Tapewire

NYSE · USD

HRTG

Heritage Insurance Holdings, Inc.

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Tapewire entity
2040
SEC CIK
0001598665
Parsed reports
272

Last 12 months

Inside the activity.

2 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202505
Jan 202602
Feb 202602
Mar 202604
Apr 202608
May 202621
Jun 202601
Jul 202601
Aug 202607
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2022 Filed Dec 23, 2022 21:30 UTC
Moura TimothySee Remarks
Tax withholdingCommon Stock 1,563 $1.94 $3,032.22
Disclosure

SEC source: 0000899243-22-039311 · doc4.xml · nonDerivative · entry 2

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,938

F2 · shares: Represents shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock. The restricted stock vests in three installments equal to 3,720 shares on December 21, 2022, 3,720 shares on December 21, 2023 and 3,721 shares on December 21, 2024.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 21:30 UTC
Moura TimothySee Remarks
Tax withholdingCommon Stock 1,524 $1.94 $2,956.56
Disclosure

SEC source: 0000899243-22-039311 · doc4.xml · nonDerivative · entry 1

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,501

F1 · shares: Represents shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock. The restricted stock vests in three installments equal to 3,628 shares on December 21, 2021, 3,628 shares on December 21, 2022 and 3,629 shares on December 21, 2023.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 21:30 UTC
Garateix Ernie JDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,176 $1.94 $17,801.44
Disclosure

SEC source: 0000899243-22-039312 · doc4.xml · nonDerivative · entry 2

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,160

F2 · shares: Represents shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock. The restricted stock vests in three installments equal to 24,802 shares on December 21, 2022, 24,802 shares on December 21, 2023 and 24,801 shares on December 21, 2024.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 21:30 UTC
Garateix Ernie JDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,913 $1.94 $11,471.22
Disclosure

SEC source: 0000899243-22-039312 · doc4.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,336

F1 · shares: Represents shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock. The restricted stock vests in three installments equal to 15,980 shares on December 21, 2021, 15,980 shares on December 21, 2022 and 15,979 shares on December 21, 2023.

Read SEC document
November 30, 2022 Filed Dec 5, 2022 21:15 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 2,000 $1.67 $3,340.00
Disclosure

SEC source: 0000899243-22-037611 · doc4.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,249

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:15 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $1.38 $6,900.00
Disclosure

SEC source: 0000899243-22-036704 · doc4.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,249

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $1.35 to $1.40 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:30 UTC
Moura TimothySee Remarks
PurchaseCommon Stock 25,000 $1.40 $35,000.00
Disclosure

SEC source: 0000899243-22-036374 · doc4.xml · nonDerivative · entry 1

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,025

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $1.36 to $1.40 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:44 UTC
Lusk KirkChief Financial Officer
PurchaseCommon Stock 25,000 $1.36 $34,000.00
Disclosure

SEC source: 0000899243-22-036388 · doc4.xml · nonDerivative · entry 1

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,736

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $1.33 to $1.41 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:30 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $1.35 $6,750.00
Disclosure

SEC source: 0000899243-22-036375 · doc4.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,249

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $1.345 to $1.35 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:05 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 10,250 $1.39 $14,247.50
Disclosure

SEC source: 0000899243-22-036005 · doc4.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,249

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $1.36 to $1.41 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 17:38 UTC
HYER KATHLEEN AMember of 10% owner group
TIRA TARA KMember of 10% owner group
POOLE SEAN WMember of 10% owner group
FUTURA CIRCUITS CORP.Member of 10% owner group
HYER FAMILY PARTNERSHIP, LLCMember of 10% owner group
PurchaseCOMMON STOCK 130,000 $1.41 $183,300.00
Disclosure

SEC source: 0001193805-22-001539 · e618020_4-hih.xml · nonDerivative · entry 2

Hyer Raymond T · CIK 0001672048 · 10% owner

HYER KATHLEEN A · CIK 0001930038 · Member of 10% owner group

TIRA TARA K · CIK 0001930289 · Member of 10% owner group

POOLE SEAN W · CIK 0001942239 · Member of 10% owner group

FUTURA CIRCUITS CORP. · CIK 0001929927 · Member of 10% owner group

HYER FAMILY PARTNERSHIP, LLC · CIK 0001930029 · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,608.655

F3 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.37 to $1.45, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: These securities are owned solely by Raymond T. Hyer, who is a member of a group with the other Reporting Persons for purposes of Section 13(d) of the Exchange Act.

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November 10, 2022 Filed Nov 14, 2022 17:38 UTC
HYER KATHLEEN AMember of 10% owner group
TIRA TARA KMember of 10% owner group
POOLE SEAN WMember of 10% owner group
FUTURA CIRCUITS CORP.Member of 10% owner group
HYER FAMILY PARTNERSHIP, LLCMember of 10% owner group
PurchaseCOMMON STOCK 158,660 $1.33 $211,017.80
Disclosure

SEC source: 0001193805-22-001539 · e618020_4-hih.xml · nonDerivative · entry 1

Hyer Raymond T · CIK 0001672048 · 10% owner

HYER KATHLEEN A · CIK 0001930038 · Member of 10% owner group

TIRA TARA K · CIK 0001930289 · Member of 10% owner group

POOLE SEAN W · CIK 0001942239 · Member of 10% owner group

FUTURA CIRCUITS CORP. · CIK 0001929927 · Member of 10% owner group

HYER FAMILY PARTNERSHIP, LLC · CIK 0001930029 · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,478,655

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.20 to $1.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: These securities are owned solely by Raymond T. Hyer, who is a member of a group with the other Reporting Persons for purposes of Section 13(d) of the Exchange Act.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 17:13 UTC
HYER KATHLEEN AMember of Group
TIRA TARA KMember of Group
POOLE SEAN WMember of Group
FUTURA CIRCUITS CORP.Member of Group
PurchaseCommon Stock 229,995 $1.38 $317,393.10
Disclosure

SEC source: 0001193805-22-001451 · e617970_4-hih.xml · nonDerivative · entry 1

Hyer Raymond T · CIK 0001672048 · 10% owner

HYER KATHLEEN A · CIK 0001930038 · Member of Group

TIRA TARA K · CIK 0001930289 · Member of Group

POOLE SEAN W · CIK 0001942239 · Member of Group

FUTURA CIRCUITS CORP. · CIK 0001929927 · Member of Group

HYER FAMILY PARTNERSHIP, LLC · CIK 0001930029 · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,319,995

F7 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices rating from $1.34 to $1.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: These securities are owned solely by Raymond T. Hyer, who is a member of a group with the other Reporting Persons for purposes of Section 13(d) of the Exchange Act.

Read SEC document
June 30, 2022 Filed Jun 30, 2022 20:07 UTC
Lusk KirkChief Financial Officer
PurchaseCommon Stock 10,000 $2.61 $26,100.00
Disclosure

SEC source: 0000899243-22-024593 · doc4.xml · nonDerivative · entry 1

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,736

Read SEC document
June 30, 2022 Filed Jul 5, 2022 16:41 UTC
WIDDICOMBE RICHARD ADirector · Chairman
PurchaseCommon Stock 10,000 $2.63 $26,300.00
Disclosure

SEC source: 0000899243-22-024991 · doc4.xml · nonDerivative · entry 1

WIDDICOMBE RICHARD A · CIK 0001186207 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,921

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $2.61 to $2.64 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:43 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $2.69 $26,900.00
Disclosure

SEC source: 0000899243-22-024993 · doc4.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,999

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $2.68 to $2.70 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 13:21 UTC GrantCommon Stock 12,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024166 · doc4.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,343

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 13:23 UTC
WIDDICOMBE RICHARD ADirector · Chairman
GrantCommon Stock 12,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024172 · doc4.xml · nonDerivative · entry 1

WIDDICOMBE RICHARD A · CIK 0001186207 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,921

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 17:26 UTC GrantCommon Stock 12,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024175 · doc4.xml · nonDerivative · entry 1

Pappas Nicholas George · CIK 0001607911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,888

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

F2 · ownership.direct: Shares of common stock reported on this line are held jointly by Mr. Pappas and his father.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 17:23 UTC GrantCommon Stock 12,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024174 · doc4.xml · nonDerivative · entry 1

Martindale Steven C. · CIK 0001676072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,828

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 17:23 UTC GrantCommon Stock 12,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024171 · doc4.xml · nonDerivative · entry 1

Vattamattam Joseph · CIK 0001607784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,934

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 17:20 UTC GrantCommon Stock 12,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024165 · doc4.xml · nonDerivative · entry 1

Apostolou Panagiotis · CIK 0001607789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,143

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 17:20 UTC GrantCommon Stock 12,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024164 · doc4.xml · nonDerivative · entry 1

Walvekar Vijay · CIK 0001607782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,325

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

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June 23, 2022 Filed Jun 27, 2022 17:19 UTC
Barlas IriniDirector
GrantCommon Stock 12,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024161 · doc4.xml · nonDerivative · entry 1

Barlas Irini · CIK 0001616723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,889

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

Read SEC document
June 23, 2022 Filed Apr 11, 2024 01:01 UTC Amendment
Barlas IriniDirector
GrantCommon Stock 12,422 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-043505 · ownership.xml · nonDerivative · entry 2

Barlas Irini · CIK 0001616723 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 51,193

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the date of the following year's annual meeting of the stockholders of the Issuer.

F2 · balance_after: This amendment is being filed to correct the reported form of ownership of the restricted stock granted to the Reporting Person by clarifying that such restricted stock is held indirectly rather than directly. This amendment amends the transactions reported on the following Form 4s: a January 1, 2022 transaction reported on a Form 4 filed on January 21, 2022; a June 23, 2022 transaction reported on a Form 4 filed on June 27, 2022; and a June 19, 2023 transaction reported on a Form 4 filed on June 21, 2023 as amended by Form 4/A filed on August 11, 2023.

F3 · ownership.nature: Shares of common stock reported on this line are held by the Lee M. Barlas and Irini Barlas Living Trust.

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May 10, 2022 Filed May 12, 2022 21:00 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 3,125 $3.20 $10,006.88
Disclosure

SEC source: 0000899243-22-017772 · doc4.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,999

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:46 UTC
Moura TimothySee Remarks
GrantCommon Stock 29,762 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011565 · doc4.xml · nonDerivative · entry 2

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,025

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2022 and ending on December 31, 2024 and will vest following the performance period but no later than March 5, 2025. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:46 UTC
Moura TimothySee Remarks
GrantCommon Stock 11,161 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011565 · doc4.xml · nonDerivative · entry 1

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,263

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 3,720 shares on March 16, 2023 and March 16, 2024 and 3,721 shares on March 16, 2025.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:50 UTC
Binnun SharonChief Accounting Officer
GrantCommon Stock 22,321 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011571 · doc4.xml · nonDerivative · entry 2

Binnun Sharon · CIK 0001639407 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,850

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2022 and ending on December 31, 2024 and will vest following the performance period but no later than March 5, 2025. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

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March 16, 2022 Filed Mar 18, 2022 17:50 UTC
Binnun SharonChief Accounting Officer
GrantCommon Stock 5,952 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011571 · doc4.xml · nonDerivative · entry 1

Binnun Sharon · CIK 0001639407 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,529

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 1,984 shares on March 16, 2023, March 16, 2024 and March 16, 2025.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:48 UTC
Lusk KirkChief Financial Officer
GrantCommon Stock 44,643 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011570 · doc4.xml · nonDerivative · entry 2

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,736

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2022 and ending on December 31, 2024 and will vest following the performance period but no later than March 5, 2025. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

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March 16, 2022 Filed Mar 18, 2022 17:48 UTC
Lusk KirkChief Financial Officer
GrantCommon Stock 22,321 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011570 · doc4.xml · nonDerivative · entry 1

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,093

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 7,440 shares on March 16, 2023 and March 16, 2024 and 7,441 shares on March 16, 2025.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:47 UTC
Garateix Ernie JDirector · Chief Executive Officer
GrantCommon Stock 148,810 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011567 · doc4.xml · nonDerivative · entry 2

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,874

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2022 and ending on December 31, 2024 and will vest following the performance period but no later than March 5, 2025. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:47 UTC
Garateix Ernie JDirector · Chief Executive Officer
GrantCommon Stock 74,405 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011567 · doc4.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,064

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 24,802 shares on March 16, 2023 and March 16, 2024 and 24,801 shares on March 16, 2025.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:09 UTC
Moura TimothySee Remarks
Tax withholdingCommon Stock 4,299 $5.88 $25,278.12
Disclosure

SEC source: 0000899243-22-000481 · doc4.xml · nonDerivative · entry 1

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,102

F1 · shares: Represents shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:13 UTC
Lusk KirkChief Financial Officer
Tax withholdingCommon Stock 5,500 $5.88 $32,340.00
Disclosure

SEC source: 0000899243-22-000491 · doc4.xml · nonDerivative · entry 1

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,772

F1 · shares: Represents the shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock.

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January 01, 2022 Filed Jan 21, 2022 15:08 UTC GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002853 · doc4.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,921

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

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January 01, 2022 Filed Jan 21, 2022 15:04 UTC
WIDDICOMBE RICHARD ADirector · Chairman
GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002843 · doc4.xml · nonDerivative · entry 1

WIDDICOMBE RICHARD A · CIK 0001186207 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,499

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

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January 01, 2022 Filed Jan 21, 2022 20:08 UTC GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002852 · doc4.xml · nonDerivative · entry 1

Vattamattam Joseph · CIK 0001607784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,162

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

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January 01, 2022 Filed Jan 21, 2022 20:07 UTC GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002851 · doc4.xml · nonDerivative · entry 1

Pappas Nicholas George · CIK 0001607911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,466

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

F2 · ownership.direct: Shares of common stock reported on this line are held jointly by Mr. Pappas and his father.

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January 01, 2022 Filed Jan 21, 2022 20:07 UTC GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002847 · doc4.xml · nonDerivative · entry 1

Apostolou Panagiotis · CIK 0001607789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,721

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

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January 01, 2022 Filed Jan 21, 2022 20:05 UTC GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002844 · doc4.xml · nonDerivative · entry 1

Martindale Steven C. · CIK 0001676072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,406

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

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January 01, 2022 Filed Jan 21, 2022 20:04 UTC
Barlas IriniDirector
GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002842 · doc4.xml · nonDerivative · entry 1

Barlas Irini · CIK 0001616723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,467

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

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January 01, 2022 Filed Jan 25, 2022 23:24 UTC GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003192 · doc4.xml · nonDerivative · entry 1

Walvekar Vijay · CIK 0001607782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,903

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

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January 01, 2022 Filed Feb 24, 2022 16:20 UTC Amendment GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007570 · doc4a.xml · nonDerivative · entry 1

Vattamattam Joseph · CIK 0001607784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,512

F1 · shares: These shares were issued as a restricted stock grant to the reporting person by the issuer. The restricted stock shall vest on the date of the annual meeting of the stockholders of the issuer that next follows the grant date.

F2 · balance_after: This amendment is being filed solely to correct a typographical error in the number of shares beneficially owned by the Reporting Person following the reported transaction.

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January 01, 2022 Filed Apr 11, 2024 01:01 UTC Amendment
Barlas IriniDirector
GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-043505 · ownership.xml · nonDerivative · entry 1

Barlas Irini · CIK 0001616723 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 38,771

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the date of the following year's annual meeting of the stockholders of the Issuer.

F2 · balance_after: This amendment is being filed to correct the reported form of ownership of the restricted stock granted to the Reporting Person by clarifying that such restricted stock is held indirectly rather than directly. This amendment amends the transactions reported on the following Form 4s: a January 1, 2022 transaction reported on a Form 4 filed on January 21, 2022; a June 23, 2022 transaction reported on a Form 4 filed on June 27, 2022; and a June 19, 2023 transaction reported on a Form 4 filed on June 21, 2023 as amended by Form 4/A filed on August 11, 2023.

F3 · ownership.nature: Shares of common stock reported on this line are held by the Lee M. Barlas and Irini Barlas Living Trust.

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December 27, 2021 Filed Dec 29, 2021 19:32 UTC
Moura TimothySee Remarks
Tax withholdingCommon Stock 1,645 $5.89 $9,689.05
Disclosure

SEC source: 0000899243-21-050018 · doc4.xml · nonDerivative · entry 1

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,401

F1 · shares: Represents shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock. The restricted stock vests in three installments equal to 3,628 shares on December 27, 2021, 3,628 shares on December 27, 2022 and 3,629 shares on December 27, 2023.

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December 27, 2021 Filed Dec 29, 2021 19:34 UTC
Garateix Ernie JChief Executive Officer
Tax withholdingCommon Stock 5,912 $5.89 $34,821.68
Disclosure

SEC source: 0000899243-21-050020 · doc4.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,659

F1 · shares: Represents shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock. The restricted stock vests in three installments equal to 15,980 shares on December 27, 2021, 15,980 shares on December 27, 2022 and 15,979 shares on December 27, 2023.

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December 27, 2021 Filed Dec 29, 2021 19:33 UTC
Lusk KirkChief Financial Officer
Tax withholdingCommon Stock 1,727 $5.89 $10,172.03
Disclosure

SEC source: 0000899243-21-050019 · doc4.xml · nonDerivative · entry 1

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,272

F1 · shares: Represents shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock. The restricted stock vests in three installments equal to 4,669 shares on December 27, 2021, 4,669 shares on December 27, 2022 and 4,668 shares on December 27, 2023.

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October 16, 2021 Filed Oct 18, 2021 22:16 UTC
Moura TimothySee Remarks
GrantCommon Stock 29,028 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-040484 · doc4.xml · nonDerivative · entry 2

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,046

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The restricted stock has a three-year performance period beginning on January 1, 2021 and ending on December 31, 2023 and will vest following the end of the performance period but no later than March 5, 2024. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.