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Nasdaq · USD

HRMY

Harmony Biosciences Holdings, Inc.

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4381
SEC CIK
0001802665
Parsed reports
213

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202607
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2024 Filed Mar 11, 2024 21:17 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 94 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001415889-24-007527 · form4-03112024_090322.xml · derivative · entry 4

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,513

Underlying: Common Stock · 94 shares

Expires 2030-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on March 1, 2021.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 21:17 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 100 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001415889-24-007527 · form4-03112024_090322.xml · derivative · entry 3

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,335

Underlying: Common Stock · 100 shares

Expires 2029-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on October 1, 2019.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 21:17 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
SaleCommon Stock 194 $32.00 $6,208.00
Disclosure

SEC source: 0001415889-24-007527 · form4-03112024_090322.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: These shares were sold in a single transaction at a selling price of $32.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 08, 2024 Filed Mar 11, 2024 21:17 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 194 $8.22 $1,594.68
Disclosure

SEC source: 0001415889-24-007527 · form4-03112024_090322.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 16:59 UTC
Budur KumarCHIEF MEDICAL OFFICER
GrantRestricted Stock Units · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001875 · form4-01262024_090148.xml · derivative · entry 2

Budur Kumar · CIK 0002009762 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires not disclosed

F2 · security: The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.exercise_price: The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.expiration_date: The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 16:59 UTC
Budur KumarCHIEF MEDICAL OFFICER
GrantStock Option · Derivative 42,500 $0.00 Strike: $30.69 $0.00
Disclosure

SEC source: 0001415889-24-001875 · form4-01262024_090148.xml · derivative · entry 1

Budur Kumar · CIK 0002009762 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires 2034-01-24

F1 · derivative.exercise_date: The stock option vests with respect to 25% of the underlying shares on January 24, 2025, with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 16:56 UTC
Dayno Jeffrey M.Director · PRESIDENT, CEO
GrantRestricted Stock Units · Derivative 42,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001872 · form4-01262024_090119.xml · derivative · entry 2

Dayno Jeffrey M. · CIK 0001615993 · Director · PRESIDENT, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units shall vest in four equal annual installments beginning January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units shall vest in four equal annual installments beginning January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.expiration_date: The restricted stock units shall vest in four equal annual installments beginning January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 16:56 UTC
Dayno Jeffrey M.Director · PRESIDENT, CEO
GrantStock Option · Derivative 202,250 $0.00 Strike: $30.69 $0.00
Disclosure

SEC source: 0001415889-24-001872 · form4-01262024_090119.xml · derivative · entry 1

Dayno Jeffrey M. · CIK 0001615993 · Director · PRESIDENT, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,250

Underlying: Common Stock · 202,250 shares

Expires 2034-01-24

F1 · derivative.exercise_date: The stock option vests with respect to 25% of the underlying shares on January 24, 2025, with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:53 UTC
Kapadia SandipCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 15,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001869 · form4-01262024_090119.xml · derivative · entry 2

Kapadia Sandip · CIK 0001677141 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,250

Underlying: Common Stock · 15,250 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.expiration_date: The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:53 UTC
Kapadia SandipCHIEF FINANCIAL OFFICER
GrantStock Option · Derivative 74,250 $0.00 Strike: $30.69 $0.00
Disclosure

SEC source: 0001415889-24-001869 · form4-01262024_090119.xml · derivative · entry 1

Kapadia Sandip · CIK 0001677141 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,250

Underlying: Common Stock · 74,250 shares

Expires 2034-01-24

F1 · derivative.exercise_date: The stock option vests with respect to 25% of the underlying shares on January 24, 2025, with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:55 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
GrantRestricted Stock Units · Derivative 10,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001871 · form4-01262024_090124.xml · derivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,750

Underlying: Common Stock · 10,750 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units were granted on January 24, 2024. The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units were granted on January 24, 2024. The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.expiration_date: The restricted stock units were granted on January 24, 2024. The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:55 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
GrantStock Option · Derivative 52,500 $0.00 Strike: $30.69 $0.00
Disclosure

SEC source: 0001415889-24-001871 · form4-01262024_090124.xml · derivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2034-01-24

F1 · derivative.exercise_date: The stock option vests with respect to 25% of the underlying shares on January 24, 2025, with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:54 UTC
Serafin AndrewCHIEF STRATEGY OFFICER
GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001870 · form4-01262024_090117.xml · derivative · entry 2

Serafin Andrew · CIK 0001821460 · CHIEF STRATEGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.expiration_date: The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:54 UTC
Serafin AndrewCHIEF STRATEGY OFFICER
GrantStock Option · Derivative 47,750 $0.00 Strike: $30.69 $0.00
Disclosure

SEC source: 0001415889-24-001870 · form4-01262024_090117.xml · derivative · entry 1

Serafin Andrew · CIK 0001821460 · CHIEF STRATEGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,750

Underlying: Common Stock · 47,750 shares

Expires 2034-01-24

F1 · derivative.exercise_date: The stock option vests with respect to 25% of the underlying shares on January 24, 2025, with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
November 05, 2023 Filed Nov 8, 2023 14:03 UTC GrantStock Option · Derivative 6,771 $0.00 Strike: $25.92 $0.00
Disclosure

SEC source: 0001415889-23-014880 · form4-11082023_021115.xml · derivative · entry 1

Anastasiou Peter · CIK 0001999888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,771

Underlying: Common Stock · 6,771 shares

Expires 2033-11-05

F1 · derivative.exercise_date: The stock option shall vest in 36 equal monthly installments beginning on December 5, 2023.

Read SEC document
October 04, 2023 Filed Nov 8, 2023 21:00 UTC
Kapadia SandipCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 150,000 $0.00 Strike: $31.78 $0.00
Disclosure

SEC source: 0001415889-23-014888 · form4-11082023_091127.xml · derivative · entry 1

Kapadia Sandip · CIK 0001677141 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units were granted on October 4, 2023. 40% of the restricted stock units shall vest on September 30, 2024 and 30% shall vest on each of September 30, 2025 and September 30, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F1 · derivative.expiration_date: The restricted stock units were granted on October 4, 2023. 40% of the restricted stock units shall vest on September 30, 2024 and 30% shall vest on each of September 30, 2025 and September 30, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
October 04, 2023 Filed Nov 8, 2023 21:02 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
GrantRestricted Stock Units · Derivative 150,000 $0.00 Strike: $31.78 $0.00
Disclosure

SEC source: 0001415889-23-014890 · form4-11082023_091102.xml · derivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units were granted on October 4, 2023. 40% of the restricted stock units shall vest on September 30, 2024 and 30% shall vest on each of September 30, 2025 and September 30, 2026. Each restricted unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F1 · derivative.expiration_date: The restricted stock units were granted on October 4, 2023. 40% of the restricted stock units shall vest on September 30, 2024 and 30% shall vest on each of September 30, 2025 and September 30, 2026. Each restricted unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
May 26, 2023 Filed May 30, 2023 16:26 UTC
Dayno Jeffrey M.Director · PRESIDENT, CEO
GrantStock Option · Derivative 125,000 $0.00 Strike: $35.99 $0.00
Disclosure

SEC source: 0001415889-23-008914 · form4-05302023_080517.xml · derivative · entry 1

Dayno Jeffrey M. · CIK 0001615993 · Director · PRESIDENT, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-05-25

F1 · derivative.exercise_date: The stock option vests with respect to 50% of the underlying shares on May 25, 2025, with the remaining shares vesting in twenty-four equal monthly installments beginning on June 25, 2025.

Read SEC document
May 26, 2023 Filed May 31, 2023 16:37 UTC Amendment
Dayno Jeffrey M.Director · PRESIDENT, CEO
GrantStock Option · Derivative 125,000 $0.00 Strike: $35.56 $0.00
Disclosure

SEC source: 0001415889-23-008971 · form4a-05312023_080505.xml · derivative · entry 1

Dayno Jeffrey M. · CIK 0001615993 · Director · PRESIDENT, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-05-25

F1 · derivative.exercise_price: This Form 4/A is being filed to amend the exercise price of the granted options previously reported as being $35.99 to $35.56.

F2 · derivative.exercise_date: The stock option vests with respect to 50% of the underlying shares on May 25, 2025, with the remaining shares vesting in twenty-four equal monthly installments beginning on June 25, 2025.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:20 UTC GrantStock Option · Derivative 7,314 $0.00 Strike: $35.99 $0.00
Disclosure

SEC source: 0001415889-23-008842 · form4-05262023_040501.xml · derivative · entry 1

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,714

Underlying: Common Stock · 7,314 shares

Expires 2033-05-25

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 25, 2024 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:31 UTC
Graf R. MarkDirector
GrantStock Option · Derivative 5,224 $0.00 Strike: $35.99 $0.00
Disclosure

SEC source: 0001415889-23-008850 · form4-05262023_040501.xml · derivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,816

Underlying: Common Stock · 5,224 shares

Expires 2033-05-25

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 25, 2024 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
May 25, 2023 Filed May 26, 2023 17:25 UTC
Nielsen JackDirector
GrantStock Option · Derivative 5,224 $0.00 Strike: $35.99 $0.00
Disclosure

SEC source: 0001415889-23-008873 · form4-05262023_090505.xml · derivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,224

Underlying: Common Stock · 5,224 shares

Expires 2033-05-25

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 25, 2024 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:35 UTC
Sender GaryDirector
GrantStock Option · Derivative 9,613 $0.00 Strike: $35.99 $0.00
Disclosure

SEC source: 0001415889-23-008856 · form4-05262023_040502.xml · derivative · entry 1

Sender Gary · CIK 0001659085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,255

Underlying: Common Stock · 9,613 shares

Expires 2033-05-25

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 25, 2024 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
May 25, 2023 Filed May 26, 2023 16:10 UTC GrantStock Option · Derivative 5,224 $0.00 Strike: $35.99 $0.00
Disclosure

SEC source: 0001415889-23-008838 · form4-05262023_040502.xml · derivative · entry 1

Szyper Linda M · CIK 0001739050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,693

Underlying: Common Stock · 5,224 shares

Expires 2033-05-25

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 25, 2024 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:26 UTC GrantStock Option · Derivative 5,224 $0.00 Strike: $35.99 $0.00
Disclosure

SEC source: 0001415889-23-008847 · form4-05262023_040501.xml · derivative · entry 1

Sabater Juan A. · CIK 0001821210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,224

Underlying: Common Stock · 5,224 shares

Expires 2033-05-25

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 25, 2024 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:26 UTC
Kapadia SandipCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005668 · form4-03312023_080303.xml · derivative · entry 3

Kapadia Sandip · CIK 0001677141 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This award of restricted stock units was previously granted on March 29, 2021. 50% of the underlying shares vested on March 29, 2023. 25% of the underlying shares are scheduled to vest on each of March 29, 2024 and March 29, 2025. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.exercise_date: This award of restricted stock units was previously granted on March 29, 2021. 50% of the underlying shares vested on March 29, 2023. 25% of the underlying shares are scheduled to vest on each of March 29, 2024 and March 29, 2025. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.expiration_date: This award of restricted stock units was previously granted on March 29, 2021. 50% of the underlying shares vested on March 29, 2023. 25% of the underlying shares are scheduled to vest on each of March 29, 2024 and March 29, 2025. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:26 UTC
Kapadia SandipCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 15,414 $33.36 $514,211.04
Disclosure

SEC source: 0001415889-23-005668 · form4-03312023_080303.xml · nonDerivative · entry 2

Kapadia Sandip · CIK 0001677141 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,586

F1 · security: Shares withheld by the Issuer to satisfy required income tax withholdings pursuant to the vesting of restricted stock units on their scheduled vesting date.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:26 UTC
Kapadia SandipCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005668 · form4-03312023_080303.xml · nonDerivative · entry 1

Kapadia Sandip · CIK 0001677141 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2022 Filed Dec 14, 2022 21:01 UTC SaleCommon Stock 130 $60.00 $7,800.00
Disclosure

SEC source: 0001104659-22-127089 · tm2232238-2_4seq1.xml · nonDerivative · entry 3

Wicki Andreas · CIK 0001511472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,147,943

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.01, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote four (4) of this Form 4.

F2 · ownership.nature: These shares are held by HBM Healthcare Investments (Cayman) Ltd. ("HBM"), of which Mr. Wicki is a member of the board of directors. The board of directors of HBM acts by majority vote, and Mr. Wicki does not have sole voting or investment power with respect to the shares. Mr. Wicki disclaims beneficial ownership of such shares for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 19:15 UTC
Nielsen JackDirector
SaleCommon Stock 2,834 $59.96 $169,926.64
Disclosure

SEC source: 0001415889-22-012646 · form4-12172022_121244.xml · nonDerivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,571,024

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2022.

F2 · price: The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $59.88 to $60.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 13, 2022 Filed Dec 14, 2022 21:01 UTC SaleCommon Stock 6,320 $60.13 $380,021.60
Disclosure

SEC source: 0001104659-22-127089 · tm2232238-2_4seq1.xml · nonDerivative · entry 2

Wicki Andreas · CIK 0001511472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,148,073

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.64, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote three (3) of this Form 4.

F2 · ownership.nature: These shares are held by HBM Healthcare Investments (Cayman) Ltd. ("HBM"), of which Mr. Wicki is a member of the board of directors. The board of directors of HBM acts by majority vote, and Mr. Wicki does not have sole voting or investment power with respect to the shares. Mr. Wicki disclaims beneficial ownership of such shares for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 21:01 UTC SaleCommon Stock 22,391 $60.36 $1,351,520.76
Disclosure

SEC source: 0001104659-22-127089 · tm2232238-2_4seq1.xml · nonDerivative · entry 1

Wicki Andreas · CIK 0001511472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,154,393

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $61.17, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote one (1) of this Form 4.

F2 · ownership.nature: These shares are held by HBM Healthcare Investments (Cayman) Ltd. ("HBM"), of which Mr. Wicki is a member of the board of directors. The board of directors of HBM acts by majority vote, and Mr. Wicki does not have sole voting or investment power with respect to the shares. Mr. Wicki disclaims beneficial ownership of such shares for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 09, 2022 Filed Dec 9, 2022 20:34 UTC
Nielsen JackDirector
SaleCommon Stock 9,847 $59.89 $589,736.83
Disclosure

SEC source: 0001415889-22-012358 · form4-12102022_011258.xml · nonDerivative · entry 3

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,573,858

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2022.

F5 · price: The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $59.88 to $60.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (5) to this Form 4.

F3 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 20:34 UTC
Nielsen JackDirector
SaleCommon Stock 36,878 $59.90 $2,208,992.20
Disclosure

SEC source: 0001415889-22-012358 · form4-12102022_011258.xml · nonDerivative · entry 2

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,583,705

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2022.

F4 · price: The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $59.88 to $60.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (4) to this Form 4.

F3 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 20:34 UTC
Nielsen JackDirector
SaleCommon Stock 64,026 $60.35 $3,863,969.10
Disclosure

SEC source: 0001415889-22-012358 · form4-12102022_011258.xml · nonDerivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,620,583

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2022.

F2 · price: The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $59.93 to $60.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:00 UTC SaleCommon Stock 77,853 $61.23 $4,766,939.19
Disclosure

SEC source: 0001104659-22-125246 · tm2232238-1_4seq1.xml · nonDerivative · entry 1

Wicki Andreas · CIK 0001511472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,176,784

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.67, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote one (1) of this Form 4.

F2 · ownership.nature: These shares are held by HBM Healthcare Investments (Cayman) Ltd. ("HBM"), of which Mr. Wicki is a member of the board of directors. The board of directors of HBM acts by majority vote, and Mr. Wicki does not have sole voting or investment power with respect to the shares. Mr. Wicki disclaims beneficial ownership of such shares for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 21:10 UTC
Serafin AndrewCHIEF STRATEGY OFFICER
Exercise / conversionStock Option · Derivative 38,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001415889-22-012041 · form4-12052022_041201.xml · derivative · entry 4

Serafin Andrew · CIK 0001821460 · CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,729

Underlying: Common Stock · 38,000 shares

Expires 2027-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vests in five equal annual installments beginning on October 1, 2018.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 21:10 UTC
Serafin AndrewCHIEF STRATEGY OFFICER
SaleCommon Stock 920 $60.71 $55,854.03
Disclosure

SEC source: 0001415889-22-012041 · form4-12052022_041201.xml · nonDerivative · entry 3

Serafin Andrew · CIK 0001821460 · CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.67 to $60.77. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 21:10 UTC
Serafin AndrewCHIEF STRATEGY OFFICER
SaleCommon Stock 37,080 $60.12 $2,229,245.89
Disclosure

SEC source: 0001415889-22-012041 · form4-12052022_041201.xml · nonDerivative · entry 2

Serafin Andrew · CIK 0001821460 · CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.67 to $60.66. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 21:10 UTC
Serafin AndrewCHIEF STRATEGY OFFICER
Exercise / conversionCommon Stock 38,000 $8.22 $312,360.00
Disclosure

SEC source: 0001415889-22-012041 · form4-12052022_041201.xml · nonDerivative · entry 1

Serafin Andrew · CIK 0001821460 · CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 19:52 UTC
Nielsen JackDirector
SaleCommon Stock 65,652 $60.00 $3,939,120.00
Disclosure

SEC source: 0001415889-22-011913 · form4-12022022_121234.xml · nonDerivative · entry 3

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,684,609

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2022.

F5 · price: The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $59.88 to $60.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (5) to this Form 4.

F3 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 19:52 UTC
Nielsen JackDirector
SaleCommon Stock 42,667 $58.93 $2,514,366.31
Disclosure

SEC source: 0001415889-22-011913 · form4-12022022_121234.xml · nonDerivative · entry 2

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,750,261

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2022.

F4 · price: The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $57.5 to $59.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (4) to this Form 4.

F3 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:52 UTC
Nielsen JackDirector
SaleCommon Stock 21,333 $57.82 $1,233,474.06
Disclosure

SEC source: 0001415889-22-011913 · form4-12022022_121234.xml · nonDerivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,792,928

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2022.

F2 · price: The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $57.21 to $58.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
November 22, 2022 Filed Nov 22, 2022 20:57 UTC
Nielsen JackDirector
SaleCommon Stock 31,902 $57.60 $1,837,555.20
Disclosure

SEC source: 0001104659-22-121399 · tm2230208-4_4seq1.xml · nonDerivative · entry 3

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,814,261

F2 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2022

F5 · price: The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $56.21 to $58.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (5) to this Form 4.

F1 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 20:57 UTC
Nielsen JackDirector
SaleCommon Stock 24,898 $57.08 $1,421,177.84
Disclosure

SEC source: 0001104659-22-121399 · tm2230208-4_4seq1.xml · nonDerivative · entry 2

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,846,163

F2 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2022

F4 · price: The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $55.89 to $57.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (4) to this Form 4.

F1 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 20:57 UTC
Nielsen JackDirector
SaleCommon Stock 20,800 $57.00 $1,185,600.00
Disclosure

SEC source: 0001104659-22-121399 · tm2230208-4_4seq1.xml · nonDerivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,871,061

F2 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2022

F3 · price: The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $56.4 to $57.5, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (3) to this Form 4.

F1 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 18:26 UTC
Nielsen JackDirector
SaleCommon Stock 62,933 $56.80 $3,574,594.40
Disclosure

SEC source: 0001104659-22-119223 · tm2230208-2_4seq1.xml · nonDerivative · entry 3

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,891,861

F2 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2022.

F5 · price: The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $55.91 to $61.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (5) to this Form 4.

F1 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:31 UTC SaleCommon Stock 10,961 $60.10 $658,756.10
Disclosure

SEC source: 0001104659-22-119662 · tm2230208-3_4seq1.xml · nonDerivative · entry 2

Wicki Andreas · CIK 0001511472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,254,637

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.00 to $61.41, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote three (3) of this Form 4.

F2 · ownership.nature: These shares are held by HBM Healthcare Investments (Cayman) Ltd. ("HBM"), of which Mr. Wicki is a member of the board of directors. The board of directors of HBM acts by majority vote, and Mr. Wicki does not have sole voting or investment power with respect to the shares. Mr. Wicki disclaims beneficial ownership of such shares for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 18:26 UTC
Nielsen JackDirector
SaleCommon Stock 58,667 $58.70 $3,443,752.90
Disclosure

SEC source: 0001104659-22-119223 · tm2230208-2_4seq1.xml · nonDerivative · entry 2

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,954,794

F2 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2022.

F4 · price: The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $56.82 to $59.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (4) to this Form 4.

F1 · ownership.nature: The shares are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. As a managing member of Vivo Capital VIII, LLC, Jack Nielsen shares voting and dispositive power with respect to the shares held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. with other managing members, but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:31 UTC SaleCommon Stock 40,317 $59.10 $2,382,734.70
Disclosure

SEC source: 0001104659-22-119662 · tm2230208-3_4seq1.xml · nonDerivative · entry 1

Wicki Andreas · CIK 0001511472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,265,598

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.00 to $59.25, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote one (1) of this Form 4.

F2 · ownership.nature: These shares are held by HBM Healthcare Investments (Cayman) Ltd. ("HBM"), of which Mr. Wicki is a member of the board of directors. The board of directors of HBM acts by majority vote, and Mr. Wicki does not have sole voting or investment power with respect to the shares. Mr. Wicki disclaims beneficial ownership of such shares for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purposes of Section 16 of the Exchange Act, or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.