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HRTX

HERON THERAPEUTICS, INC. /DE/

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7133
SEC CIK
0000818033
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288

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2019 Filed Feb 14, 2020 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 121,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009590 · doc5.xml · nonDerivative · entry 8

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,017,203

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to charitable organizations.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
December 27, 2019 Filed Feb 14, 2020 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 41,189 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009590 · doc5.xml · nonDerivative · entry 7

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,017,203

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to charitable organizations.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
December 27, 2019 Filed Feb 14, 2020 21:56 UTC
Quart Barry DDirector · President & CEO
GiftCommon Stock 6,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009728 · doc5.xml · nonDerivative · entry 1

Quart Barry D · CIK 0001384243 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,068

F1 · kind: Represents shares that were donated to a charity.

Read SEC document
December 23, 2019 Filed Feb 14, 2020 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 201,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009590 · doc5.xml · nonDerivative · entry 6

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,017,203

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to charitable organizations.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
December 23, 2019 Filed Feb 14, 2020 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 80,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009590 · doc5.xml · nonDerivative · entry 5

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,017,203

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to charitable organizations.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:29 UTC
Quart Barry DDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 325,000 $0.00 Strike: $25.02 $0.00
Disclosure

SEC source: 0001209191-19-061798 · doc4.xml · derivative · entry 1

Quart Barry D · CIK 0001384243 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:29 UTC
POYHONEN JOHNDirector · EVP, Chief Commercial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 55,562 $0.00 Strike: $25.02 $0.00
Disclosure

SEC source: 0001209191-19-061796 · doc4.xml · derivative · entry 1

POYHONEN JOHN · CIK 0001286100 · Director · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,562

Underlying: Common Stock · 55,562 shares

Expires 2029-12-19

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:28 UTC
MANHARD KIMBERLYDirector · Executive VP, Drug Development
GrantEmployee Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $25.02 $0.00
Disclosure

SEC source: 0001209191-19-061795 · doc4.xml · derivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:28 UTC
Hoffman Robert E.CFO & SVP, Finance
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $25.02 $0.00
Disclosure

SEC source: 0001209191-19-061794 · doc4.xml · derivative · entry 1

HOFFMAN ROBERT · CIK 0001166288 · CFO & SVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:24 UTC GrantStock Option (Right to Buy) · Derivative 17,000 $0.00 Strike: $25.02 $0.00
Disclosure

SEC source: 0001209191-19-061789 · doc4.xml · derivative · entry 1

Christian Waage · CIK 0001553179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:24 UTC GrantStock Option (Right to Buy) · Derivative 23,000 $0.00 Strike: $25.02 $0.00
Disclosure

SEC source: 0001209191-19-061788 · doc4.xml · derivative · entry 1

Johnson Craig A · CIK 0001370348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:23 UTC GrantStock Option (Right to Buy) · Derivative 15,500 $0.00 Strike: $25.02 $0.00
Disclosure

SEC source: 0001209191-19-061786 · doc4.xml · derivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires 2029-12-19

F1 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:02 UTC
TANG KEVINDirector
GrantStock Option (right to buy) · Derivative 17,000 $0.00 Strike: $25.02 $0.00
Disclosure

SEC source: 0001209191-19-061762 · doc4.xml · derivative · entry 1

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 19, 2019 Filed Feb 14, 2020 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 20,402 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009590 · doc5.xml · nonDerivative · entry 4

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,017,203

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to charitable organizations.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
December 19, 2019 Filed Feb 14, 2020 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 20,402 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009590 · doc5.xml · nonDerivative · entry 3

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,017,203

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to charitable organizations.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 23:30 UTC
MANHARD KIMBERLYDirector · Executive VP, Drug Development
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 24,000 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001209191-19-058834 · doc4.xml · derivative · entry 3

MANHARD KIMBERLY · CIK 0001202094 · Director · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,416

Underlying: Common Stock · 24,000 shares

Expires 2026-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise and sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan dated as of June 13, 2019.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant (12/21/2016).

Read SEC document
November 29, 2019 Filed Dec 3, 2019 23:30 UTC
MANHARD KIMBERLYDirector · Executive VP, Drug Development
SaleCommon Stock 24,000 $26.00 $624,000.00
Disclosure

SEC source: 0001209191-19-058834 · doc4.xml · nonDerivative · entry 2

MANHARD KIMBERLY · CIK 0001202094 · Director · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The stock option exercise and sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan dated as of June 13, 2019.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 23:30 UTC
MANHARD KIMBERLYDirector · Executive VP, Drug Development
Exercise / conversionCommon Stock 24,000 $13.00 $312,000.00
Disclosure

SEC source: 0001209191-19-058834 · doc4.xml · nonDerivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise and sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan dated as of June 13, 2019.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 21:18 UTC
TANG KEVINDirector
PurchaseCommon Stock 285,714 $17.50 $4,999,995.00
Disclosure

SEC source: 0001209191-19-052702 · doc4.xml · nonDerivative · entry 1

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,799,810

F1 · ownership.direct: The securities are held by Tang Capital Partners, LP. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of Tang Capital Partners, LP.

F1 · ownership.nature: The securities are held by Tang Capital Partners, LP. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of Tang Capital Partners, LP.

Read SEC document
October 03, 2019 Filed Oct 4, 2019 23:56 UTC
POYHONEN JOHNDirector · EVP, Chief Commercial Officer
PurchaseCommon Stock 5,143 $17.50 $90,002.50
Disclosure

SEC source: 0001209191-19-052611 · doc4.xml · nonDerivative · entry 1

POYHONEN JOHN · CIK 0001286100 · Director · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,143

Read SEC document
October 03, 2019 Filed Oct 4, 2019 23:58 UTC
Quart Barry DDirector · Chief Executive Officer
PurchaseCommon Stock 4,571 $17.50 $79,992.50
Disclosure

SEC source: 0001209191-19-052612 · doc4.xml · nonDerivative · entry 2

Quart Barry D · CIK 0001384243 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,652

Read SEC document
October 01, 2019 Filed Oct 2, 2019 00:09 UTC GrantStock Option (Right to Buy) · Derivative 750 $0.00 Strike: $17.56 $0.00
Disclosure

SEC source: 0001209191-19-051413 · doc4.xml · derivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 750 shares

Expires 2029-10-01

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in three equal monthly installments beginning one month after the date of grant.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 00:09 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $17.56 $0.00
Disclosure

SEC source: 0001209191-19-051413 · doc4.xml · derivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-10-01

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant.

Read SEC document
August 13, 2019 Filed Feb 14, 2020 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 230,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009590 · doc5.xml · nonDerivative · entry 2

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,017,203

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to charitable organizations.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 12:48 UTC
POYHONEN JOHNDirector · EVP, Chief Commercial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $18.29 $0.00
Disclosure

SEC source: 0001209191-19-042303 · doc4.xml · derivative · entry 1

POYHONEN JOHN · CIK 0001286100 · Director · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2029-07-15

F1 · derivative.exercise_date: Options shall vest and become exercisable with respect to 75,000 shares on the first anniversary of his first day of employment (the "Grant Date"), followed by 225,000 shares vesting ratably each month over the subsequent three years, such that 300,000 options will be fully vested on the four year anniversary of the Grant Date.

Read SEC document
May 22, 2019 Filed May 23, 2019 12:39 UTC PurchaseCommon Stock 3,000 $17.55 $52,650.00
Disclosure

SEC source: 0001209191-19-032198 · doc4.xml · nonDerivative · entry 1

POYHONEN JOHN · CIK 0001286100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Read SEC document
May 15, 2019 Filed May 16, 2019 12:44 UTC PurchaseCommon Stock 1,400 $18.04 $25,261.74
Disclosure

SEC source: 0001209191-19-030201 · doc4.xml · nonDerivative · entry 1

Christian Waage · CIK 0001553179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Read SEC document
May 01, 2019 Filed May 3, 2019 00:40 UTC
MANHARD KIMBERLYExecutive VP, Drug Development
SaleCommon Stock 1,109 $18.86 $20,918.07
Disclosure

SEC source: 0001209191-19-027143 · doc4.xml · nonDerivative · entry 2

MANHARD KIMBERLY · CIK 0001202094 · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan dated as of May 23, 2018.

F3 · price: The range of sales prices received was $18.56 to $19.16. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.

Read SEC document
April 30, 2019 Filed May 3, 2019 00:40 UTC
MANHARD KIMBERLYExecutive VP, Drug Development
OtherCommon Stock 1,109 $18.43 $20,436.65
Disclosure

SEC source: 0001209191-19-027143 · doc4.xml · nonDerivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109

F1 · kind: Represents shares acquired under the Heron Therapeutics, Inc. 1997 Employee Stock Purchase Plan on April 30, 2019.

Read SEC document
April 30, 2019 Filed Oct 4, 2019 23:58 UTC
Quart Barry DDirector · Chief Executive Officer
OtherCommon Stock 806 $18.43 $14,852.97
Disclosure

SEC source: 0001209191-19-052612 · doc4.xml · nonDerivative · entry 1

Quart Barry D · CIK 0001384243 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,081

F1 · kind: Represents shares acquired under the Heron Therapeutics, Inc. 1997 Employee Stock Purchase Plan on April 30, 2019.

Read SEC document
February 06, 2019 Filed Feb 14, 2020 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009590 · doc5.xml · nonDerivative · entry 1

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,017,203

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to charitable organizations.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
December 15, 2018 Filed Dec 19, 2018 01:09 UTC
Rosen RobertDirector · President
GrantEmployee Stock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $24.97 $0.00
Disclosure

SEC source: 0001209191-18-063353 · doc4.xml · derivative · entry 1

Rosen Robert · CIK 0001555089 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2028-12-15

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 15, 2018 Filed Dec 19, 2018 01:09 UTC
Quart Barry DDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $24.97 $0.00
Disclosure

SEC source: 0001209191-18-063351 · doc4.xml · derivative · entry 1

Quart Barry D · CIK 0001384243 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2028-12-15

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the Date of Grant.

Read SEC document
December 15, 2018 Filed Dec 19, 2018 01:08 UTC
MANHARD KIMBERLYExecutive VP, Drug Development
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $24.97 $0.00
Disclosure

SEC source: 0001209191-18-063350 · doc4.xml · derivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-12-15

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 15, 2018 Filed Dec 19, 2018 01:07 UTC
Hoffman Robert E.CFO & SVP, Finance
GrantEmployee Stock Option (Right to Buy) · Derivative 71,000 $0.00 Strike: $24.97 $0.00
Disclosure

SEC source: 0001209191-18-063349 · doc4.xml · derivative · entry 1

HOFFMAN ROBERT · CIK 0001166288 · CFO & SVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

Underlying: Common Stock · 71,000 shares

Expires 2028-12-15

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 15, 2018 Filed Dec 19, 2018 01:06 UTC GrantStock Option (Right to Buy) · Derivative 17,000 $0.00 Strike: $24.97 $0.00
Disclosure

SEC source: 0001209191-18-063348 · doc4.xml · derivative · entry 1

Christian Waage · CIK 0001553179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2028-12-15

F1 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 15, 2018 Filed Dec 19, 2018 01:06 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $24.97 $0.00
Disclosure

SEC source: 0001209191-18-063347 · doc4.xml · derivative · entry 2

POYHONEN JOHN · CIK 0001286100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-12-15

Read SEC document
December 15, 2018 Filed Dec 19, 2018 01:06 UTC GrantStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $24.97 $0.00
Disclosure

SEC source: 0001209191-18-063347 · doc4.xml · derivative · entry 1

POYHONEN JOHN · CIK 0001286100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2028-12-15

F1 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 15, 2018 Filed Dec 19, 2018 01:05 UTC GrantStock Option (Right to Buy) · Derivative 21,000 $0.00 Strike: $24.97 $0.00
Disclosure

SEC source: 0001209191-18-063346 · doc4.xml · derivative · entry 1

Johnson Craig A · CIK 0001370348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2028-12-15

F1 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

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December 15, 2018 Filed Dec 18, 2018 22:57 UTC
TANG KEVINDirector · 10% owner
GrantStock Option (right to buy) · Derivative 17,000 $0.00 Strike: $24.97 $0.00
Disclosure

SEC source: 0001209191-18-063286 · doc4.xml · derivative · entry 1

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2028-12-15

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 12 equal monthly installments beginning one month after the date of grant.

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December 10, 2018 Filed Feb 14, 2019 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 3,955 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010097 · doc5.xml · nonDerivative · entry 9

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,753,096

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to a charitable organization.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

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December 10, 2018 Filed Feb 14, 2019 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 2,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010097 · doc5.xml · nonDerivative · entry 8

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,757,051

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to a charitable organization.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

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December 10, 2018 Filed Feb 14, 2019 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 3,955 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010097 · doc5.xml · nonDerivative · entry 7

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,759,076

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to a charitable organization.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

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December 10, 2018 Filed Feb 14, 2019 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 3,955 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010097 · doc5.xml · nonDerivative · entry 6

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,763,031

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to a charitable organization.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

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December 10, 2018 Filed Feb 14, 2019 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 3,955 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010097 · doc5.xml · nonDerivative · entry 5

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,766,986

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to a charitable organization.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

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December 10, 2018 Filed Feb 14, 2019 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 19,304 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010097 · doc5.xml · nonDerivative · entry 4

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,770,941

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to a charitable organization.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

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December 07, 2018 Filed Feb 14, 2019 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 1,992 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010097 · doc5.xml · nonDerivative · entry 3

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,790,245

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to a charitable organization.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

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December 07, 2018 Filed Feb 14, 2019 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 18,989 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010097 · doc5.xml · nonDerivative · entry 2

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,792,237

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to a charitable organization.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

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December 07, 2018 Filed Feb 14, 2019 21:02 UTC
TANG KEVINDirector
GiftCommon Stock 18,989 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010097 · doc5.xml · nonDerivative · entry 1

TANG KEVIN C · CIK 0001178579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 5,811,226

F1 · kind: The gifted securities were held by Tang Capital Partners, LP and were donated to a charitable organization.

F2 · ownership.direct: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are held by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.

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November 02, 2018 Filed Nov 3, 2018 01:17 UTC
MANHARD KIMBERLYExecutive VP, Drug Development
SaleCommon Stock 494 $30.62 $15,124.95
Disclosure

SEC source: 0001209191-18-057056 · doc4.xml · nonDerivative · entry 2

MANHARD KIMBERLY · CIK 0001202094 · Executive VP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan dated as of May 23, 2018.

F3 · price: The range of sales prices received was $30.34 to $30.89. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.