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Nasdaq · USD

HRTX

HERON THERAPEUTICS, INC. /DE/

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7133
SEC CIK
0000818033
Parsed reports
288

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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2025 Filed Feb 4, 2025 17:44 UTC
Duarte IraEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 187,110 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-013044 · ownership.xml · derivative · entry 2

Duarte Ira · CIK 0001488864 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,110

Underlying: Common Stock · 187,110 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in 16 equal installments beginning one quarter after the date of grant (January 31, 2025).

F2 · derivative.expiration_date: The restricted stock units vest in 16 equal installments beginning one quarter after the date of grant (January 31, 2025).

Read SEC document
January 31, 2025 Filed Feb 4, 2025 17:44 UTC
Duarte IraEVP, Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 374,220 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0000950170-25-013044 · ownership.xml · derivative · entry 1

Duarte Ira · CIK 0001488864 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,220

Underlying: Common Stock · 374,220 shares

Expires 2035-01-31

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant (January 31, 2025).

Read SEC document
January 31, 2025 Filed Feb 4, 2025 17:43 UTC
Collard Craig ADirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 556,620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-013042 · ownership.xml · derivative · entry 2

Collard Craig A · CIK 0001363558 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,620

Underlying: Common Stock · 556,620 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in 16 equal installments beginning one quarter after the date of grant (January 31, 2025).

F2 · derivative.expiration_date: The restricted stock units vest in 16 equal installments beginning one quarter after the date of grant (January 31, 2025).

Read SEC document
January 31, 2025 Filed Feb 4, 2025 17:43 UTC
Collard Craig ADirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 1,113,240 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0000950170-25-013042 · ownership.xml · derivative · entry 1

Collard Craig A · CIK 0001363558 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,113,240

Underlying: Common Stock · 1,113,240 shares

Expires 2035-01-31

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant (January 31, 2025).

Read SEC document
January 30, 2025 Filed Feb 3, 2025 11:33 UTC GrantStock Option (Right to Buy) · Derivative 35,900 $1.73 Strike: $1.73 $62,107.00
Disclosure

SEC source: 0000950170-25-012096 · ownership.xml · derivative · entry 2

Rodriguez Susan · CIK 0001812511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,900

Underlying: Common Stock · 35,900 shares

Expires 2035-01-30

F2 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 11:33 UTC GrantCommon Stock 17,950 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-012096 · ownership.xml · nonDerivative · entry 1

Rodriguez Susan · CIK 0001812511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,180

F1 · shares: The shares were granted as restricted stock units which vest in full on January 30, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 16:58 UTC GrantStock Option (Right to Buy) · Derivative 35,900 $1.73 Strike: $1.73 $62,107.00
Disclosure

SEC source: 0000950170-25-012119 · ownership.xml · derivative · entry 2

Kaseta Michael · CIK 0001724346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,900

Underlying: Common Stock · 35,900 shares

Expires 2035-01-30

F2 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 16:58 UTC GrantCommon Stock 17,950 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-012119 · ownership.xml · nonDerivative · entry 1

Kaseta Michael · CIK 0001724346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,829

F1 · shares: The shares were granted as restricted stock units which vest in full on January 30, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 16:48 UTC GrantStock Option (Right to Buy) · Derivative 35,900 $1.73 Strike: $1.73 $62,107.00
Disclosure

SEC source: 0000950170-25-012107 · ownership.xml · derivative · entry 2

Dissanaike Sharmila · CIK 0001885069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,900

Underlying: Common Stock · 35,900 shares

Expires 2035-01-30

F2 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 16:48 UTC GrantCommon Stock 17,950 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-012107 · ownership.xml · nonDerivative · entry 1

Dissanaike Sharmila · CIK 0001885069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,180

F1 · shares: The shares were granted as restricted stock units which vest in full on January 30, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 16:32 UTC GrantStock Option (Right to Buy) · Derivative 35,900 $1.73 Strike: $1.73 $62,107.00
Disclosure

SEC source: 0000950170-25-012094 · ownership.xml · derivative · entry 2

Christian Waage · CIK 0001553179 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,900

Underlying: Common Stock · 35,900 shares

Expires 2035-01-30

F2 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 16:32 UTC GrantCommon Stock 17,950 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-012094 · ownership.xml · nonDerivative · entry 1

Christian Waage · CIK 0001553179 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,130

F1 · shares: The shares were granted as restricted stock units which vest in full on January 30, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 16:41 UTC GrantStock Option (Right to Buy) · Derivative 35,900 $1.73 Strike: $1.73 $62,107.00
Disclosure

SEC source: 0000950170-25-012101 · ownership.xml · derivative · entry 2

Johnson Craig A · CIK 0001370348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,900

Underlying: Common Stock · 35,900 shares

Expires 2035-01-30

F2 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 16:41 UTC GrantCommon Stock 17,950 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-012101 · ownership.xml · nonDerivative · entry 1

Johnson Craig A · CIK 0001370348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,770

F1 · shares: The shares were granted as restricted stock units which vest in full on January 30, 2026. Each restricted stock unit represents a contigent right to receive one share of common stock.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 14:17 UTC
Morgan AdamDirector
GrantStock Option (Right to Buy) · Derivative 35,900 $1.73 Strike: $1.73 $62,107.00
Disclosure

SEC source: 0000950170-25-012043 · ownership.xml · derivative · entry 3

Morgan Adam · CIK 0001964335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,900

Underlying: Common Stock · 35,900 shares

Expires 2035-01-30

F3 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 14:17 UTC
Morgan AdamDirector
GrantCommon Stock 17,950 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-012043 · ownership.xml · nonDerivative · entry 1

Morgan Adam · CIK 0001964335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,777

F1 · shares: The shares were granted as restricted stock units which vest in full on January 30, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 19, 2025 Filed Jan 22, 2025 14:32 UTC
Duarte IraEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,874 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-007557 · ownership.xml · derivative · entry 2

Duarte Ira · CIK 0001488864 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,492

Underlying: Common Stock · 3,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

F3 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

Read SEC document
January 19, 2025 Filed Jan 22, 2025 14:32 UTC
Duarte IraEVP, Chief Financial Officer
Exercise / conversionCommon Stock 3,874 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-007557 · ownership.xml · nonDerivative · entry 1

Duarte Ira · CIK 0001488864 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes 8,705 shares acquired under the Heron Therapeutics, Inc. 1997 Employee Stock Purchase Plan on October 31, 2024.

Read SEC document
January 19, 2025 Filed Jan 22, 2025 14:15 UTC
Forbes William PEVP, Chief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 3,874 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-007549 · ownership.xml · derivative · entry 2

Forbes William P · CIK 0001314760 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,492

Underlying: Common Stock · 3,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

F2 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

Read SEC document
January 19, 2025 Filed Jan 22, 2025 14:15 UTC
Forbes William PEVP, Chief Development Officer
Exercise / conversionCommon Stock 3,874 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-007549 · ownership.xml · nonDerivative · entry 1

Forbes William P · CIK 0001314760 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 19, 2025 Filed Jan 22, 2025 14:06 UTC
Collard Craig ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 13,797 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-007545 · ownership.xml · derivative · entry 2

Collard Craig A · CIK 0001363558 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,562

Underlying: Common Stock · 13,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

F3 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

Read SEC document
January 19, 2025 Filed Jan 22, 2025 14:06 UTC
Collard Craig ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 13,797 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-007545 · ownership.xml · nonDerivative · entry 1

Collard Craig A · CIK 0001363558 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes 10,683 shares acquired under the Heron Therapeutics, Inc. 1997 Employee Stock Purchase Plan on October 31, 2024.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 19:08 UTC GrantStock Option (Right to Buy) · Derivative 227,272 $1.78 Strike: $1.78 $404,544.16
Disclosure

SEC source: 0000950170-24-122084 · ownership.xml · derivative · entry 2

Kaseta Michael · CIK 0001724346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,272

Underlying: Common Stock · 227,272 shares

Expires 2034-11-04

F3 · derivative.exercise_date: The stock options vest and become exercisable in 48 equal monthly installments beginning one month after the date of grant (11/4/2024).

Read SEC document
November 04, 2024 Filed Nov 6, 2024 19:08 UTC GrantCommon Stock 37,879 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-122084 · ownership.xml · nonDerivative · entry 1

Kaseta Michael · CIK 0001724346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,879

F1 · security: The shares were granted as restricted stock units which vest in 16 equal quarterly installments beginning one quarter after the date of grant (11/4/2024).

F2 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
October 19, 2024 Filed Oct 21, 2024 19:55 UTC
Duarte IraEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,874 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-115927 · ownership.xml · derivative · entry 2

Duarte Ira · CIK 0001488864 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,366

Underlying: Common Stock · 3,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

F2 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

Read SEC document
October 19, 2024 Filed Oct 21, 2024 19:55 UTC
Duarte IraEVP, Chief Financial Officer
Exercise / conversionCommon Stock 3,874 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-115927 · ownership.xml · nonDerivative · entry 1

Duarte Ira · CIK 0001488864 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
October 19, 2024 Filed Oct 21, 2024 19:53 UTC
Forbes William PEVP, Chief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 3,874 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-115925 · ownership.xml · derivative · entry 2

Forbes William P · CIK 0001314760 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,366

Underlying: Common Stock · 3,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

F2 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

Read SEC document
October 19, 2024 Filed Oct 21, 2024 19:53 UTC
Forbes William PEVP, Chief Development Officer
Exercise / conversionCommon Stock 3,874 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-115925 · ownership.xml · nonDerivative · entry 1

Forbes William P · CIK 0001314760 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
October 19, 2024 Filed Oct 21, 2024 19:49 UTC
Collard Craig ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 13,797 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-115920 · ownership.xml · derivative · entry 2

Collard Craig A · CIK 0001363558 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,359

Underlying: Common Stock · 13,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

F2 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

Read SEC document
October 19, 2024 Filed Oct 21, 2024 19:49 UTC
Collard Craig ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 13,797 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-115920 · ownership.xml · nonDerivative · entry 1

Collard Craig A · CIK 0001363558 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
July 19, 2024 Filed Jul 22, 2024 13:54 UTC
Collard Craig ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 13,797 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-085096 · ownership.xml · derivative · entry 2

Collard Craig A · CIK 0001363558 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,156

Underlying: Common Stock · 13,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

F2 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

Read SEC document
July 19, 2024 Filed Jul 22, 2024 13:54 UTC
Collard Craig ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 13,797 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-085096 · ownership.xml · nonDerivative · entry 1

Collard Craig A · CIK 0001363558 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
July 19, 2024 Filed Jul 22, 2024 13:44 UTC
Forbes William PEVP, Chief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 3,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-085092 · ownership.xml · derivative · entry 2

Forbes William P · CIK 0001314760 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,240

Underlying: Common Stock · 3,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

F2 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

Read SEC document
July 19, 2024 Filed Jul 22, 2024 13:44 UTC
Forbes William PEVP, Chief Development Officer
Exercise / conversionCommon Stock 3,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-085092 · ownership.xml · nonDerivative · entry 1

Forbes William P · CIK 0001314760 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
July 19, 2024 Filed Jul 22, 2024 13:32 UTC
Duarte IraEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-085089 · ownership.xml · derivative · entry 2

Duarte Ira · CIK 0001488864 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,240

Underlying: Common Stock · 3,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

F2 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

Read SEC document
July 19, 2024 Filed Jul 22, 2024 13:32 UTC
Duarte IraEVP, Chief Financial Officer
Exercise / conversionCommon Stock 3,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-085089 · ownership.xml · nonDerivative · entry 1

Duarte Ira · CIK 0001488864 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
June 16, 2024 Filed Jun 17, 2024 18:21 UTC
Duarte IraEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074168 · ownership.xml · derivative · entry 2

Duarte Ira · CIK 0001488864 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning one year after the date of grant, subject to the Reporting Person's continued service to the Issuer through the vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning one year after the date of grant, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
June 16, 2024 Filed Jun 17, 2024 18:21 UTC
Duarte IraEVP, Chief Financial Officer
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-074168 · ownership.xml · nonDerivative · entry 1

Duarte Ira · CIK 0001488864 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

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June 06, 2024 Filed Jun 7, 2024 13:34 UTC
Forbes William PEVP, Chief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070250 · ownership.xml · derivative · entry 2

Forbes William P · CIK 0001314760 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning one year after the date of grant, subject to the Reporting Person's continued service to the Issuer through the vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning one year after the date of grant, subject to the Reporting Person's continued service to the Issuer through the vesting date.

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June 06, 2024 Filed Jun 7, 2024 13:34 UTC
Forbes William PEVP, Chief Development Officer
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-070250 · ownership.xml · nonDerivative · entry 1

Forbes William P · CIK 0001314760 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 19, 2024 Filed Apr 19, 2024 21:48 UTC
Duarte IraEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,874 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-046134 · ownership.xml · derivative · entry 3

Duarte Ira · CIK 0001488864 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,115

Underlying: Common Stock · 3,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

F2 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

Read SEC document
April 19, 2024 Filed Apr 19, 2024 21:48 UTC
Duarte IraEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,122 $2.64 $2,962.08
Disclosure

SEC source: 0000950170-24-046134 · ownership.xml · nonDerivative · entry 2

Duarte Ira · CIK 0001488864 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,752

Read SEC document
April 19, 2024 Filed Apr 19, 2024 21:48 UTC
Duarte IraEVP, Chief Financial Officer
Exercise / conversionCommon Stock 3,874 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-046134 · ownership.xml · nonDerivative · entry 1

Duarte Ira · CIK 0001488864 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 19, 2024 Filed Apr 19, 2024 21:02 UTC
Forbes William PEVP, Chief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 3,874 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-046085 · ownership.xml · derivative · entry 2

Forbes William P · CIK 0001314760 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,115

Underlying: Common Stock · 3,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

F2 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (01/19/2024).

Read SEC document
April 19, 2024 Filed Apr 19, 2024 21:02 UTC
Forbes William PEVP, Chief Development Officer
Exercise / conversionCommon Stock 3,874 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-046085 · ownership.xml · nonDerivative · entry 1

Forbes William P · CIK 0001314760 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 19, 2024 Filed Apr 19, 2024 20:34 UTC
Collard Craig ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 13,797 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-046050 · ownership.xml · nonDerivative · entry 1

Collard Craig A · CIK 0001363558 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 19:57 UTC
Collard Craig ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 62,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-042226 · ownership.xml · derivative · entry 2

Collard Craig A · CIK 0001363558 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning one year after the date of grant, subject to the Reporting Person's continued service to the Issuer through the vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning one year after the date of grant, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 19:57 UTC
Collard Craig ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 62,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-042226 · ownership.xml · nonDerivative · entry 1

Collard Craig A · CIK 0001363558 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 19, 2024 Filed Jan 19, 2024 21:04 UTC GrantStock Option (Right to Buy) · Derivative 83,685 $0.00 Strike: $2.09 $0.00
Disclosure

SEC source: 0001209191-24-001981 · doc4.xml · derivative · entry 2

Rodriguez Susan · CIK 0001812511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,685

Underlying: Common Stock · 83,685 shares

Expires 2034-01-19

F2 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
January 19, 2024 Filed Jan 19, 2024 21:04 UTC GrantCommon Stock 13,948 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001981 · doc4.xml · nonDerivative · entry 1

Rodriguez Susan · CIK 0001812511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,230

F1 · shares: The shares were granted as restricted stock units which vest in full on January 19, 2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.