3,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning June 6, 2024 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-016784 · rdgdoc.xml · derivative · entry 2

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,377

Underlying: Common Stock · 3,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning June 6, 2024 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-016786 · rdgdoc.xml · derivative · entry 8

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,377

Underlying: Common Stock · 3,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning June 6, 2024 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-016782 · rdgdoc.xml · derivative · entry 2

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,377

Underlying: Common Stock · 3,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning June 6, 2024 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-016778 · rdgdoc.xml · derivative · entry 2

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,377

Underlying: Common Stock · 3,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning June 6, 2024 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-016780 · rdgdoc.xml · derivative · entry 2

RAPPUHN TERRY ALLISON · CIK 0001268641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,377

Underlying: Common Stock · 3,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning June 6, 2024 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-016776 · rdgdoc.xml · derivative · entry 2

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,377

Underlying: Common Stock · 3,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning June 6, 2024 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-017325 · rdgdoc.xml · derivative · entry 2

Jahangir Amir Alex · CIK 0001981281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,377

Underlying: Common Stock · 3,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning June 6, 2024 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-015908 · rdgdoc.xml · derivative · entry 3

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · kind: Reflects an amendment made to the terms of previously granted RSUs to provide for acceleration of the vesting of the unvested RSUs in connection with Mr. Shmerling's retirement from service on the Company's Board. These RSUs were initially subject to a three-year vesting schedule, contingent upon continued service at the time of vesting, and were originally scheduled to vest annually beginning March 23, 2023 in three equal installments. In connection with Mr. Shmerling's decision to retire from service on the Board effective concurrently with the Company's 2023 annual meeting of shareholders, the Company's Compensation Committee approved the accelerated vesting of all unvested RSUs to instead vest concurrent with his retirement as of the annual shareholder meeting date of May 25, 2023.

F5 · derivative.exercise_date: Reflects an amendment made to the terms of previously granted RSUs to provide for acceleration of the vesting of the unvested RSUs in connection with Mr. Shmerling's retirement from service on the Company's Board. These RSUs were initially subject to a three-year vesting schedule, contingent upon continued service at the time of vesting, and were originally scheduled to vest annually beginning March 23, 2023 in three equal installments. In connection with Mr. Shmerling's decision to retire from service on the Board effective concurrently with the Company's 2023 annual meeting of shareholders, the Company's Compensation Committee approved the accelerated vesting of all unvested RSUs to instead vest concurrent with his retirement as of the annual shareholder meeting date of May 25, 2023.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-015908 · rdgdoc.xml · derivative · entry 2

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · kind: Reflects an amendment made to the terms of previously granted RSUs to provide for acceleration of the vesting of the unvested RSUs in connection with Mr. Shmerling's retirement from service on the Company's Board. These RSUs were initially subject to a three-year vesting schedule, contingent upon continued service at the time of vesting, and were originally scheduled to vest annually beginning March 17, 2022 in three equal installments. In connection with Mr. Shmerling's decision to retire from service on the Board effective concurrently with the Company's 2023 annual meeting of shareholders, the Company's Compensation Committee approved the accelerated vesting of all unvested RSUs to instead vest concurrent with his retirement as of the annual shareholder meeting date of May 25, 2023.

F3 · derivative.exercise_date: Reflects an amendment made to the terms of previously granted RSUs to provide for acceleration of the vesting of the unvested RSUs in connection with Mr. Shmerling's retirement from service on the Company's Board. These RSUs were initially subject to a three-year vesting schedule, contingent upon continued service at the time of vesting, and were originally scheduled to vest annually beginning March 17, 2022 in three equal installments. In connection with Mr. Shmerling's decision to retire from service on the Board effective concurrently with the Company's 2023 annual meeting of shareholders, the Company's Compensation Committee approved the accelerated vesting of all unvested RSUs to instead vest concurrent with his retirement as of the annual shareholder meeting date of May 25, 2023.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-015908 · rdgdoc.xml · nonDerivative · entry 1

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon acceleration of the vesting of multiple grants of restricted share units ("RSUs") upon Mr. Shmerling's retirement from service on the Board of Directors ("Board") of HealthStream, Inc. (the "Company").

SEC source: 0001437749-23-011624 · rdgdoc.xml · nonDerivative · entry 2

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,165

SEC source: 0001437749-23-011624 · rdgdoc.xml · nonDerivative · entry 1

PEARSON J EDWARD · CIK 0001249921 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,165

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.80 to $25.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001437749-23-007841 · rdgdoc.xml · derivative · entry 4

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 1,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007841 · rdgdoc.xml · derivative · entry 3

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944

Underlying: Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007841 · rdgdoc.xml · derivative · entry 2

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007841 · rdgdoc.xml · nonDerivative · entry 1

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

SEC source: 0001437749-23-007839 · rdgdoc.xml · derivative · entry 10

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 1,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007839 · rdgdoc.xml · derivative · entry 9

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944

Underlying: Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007839 · rdgdoc.xml · derivative · entry 8

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007839 · rdgdoc.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

SEC source: 0001437749-23-007837 · rdgdoc.xml · derivative · entry 2

RAPPUHN TERRY ALLISON · CIK 0001268641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,658

Underlying: Common Stock · 1,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007837 · rdgdoc.xml · nonDerivative · entry 1

RAPPUHN TERRY ALLISON · CIK 0001268641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

SEC source: 0001437749-23-007834 · rdgdoc.xml · derivative · entry 4

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 1,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007834 · rdgdoc.xml · derivative · entry 3

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944

Underlying: Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007834 · rdgdoc.xml · derivative · entry 2

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007834 · rdgdoc.xml · nonDerivative · entry 1

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

SEC source: 0001437749-23-007829 · rdgdoc.xml · derivative · entry 4

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 1,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007829 · rdgdoc.xml · derivative · entry 3

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944

Underlying: Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007829 · rdgdoc.xml · derivative · entry 2

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007829 · rdgdoc.xml · nonDerivative · entry 1

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

SEC source: 0001437749-23-007826 · rdgdoc.xml · derivative · entry 4

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 1,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007826 · rdgdoc.xml · derivative · entry 3

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944

Underlying: Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007826 · rdgdoc.xml · derivative · entry 2

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007826 · rdgdoc.xml · nonDerivative · entry 1

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

SEC source: 0001437749-23-007823 · rdgdoc.xml · derivative · entry 4

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 1,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 23, 2023 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007823 · rdgdoc.xml · derivative · entry 3

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944

Underlying: Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-007823 · rdgdoc.xml · derivative · entry 2

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2021 in three equal installments.

F4 · derivative.expiration_date: Not applicable.