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Nasdaq · USD

HSIC

HENRY SCHEIN INC

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3536
SEC CIK
0001000228
Parsed reports
609

Last 12 months

Inside the activity.

1 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202607
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2019 Filed Nov 8, 2019 21:41 UTC
Brons PaulDirector
SaleCommon Stock, par value $0.01 per share 1,758 $69.34 $121,899.72
Disclosure

SEC source: 0001209191-19-055836 · doc4.xml · nonDerivative · entry 1

Brons Paul · CIK 0001323692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,824

Read SEC document
November 06, 2019 Filed Nov 7, 2019 22:56 UTC
BRESLAWSKI JAMES PDirector · Vice Chairman, President
SaleCommon Stock, par value $0.01 per share 6,856 $66.96 $459,077.76
Disclosure

SEC source: 0001209191-19-055727 · doc4.xml · nonDerivative · entry 1

BRESLAWSKI JAMES P · CIK 0001194347 · Director · Vice Chairman, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,190

F1 · security: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan of the reporting person dated June 19, 2019.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 22:46 UTC
Ettinger Michael SSVP Corp/Legal Ch of Staff Sec
SaleCommon Stock, par value $0.01 per share 3,671 $66.96 $245,810.16
Disclosure

SEC source: 0001209191-19-055722 · doc4.xml · nonDerivative · entry 2

Ettinger Michael S · CIK 0001577158 · SVP Corp/Legal Ch of Staff Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,301

F2 · security: The sales transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan of the reporting person dated June 19, 2019.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 23:16 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
SaleCommon Stock, par value $0.01 per share 800 $68.72 $54,976.00
Disclosure

SEC source: 0001209191-19-055868 · doc4.xml · nonDerivative · entry 7

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 776,573

F9 · security: These sales transactions were effected pursuant to a Rule 10b5-1 trading plan of the Bergman Family 2010 Trust #2, LLC dated June 20, 2019.

F14 · price: The price reflects a weighted average of sales made at prices ranging from $68.70 to $68.73 per share. The Reporting Person, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, will provide full information regarding the number of shares sold at each separate price for this transaction.

F15 · ownership.nature: Represents (i) 436,653 shares held by the Bergman Family 2010 Trust #2, of which Marion Bergman, Stanley M. Bergman's wife, is a co-trustee and a beneficiary; (ii) 34 shares held by Mrs. Bergman and (iii) 339,886 shares held by the Bergman Family 2010 Trust #2, LLC of which Marion Bergman, Stanley M. Bergman's wife, is a manager.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 23:16 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
SaleCommon Stock, par value $0.01 per share 58,026 $67.38 $3,909,791.88
Disclosure

SEC source: 0001209191-19-055868 · doc4.xml · nonDerivative · entry 6

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 777,373

F9 · security: These sales transactions were effected pursuant to a Rule 10b5-1 trading plan of the Bergman Family 2010 Trust #2, LLC dated June 20, 2019.

F12 · price: The price reflects a weighted average of sales made at prices ranging from $67.69 to $68.68 per share. The Reporting Person, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, will provide full information regarding the number of shares sold at each separate price for this transaction.

F13 · ownership.nature: Represents (i) 436,653 shares held by the Bergman Family 2010 Trust #2, of which Marion Bergman, Stanley M. Bergman's wife, is a co-trustee and a beneficiary; (ii) 34 shares held by Mrs. Bergman and (iii) 340,686 shares held by the Bergman Family 2010 Trust #2, LLC of which Marion Bergman, Stanley M. Bergman's wife, is a manager.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 23:16 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
SaleCommon Stock, par value $0.01 per share 16,158 $67.39 $1,088,887.62
Disclosure

SEC source: 0001209191-19-055868 · doc4.xml · nonDerivative · entry 5

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 835,399

F9 · security: These sales transactions were effected pursuant to a Rule 10b5-1 trading plan of the Bergman Family 2010 Trust #2, LLC dated June 20, 2019.

F10 · price: The price reflects a weighted average of sales made at prices ranging from $66.70 to $67.685 per share. The Reporting Person, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, will provide full information regarding the number of shares sold at each separate price for this transaction.

F11 · ownership.nature: Represents (i) 436,653 shares held by the Bergman Family 2010 Trust #2, of which Marion Bergman, Stanley M. Bergman's wife, is a co-trustee and a beneficiary; (ii) 34 shares held by Mrs. Bergman and (iii) 398,712 shares held by the Bergman Family 2010 Trust #2, LLC of which Marion Bergman, Stanley M. Bergman's wife, is a manager.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 23:16 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
SaleCommon Stock, par value $0.01 per share 200 $68.70 $13,740.00
Disclosure

SEC source: 0001209191-19-055868 · doc4.xml · nonDerivative · entry 4

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 851,557

F2 · security: These sales transactions were effected pursuant to a Rule 10b5-1 trading plan of the Bergman Family 2010 Trust #2 dated June 20, 2019.

F7 · price: The price reflects a weighted average of sales made at prices ranging from $68.68 to $68.71 per share. The Reporting Person, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, will provide full information regarding the number of shares sold at each separate price for this transaction.

F8 · ownership.nature: Represents (i) 436,653 shares held by the Bergman Family 2010 Trust #2, of which Marion Bergman, Stanley M. Bergman's wife, is a co-trustee and a beneficiary; (ii) 34 shares held by Mrs. Bergman and (iii) 414,870 shares held by the Bergman Family 2010 Trust #2, LLC of which Marion Bergman, Stanley M. Bergman's wife, is a manager.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 23:16 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
SaleCommon Stock, par value $0.01 per share 10,935 $68.28 $746,641.80
Disclosure

SEC source: 0001209191-19-055868 · doc4.xml · nonDerivative · entry 3

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 851,757

F2 · security: These sales transactions were effected pursuant to a Rule 10b5-1 trading plan of the Bergman Family 2010 Trust #2 dated June 20, 2019.

F5 · price: The price reflects a weighted average of sales made at prices ranging from $67.68 to $68.63 per share. The Reporting Person, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, will provide full information regarding the number of shares sold at each separate price for this transaction.

F6 · ownership.nature: Represents (i) 436,853 shares held by the Bergman Family 2010 Trust #2, of which Marion Bergman, Stanley M. Bergman's wife, is a co-trustee and a beneficiary; (ii) 34 shares held by Mrs. Bergman and (iii) 414,870 shares held by the Bergman Family 2010 Trust #2, LLC of which Marion Bergman, Stanley M. Bergman's wife, is a manager.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 23:16 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
SaleCommon Stock, par value $0.01 per share 3,881 $67.37 $261,462.97
Disclosure

SEC source: 0001209191-19-055868 · doc4.xml · nonDerivative · entry 2

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 862,692

F2 · security: These sales transactions were effected pursuant to a Rule 10b5-1 trading plan of the Bergman Family 2010 Trust #2 dated June 20, 2019.

F3 · price: The price reflects a weighted average of sales made at prices ranging from $66.68 to $67.67 per share. The Reporting Person, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, will provide full information regarding the number of shares sold at each separate price for this transaction.

F4 · ownership.nature: Represents (i) 447,788 shares held by the Bergman Family 2010 Trust #2, of which Marion Bergman, Stanley M. Bergman's wife, is a co-trustee and a beneficiary; (ii) 34 shares held by Mrs. Bergman and (iii) 414,870 shares held by the Bergman Family 2010 Trust #2, LLC of which Marion Bergman, Stanley M. Bergman's wife, is a manager.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 20:16 UTC GrantDeferred Compensation Plan Phantom Stock · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051092 · doc4.xml · derivative · entry 2

Margulies Anne H. · CIK 0001743156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,014

Underlying: Common Stock, par value $0.01 per share · 500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · shares: Represents the number of shares of phantom stock credited to the reporting person's phantom stock account pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), representing an exempt transaction under the Plan. The number of shares of phantom stock credited to the reporting person's phantom stock account is determined by dividing the amount of deferred eligible director fees by the closing price of a share of Issuer common stock on the award date.

F3 · derivative.exercise_date: The balance in the reporting person's phantom share account is distributed to the reporting person in Issuer common stock following the termination of the reporting person's directorship, the reporting person's death or disability or a change of control of the Issuer.

F3 · derivative.expiration_date: The balance in the reporting person's phantom share account is distributed to the reporting person in Issuer common stock following the termination of the reporting person's directorship, the reporting person's death or disability or a change of control of the Issuer.

F4 · balance_after: Represents the aggregate number of shares of phantom stock allocated to the reporting person under the Plan as of the award date based on the closing price of a share of the Issuer's common stock on the award date.

Read SEC document
September 12, 2019 Filed Nov 8, 2019 23:16 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
GiftCommon Stock, par value $0.01 per share 417 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-055868 · doc4.xml · nonDerivative · entry 1

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,554

F1 · price: Gift, not applicable.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 22:09 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
GrantCommon Stock, par value $0.01 per share 105,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049075 · doc4.xml · nonDerivative · entry 10

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,971

F3 · shares: Grant of restricted stock units (RSU) pursuant to the Issuer's 2013 Stock Incentive Plan. Subject to certain exceptions, 50% will vest subject to (x) Issuer's achievement of a specified performance goal and (y) reporting person's continued perf. of services for the Issuer. 50% will vest subject to (x) passage of a specified period of time and (y) reporting person's continued perf. of services for the Issuer. With respect to the performance-based RSU, if the continued service requirement is satisfied and achievement of the performance goal (x) exceeds 100% of target, the Issuer may issue additional vested shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved in excess of 100% of target or (y) is less than 100% of target, the reporting person will surrender to the Issuer shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved that is below 100% of target (shortfall).

F4 · shares: Grant made pursuant to the terms and conditions of the Amended and Restated Employment Agreement dated August 8, 2019 by and between Henry Schein, Inc. and Stanley M. Bergman.

Read SEC document
September 05, 2019 Filed Sep 10, 2019 22:09 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
GiftCommon Stock, par value $0.01 per share 164 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049075 · doc4.xml · nonDerivative · entry 9

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,971

F1 · price: Gift, not applicable.

Read SEC document
August 13, 2019 Filed Sep 10, 2019 22:09 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
GiftCommon Stock, par value $0.01 per share 846 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049075 · doc4.xml · nonDerivative · entry 8

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,135

F1 · price: Gift, not applicable.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 21:26 UTC
BRESLAWSKI JAMES PDirector · Vice Chairman, President
SaleCommon Stock, par value $0.01 per share 6,856 $60.17 $412,525.52
Disclosure

SEC source: 0001209191-19-045170 · doc4.xml · nonDerivative · entry 1

BRESLAWSKI JAMES P · CIK 0001194347 · Director · Vice Chairman, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,046

F1 · security: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan of the reporting person dated June 19, 2019.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:33 UTC GrantDeferred Compensation Plan Phantom Stock · Derivative 353 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039730 · doc4.xml · derivative · entry 2

Margulies Anne H. · CIK 0001743156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512

Underlying: Common Stock, par value $0.01 per share · 353 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · shares: Represents the number of shares of phantom stock credited to the reporting person's phantom stock account pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), representing an exempt transaction under the Plan. The number of shares of phantom stock credited to the reporting person's phantom stock account is determined by dividing the amount of deferred eligible director fees by the closing price of a share of Issuer common stock on the award date.

F3 · derivative.exercise_date: The balance in the reporting person's phantom share account is distributed to the reporting person in Issuer common stock following the termination of the reporting person's directorship, the reporting person's death or disability or a change of control of the Issuer.

F3 · derivative.expiration_date: The balance in the reporting person's phantom share account is distributed to the reporting person in Issuer common stock following the termination of the reporting person's directorship, the reporting person's death or disability or a change of control of the Issuer.

F4 · balance_after: Represents the aggregate number of shares of phantom stock allocated to the reporting person under the Plan as of the award date based on the closing price of a share of the Issuer's common stock on the award date.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:27 UTC
PALADINO STEVENDirector · EVP, Chief Financial Officer
SaleCommon Stock, par value $0.01 per share 20,712 $72.17 $1,494,785.04
Disclosure

SEC source: 0001209191-19-038225 · doc4.xml · nonDerivative · entry 1

PALADINO STEVEN · CIK 0001194353 · Director · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,233

F1 · price: The price reflects a weighted average of sales made at prices ranging from $71.69 to $ 72.56 per share. The Reporting Person, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, will provide full information regarding the number of shares sold at each separate price for this transaction.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:24 UTC
BENJAMIN GERALD ADirector · EVP, Chief Admin. Officer
SaleCommon Stock, par value $0.01 per share 19,630 $72.02 $1,413,752.60
Disclosure

SEC source: 0001209191-19-038224 · doc4.xml · nonDerivative · entry 1

BENJAMIN GERALD A · CIK 0001194346 · Director · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,832

F1 · price: The price reflects a weighted average of sales made at prices ranging from $71.88 to $72.21 per share. The Reporting Person, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, will provide full information regarding the number of shares sold at each separate price for this transaction.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 20:12 UTC
Siegel WalterSenior VP & General Counsel
SaleCommon Stock, par value $0.01 per share 4,068 $71.29 $290,007.72
Disclosure

SEC source: 0001209191-19-037671 · doc4.xml · nonDerivative · entry 1

Siegel Walter · CIK 0001342060 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,703

F1 · security: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan of the reporting person dated May 17, 2019.

Read SEC document
June 14, 2019 Filed Jun 14, 2019 20:59 UTC SaleCommon Stock, par value $0.01 per share 866 $71.10 $61,572.60
Disclosure

SEC source: 0001209191-19-037171 · doc4.xml · nonDerivative · entry 2

Rekow E Dianne · CIK 0001609814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,281

F1 · price: The price reflects a weighted average of sales made at prices ranging from $71.08 to $ 71.11 per share. The Reporting Person, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, will provide full information regarding the number of shares sold at each separate price for this transaction.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:11 UTC
Brons PaulDirector
SaleCommon Stock, par value $0.01 per share 1,758 $70.96 $124,747.68
Disclosure

SEC source: 0001209191-19-036745 · doc4.xml · nonDerivative · entry 1

Brons Paul · CIK 0001323692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,582

Read SEC document
June 12, 2019 Filed Jun 14, 2019 20:59 UTC SaleCommon Stock, par value $0.01 per share 2,634 $71.21 $187,567.14
Disclosure

SEC source: 0001209191-19-037171 · doc4.xml · nonDerivative · entry 1

Rekow E Dianne · CIK 0001609814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,147

Read SEC document
June 05, 2019 Filed Nov 7, 2019 22:46 UTC
Ettinger Michael SSVP Corp/Legal Ch of Staff Sec
GiftCommon Stock, par value $0.01 per share 216 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-055722 · doc4.xml · nonDerivative · entry 1

Ettinger Michael S · CIK 0001577158 · SVP Corp/Legal Ch of Staff Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,972

F1 · price: Gift, not applicable.

Read SEC document
June 04, 2019 Filed Sep 10, 2019 22:09 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
GiftCommon Stock, par value $0.01 per share 9,230 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049075 · doc4.xml · nonDerivative · entry 7

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 866,573

F1 · price: Gift, not applicable.

F2 · ownership.nature: Represents (i) 451,669 shares held by the Bergman Family 2010 Trust #2, of which Marion Bergman, Stanley M. Bergman's wife, is a co-trustee and a beneficiary; (ii) 34 shares held by Mrs. Bergman and (iii) 414,870 shares held by the Bergman Family 2010 Trust #2, LLC of which Marion Bergman, Stanley M. Bergman's wife, is a manager. The amounts in the previous sentence reflect a transfer by the Bergman Family 2010 Trust #2 of 9,230 shares of Common Stock to Mrs. Bergman on June 3, 2019 and the subsequent gifting of such shares by Mrs. Bergman on June 4, 2019.

Read SEC document
June 04, 2019 Filed Sep 10, 2019 22:09 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
GiftCommon Stock, par value $0.01 per share 18,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049075 · doc4.xml · nonDerivative · entry 6

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,981

F1 · price: Gift, not applicable.

Read SEC document
May 31, 2019 Filed Sep 10, 2019 22:09 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
GiftCommon Stock, par value $0.01 per share 2,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049075 · doc4.xml · nonDerivative · entry 5

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,977

F1 · price: Gift, not applicable.

Read SEC document
May 29, 2019 Filed Sep 10, 2019 22:09 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
GiftCommon Stock, par value $0.01 per share 1,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049075 · doc4.xml · nonDerivative · entry 4

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,149

F1 · price: Gift, not applicable.

Read SEC document
May 28, 2019 Filed Sep 10, 2019 22:09 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
GiftCommon Stock, par value $0.01 per share 2,085 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049075 · doc4.xml · nonDerivative · entry 3

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,597

F1 · price: Gift, not applicable.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 20:16 UTC GrantDeferred Compensation Plan Phantom Stock · Derivative 410 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021970 · doc4.xml · derivative · entry 2

Margulies Anne H. · CIK 0001743156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160

Underlying: Common Stock, par value $0.01 per share · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · shares: Represents the number of shares of phantom stock credited to the reporting person's phantom stock account pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), representing an exempt transaction under the Plan. The number of shares of phantom stock credited to the reporting person's phantom stock account is determined by dividing the amount of deferred eligible director fees by the closing price of a share of Issuer common stock on the award date.

F3 · derivative.exercise_date: The balance in the reporting person's phantom share account is distributed to the reporting person in Issuer common stock following the termination of the reporting person's directorship, the reporting person's death or disability or a change of control of the Issuer.

F3 · derivative.expiration_date: The balance in the reporting person's phantom share account is distributed to the reporting person in Issuer common stock following the termination of the reporting person's directorship, the reporting person's death or disability or a change of control of the Issuer.

F4 · balance_after: Represents the aggregate number of shares of phantom stock allocated to the reporting person under the Plan as of the award date based on the closing price of a share of the Issuer's common stock on the award date.

F5 · balance_after: The number of shares of phantom stock included in Column 9 of Table II was adjusted in connection with the spin-off and subsequent merger of the Issuer's animal health business on February 7, 2019 (the "Spin-Off"). The adjustment reflects the product of (i) the number of phantom stock awards immediately prior to the Spin-Off and (ii) a ratio equal to a fraction, with the numerator equal to the average of the high and low pre-Spin-Off trading prices of the Issuer's common stock on February 6, 2019 (the "Issuer Pre-Spin-Off Price") and the denominator equal to the difference between (A) the Issuer Pre-Spin-Off Price and (B) the product of (x) 0.4 and (y) the average of the high and low trading prices of the common stock of Covetrus, Inc. (the combined company resulting from the Spin-Off) on February 8, 2019, the trading day immediately following the distribution date of the Spin-Off.

Read SEC document
March 21, 2019 Filed Sep 10, 2019 22:09 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
GiftCommon Stock, par value $0.01 per share 836 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049075 · doc4.xml · nonDerivative · entry 2

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,682

F1 · price: Gift, not applicable.

Read SEC document
March 12, 2019 Filed Mar 13, 2019 20:46 UTC SaleCommon Stock, par value $0.01 per share 1,084 $59.86 $64,888.24
Disclosure

SEC source: 0001209191-19-019184 · doc4.xml · nonDerivative · entry 1

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,899

F1 · price: The price reflects a weighted average of sales made at prices ranging from $59.85 to $59.87 per share. The Reporting Person, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, will provide full information regarding the number of shares sold at each separate price for this transaction.

Read SEC document
March 06, 2019 Filed Sep 10, 2019 22:09 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
GiftCommon Stock, par value $0.01 per share 950 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049075 · doc4.xml · nonDerivative · entry 1

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,518

F1 · price: Gift, not applicable.

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March 05, 2019 Filed Mar 6, 2019 22:24 UTC
Siegel WalterSenior VP & General Counsel
GrantCommon Stock, par value $0.01 per share 12,008 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017451 · doc4.xml · nonDerivative · entry 3

Siegel Walter · CIK 0001342060 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,771

F2 · shares: Grant of restricted stock units (RSU) pursuant to the Issuer's 2013 Stock Incentive Plan. Subject to certain exceptions, 65% will vest subject to (x) Issuer's achievement of a specified performance goal and (y) reporting person's continued perf. of services for the Issuer. 35% will vest subject to (x) passage of a specified period of time and (y) reporting person's continued perf. of services for the Issuer. With respect to the performance-based RSU, if the continued service requirement is satisfied and achievement of the performance goal (x) exceeds 100% of target, the Issuer may issue additional vested shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved in excess of 100% of target or (y) is less than 100% of target, the reporting person will surrender to the Issuer shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved that is below 100% of target (shortfall).

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March 05, 2019 Filed Mar 6, 2019 22:19 UTC GrantCommon Stock, par value $0.01 per share 2,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017445 · doc4.xml · nonDerivative · entry 1

Raphael Carol · CIK 0001333282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,677

F1 · shares: Acquired pursuant to the Issuer's 2015 Non-Employee Director Stock Incentive Plan. Subject to certain exceptions, such restricted stock/units will vest subject to (i) the passage of a specified period of time and (ii) the reporting person's continued performance of services for the Issuer.

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March 05, 2019 Filed Mar 6, 2019 22:21 UTC GrantCommon Stock, par value $0.01 per share 2,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017446 · doc4.xml · nonDerivative · entry 1

Rekow E Dianne · CIK 0001609814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,781

F1 · shares: Acquired pursuant to the Issuer's 2015 Non-Employee Director Stock Incentive Plan. Subject to certain exceptions, such restricted stock/units will vest subject to (i) the passage of a specified period of time and (ii) the reporting person's continued performance of services for the Issuer.

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March 05, 2019 Filed Mar 6, 2019 22:23 UTC GrantCommon Stock, par value $0.01 per share 2,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017449 · doc4.xml · nonDerivative · entry 1

SHEARES BRADLEY T · CIK 0001181183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,298

F1 · shares: Acquired pursuant to the Issuer's 2015 Non-Employee Director Stock Incentive Plan. Subject to certain exceptions, such restricted stock/units will vest subject to (i) the passage of a specified period of time and (ii) the reporting person's continued performance of services for the Issuer.

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March 05, 2019 Filed Mar 6, 2019 22:18 UTC
PALADINO STEVENDirector · EVP, Chief Financial Officer
GrantCommon Stock, par value $0.01 per share 29,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017443 · doc4.xml · nonDerivative · entry 3

PALADINO STEVEN · CIK 0001194353 · Director · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,945

F2 · shares: Grant of restricted stock units (RSU) pursuant to the Issuer's 2013 Stock Incentive Plan. Subject to certain exceptions, 65% will vest subject to (x) Issuer's achievement of a specified performance goal and (y) reporting person's continued perf. of services for the Issuer. 35% will vest subject to (x) passage of a specified period of time and (y) reporting person's continued perf. of services for the Issuer. With respect to the performance-based RSU, if the continued service requirement is satisfied and achievement of the performance goal (x) exceeds 100% of target, the Issuer may issue additional vested shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved in excess of 100% of target or (y) is less than 100% of target, the reporting person will surrender to the Issuer shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved that is below 100% of target (shortfall).

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March 05, 2019 Filed Mar 6, 2019 22:17 UTC
MLOTEK MARK EDirector · EVP, Chief Strategic Officer
GrantCommon Stock, par value $0.01 per share 27,670 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017441 · doc4.xml · nonDerivative · entry 3

MLOTEK MARK E · CIK 0001194352 · Director · EVP, Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,414

F2 · shares: Grant of restricted stock units (RSU) pursuant to the Issuer's 2013 Stock Incentive Plan. Subject to certain exceptions, 65% will vest subject to (x) Issuer's achievement of a specified performance goal and (y) reporting person's continued perf. of services for the Issuer. 35% will vest subject to (x) passage of a specified period of time and (y) reporting person's continued perf. of services for the Issuer. With respect to the performance-based RSU, if the continued service requirement is satisfied and achievement of the performance goal (x) exceeds 100% of target, the Issuer may issue additional vested shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved in excess of 100% of target or (y) is less than 100% of target, the reporting person will surrender to the Issuer shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved that is below 100% of target (shortfall).

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March 05, 2019 Filed Mar 6, 2019 22:15 UTC GrantCommon Stock, par value $0.01 per share 2,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017440 · doc4.xml · nonDerivative · entry 1

Margulies Anne H. · CIK 0001743156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,218

F1 · shares: Acquired pursuant to the Issuer's 2015 Non-Employee Director Stock Incentive Plan. Such restricted stock/units will vest subject to (i) the passage of a specified period of time and (ii) the reporting person's continued performance of services for the Issuer.

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March 05, 2019 Filed Mar 6, 2019 22:14 UTC GrantCommon Stock, par value $0.01 per share 2,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017439 · doc4.xml · nonDerivative · entry 2

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,983

F3 · shares: Acquired pursuant to the Issuer's 2015 Non-Employee Director Stock Incentive Plan. Subject to certain exceptions, such restricted stock/units will vest subject to (i) the passage of a specified period of time and (ii) the reporting person's continued performance of services for the Issuer.

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March 05, 2019 Filed Mar 6, 2019 22:13 UTC
KUEHN KURT PDirector
GrantCommon Stock, par value $0.01 per share 2,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017437 · doc4.xml · nonDerivative · entry 1

KUEHN KURT P · CIK 0001275613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,926

F1 · shares: Acquired pursuant to the Issuer's 2015 Non-Employee Director Stock Incentive Plan. Subject to certain exceptions, such restricted stock/units will vest subject to (i) the passage of a specified period of time and (ii) the reporting person's continued performance of services for the Issuer.

F2 · balance_after: The number of restricted stock/units included in Column 5 of Table 1 was adjusted in connection with the spin-off and subsequent merger of the Issuer's animal health business on February 7, 2019 (the "Spin-Off"). The adjustment reflects the product of (i) the number of restricted stock/unit awards immediately prior to the Spin-Off and (ii) a ratio equal to a fraction, with the numerator equal to the average of the high and low pre-Spin-Off trading prices of the Issuer's common stock on February 6, 2019 (the "Issuer Pre-Spin-Off Price") and the denominator equal to the difference between (A) the Issuer Pre-Spin-Off Price and (B) the product of (x) 0.4 and (y) the average of the high and low trading prices of the common stock of Covetrus, Inc. (the combined company resulting from the Spin-Off) on February 8, 2019, the trading day immediately following the distribution date of the Spin-Off.

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March 05, 2019 Filed Mar 6, 2019 22:12 UTC GrantCommon Stock, par value $0.01 per share 2,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017436 · doc4.xml · nonDerivative · entry 1

HERRING JOSEPH L · CIK 0001229873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,343

F1 · shares: Acquired pursuant to the Issuer's 2015 Non-Employee Director Stock Incentive Plan. Subject to certain exceptions, such restricted stock/units will vest subject to (i) the passage of a specified period of time and (ii) the reporting person's continued performance of services for the Issuer.

F2 · balance_after: The number of restricted stock/units included in Column 5 of Table 1 was adjusted in connection with the spin-off and subsequent merger of the Issuer's animal health business on February 7, 2019 (the "Spin-Off"). The adjustment reflects the product of (i) the number of restricted stock/unit awards immediately prior to the Spin-Off and (ii) a ratio equal to a fraction, with the numerator equal to the average of the high and low pre-Spin-Off trading prices of the Issuer's common stock on February 6, 2019 (the "Issuer Pre-Spin-Off Price") and the denominator equal to the difference between (A) the Issuer Pre-Spin-Off Price and (B) the product of (x) 0.4 and (y) the average of the high and low trading prices of the common stock of Covetrus, Inc. (the combined company resulting from the Spin-Off) on February 8, 2019, the trading day immediately following the distribution date of the Spin-Off.

F3 · balance_after: The number of restricted stock/units included in Column 5 of Table I includes 1,534 shares previously held by the Herring Family Revocable Trust, of which Mr. Herring was a beneficiary and trustee. These shares are now held by Mr. Herring directly.

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March 05, 2019 Filed Mar 6, 2019 22:09 UTC
Ettinger Michael SSVP Corp/Legal Ch of Staff Sec
GrantCommon Stock, par value $0.01 per share 21,470 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017432 · doc4.xml · nonDerivative · entry 3

Ettinger Michael S · CIK 0001577158 · SVP Corp/Legal Ch of Staff Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,188

F2 · shares: Grant of restricted stock units (RSU) pursuant to the Issuer's 2013 Stock Incentive Plan. Subject to certain exceptions, 65% will vest subject to (x) Issuer's achievement of a specified performance goal and (y) reporting person's continued perf. of services for the Issuer. 35% will vest subject to (x) passage of a specified period of time and (y) reporting person's continued perf. of services for the Issuer. With respect to the performance-based RSU, if the continued service requirement is satisfied and achievement of the performance goal (x) exceeds 100% of target, the Issuer may issue additional vested shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved in excess of 100% of target or (y) is less than 100% of target, the reporting person will surrender to the Issuer shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved that is below 100% of target (shortfall).

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March 05, 2019 Filed Mar 6, 2019 22:10 UTC GrantCommon Stock, par value $0.01 per share 2,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017434 · doc4.xml · nonDerivative · entry 1

GOODMAN SHIRA · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,218

F1 · shares: Acquired pursuant to the Issuer's 2015 Non-Employee Director Stock Incentive Plan. Subject to certain exceptions, such restricted stock/units will vest subject to (i) the passage of a specified period of time and (ii) the reporting person's continued performance of services for the Issuer.

F2 · balance_after: The number of restricted stock/units included in Column 5 of Table 1 was adjusted in connection with the spin-off and subsequent merger of the Issuer's animal health business on February 7, 2019 (the "Spin-Off"). The adjustment reflects the product of (i) the number of restricted stock/unit awards immediately prior to the Spin-Off and (ii) a ratio equal to a fraction, with the numerator equal to the average of the high and low pre-Spin-Off trading prices of the Issuer's common stock on February 6, 2019 (the "Issuer Pre-Spin-Off Price") and the denominator equal to the difference between (A) the Issuer Pre-Spin-Off Price and (B) the product of (x) 0.4 and (y) the average of the high and low trading prices of the common stock of Covetrus, Inc. (the combined company resulting from the Spin-Off) on February 8, 2019, the trading day immediately following the distribution date of the Spin-Off.

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March 05, 2019 Filed Mar 6, 2019 22:08 UTC
Brons PaulDirector
GrantCommon Stock, par value $0.01 per share 2,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017429 · doc4.xml · nonDerivative · entry 1

Brons Paul · CIK 0001323692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,340

F1 · shares: Acquired pursuant to the Issuer's 2015 Non-Employee Director Stock Incentive Plan. Subject to certain exceptions, such restricted stock/units will vest subject to (i) the passage of a specified period of time and (ii) the reporting person's continued performance of services for the Issuer.

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March 05, 2019 Filed Mar 6, 2019 22:06 UTC
BRESLAWSKI JAMES PDirector · Vice Chairman, President
GrantCommon Stock, par value $0.01 per share 29,080 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017425 · doc4.xml · nonDerivative · entry 3

BRESLAWSKI JAMES P · CIK 0001194347 · Director · Vice Chairman, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,902

F2 · shares: Grant of restricted stock units (RSU) pursuant to the Issuer's 2013 Stock Incentive Plan. Subject to certain exceptions, 65% will vest subject to (x) Issuer's achievement of a specified performance goal and (y) reporting person's continued perf. of services for the Issuer. 35% will vest subject to (x) passage of a specified period of time and (y) reporting person's continued perf. of services for the Issuer. With respect to the performance-based RSU, if the continued service requirement is satisfied and achievement of the performance goal (x) exceeds 100% of target, the Issuer may issue additional vested shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved in excess of 100% of target or (y) is less than 100% of target, the reporting person will surrender to the Issuer shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved that is below 100% of target (shortfall).

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March 05, 2019 Filed Mar 6, 2019 22:05 UTC
BERGMAN STANLEY MDirector · Chairman, CEO
GrantCommon Stock, par value $0.01 per share 54,323 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017422 · doc4.xml · nonDerivative · entry 5

BERGMAN STANLEY M · CIK 0001008413 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,468

F5 · shares: Grant of performance-based restricted stock units (RSUs) pursuant to the Issuer's 2013 Stock Incentive Plan. Subject to certain exceptions, such performance-based RSUs will vest subject to (x) Issuer's achievement of a specified performance goal and (y) reporting person's continued performance of services for the Issuer. If the continued service requirement is satisfied and achievement of the performance goal (x) exceeds 100% of target, the Issuer may issue additional vested shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved in excess of 100% of target or (y) is less than 100% of target, the reporting person will surrender to the Issuer shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved that is below 100% of target (i.e., shortfall).

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March 05, 2019 Filed Mar 6, 2019 22:02 UTC
BENJAMIN GERALD ADirector · EVP, Chief Admin. Officer
GrantCommon Stock, par value $0.01 per share 29,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017421 · doc4.xml · nonDerivative · entry 3

BENJAMIN GERALD A · CIK 0001194346 · Director · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,462

F2 · shares: Grant of restricted stock units (RSU) pursuant to the Issuer's 2013 Stock Incentive Plan. Subject to certain exceptions, 65% will vest subject to (x) Issuer's achievement of a specified performance goal and (y) reporting person's continued perf. of services for the Issuer. 35% will vest subject to (x) passage of a specified period of time and (y) reporting person's continued perf. of services for the Issuer. With respect to the performance-based RSU, if the continued service requirement is satisfied and achievement of the performance goal (x) exceeds 100% of target, the Issuer may issue additional vested shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved in excess of 100% of target or (y) is less than 100% of target, the reporting person will surrender to the Issuer shares of common stock in an amount that corresponds to the incremental percentage of the performance goal achieved that is below 100% of target (shortfall).

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March 05, 2019 Filed Mar 6, 2019 21:59 UTC GrantCommon Stock, par value $0.01 per share 2,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017418 · doc4.xml · nonDerivative · entry 1

ALPERIN BARRY J · CIK 0001194358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,279

F1 · shares: Acquired pursuant to the Issuer's 2015 Non-Employee Director Stock Incentive Plan. Subject to certain exceptions, such restricted stock/units will vest subject to (i) the passage of a specified period of time and (ii) the reporting person's continued performance of services for the Issuer.

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March 04, 2019 Filed Mar 6, 2019 22:24 UTC
Siegel WalterSenior VP & General Counsel
Tax withholdingCommon Stock, par value $0.01 per share 843 $59.76 $50,377.68
Disclosure

SEC source: 0001209191-19-017451 · doc4.xml · nonDerivative · entry 2

Siegel Walter · CIK 0001342060 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,763

F1 · shares: Represents the surrender of shares to the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of the reporting person's March 4, 2016 grant of performance-based restricted stock/units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.