Tapewire

Nasdaq · USD

HRMY

Harmony Biosciences Holdings, Inc.

Export transactions ↓
Tapewire entity
4381
SEC CIK
0001802665
Parsed reports
213

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202607
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2022 Filed Mar 24, 2022 20:07 UTC
Nielsen JackDirector
SaleCommon Stock 5,757 $50.13 $288,598.41
Disclosure

SEC source: 0001104659-22-037649 · tm228148-7_4seq1.xml · nonDerivative · entry 2

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,280,345

F3 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F4 · price: The price reported herein is a weighted average price. These shares were acquired on the open market in multiple transactions at prices ranging from $50.00 to $50.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (4) to this Form 4.

F2 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:07 UTC
Nielsen JackDirector
SaleCommon Stock 819 $50.13 $41,056.47
Disclosure

SEC source: 0001104659-22-037649 · tm228148-7_4seq1.xml · nonDerivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 39,866

F3 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F4 · price: The price reported herein is a weighted average price. These shares were acquired on the open market in multiple transactions at prices ranging from $50.00 to $50.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (4) to this Form 4.

F1 · ownership.nature: The shares are held of record by Vivo Capital Fund IX, L.P. Vivo Capital IX, LLC is the General Partner of Vivo Capital Fund IX, L.P. As a managing member of Vivo Capital IX, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund IX, L.P with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:31 UTC
Nielsen JackDirector
SaleCommon Stock 9,003 $50.10 $451,050.30
Disclosure

SEC source: 0001104659-22-036243 · tm228148-6_4seq1.xml · nonDerivative · entry 4

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,286,097

F3 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F5 · price: The price reported herein is a weighted average price. These shares were acquired on the open market in multiple transactions at prices ranging from $50.00 to $50.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (5) to this Form 4.

F2 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:31 UTC
Nielsen JackDirector
SaleCommon Stock 1,282 $50.10 $64,228.20
Disclosure

SEC source: 0001104659-22-036243 · tm228148-6_4seq1.xml · nonDerivative · entry 3

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 40,685

F3 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F5 · price: The price reported herein is a weighted average price. These shares were acquired on the open market in multiple transactions at prices ranging from $50.00 to $50.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (5) to this Form 4.

F1 · ownership.nature: The shares are held of record by Vivo Capital Fund IX, L.P. Vivo Capital IX, LLC is the General Partner of Vivo Capital Fund IX, L.P. As a managing member of Vivo Capital IX, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund IX, L.P with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:31 UTC
Nielsen JackDirector
SaleCommon Stock 5,161 $50.05 $258,308.05
Disclosure

SEC source: 0001104659-22-036243 · tm228148-6_4seq1.xml · nonDerivative · entry 2

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,295,100

F3 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F4 · price: The price reported herein is a weighted average price. These shares were acquired on the open market in multiple transactions at prices ranging from $50.00 to $50.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (4) to this Form 4.

F2 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:31 UTC
Nielsen JackDirector
SaleCommon Stock 735 $50.05 $36,786.75
Disclosure

SEC source: 0001104659-22-036243 · tm228148-6_4seq1.xml · nonDerivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 41,967

F3 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F4 · price: The price reported herein is a weighted average price. These shares were acquired on the open market in multiple transactions at prices ranging from $50.00 to $50.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (4) to this Form 4.

F1 · ownership.nature: The shares are held of record by Vivo Capital Fund IX, L.P. Vivo Capital IX, LLC is the General Partner of Vivo Capital Fund IX, L.P. As a managing member of Vivo Capital IX, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund IX, L.P with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:23 UTC
Jacobs John CDirector · President, CEO
Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-035613 · tm228148-5_4seq1.xml · derivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,751

Underlying: Common Stock · 15,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on October 1, 2018.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:23 UTC
Jacobs John CDirector · President, CEO
SaleCommon Stock 15,000 $45.32 $679,821.00
Disclosure

SEC source: 0001104659-22-035613 · tm228148-5_4seq1.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.66. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:23 UTC
Jacobs John CDirector · President, CEO
Exercise / conversionCommon Stock 15,000 $8.22 $123,300.00
Disclosure

SEC source: 0001104659-22-035613 · tm228148-5_4seq1.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:05 UTC
Jacobs John CDirector · President, CEO
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-034442 · tm228148-4_4seq1.xml · derivative · entry 5

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,751

Underlying: Common Stock · 25,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on October 1, 2018.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:05 UTC
Jacobs John CDirector · President, CEO
SaleCommon Stock 930 $43.47 $40,427.10
Disclosure

SEC source: 0001104659-22-034442 · tm228148-4_4seq1.xml · nonDerivative · entry 4

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.35 to $43.77. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:05 UTC
Jacobs John CDirector · President, CEO
SaleCommon Stock 11,614 $42.66 $495,474.15
Disclosure

SEC source: 0001104659-22-034442 · tm228148-4_4seq1.xml · nonDerivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.34 to $43.33. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:05 UTC
Jacobs John CDirector · President, CEO
SaleCommon Stock 12,456 $42.06 $523,870.71
Disclosure

SEC source: 0001104659-22-034442 · tm228148-4_4seq1.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,544

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.34 to $42.33. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:05 UTC
Jacobs John CDirector · President, CEO
Exercise / conversionCommon Stock 25,000 $8.22 $205,500.00
Disclosure

SEC source: 0001104659-22-034442 · tm228148-4_4seq1.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2022 Filed Mar 11, 2022 20:00 UTC SaleCommon Stock 70,370 $44.14 $3,106,131.80
Disclosure

SEC source: 0001104659-22-033022 · tm228148-3_4seq1.xml · nonDerivative · entry 3

Wicki Andreas · CIK 0001511472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,663,228

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.71 to $45.12, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote four (4) of this Form 4.

F2 · ownership.nature: These shares are held by HBM Healthcare Investments (Cayman) Ltd. ("HBM"), of which Mr. Wicki is a member of the board of directors. The board of directors of HBM acts by majority vote, and Mr. Wicki does not have sole voting or investment power with respect to the shares. Mr. Wicki disclaims beneficial ownership of such shares for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 20:00 UTC SaleCommon Stock 75,217 $45.80 $3,444,938.60
Disclosure

SEC source: 0001104659-22-033022 · tm228148-3_4seq1.xml · nonDerivative · entry 2

Wicki Andreas · CIK 0001511472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,733,598

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.27 to $46.52, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote three (3) of this Form 4.

F2 · ownership.nature: These shares are held by HBM Healthcare Investments (Cayman) Ltd. ("HBM"), of which Mr. Wicki is a member of the board of directors. The board of directors of HBM acts by majority vote, and Mr. Wicki does not have sole voting or investment power with respect to the shares. Mr. Wicki disclaims beneficial ownership of such shares for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 20:00 UTC SaleCommon Stock 140,000 $45.49 $6,368,600.00
Disclosure

SEC source: 0001104659-22-033022 · tm228148-3_4seq1.xml · nonDerivative · entry 1

Wicki Andreas · CIK 0001511472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,808,815

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.91 to $46.30, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote one (1) of this Form 4.

F2 · ownership.nature: These shares are held by HBM Healthcare Investments (Cayman) Ltd. ("HBM"), of which Mr. Wicki is a member of the board of directors. The board of directors of HBM acts by majority vote, and Mr. Wicki does not have sole voting or investment power with respect to the shares. Mr. Wicki disclaims beneficial ownership of such shares for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 06:01 UTC SaleCommon Stock 175,000 $41.01 $7,176,750.00
Disclosure

SEC source: 0001104659-22-030268 · tm228148-2_4seq1.xml · nonDerivative · entry 3

Wicki Andreas · CIK 0001511472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,948,815

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.60 to $41.52, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote four (4) of this Form 4.

F2 · ownership.nature: These shares are held by HBM Healthcare Investments (Cayman) Ltd. ("HBM"), of which Mr. Wicki is a member of the board of directors. The board of directors of HBM acts by majority vote, and Mr. Wicki does not have sole voting or investment power with respect to the shares. Mr. Wicki disclaims beneficial ownership of such shares for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 06:01 UTC SaleCommon Stock 328,927 $40.52 $13,328,122.04
Disclosure

SEC source: 0001104659-22-030268 · tm228148-2_4seq1.xml · nonDerivative · entry 2

Wicki Andreas · CIK 0001511472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,123,815

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.27 to 41.29, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote three (3) of this Form 4.

F2 · ownership.nature: These shares are held by HBM Healthcare Investments (Cayman) Ltd. ("HBM"), of which Mr. Wicki is a member of the board of directors. The board of directors of HBM acts by majority vote, and Mr. Wicki does not have sole voting or investment power with respect to the shares. Mr. Wicki disclaims beneficial ownership of such shares for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:05 UTC
Dierks JeffreyChief Commercial Officer
Exercise / conversionStock Option · Derivative 4,869 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-029266 · tm228148-1_4seq1.xml · derivative · entry 6

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,607

Underlying: Common Stock · 4,869 shares

Expires 2030-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on March 4, 2021

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:05 UTC
Dierks JeffreyChief Commercial Officer
SaleCommon Stock 4,869 $40.04 $194,957.68
Disclosure

SEC source: 0001104659-22-029266 · tm228148-1_4seq1.xml · nonDerivative · entry 4

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.74 to $40.39. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:05 UTC
Dierks JeffreyChief Commercial Officer
Exercise / conversionCommon Stock 4,869 $8.22 $40,023.18
Disclosure

SEC source: 0001104659-22-029266 · tm228148-1_4seq1.xml · nonDerivative · entry 3

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 06:01 UTC SaleCommon Stock 92,501 $40.24 $3,722,240.24
Disclosure

SEC source: 0001104659-22-030268 · tm228148-2_4seq1.xml · nonDerivative · entry 1

Wicki Andreas · CIK 0001511472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,452,742

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.205 to $40.50, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote one (1) of this Form 4.

F2 · ownership.nature: These shares are held by HBM Healthcare Investments (Cayman) Ltd. ("HBM"), of which Mr. Wicki is a member of the board of directors. The board of directors of HBM acts by majority vote, and Mr. Wicki does not have sole voting or investment power with respect to the shares. Mr. Wicki disclaims beneficial ownership of such shares for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:05 UTC
Dierks JeffreyChief Commercial Officer
Exercise / conversionStock Option · Derivative 10,041 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001104659-22-029266 · tm228148-1_4seq1.xml · derivative · entry 5

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,556

Underlying: Common Stock · 10,041 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on August 21, 2021.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:05 UTC
Dierks JeffreyChief Commercial Officer
SaleCommon Stock 10,041 $40.00 $401,653.05
Disclosure

SEC source: 0001104659-22-029266 · tm228148-1_4seq1.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.06. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:05 UTC
Dierks JeffreyChief Commercial Officer
Exercise / conversionCommon Stock 10,041 $24.00 $240,984.00
Disclosure

SEC source: 0001104659-22-029266 · tm228148-1_4seq1.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:05 UTC
Dierks JeffreyChief Commercial Officer
Exercise / conversionStock Option · Derivative 200 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001104659-22-025148 · tm227120-1_4seq1.xml · derivative · entry 6

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,397

Underlying: Common Stock · 200 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on August 21, 2021.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:05 UTC
Dierks JeffreyChief Commercial Officer
SaleCommon Stock 4,259 $40.02 $170,423.89
Disclosure

SEC source: 0001104659-22-025148 · tm227120-1_4seq1.xml · nonDerivative · entry 4

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.02. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:05 UTC
Dierks JeffreyChief Commercial Officer
Exercise / conversionCommon Stock 200 $24.00 $4,800.00
Disclosure

SEC source: 0001104659-22-025148 · tm227120-1_4seq1.xml · nonDerivative · entry 3

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:05 UTC
Dierks JeffreyChief Commercial Officer
Exercise / conversionStock Option · Derivative 4,259 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001104659-22-025148 · tm227120-1_4seq1.xml · derivative · entry 5

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,597

Underlying: Common Stock · 4,259 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on August 21, 2021.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:05 UTC
Dierks JeffreyChief Commercial Officer
SaleCommon Stock 4,259 $40.05 $170,590.84
Disclosure

SEC source: 0001104659-22-025148 · tm227120-1_4seq1.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.21. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:05 UTC
Dierks JeffreyChief Commercial Officer
Exercise / conversionCommon Stock 4,259 $24.00 $102,216.00
Disclosure

SEC source: 0001104659-22-025148 · tm227120-1_4seq1.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 21:07 UTC
Dierks JeffreyDirector · Chief Commercial Officer
Exercise / conversionStock Option · Derivative 2,435 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-002722 · tm221863-2_4seq1.xml · derivative · entry 6

Dierks Jeffrey · CIK 0001821102 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,869

Underlying: Common Stock · 2,435 shares

Expires 2028-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option is currently vested with respect to 0 shares, and will vest with respect to the remainder of the shares in two equal annual installments beginning on October 1, 2022.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 21:07 UTC
Dierks JeffreyDirector · Chief Commercial Officer
Exercise / conversionStock Option · Derivative 3,690 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-002722 · tm221863-2_4seq1.xml · derivative · entry 5

Dierks Jeffrey · CIK 0001821102 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,739

Underlying: Common Stock · 3,690 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option is currently vested with respect to 0 shares, and will vest with respect to the remainder of the shares on October 1, 2022.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 21:07 UTC
Dierks JeffreyDirector · Chief Commercial Officer
SaleCommon Stock 424 $41.23 $17,481.90
Disclosure

SEC source: 0001104659-22-002722 · tm221863-2_4seq1.xml · nonDerivative · entry 4

Dierks Jeffrey · CIK 0001821102 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.08 to $41.39. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 21:07 UTC
Dierks JeffreyDirector · Chief Commercial Officer
SaleCommon Stock 4,302 $40.53 $174,379.42
Disclosure

SEC source: 0001104659-22-002722 · tm221863-2_4seq1.xml · nonDerivative · entry 3

Dierks Jeffrey · CIK 0001821102 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.07 to $41.02. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 21:07 UTC
Dierks JeffreyDirector · Chief Commercial Officer
SaleCommon Stock 1,399 $39.60 $55,396.48
Disclosure

SEC source: 0001104659-22-002722 · tm221863-2_4seq1.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,726

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.05 to $40.04. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 21:07 UTC
Dierks JeffreyDirector · Chief Commercial Officer
Exercise / conversionCommon Stock 6,125 $8.22 $50,347.50
Disclosure

SEC source: 0001104659-22-002722 · tm221863-2_4seq1.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:15 UTC
Jacobs John CDirector · President, CEO
Exercise / conversionStock Option · Derivative 18,053 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-001475 · tm221863-1_4seq1.xml · derivative · entry 6

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,751

Underlying: Common Stock · 18,053 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is currently vested with respect to 251,801 shares, and will vest with respect to the remainder of the shares on October 1, 2022.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:15 UTC
Jacobs John CDirector · President, CEO
SaleCommon Stock 18,053 $45.15 $815,049.62
Disclosure

SEC source: 0001104659-22-001475 · tm221863-1_4seq1.xml · nonDerivative · entry 4

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.70. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:15 UTC
Jacobs John CDirector · President, CEO
Exercise / conversionCommon Stock 18,053 $8.22 $148,395.66
Disclosure

SEC source: 0001104659-22-001475 · tm221863-1_4seq1.xml · nonDerivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:15 UTC
Jacobs John CDirector · President, CEO
Exercise / conversionStock Option · Derivative 10,647 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-001475 · tm221863-1_4seq1.xml · derivative · entry 5

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,804

Underlying: Common Stock · 10,647 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is currently vested with respect to 251,801 shares, and will vest with respect to the remainder of the shares on October 1, 2022.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:15 UTC
Jacobs John CDirector · President, CEO
SaleCommon Stock 10,647 $45.17 $480,935.64
Disclosure

SEC source: 0001104659-22-001475 · tm221863-1_4seq1.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.37. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:15 UTC
Jacobs John CDirector · President, CEO
Exercise / conversionCommon Stock 10,647 $8.22 $87,518.34
Disclosure

SEC source: 0001104659-22-001475 · tm221863-1_4seq1.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:18 UTC
Jacobs John CDirector · President, CEO
Exercise / conversionStock Option · Derivative 1,300 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-21-154289 · tm2135185-4_4seq1.xml · derivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,451

Underlying: Common Stock · 1,300 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is currently vested with respect to 251,801 shares, and will vest with respect to the remainder of the shares on October 1, 2022.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:18 UTC
Jacobs John CDirector · President, CEO
SaleCommon Stock 1,300 $45.03 $58,538.48
Disclosure

SEC source: 0001104659-21-154289 · tm2135185-4_4seq1.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.15. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:18 UTC
Jacobs John CDirector · President, CEO
Exercise / conversionCommon Stock 1,300 $8.22 $10,686.00
Disclosure

SEC source: 0001104659-21-154289 · tm2135185-4_4seq1.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 17:45 UTC Exercise / conversionStock Option · Derivative 251,922 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001104659-21-150609 · tm2135185-3_4seq1.xml · derivative · entry 2

ARONIN JEFFREY S · CIK 0001062364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,689

Underlying: Common Stock · 251,922 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option shall vest in four equal annual installments beginning on August 21, 2022.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 17:45 UTC Exercise / conversionCommon Stock 251,922 $24.00 $6,046,128.00
Disclosure

SEC source: 0001104659-21-150609 · tm2135185-3_4seq1.xml · nonDerivative · entry 1

ARONIN JEFFREY S · CIK 0001062364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 16, 2021 01:22 UTC
Jacobs John CDirector · President, CEO
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-21-150129 · tm2135185-2_4seq1.xml · derivative · entry 4

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,751

Underlying: Common Stock · 25,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is currently vested with respect to 251,801 shares, and will vest with respect to the remainder of the shares on October 1, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.