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Nasdaq · USD

HSTM

HEALTHSTREAM INC

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5059
SEC CIK
0001095565
Parsed reports
624

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
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Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2024 Filed Feb 27, 2024 23:10 UTC
Collier Michael ManningExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 2,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-005752 · rdgdoc.xml · derivative · entry 3

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,300

Underlying: Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. 15% vest on February 23, 2024 for the period January 1, 2023 through December 31, 2023; 20% vest on February 23, 2025 for the period January 1, 2024 through December 31, 2024; 20% vest on February 23, 2026 for the period January 1, 2025 through December 31, 2025; 20% vest on February 23, 2027 for the period January 1, 2026 through December 31, 2026; and 25% vest on February 23, 2028 for the period January 1, 2027 through December 31, 2027. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2023 through December 31, 2023 was achieved; therefore 15% of the awards vested on February 23, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:10 UTC
Collier Michael ManningExecutive Vice President
Tax withholdingCommon Stock Holding 658 $26.81 $17,640.98
Disclosure

SEC source: 0001437749-24-005752 · rdgdoc.xml · nonDerivative · entry 2

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,921

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:10 UTC
Collier Michael ManningExecutive Vice President
Exercise / conversionCommon Stock Holding 2,700 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-005752 · rdgdoc.xml · nonDerivative · entry 1

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
February 22, 2024 Filed Feb 22, 2024 22:08 UTC
Coady Trisha LSenior Vice President
SaleCommon Stock Holding 7,000 $26.34 $184,359.70
Disclosure

SEC source: 0001437749-24-005219 · rdgdoc.xml · nonDerivative · entry 1

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,693

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.20 to $26.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 22, 2024 Filed Apr 17, 2024 21:12 UTC
Fenstermacher ScottSenior Vice President
SaleCommon Stock Holding 1,000 $26.59 $26,589.50
Disclosure

SEC source: 0001437749-24-012348 · rdgdoc.xml · nonDerivative · entry 1

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,008

Read SEC document
January 26, 2024 Filed Jan 26, 2024 21:16 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-002286 · rdgdoc.xml · derivative · entry 3

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 830

Underlying: Common Stock · 710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on January 26, 2022, 20% vest on January 26, 2023, 30% vest on January 26, 2024, and the remaining 35% vest on January 26, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 26, 2024 Filed Jan 26, 2024 21:16 UTC
Fenstermacher ScottSenior Vice President
Tax withholdingCommon Stock Holding 273 $26.94 $7,354.62
Disclosure

SEC source: 0001437749-24-002286 · rdgdoc.xml · nonDerivative · entry 2

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,185

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
January 26, 2024 Filed Jan 26, 2024 21:16 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionCommon Stock Holding 710 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-002286 · rdgdoc.xml · nonDerivative · entry 1

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
January 11, 2024 Filed Jan 11, 2024 21:18 UTC
O'Hara Kevin PSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 2,437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001202 · rdgdoc.xml · derivative · entry 3

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,844

Underlying: Common Stock · 2,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on January 8, 2022, 20% vest on January 8, 2023, 30% vest on January 8, 2024, and the remaining 35% vest on January 8, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 11, 2024 Filed Jan 11, 2024 21:18 UTC
O'Hara Kevin PSenior Vice President
Tax withholdingCommon Stock Holding 723 $26.16 $18,913.68
Disclosure

SEC source: 0001437749-24-001202 · rdgdoc.xml · nonDerivative · entry 2

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,344

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
January 11, 2024 Filed Jan 11, 2024 21:18 UTC
O'Hara Kevin PSenior Vice President
Exercise / conversionCommon Stock Holding 2,437 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001202 · rdgdoc.xml · nonDerivative · entry 1

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
January 03, 2024 Filed Feb 28, 2026 00:58 UTC
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
GiftCommon Stock Holding 8,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-006163 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,048,052

F1 · balance_after: Reflects the amount of securities directly beneficially owned by the reporting person as of the date hereof.

Read SEC document
December 18, 2023 Filed Dec 27, 2023 21:17 UTC GiftCommon Stock Holding 192 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-035418 · rdgdoc.xml · nonDerivative · entry 1

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,509

Read SEC document
December 14, 2023 Filed Dec 15, 2023 21:11 UTC GiftCommon Stock Holding 384 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034568 · rdgdoc.xml · nonDerivative · entry 1

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,701

Read SEC document
December 12, 2023 Filed Dec 13, 2023 21:14 UTC
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
GiftCommon Stock Holding 8,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034328 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,747,572

Read SEC document
December 12, 2023 Filed Feb 28, 2026 00:57 UTC Amendment
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
GiftCommon Stock Holding 10,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-006162 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,048,052

F1 · shares: The original Form 4, filed December 13, 2023, is being amended by this Form 4 Amendment solely to correct an administrative error, which incorrectly reported 8,500 shares were transferred by gift, while the correct amount is 10,500.

F2 · balance_after: Reflects the amount of securities directly beneficially owned by the reporting person as of the date hereof.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 21:14 UTC
GORDON FRANKDirector
GrantCommon Stock Holding 193 $25.86 $4,990.98
Disclosure

SEC source: 0001437749-23-034206 · rdgdoc.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,040

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:19 UTC
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted Share Units · Derivative 479 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029275 · rdgdoc.xml · derivative · entry 11

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,717

Underlying: Common Stock · 479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:19 UTC
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
Tax withholdingCommon Stock Holding 117 $25.14 $2,941.38
Disclosure

SEC source: 0001437749-23-029275 · rdgdoc.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,756,072

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:19 UTC
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
Exercise / conversionCommon Stock Holding 479 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029275 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,756,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:20 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,283 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029277 · rdgdoc.xml · derivative · entry 3

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,273

Underlying: Common Stock · 1,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:20 UTC
Coady Trisha LSenior Vice President
Tax withholdingCommon Stock Holding 313 $25.14 $7,868.82
Disclosure

SEC source: 0001437749-23-029277 · rdgdoc.xml · nonDerivative · entry 2

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,693

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:20 UTC
Coady Trisha LSenior Vice President
Exercise / conversionCommon Stock Holding 1,283 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029277 · rdgdoc.xml · nonDerivative · entry 1

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:18 UTC
Collier Michael ManningExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 447 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029273 · rdgdoc.xml · derivative · entry 3

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,536

Underlying: Common Stock · 447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:18 UTC
Collier Michael ManningExecutive Vice President
Tax withholdingCommon Stock Holding 109 $25.14 $2,740.26
Disclosure

SEC source: 0001437749-23-029273 · rdgdoc.xml · nonDerivative · entry 2

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,879

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:18 UTC
Collier Michael ManningExecutive Vice President
Exercise / conversionCommon Stock Holding 447 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029273 · rdgdoc.xml · nonDerivative · entry 1

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:17 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029271 · rdgdoc.xml · derivative · entry 3

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,173

Underlying: Common Stock · 383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:17 UTC
Cunningham JeffChief Technology Officer
Tax withholdingCommon Stock Holding 94 $25.14 $2,363.16
Disclosure

SEC source: 0001437749-23-029271 · rdgdoc.xml · nonDerivative · entry 2

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,713

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:17 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionCommon Stock Holding 383 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029271 · rdgdoc.xml · nonDerivative · entry 1

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:16 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 288 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029269 · rdgdoc.xml · derivative · entry 3

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,629

Underlying: Common Stock · 288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:16 UTC
Fenstermacher ScottSenior Vice President
Tax withholdingCommon Stock Holding 96 $25.14 $2,413.44
Disclosure

SEC source: 0001437749-23-029269 · rdgdoc.xml · nonDerivative · entry 2

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,748

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:16 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionCommon Stock Holding 288 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029269 · rdgdoc.xml · nonDerivative · entry 1

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:13 UTC
O'Hara Kevin PSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029265 · rdgdoc.xml · derivative · entry 3

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,173

Underlying: Common Stock · 383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:13 UTC
O'Hara Kevin PSenior Vice President
Tax withholdingCommon Stock Holding 94 $25.14 $2,363.16
Disclosure

SEC source: 0001437749-23-029265 · rdgdoc.xml · nonDerivative · entry 2

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,630

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:13 UTC
O'Hara Kevin PSenior Vice President
Exercise / conversionCommon Stock Holding 383 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029265 · rdgdoc.xml · nonDerivative · entry 1

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:14 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029267 · rdgdoc.xml · derivative · entry 3

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,173

Underlying: Common Stock · 383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:14 UTC
McQuigg Michael ScottSenior Vice President
Tax withholdingCommon Stock Holding 94 $25.14 $2,363.16
Disclosure

SEC source: 0001437749-23-029267 · rdgdoc.xml · nonDerivative · entry 2

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,290

F2 · shares: Shares withheld for payment of tax liability.

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October 27, 2023 Filed Oct 27, 2023 23:14 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionCommon Stock Holding 383 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029267 · rdgdoc.xml · nonDerivative · entry 1

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

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October 27, 2023 Filed Oct 27, 2023 23:11 UTC Exercise / conversionRestricted Share Units · Derivative 383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029263 · rdgdoc.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,173

Underlying: Common Stock · 383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:11 UTC Tax withholdingCommon Stock Holding 94 $25.14 $2,363.16
Disclosure

SEC source: 0001437749-23-029263 · rdgdoc.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,899

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:11 UTC Exercise / conversionCommon Stock Holding 383 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029263 · rdgdoc.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:10 UTC
Sousa MichaelExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 479 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029261 · rdgdoc.xml · derivative · entry 3

Sousa Michael · CIK 0001485077 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,717

Underlying: Common Stock · 479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:10 UTC
Sousa MichaelExecutive Vice President
Tax withholdingCommon Stock Holding 138 $25.14 $3,469.32
Disclosure

SEC source: 0001437749-23-029261 · rdgdoc.xml · nonDerivative · entry 2

Sousa Michael · CIK 0001485077 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,525

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:10 UTC
Sousa MichaelExecutive Vice President
Exercise / conversionCommon Stock Holding 479 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029261 · rdgdoc.xml · nonDerivative · entry 1

Sousa Michael · CIK 0001485077 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
September 20, 2023 Filed Sep 20, 2023 20:08 UTC Exercise / conversionRestricted Share Units · Derivative 1,225 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-026465 · rdgdoc.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2020, 20% vest on September 20, 2021, 30% vest on September 20, 2022, and the remaining 35% vest on September 20, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 20, 2023 Filed Sep 20, 2023 20:08 UTC Tax withholdingCommon Stock Holding 299 $21.32 $6,374.68
Disclosure

SEC source: 0001437749-23-026465 · rdgdoc.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,610

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
September 20, 2023 Filed Sep 20, 2023 20:08 UTC Exercise / conversionCommon Stock Holding 1,225 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-026465 · rdgdoc.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
September 20, 2023 Filed Sep 20, 2023 20:06 UTC
Collier Michael ManningExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-026463 · rdgdoc.xml · derivative · entry 3

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2020, 20% vest on September 20, 2021, 30% vest on September 20, 2022, and the remaining 35% vest on September 20, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 20, 2023 Filed Sep 20, 2023 20:06 UTC
Collier Michael ManningExecutive Vice President
Tax withholdingCommon Stock Holding 214 $21.32 $4,562.48
Disclosure

SEC source: 0001437749-23-026463 · rdgdoc.xml · nonDerivative · entry 2

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,541

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
September 20, 2023 Filed Sep 20, 2023 20:06 UTC
Collier Michael ManningExecutive Vice President
Exercise / conversionCommon Stock Holding 875 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-026463 · rdgdoc.xml · nonDerivative · entry 1

Collier Michael Manning · CIK 0001715401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.