HSDT

SEC source: 0001209191-20-037028 · doc4a.xml · derivative · entry 1

Walter Blane · CIK 0001340555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,383

Underlying: Class A Common Stock · 61,218 shares

Expires 2030-06-09

F1 · shares: This Form 4/A is being filed to amend an inadvertent error in the number of stock options granted to the Reporting Person in the Form 4 previously filed on June 12, 2020. The number of stock options reported on this amendment reflect the correct number of stock options granted to and held by the Reporting Person.

F2 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2018 Omnibus Incentive Plan. The shares vest in a series of twelve (12) successive equal monthly installments measured from June 10, 2020, subject to the Reporting Person's continued service through each applicable vesting date.

F1 · derivative.underlying_shares: This Form 4/A is being filed to amend an inadvertent error in the number of stock options granted to the Reporting Person in the Form 4 previously filed on June 12, 2020. The number of stock options reported on this amendment reflect the correct number of stock options granted to and held by the Reporting Person.

F1 · balance_after: This Form 4/A is being filed to amend an inadvertent error in the number of stock options granted to the Reporting Person in the Form 4 previously filed on June 12, 2020. The number of stock options reported on this amendment reflect the correct number of stock options granted to and held by the Reporting Person.

SEC source: 0001209191-20-037015 · doc4a.xml · derivative · entry 1

Tyler Mitch E · CIK 0001638208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,424

Underlying: Class A Common Stock · 61,218 shares

Expires 2030-06-09

F1 · shares: This Form 4/A is being filed to amend an inadvertent error in the number of stock options granted to the Reporting Person in the Form 4 previously filed on June 12, 2020. The number of stock options reported on this amendment reflect the correct number of stock options granted to and held by the Reporting Person.

F2 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2018 Omnibus Incentive Plan. The shares vest in a series of twelve (12) successive equal monthly installments measured from June 10, 2020, subject to the Reporting Person's continued service through each applicable vesting date.

F1 · derivative.underlying_shares: This Form 4/A is being filed to amend an inadvertent error in the number of stock options granted to the Reporting Person in the Form 4 previously filed on June 12, 2020. The number of stock options reported on this amendment reflect the correct number of stock options granted to and held by the Reporting Person.

SEC source: 0001209191-20-036988 · doc4a.xml · derivative · entry 1

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,202

Underlying: Class A Common Stock · 61,218 shares

Expires 2030-06-09

F1 · shares: This Form 4/A is being filed to amend an inadvertent error in the number of stock options granted to the Reporting Person in the Form 4 previously filed on June 12, 2020. The number of stock options reported on this amendment reflect the correct number of stock options granted to and held by the Reporting Person.

F2 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2018 Omnibus Incentive Plan. The shares vest in a series of twelve (12) successive equal monthly installments measured from June 10, 2020, subject to the Reporting Person's continued service through each applicable vesting date.

F1 · derivative.underlying_shares: This Form 4/A is being filed to amend an inadvertent error in the number of stock options granted to the Reporting Person in the Form 4 previously filed on June 12, 2020. The number of stock options reported on this amendment reflect the correct number of stock options granted to and held by the Reporting Person.

F1 · balance_after: This Form 4/A is being filed to amend an inadvertent error in the number of stock options granted to the Reporting Person in the Form 4 previously filed on June 12, 2020. The number of stock options reported on this amendment reflect the correct number of stock options granted to and held by the Reporting Person.

SEC source: 0001209191-20-033153 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,316

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-030046 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,759

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-030507 · doc4.xml · nonDerivative · entry 4

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,582

F4 · ownership.nature: The shares are held by Maple Leaf Offshore Ltd. ("MLO"). The reporting person is the president of the managing member of Andreeff Equity Advisors, L.L.C., the investment manager of MLO and as such may be deemed to beneficially own the securities held by MLO. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-030507 · doc4.xml · nonDerivative · entry 3

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 443,959

F3 · ownership.nature: The shares are held by Maple Leaf Discovery I, L.P. ("MLD I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLD I and as such may be deemed to beneficially own the securities held by MLD I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-030507 · doc4.xml · nonDerivative · entry 2

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 166,080

F2 · ownership.nature: The shares are held by Maple Leaf Partners I, L.P. ("MLP I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLP I and as such may be deemed to beneficially own the securities held by MLP I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-030507 · doc4.xml · nonDerivative · entry 1

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 782,343

F1 · ownership.nature: The shares are held by Maple Leaf Partners, L.P. ("MLP"). The reporting person is the managing member of Maple Leaf Capital I, LLC ("Maple Leaf Capital"), the general partner of MLP and as such may be deemed to beneficially own the securities owned by MLP. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-030349 · doc4a.xml · nonDerivative · entry 8

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,530

F1 · kind: This Form 4/A is being filed to amend the disclosure in Table I, Column 3 in the Form 4 previously filed on May 15, 2020, by the reporting person in order to disclose the code of the transaction as an open market purchase.

F5 · ownership.nature: The shares are held by Maple Leaf Offshore Ltd. ("MLO"). The reporting person is the president of the managing member of Andreeff Equity Advisors, L.L.C., the investment manager of MLO and as such may be deemed to beneficially own the securities held by MLO. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-030349 · doc4a.xml · nonDerivative · entry 7

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 412,339

F1 · kind: This Form 4/A is being filed to amend the disclosure in Table I, Column 3 in the Form 4 previously filed on May 15, 2020, by the reporting person in order to disclose the code of the transaction as an open market purchase.

F4 · ownership.nature: The shares are held by Maple Leaf Discovery I, L.P. ("MLD I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLD I and as such may be deemed to beneficially own the securities held by MLD I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-030349 · doc4a.xml · nonDerivative · entry 6

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 154,721

F1 · kind: This Form 4/A is being filed to amend the disclosure in Table I, Column 3 in the Form 4 previously filed on May 15, 2020, by the reporting person in order to disclose the code of the transaction as an open market purchase.

F3 · ownership.nature: The shares are held by Maple Leaf Partners I, L.P. ("MLP I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLP I and as such may be deemed to beneficially own the securities held by MLP I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-030349 · doc4a.xml · nonDerivative · entry 5

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 728,374

F1 · kind: This Form 4/A is being filed to amend the disclosure in Table I, Column 3 in the Form 4 previously filed on May 15, 2020, by the reporting person in order to disclose the code of the transaction as an open market purchase.

F2 · ownership.nature: The shares are held by Maple Leaf Partners, L.P. ("MLP"). The reporting person is the managing member of Maple Leaf Capital I, LLC ("Maple Leaf Capital"), the general partner of MLP and as such may be deemed to beneficially own the securities owned by MLP. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-029581 · doc4.xml · nonDerivative · entry 4

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,004

F4 · ownership.nature: The shares are held by Maple Leaf Offshore Ltd.. ("MLO"). The reporting person is the president of the managing member of Andreeff Equity Advisors, L.L.C., the investment manager of MLO and as such may be deemed to beneficially own the securities held by MLO. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-029581 · doc4.xml · nonDerivative · entry 3

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 396,529

F3 · ownership.nature: The shares are held by Maple Leaf Discovery I, L.P. ("MLD I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLD I and as such may be deemed to beneficially own the securities held by MLD I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-029581 · doc4.xml · nonDerivative · entry 2

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 149,042

F2 · ownership.nature: The shares are held by Maple Leaf Partners I, L.P. ("MLP I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLP I and as such may be deemed to beneficially own the securities held by MLP I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-029581 · doc4.xml · nonDerivative · entry 1

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 701,389

F1 · ownership.nature: The shares are held by Maple Leaf Partners, L.P. ("MLP"). The reporting person is the managing member of Maple Leaf Capital I, LLC ("Maple Leaf Capital"), the general partner of MLP and as such may be deemed to beneficially own the securities owned by MLP. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-029577 · doc4.xml · nonDerivative · entry 4

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,004

F4 · ownership.nature: The shares are held by Maple Leaf Offshore Ltd.. ("MLO"). The reporting person is the president of the managing member of Andreeff Equity Advisors, L.L.C., the investment manager of MLO and as such may be deemed to beneficially own the securities held by MLO. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-029577 · doc4.xml · nonDerivative · entry 3

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 396,529

F3 · ownership.nature: The shares are held by Maple Leaf Discovery I, L.P. ("MLD I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLD I and as such may be deemed to beneficially own the securities held by MLD I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-029577 · doc4.xml · nonDerivative · entry 2

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 149,042

F2 · ownership.nature: The shares are held by Maple Leaf Partners I, L.P. ("MLP I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLP I and as such may be deemed to beneficially own the securities held by MLP I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-029577 · doc4.xml · nonDerivative · entry 1

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 701,389

F1 · ownership.nature: The shares are held by Maple Leaf Partners, L.P. ("MLP"). The reporting person is the managing member of Maple Leaf Capital I, LLC ("Maple Leaf Capital"), the general partner of MLP and as such may be deemed to beneficially own the securities owned by MLP. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-030349 · doc4a.xml · nonDerivative · entry 4

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,004

F1 · kind: This Form 4/A is being filed to amend the disclosure in Table I, Column 3 in the Form 4 previously filed on May 15, 2020, by the reporting person in order to disclose the code of the transaction as an open market purchase.

F5 · ownership.nature: The shares are held by Maple Leaf Offshore Ltd. ("MLO"). The reporting person is the president of the managing member of Andreeff Equity Advisors, L.L.C., the investment manager of MLO and as such may be deemed to beneficially own the securities held by MLO. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-030349 · doc4a.xml · nonDerivative · entry 3

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 396,529

F1 · kind: This Form 4/A is being filed to amend the disclosure in Table I, Column 3 in the Form 4 previously filed on May 15, 2020, by the reporting person in order to disclose the code of the transaction as an open market purchase.

F4 · ownership.nature: The shares are held by Maple Leaf Discovery I, L.P. ("MLD I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLD I and as such may be deemed to beneficially own the securities held by MLD I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-030349 · doc4a.xml · nonDerivative · entry 2

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 149,042

F1 · kind: This Form 4/A is being filed to amend the disclosure in Table I, Column 3 in the Form 4 previously filed on May 15, 2020, by the reporting person in order to disclose the code of the transaction as an open market purchase.

F3 · ownership.nature: The shares are held by Maple Leaf Partners I, L.P. ("MLP I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLP I and as such may be deemed to beneficially own the securities held by MLP I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-030349 · doc4a.xml · nonDerivative · entry 1

ANDREEFF DANE · CIK 0001201810 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 701,389

F1 · kind: This Form 4/A is being filed to amend the disclosure in Table I, Column 3 in the Form 4 previously filed on May 15, 2020, by the reporting person in order to disclose the code of the transaction as an open market purchase.

F2 · ownership.nature: The shares are held by Maple Leaf Partners, L.P. ("MLP"). The reporting person is the managing member of Maple Leaf Capital I, LLC ("Maple Leaf Capital"), the general partner of MLP and as such may be deemed to beneficially own the securities owned by MLP. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

SEC source: 0001209191-20-026456 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,258

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-026455 · doc4.xml · nonDerivative · entry 1

Deschamps Philippe · CIK 0001638231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,858

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-025152 · doc4.xml · derivative · entry 1

Sackier Jonathan · CIK 0001638293 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2030-04-15

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2018 Omnibus Incentive Plan. The shares vest in a series of four (4) successive equal annual installments measured from April 16, 2020, subject to the Reporting Person's continued service through each applicable vesting date.

SEC source: 0001209191-20-024748 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,859

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-024746 · doc4.xml · nonDerivative · entry 1

Deschamps Philippe · CIK 0001638231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,538

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-023569 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,692

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-023567 · doc4.xml · nonDerivative · entry 1

Deschamps Philippe · CIK 0001638231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,729

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-020579 · doc4.xml · derivative · entry 1

Sackier Jonathan · CIK 0001638293 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2030-03-18

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2018 Omnibus Incentive Plan. The shares vest in a series of four (4) successive equal annual installments measured from March 19, 2020, subject to the Reporting Person's continued service through each applicable vesting date.

SEC source: 0001209191-20-019394 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,373

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-019389 · doc4.xml · nonDerivative · entry 1

Deschamps Philippe · CIK 0001638231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,612

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-014443 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,532

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-014445 · doc4.xml · nonDerivative · entry 1

Deschamps Philippe · CIK 0001638231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,105

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-009886 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,516

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-009885 · doc4.xml · nonDerivative · entry 1

Deschamps Philippe · CIK 0001638231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,711

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-006179 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,287

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-006177 · doc4.xml · nonDerivative · entry 1

Deschamps Philippe · CIK 0001638231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,007

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-003790 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,569

F1 · shares: These shares are represented by restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer and are fully vested.

F2 · price: The RSUs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSUs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-003789 · doc4.xml · nonDerivative · entry 1

Deschamps Philippe · CIK 0001638231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,048

F1 · shares: These shares are represented by restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer and are fully vested.

F2 · price: The RSUs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSUs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-001368 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,930

F1 · shares: These shares are represented by restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer and are fully vested.

F2 · price: The RSUs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSUs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-001357 · doc4.xml · nonDerivative · entry 1

Deschamps Philippe · CIK 0001638231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,204

F1 · shares: These shares are represented by restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer and are fully vested.

F2 · price: The RSUs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSUs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-19-060781 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,100

F1 · shares: These shares are represented by restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer and are fully vested.

F2 · price: The RSUs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSUs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-19-060780 · doc4.xml · nonDerivative · entry 1

Deschamps Philippe · CIK 0001638231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,082

F1 · shares: These shares are represented by restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer and are fully vested.

F2 · price: The RSUs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSUs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-19-060771 · doc4.xml · derivative · entry 4

STRAW EDWARD M · CIK 0001075380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2026-07-13

F3 · kind: These two reported transactions involved an amendment of an outstanding option originally granted on July 13, 2016 resulting in the deemed cancellation of the July 13, 2016 option and the grant of a replacement option with the same terms other than the expiration date.

F2 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-19-060771 · doc4.xml · derivative · entry 3

STRAW EDWARD M · CIK 0001075380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires 2020-07-13

F3 · kind: These two reported transactions involved an amendment of an outstanding option originally granted on July 13, 2016 resulting in the deemed cancellation of the July 13, 2016 option and the grant of a replacement option with the same terms other than the expiration date.

F2 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-19-060771 · doc4.xml · derivative · entry 2

STRAW EDWARD M · CIK 0001075380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2024-12-08

F1 · kind: These two reported transactions involved an amendment of an outstanding option originally granted on December 8, 2014 resulting in the deemed cancellation of the December 8, 2014 option and the grant of a replacement option with the same terms other than the expiration date.

F2 · derivative.exercise_date: Immediately exercisable.