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HERON THERAPEUTICS, INC. /DE/

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7133
SEC CIK
0000818033
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288

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2017 Filed Dec 20, 2017 21:13 UTC
Hoffman Robert E.CFO & SVP, Finance
OtherCommon Stock 536 $13.05 $6,993.46
Disclosure

SEC source: 0001209191-17-066625 · doc4.xml · nonDerivative · entry 1

HOFFMAN ROBERT · CIK 0001166288 · CFO & SVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536

F1 · kind: Represents shares acquired under the Heron Therapeutics, Inc. 1997 Employee Stock Purchase Plan on October 31, 2017.

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April 28, 2017 Filed Dec 20, 2017 21:15 UTC
Quart Barry DDirector · Chief Executive Officer
OtherCommon Stock 1,684 $12.62 $21,256.29
Disclosure

SEC source: 0001209191-17-066627 · doc4.xml · nonDerivative · entry 1

Quart Barry D · CIK 0001384243 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,993

F1 · kind: Represents shares acquired under the Heron Therapeutics, Inc. 1997 Employee Stock Purchase Plan on April 28,2017.

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April 24, 2017 Filed Apr 25, 2017 00:58 UTC
MANHARD KIMBERLYExecutive VP, Drug Development
Exercise / conversionStock Option (Right to Buy) · Derivative 16,292 $0.00 Strike: $9.05 $0.00
Disclosure

SEC source: 0001209191-17-028039 · doc4.xml · derivative · entry 5

MANHARD KIMBERLY · CIK 0001202094 · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,292 shares

Expires 2024-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise and sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan executed in March 2017.

F4 · derivative.exercise_date: The stock option vests and becomes exercisable in 12 equal monthly installments beginning one month after the date of grant (12/12/2014).

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April 24, 2017 Filed Apr 25, 2017 00:58 UTC
MANHARD KIMBERLYExecutive VP, Drug Development
Exercise / conversionStock Option (Right to Buy) · Derivative 5,250 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001209191-17-028039 · doc4.xml · derivative · entry 4

MANHARD KIMBERLY · CIK 0001202094 · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,250 shares

Expires 2024-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise and sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan executed in March 2017.

F3 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant (01/10/2014).

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April 24, 2017 Filed Apr 25, 2017 00:58 UTC
MANHARD KIMBERLYExecutive VP, Drug Development
SaleCommon Stock 21,542 $15.33 $330,262.56
Disclosure

SEC source: 0001209191-17-028039 · doc4.xml · nonDerivative · entry 3

MANHARD KIMBERLY · CIK 0001202094 · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The stock option exercise and sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan executed in March 2017.

F2 · price: The range of sales prices received was $15.125 to $15.60. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.

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April 24, 2017 Filed Apr 25, 2017 00:58 UTC
MANHARD KIMBERLYExecutive VP, Drug Development
Exercise / conversionCommon Stock 16,292 $9.05 $147,442.60
Disclosure

SEC source: 0001209191-17-028039 · doc4.xml · nonDerivative · entry 2

MANHARD KIMBERLY · CIK 0001202094 · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise and sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan executed in March 2017.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 00:58 UTC
MANHARD KIMBERLYExecutive VP, Drug Development
Exercise / conversionCommon Stock 5,250 $8.80 $46,200.00
Disclosure

SEC source: 0001209191-17-028039 · doc4.xml · nonDerivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise and sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan executed in March 2017.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 00:54 UTC
Hoffman Robert E.CFO & SVP, Finance
GrantEmployee Stock Option (Right to Buy) · Derivative 130,000 $0.00 Strike: $15.30 $0.00
Disclosure

SEC source: 0001209191-17-028037 · doc4.xml · derivative · entry 1

HOFFMAN ROBERT · CIK 0001166288 · CFO & SVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2027-04-24

F1 · derivative.exercise_date: Options shall vest and become exercisable with respect to 32,500 shares on the first anniversary of his first day of employment (the "Grant Date"), followed by 97,500 shares vesting ratably each month over the subsequent three years, such that 130,000 options will be fully vested on the four year anniversary of the Grant Date.

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April 05, 2017 Filed Apr 7, 2017 20:28 UTC GrantStock Option (Right to Buy) · Derivative 1,125 $0.00 Strike: $13.50 $0.00
Disclosure

SEC source: 0001209191-17-026256 · doc4.xml · derivative · entry 1

Christian Waage · CIK 0001553179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

Underlying: Common Stock · 1,125 shares

Expires 2027-04-05

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in nine equal monthly installments beginning one month after the date of grant.

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January 19, 2017 Filed Jan 23, 2017 21:29 UTC PurchaseCommon Stock 10,000 $12.20 $122,000.00
Disclosure

SEC source: 0001209191-17-005086 · doc4.xml · nonDerivative · entry 1

POYHONEN JOHN · CIK 0001286100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:03 UTC
TANG KEVINDirector · 10% owner
PurchaseCommon Stock 2,459,016 $12.20 $29,999,995.20
Disclosure

SEC source: 0001209191-17-005068 · doc4.xml · nonDerivative · entry 1

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 8,332,907

F1 · ownership.direct: The securities are held by Tang Capital Partners, LP and Tang (APPA) Holdings, LLC. Kevin C. Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of Tang Capital Partners, LP. Tang Capital Partners, LP is the sole manager of Tang (APPA) Holdings, LLC. Mr. Tang disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

F1 · ownership.nature: The securities are held by Tang Capital Partners, LP and Tang (APPA) Holdings, LLC. Kevin C. Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of Tang Capital Partners, LP. Tang Capital Partners, LP is the sole manager of Tang (APPA) Holdings, LLC. Mr. Tang disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Read SEC document
December 21, 2016 Filed Dec 23, 2016 21:04 UTC
Quart Barry DDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 310,000 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001209191-16-156661 · doc4.xml · derivative · entry 1

Quart Barry D · CIK 0001384243 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 310,000 shares

Expires 2026-12-21

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 21, 2016 Filed Dec 23, 2016 21:08 UTC GrantStock Option (Right to Buy) · Derivative 15,500 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001209191-16-156667 · doc4.xml · derivative · entry 1

Christian Waage · CIK 0001553179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires 2026-12-21

F1 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 21, 2016 Filed Dec 23, 2016 21:05 UTC
Rosen RobertDirector · President
GrantEmployee Stock Option (Right to Buy) · Derivative 310,000 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001209191-16-156662 · doc4.xml · derivative · entry 1

Rosen Robert · CIK 0001555089 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 310,000 shares

Expires 2026-12-21

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 21, 2016 Filed Dec 23, 2016 21:06 UTC GrantStock Option (Right to Buy) · Derivative 21,000 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001209191-16-156663 · doc4.xml · derivative · entry 1

Johnson Craig A · CIK 0001370348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2026-12-21

F1 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 21, 2016 Filed Dec 23, 2016 21:07 UTC GrantStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001209191-16-156665 · doc4.xml · derivative · entry 1

POYHONEN JOHN · CIK 0001286100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2026-12-21

F1 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 21, 2016 Filed Dec 23, 2016 21:03 UTC
MANHARD KIMBERLYExecutive VP, Drug Development
GrantEmployee Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001209191-16-156659 · doc4.xml · derivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2026-12-21

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 21, 2016 Filed Dec 23, 2016 21:04 UTC
TANG KEVINDirector · 10% owner
GrantStock Option (right to buy) · Derivative 17,000 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001209191-16-156660 · doc4.xml · derivative · entry 1

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2026-12-21

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
November 04, 2016 Filed Apr 15, 2021 20:54 UTC
Quart Barry DDirector · Chief Executive Officer
GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026844 · doc4.xml · nonDerivative · entry 3

Quart Barry D · CIK 0001384243 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,509

F2 · shares: Represents transfer of shares by the reporting person's spouse to an account jointly held by the reporting person. The shares were inadvertently omitted from prior Form 5 filings.

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November 04, 2016 Filed Apr 15, 2021 20:54 UTC
Quart Barry DDirector · Chief Executive Officer
GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026844 · doc4.xml · nonDerivative · entry 2

Quart Barry D · CIK 0001384243 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

F2 · shares: Represents transfer of shares by the reporting person's spouse to an account jointly held by the reporting person. The shares were inadvertently omitted from prior Form 5 filings.

Read SEC document
October 31, 2016 Filed Dec 23, 2016 21:03 UTC
Drazba Brian G.VP, Finance & CFO
OtherCommon Stock 538 $12.62 $6,790.91
Disclosure

SEC source: 0001209191-16-156658 · doc4.xml · nonDerivative · entry 2

Drazba Brian G. · CIK 0001507369 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,798

F1 · kind: Represents shares acquired under the Heron Therapeutics, Inc. 1997 Employee Stock Purchase Plan.

Read SEC document
October 07, 2016 Filed Oct 8, 2016 01:01 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $16.83 $0.00
Disclosure

SEC source: 0001209191-16-145484 · doc4.xml · derivative · entry 1

Johnson Craig A · CIK 0001370348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-10-07

Read SEC document
April 29, 2016 Filed Dec 23, 2016 21:03 UTC
Drazba Brian G.VP, Finance & CFO
OtherCommon Stock 577 $18.22 $10,515.25
Disclosure

SEC source: 0001209191-16-156658 · doc4.xml · nonDerivative · entry 1

Drazba Brian G. · CIK 0001507369 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,260

F1 · kind: Represents shares acquired under the Heron Therapeutics, Inc. 1997 Employee Stock Purchase Plan.

Read SEC document
June 20, 2015 Filed Apr 15, 2021 20:54 UTC
Quart Barry DDirector · Chief Executive Officer
OtherCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026844 · doc4.xml · nonDerivative · entry 1

Quart Barry D · CIK 0001384243 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 600

F1 · shares: The reporting person acquired indirect ownership of the shares upon marriage to the reporting person's spouse on June 20, 2015. The shares were inadvertently omitted from prior Form 4 filings.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.