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Nasdaq · USD

HST

HOST HOTELS & RESORTS, INC.

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3358
SEC CIK
0001070750
Parsed reports
634

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2020 Filed Feb 18, 2020 17:01 UTC
RISOLEO JAMES FDirector · President and CEO
Tax withholdingCommon Stock 9,488 $16.87 $160,062.56
Disclosure

SEC source: 0001070750-20-000041 · edgardoc.xml · nonDerivative · entry 1

RISOLEO JAMES F · CIK 0001194637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,193

Read SEC document
February 13, 2020 Filed Feb 18, 2020 17:02 UTC
TYRRELL NATHAN SExec. VP, Investments
Tax withholdingCommon Stock 3,044 $16.87 $51,352.28
Disclosure

SEC source: 0001070750-20-000042 · edgardoc.xml · nonDerivative · entry 1

TYRRELL NATHAN S · CIK 0001666968 · Exec. VP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,470

Read SEC document
February 13, 2020 Filed Feb 18, 2020 17:01 UTC
MACNAMARA BRIAN GSVP, Controller
Tax withholdingCommon Stock 750 $16.87 $12,652.50
Disclosure

SEC source: 0001070750-20-000040 · edgardoc.xml · nonDerivative · entry 1

MACNAMARA BRIAN G · CIK 0001411814 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,558.2131

Read SEC document
February 13, 2020 Filed Feb 18, 2020 17:01 UTC
LENTZ MICHAEL EExecutive Vice President
Tax withholdingCommon Stock 1,075 $16.87 $18,135.25
Disclosure

SEC source: 0001070750-20-000039 · edgardoc.xml · nonDerivative · entry 1

LENTZ MICHAEL E · CIK 0001669754 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,533.1449

Read SEC document
February 13, 2020 Filed Feb 18, 2020 17:00 UTC
HAMILTON JOANNE G.EVP, Human Resources
Tax withholdingCommon Stock 1,848 $16.87 $31,175.76
Disclosure

SEC source: 0001070750-20-000038 · edgardoc.xml · nonDerivative · entry 1

HAMILTON JOANNE G. · CIK 0001481725 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,033

Read SEC document
February 13, 2020 Filed Feb 18, 2020 17:00 UTC
GHOSH SOURAVSVP, Strategy & Analytics
Tax withholdingCommon Stock 398 $16.87 $6,714.26
Disclosure

SEC source: 0001070750-20-000037 · edgardoc.xml · nonDerivative · entry 1

GHOSH SOURAV · CIK 0001780487 · SVP, Strategy & Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,980

Read SEC document
February 10, 2020 Filed Feb 12, 2020 19:31 UTC
TYRRELL NATHAN SExec. VP, Investments
Tax withholdingCommon Stock 10,531 $16.69 $175,762.39
Disclosure

SEC source: 0001070750-20-000030 · edgardoc.xml · nonDerivative · entry 1

TYRRELL NATHAN S · CIK 0001666968 · Exec. VP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,514

Read SEC document
February 10, 2020 Filed Feb 12, 2020 19:31 UTC
RISOLEO JAMES FDirector · President and CEO
Tax withholdingCommon Stock 30,955 $16.69 $516,638.95
Disclosure

SEC source: 0001070750-20-000029 · edgardoc.xml · nonDerivative · entry 1

RISOLEO JAMES F · CIK 0001194637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,681

Read SEC document
February 10, 2020 Filed Feb 12, 2020 19:31 UTC
MACNAMARA BRIAN GSVP, Controller
Tax withholdingCommon Stock 1,713 $16.69 $28,589.97
Disclosure

SEC source: 0001070750-20-000028 · edgardoc.xml · nonDerivative · entry 1

MACNAMARA BRIAN G · CIK 0001411814 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,308.2131

Read SEC document
February 10, 2020 Filed Feb 12, 2020 19:30 UTC
LENTZ MICHAEL EExecutive Vice President
Tax withholdingCommon Stock 3,101 $16.69 $51,755.69
Disclosure

SEC source: 0001070750-20-000026 · edgardoc.xml · nonDerivative · entry 1

LENTZ MICHAEL E · CIK 0001669754 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,608.1449

Read SEC document
February 10, 2020 Filed Feb 12, 2020 19:29 UTC
HAMILTON JOANNE G.EVP, Human Resources
Tax withholdingCommon Stock 4,675 $16.69 $78,025.75
Disclosure

SEC source: 0001070750-20-000025 · edgardoc.xml · nonDerivative · entry 1

HAMILTON JOANNE G. · CIK 0001481725 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,881

Read SEC document
February 10, 2020 Filed Feb 12, 2020 19:29 UTC
GHOSH SOURAVSVP, Strategy & Analytics
Tax withholdingCommon Stock 1,408 $16.69 $23,499.52
Disclosure

SEC source: 0001070750-20-000024 · edgardoc.xml · nonDerivative · entry 1

GHOSH SOURAV · CIK 0001780487 · SVP, Strategy & Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,378

Read SEC document
January 15, 2020 Filed Jan 16, 2020 15:26 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 1,476.0554 $0.00 $0.00
Disclosure

SEC source: 0001070750-20-000013 · edgardoc.xml · derivative · entry 1

MORSE JOHN B JR · CIK 0001018396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,416.0675

Underlying: Common Stock · 1,476.0554 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
January 15, 2020 Filed Jan 16, 2020 20:27 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 311.0642 $0.00 $0.00
Disclosure

SEC source: 0001070750-20-000014 · edgardoc.xml · derivative · entry 1

Preusse Mary Hogan · CIK 0001697749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635.7377

Underlying: Common Stock · 311.0642 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
January 15, 2020 Filed Jan 16, 2020 20:27 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 297.166 $0.00 $0.00
Disclosure

SEC source: 0001070750-20-000016 · edgardoc.xml · derivative · entry 1

Stein A William · CIK 0001307117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458.8114

Underlying: Common Stock · 297.166 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
January 15, 2020 Filed Jan 16, 2020 20:27 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 1,046.2637 $0.00 $0.00
Disclosure

SEC source: 0001070750-20-000015 · edgardoc.xml · derivative · entry 1

Smith Gordon H · CIK 0001468027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,924.6695

Underlying: Common Stock · 1,046.2637 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
January 15, 2020 Filed Jan 16, 2020 20:26 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 431.2562 $0.00 $0.00
Disclosure

SEC source: 0001070750-20-000012 · edgardoc.xml · derivative · entry 1

MATHRANI SANDEEP · CIK 0001246485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,901.2023

Underlying: Common Stock · 431.2562 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
January 15, 2020 Filed Jan 16, 2020 20:25 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 2,174.9961 $0.00 $0.00
Disclosure

SEC source: 0001070750-20-000011 · edgardoc.xml · derivative · entry 1

KOROLOGOS ANN MCLAUGHLIN · CIK 0001188372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,104.7475

Underlying: Common Stock · 2,174.9961 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
January 15, 2020 Filed Jan 16, 2020 20:25 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 805.5805 $0.00 $0.00
Disclosure

SEC source: 0001070750-20-000010 · edgardoc.xml · derivative · entry 1

Bair Sheila Colleen · CIK 0001562025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,026.0107

Underlying: Common Stock · 805.5805 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
January 15, 2020 Filed Jan 16, 2020 20:25 UTC
BAGLIVO MARYDirector
GrantDeferred Stock Units Div. Equiv. Rights · Derivative 188.5144 $0.00 $0.00
Disclosure

SEC source: 0001070750-20-000009 · edgardoc.xml · derivative · entry 1

BAGLIVO MARY · CIK 0001403594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,979.9491

Underlying: Common Stock · 188.5144 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
December 19, 2019 Filed Dec 20, 2019 16:03 UTC
MARRIOTT RICHARD EDirector · Chairman of the Board
SaleCommon Stock - Trust SPM 160,195 $18.51 $2,965,209.45
Disclosure

SEC source: 0001070750-19-000205 · edgardoc.xml · nonDerivative · entry 1

MARRIOTT RICHARD E · CIK 0001076334 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The common stock was valued at $18.51 per share for the purposes of determining the number of shares of the exchange fund issued to the reporting person.

Read SEC document
December 19, 2019 Filed Feb 12, 2020 14:30 UTC
MARRIOTT RICHARD EDirector · Chairman of the Board
SaleCommon Stock - Trust 10C - SM 73,013 $18.51 $1,351,470.63
Disclosure

SEC source: 0001070750-20-000027 · edgardoc.xml · nonDerivative · entry 2

MARRIOTT RICHARD E · CIK 0001076334 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

Read SEC document
December 19, 2019 Filed Feb 12, 2020 14:30 UTC
MARRIOTT RICHARD EDirector · Chairman of the Board
SaleCommon Stock - Trust 10B - SM 73,013 $18.51 $1,351,470.63
Disclosure

SEC source: 0001070750-20-000027 · edgardoc.xml · nonDerivative · entry 1

MARRIOTT RICHARD E · CIK 0001076334 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

Read SEC document
November 14, 2019 Filed Nov 18, 2019 18:36 UTC
Aslaksen Julie PEVP, General Counsel & Sec.
GrantPhantom Stock · Derivative 23,791 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000202 · edgardoc.xml · derivative · entry 1

Aslaksen Julie P · CIK 0001794430 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,791

Underlying: Common Stock · 23,791 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The phantom stock vests in three equal annual installments beginning on the first anniversary of the grant date.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The phantom stock vests in three equal annual installments beginning on the first anniversary of the grant date.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The phantom stock vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 15:39 UTC
BLUHM MICHAEL DChief Financial Officer
Tax withholdingCommon Stock 12,182 $17.43 $212,332.26
Disclosure

SEC source: 0001070750-19-000191 · edgardoc.xml · nonDerivative · entry 1

BLUHM MICHAEL D · CIK 0001722612 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,688

Read SEC document
October 15, 2019 Filed Oct 17, 2019 16:24 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 252.4744 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000189 · edgardoc.xml · derivative · entry 1

Stein A William · CIK 0001307117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161.6454

Underlying: Common Stock · 252.4744 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
October 15, 2019 Filed Oct 17, 2019 12:23 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 1,254.0695 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000186 · edgardoc.xml · derivative · entry 1

MORSE JOHN B JR · CIK 0001018396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,940.0121

Underlying: Common Stock · 1,254.0695 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
October 15, 2019 Filed Oct 17, 2019 16:24 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 888.9147 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000188 · edgardoc.xml · derivative · entry 1

Smith Gordon H · CIK 0001468027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,878.4058

Underlying: Common Stock · 888.9147 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
October 15, 2019 Filed Oct 17, 2019 16:24 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 264.2828 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000187 · edgardoc.xml · derivative · entry 1

Preusse Mary Hogan · CIK 0001697749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324.6735

Underlying: Common Stock · 264.2828 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
October 15, 2019 Filed Oct 17, 2019 16:23 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 366.399 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000185 · edgardoc.xml · derivative · entry 1

MATHRANI SANDEEP · CIK 0001246485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,469.9461

Underlying: Common Stock · 366.399 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
October 15, 2019 Filed Oct 17, 2019 16:23 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 1,847.8956 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000184 · edgardoc.xml · derivative · entry 1

KOROLOGOS ANN MCLAUGHLIN · CIK 0001188372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,929.7514

Underlying: Common Stock · 1,847.8956 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
October 15, 2019 Filed Oct 17, 2019 16:22 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 684.4282 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000183 · edgardoc.xml · derivative · entry 1

Bair Sheila Colleen · CIK 0001562025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,220.4302

Underlying: Common Stock · 684.4282 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
October 15, 2019 Filed Oct 17, 2019 16:22 UTC
BAGLIVO MARYDirector
GrantDeferred Stock Units Div. Equiv. Rights · Derivative 160.1635 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000182 · edgardoc.xml · derivative · entry 1

BAGLIVO MARY · CIK 0001403594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,791.4347

Underlying: Common Stock · 160.1635 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units or phantom stock held by the reporting person and will be settled in shares of the Issuer's common stock or cash on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
July 17, 2019 Filed Jul 19, 2019 16:33 UTC GrantPhantom Stock · Derivative 7,318.8566 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000135 · edgardoc.xml · derivative · entry 1

MORSE JOHN B JR · CIK 0001018396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,318.8566

Underlying: Common Stock · 7,318.8566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

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July 17, 2019 Filed Jul 19, 2019 20:33 UTC GrantPhantom Stock · Derivative 7,318.8566 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000137 · edgardoc.xml · derivative · entry 1

Smith Gordon H · CIK 0001468027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,318.8566

Underlying: Common Stock · 7,318.8566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 20:32 UTC GrantPhantom Stock · Derivative 7,318.8566 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000134 · edgardoc.xml · derivative · entry 1

MATHRANI SANDEEP · CIK 0001246485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,318.8566

Underlying: Common Stock · 7,318.8566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 20:33 UTC GrantPhantom Stock · Derivative 7,318.8566 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000138 · edgardoc.xml · derivative · entry 1

Stein A William · CIK 0001307117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,318.8566

Underlying: Common Stock · 7,318.8566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 20:33 UTC GrantPhantom Stock · Derivative 7,318.8566 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000136 · edgardoc.xml · derivative · entry 1

Preusse Mary Hogan · CIK 0001697749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,318.8566

Underlying: Common Stock · 7,318.8566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 20:30 UTC GrantPhantom Stock · Derivative 7,318.8566 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000132 · edgardoc.xml · derivative · entry 1

Bair Sheila Colleen · CIK 0001562025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,318.8566

Underlying: Common Stock · 7,318.8566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 20:31 UTC GrantPhantom Stock · Derivative 7,318.8566 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000133 · edgardoc.xml · derivative · entry 1

KOROLOGOS ANN MCLAUGHLIN · CIK 0001188372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,318.8566

Underlying: Common Stock · 7,318.8566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash on a date selected by the reporting person.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 15:39 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 1,427.7056 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000119 · edgardoc.xml · derivative · entry 1

KOROLOGOS ANN MCLAUGHLIN · CIK 0001188372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,935.0827

Underlying: Common Stock · 1,427.7056 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
July 15, 2019 Filed Jul 17, 2019 15:41 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 236.5989 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000122 · edgardoc.xml · derivative · entry 1

Preusse Mary Hogan · CIK 0001697749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140.246

Underlying: Common Stock · 236.5989 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
July 15, 2019 Filed Jul 17, 2019 15:39 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 612.7356 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000118 · edgardoc.xml · derivative · entry 1

Bair Sheila Colleen · CIK 0001562025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,615.8573

Underlying: Common Stock · 612.7356 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
July 15, 2019 Filed Jul 17, 2019 11:41 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 1,122.709 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000121 · edgardoc.xml · derivative · entry 1

MORSE JOHN B JR · CIK 0001018396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,765.7979

Underlying: Common Stock · 1,122.709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
July 15, 2019 Filed Jul 17, 2019 15:42 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 226 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000124 · edgardoc.xml · derivative · entry 1

Stein A William · CIK 0001307117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989.0263

Underlying: Common Stock · 226 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
July 15, 2019 Filed Jul 17, 2019 15:42 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 795.8029 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000123 · edgardoc.xml · derivative · entry 1

Smith Gordon H · CIK 0001468027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,069.3464

Underlying: Common Stock · 795.8029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
July 15, 2019 Filed Jul 17, 2019 15:40 UTC GrantDeferred Stock Units Div. Equiv. Rights · Derivative 328.0188 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000120 · edgardoc.xml · derivative · entry 1

MATHRANI SANDEEP · CIK 0001246485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,183.4024

Underlying: Common Stock · 328.0188 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
July 15, 2019 Filed Jul 17, 2019 15:39 UTC
BAGLIVO MARYDirector
GrantDeferred Stock Units Div. Equiv. Rights · Derivative 143.3869 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000117 · edgardoc.xml · derivative · entry 1

BAGLIVO MARY · CIK 0001403594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,631.2712

Underlying: Common Stock · 143.3869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F2 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
July 15, 2019 Filed Jul 22, 2019 20:36 UTC Amendment GrantDeferred Stock Units Div. Equiv. Rights · Derivative 715.9476 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000170 · edgardoc.xml · derivative · entry 1

Smith Gordon H · CIK 0001468027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,989.4911

Underlying: Common Stock · 715.9476 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · shares: The Form 4 filed on July 17, 2019 overstated the number of Deferred Stock Units Div. Equiv. Rights acquired by the reporting person by an immaterial amount. The transaction is restated on this report.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F3 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document
July 15, 2019 Filed Jul 22, 2019 16:36 UTC Amendment GrantDeferred Stock Units Div. Equiv. Rights · Derivative 1,042.8537 $0.00 $0.00
Disclosure

SEC source: 0001070750-19-000168 · edgardoc.xml · derivative · entry 1

MORSE JOHN B JR · CIK 0001018396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,685.9426

Underlying: Common Stock · 1,042.8537 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · shares: The Form 4 filed on July 17, 2019 overstated the number of Deferred Stock Units Div. Equiv. Rights acquired by the reporting person by an immaterial amount. The transaction is restated on this report.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

F3 · derivative.expiration_date: The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.