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Nasdaq · USD

HRMY

Harmony Biosciences Holdings, Inc.

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Tapewire entity
4381
SEC CIK
0001802665
Parsed reports
213

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202607
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 21, 2025 Filed Jan 23, 2025 21:15 UTC
Kapadia SandipCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 25,000 $29.03 $725,750.00
Disclosure

SEC source: 0001415889-25-001925 · form4-01232025_090105.xml · nonDerivative · entry 1

Kapadia Sandip · CIK 0001677141 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2025 Filed Jan 22, 2025 01:44 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 29,475 $0.00 Strike: $33.44 $0.00
Disclosure

SEC source: 0001415889-25-001825 · form4-01222025_010141.xml · derivative · entry 5

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,738

Underlying: Common Stock · 29,475 shares

Expires 2031-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option shall vest with respect to 50% of the underlying shares on June 1, 2023 and with respect to the remaining shares, in twenty-four equal monthly installments beginning on July 1, 2023.

Read SEC document
January 16, 2025 Filed Jan 22, 2025 01:44 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
SaleCommon Stock 29,475 $37.41 $1,102,795.34
Disclosure

SEC source: 0001415889-25-001825 · form4-01222025_010141.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.98. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 16, 2025 Filed Jan 22, 2025 01:44 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 29,475 $33.44 $985,644.00
Disclosure

SEC source: 0001415889-25-001825 · form4-01222025_010141.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 21:30 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 10,507 $0.00 Strike: $33.44 $0.00
Disclosure

SEC source: 0001415889-25-001549 · form4-01162025_040101.xml · derivative · entry 3

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,213

Underlying: Common Stock · 10,507 shares

Expires 2031-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option shall vest with respect to 50% of the underlying shares on June 1, 2023 and with respect to the remaining shares, in twenty-four equal monthly installments beginning on July 1, 2023.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 21:30 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
SaleCommon Stock 10,507 $37.01 $388,840.95
Disclosure

SEC source: 0001415889-25-001549 · form4-01162025_040101.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 21:30 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 10,507 $33.44 $351,354.08
Disclosure

SEC source: 0001415889-25-001549 · form4-01162025_040101.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 21:30 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 7,180 $0.00 Strike: $33.44 $0.00
Disclosure

SEC source: 0001415889-25-001489 · form4-01152025_040125.xml · derivative · entry 3

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,720

Underlying: Common Stock · 7,180 shares

Expires 2031-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option shall vest with respect to 50% of the underlying shares on June 1, 2023 and with respect to the remaining shares, in twenty-four equal monthly installments beginning on July 1, 2023.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 21:30 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
SaleCommon Stock 7,180 $37.04 $265,946.48
Disclosure

SEC source: 0001415889-25-001489 · form4-01152025_040125.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 21:30 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 7,180 $33.44 $240,099.20
Disclosure

SEC source: 0001415889-25-001489 · form4-01152025_040125.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2024 Filed Nov 5, 2024 22:48 UTC
Gracias Antonio J.Director · 10% owner
Sabater Juan A.Director · 10% owner
SaleCommon Stock 600,000 $30.30 $18,181,500.00
Disclosure

SEC source: 0001213900-24-094654 · ownership.xml · nonDerivative · entry 2

Valor IV Pharma Holdings, LLC · CIK 0001821186 · 10% owner

Valor Management L.P. · CIK 0001822428 · 10% owner

Valor Equity Capital IV LLC · CIK 0001821936 · 10% owner

Valor Equity Associates IV L.P. · CIK 0001822427 · 10% owner

VALOR EQUITY PARTNERS IV L.P. · CIK 0001705506 · 10% owner

VALOR EQUITY PARTNERS IV-A L.P. · CIK 0001705542 · 10% owner

VALOR EQUITY PARTNERS IV-B L.P. · CIK 0001705512 · 10% owner

Gracias Antonio J. · CIK 0001495158 · Director · 10% owner

Sabater Juan A. · CIK 0001821210 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,618,033

Read SEC document
November 05, 2024 Filed Nov 5, 2024 21:05 UTC SaleCommon Stock 600,000 $30.30 $18,181,500.00
Disclosure

SEC source: 0001213900-24-094563 · ownership.xml · nonDerivative · entry 2

Marshman Fund Trust II · CIK 0001821461 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,051,120

Read SEC document
November 01, 2024 Filed Nov 5, 2024 22:48 UTC
Gracias Antonio J.Director · 10% owner
Sabater Juan A.Director · 10% owner
SaleCommon Stock 4,000,000 $30.30 $121,210,000.00
Disclosure

SEC source: 0001213900-24-094654 · ownership.xml · nonDerivative · entry 1

Valor IV Pharma Holdings, LLC · CIK 0001821186 · 10% owner

Valor Management L.P. · CIK 0001822428 · 10% owner

Valor Equity Capital IV LLC · CIK 0001821936 · 10% owner

Valor Equity Associates IV L.P. · CIK 0001822427 · 10% owner

VALOR EQUITY PARTNERS IV L.P. · CIK 0001705506 · 10% owner

VALOR EQUITY PARTNERS IV-A L.P. · CIK 0001705542 · 10% owner

VALOR EQUITY PARTNERS IV-B L.P. · CIK 0001705512 · 10% owner

Gracias Antonio J. · CIK 0001495158 · Director · 10% owner

Sabater Juan A. · CIK 0001821210 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,218,033

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:05 UTC SaleCommon Stock 4,000,000 $30.30 $121,210,000.00
Disclosure

SEC source: 0001213900-24-094563 · ownership.xml · nonDerivative · entry 1

Marshman Fund Trust II · CIK 0001821461 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,651,120

Read SEC document
October 29, 2024 Filed Oct 31, 2024 20:45 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 21,496 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001415889-24-025826 · form4-10312024_081034.xml · derivative · entry 3

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,972

Underlying: Common Stock · 21,496 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on August 21, 2021.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 20:45 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
SaleCommon Stock 21,496 $40.47 $870,018.36
Disclosure

SEC source: 0001415889-24-025826 · form4-10312024_081034.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.94. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 20:45 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 21,496 $24.00 $515,904.00
Disclosure

SEC source: 0001415889-24-025826 · form4-10312024_081034.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 20:04 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
SaleCommon Stock 705 $35.62 $25,111.47
Disclosure

SEC source: 0001415889-24-024813 · form4-10072024_081018.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.59 to $35.69. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 20:04 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
SaleCommon Stock 35,652 $35.05 $1,249,435.04
Disclosure

SEC source: 0001415889-24-024813 · form4-10072024_081018.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 705

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.58 to $35.57. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:06 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 400 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001415889-24-024377 · form4-10022024_081008.xml · derivative · entry 3

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,468

Underlying: Common Stock · 400 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests in five qual annual installments beginning on August 21, 2021.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:06 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
SaleCommon Stock 400 $40.19 $16,076.92
Disclosure

SEC source: 0001415889-24-024377 · form4-10022024_081008.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.45. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:06 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 400 $24.00 $9,600.00
Disclosure

SEC source: 0001415889-24-024377 · form4-10022024_081008.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 20:07 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 35,846 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001415889-24-024179 · form4-10012024_081050.xml · derivative · entry 3

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,868

Underlying: Common Stock · 35,846 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests in five qual annual installments beginning on August 21, 2021.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 20:07 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
SaleCommon Stock 35,846 $40.03 $1,434,951.23
Disclosure

SEC source: 0001415889-24-024179 · form4-10012024_081050.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.19. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 20:07 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 35,846 $24.00 $860,304.00
Disclosure

SEC source: 0001415889-24-024179 · form4-10012024_081050.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:04 UTC
Kapadia SandipCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024357 · form4-10022024_081004.xml · derivative · entry 3

Kapadia Sandip · CIK 0001677141 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This award of restricted stock units was previously granted on October 4, 2023. 40% of the underlying shares vested on September 30, 2024 and 30% shall vest on each of September 30, 2025 and September 30, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.exercise_date: This award of restricted stock units was previously granted on October 4, 2023. 40% of the underlying shares vested on September 30, 2024 and 30% shall vest on each of September 30, 2025 and September 30, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.expiration_date: This award of restricted stock units was previously granted on October 4, 2023. 40% of the underlying shares vested on September 30, 2024 and 30% shall vest on each of September 30, 2025 and September 30, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:04 UTC
Kapadia SandipCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 32,052 $40.00 $1,282,080.00
Disclosure

SEC source: 0001415889-24-024357 · form4-10022024_081004.xml · nonDerivative · entry 2

Kapadia Sandip · CIK 0001677141 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,948

F1 · security: Shares withheld by the Issuer to satisfy required income tax withholdings pursuant to the vesting of restricted stock units on their scheduled vesting date.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:04 UTC
Kapadia SandipCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024357 · form4-10022024_081004.xml · nonDerivative · entry 1

Kapadia Sandip · CIK 0001677141 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:05 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024364 · form4-10022024_081008.xml · derivative · entry 3

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were granted on October 4, 2023. 40% of the restricted stock units shall vest on September 30, 2024 and 30% shall vest on each of September 30, 2025 and September 30, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units were granted on October 4, 2023. 40% of the restricted stock units shall vest on September 30, 2024 and 30% shall vest on each of September 30, 2025 and September 30, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.expiration_date: The restricted stock units were granted on October 4, 2023. 40% of the restricted stock units shall vest on September 30, 2024 and 30% shall vest on each of September 30, 2025 and September 30, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:05 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Tax withholdingCommon Stock 23,643 $40.00 $945,720.00
Disclosure

SEC source: 0001415889-24-024364 · form4-10022024_081008.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,357

F1 · security: Shares withheld by the Issuer to satisfy required income tax withholdings pursuant to the vesting of restricted stock units on their scheduled vesting date.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:05 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024364 · form4-10022024_081008.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2024 Filed Sep 30, 2024 20:03 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 200 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001415889-24-024089 · form4-09302024_080911.xml · derivative · entry 3

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,714

Underlying: Common Stock · 200 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on August 21, 2021.

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September 27, 2024 Filed Sep 30, 2024 20:03 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
SaleCommon Stock 200 $40.05 $8,009.00
Disclosure

SEC source: 0001415889-24-024089 · form4-09302024_080911.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.09. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 27, 2024 Filed Sep 30, 2024 20:03 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 200 $24.00 $4,800.00
Disclosure

SEC source: 0001415889-24-024089 · form4-09302024_080911.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 29, 2024 Filed May 31, 2024 12:52 UTC GrantStock Option · Derivative 6,336 $0.00 Strike: $29.33 $0.00
Disclosure

SEC source: 0001415889-24-014964 · form4-05312024_120540.xml · derivative · entry 1

Anastasiou Peter · CIK 0001999888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,336

Underlying: Common Stock · 6,336 shares

Expires 2034-05-29

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 29, 2025 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

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May 29, 2024 Filed May 31, 2024 12:57 UTC GrantStock Option · Derivative 8,870 $0.00 Strike: $29.33 $0.00
Disclosure

SEC source: 0001415889-24-014969 · form4-05312024_120556.xml · derivative · entry 1

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,870

Underlying: Common Stock · 8,870 shares

Expires 2034-05-29

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 29, 2025 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

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May 29, 2024 Filed May 31, 2024 12:54 UTC
Graf R. MarkDirector
GrantStock Option · Derivative 6,336 $0.00 Strike: $29.33 $0.00
Disclosure

SEC source: 0001415889-24-014967 · form4-05312024_120550.xml · derivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,336

Underlying: Common Stock · 6,336 shares

Expires 2034-05-29

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 29, 2025 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

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May 29, 2024 Filed May 31, 2024 08:54 UTC
Nielsen JackDirector
GrantStock Option · Derivative 6,336 $0.00 Strike: $29.33 $0.00
Disclosure

SEC source: 0001415889-24-014966 · form4-05312024_120509.xml · derivative · entry 1

Nielsen Jack · CIK 0001602402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,336

Underlying: Common Stock · 6,336 shares

Expires 2034-05-29

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 29, 2025 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

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May 29, 2024 Filed May 31, 2024 12:58 UTC
Sender GaryDirector
GrantStock Option · Derivative 11,657 $0.00 Strike: $29.33 $0.00
Disclosure

SEC source: 0001415889-24-014970 · form4-05312024_120500.xml · derivative · entry 1

Sender Gary · CIK 0001659085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,657

Underlying: Common Stock · 11,657 shares

Expires 2034-05-29

F1 · derivative.exercise_date: 1. The stock option shall vest in full on the earlier to occur of (i) May 29, 2025 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

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May 29, 2024 Filed May 31, 2024 08:53 UTC GrantStock Option · Derivative 6,336 $0.00 Strike: $29.33 $0.00
Disclosure

SEC source: 0001415889-24-014965 · form4-05312024_120528.xml · derivative · entry 1

Szyper Linda M · CIK 0001739050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,336

Underlying: Common Stock · 6,336 shares

Expires 2034-05-29

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 29, 2025 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

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May 29, 2024 Filed May 31, 2024 12:55 UTC GrantStock Option · Derivative 6,336 $0.00 Strike: $29.33 $0.00
Disclosure

SEC source: 0001415889-24-014968 · form4-05312024_120537.xml · derivative · entry 1

Sabater Juan A. · CIK 0001821210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,336

Underlying: Common Stock · 6,336 shares

Expires 2034-05-29

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 29, 2025 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

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May 01, 2024 Filed May 3, 2024 08:05 UTC
Budur KumarCHIEF MEDICAL OFFICER
GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012110 · form4-05032024_080501.xml · derivative · entry 2

Budur Kumar · CIK 0002009762 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units shall vest in four equal annual installments beginning on May 1, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units shall vest in four equal annual installments beginning on May 1, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.expiration_date: The restricted stock units shall vest in four equal annual installments beginning on May 1, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

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May 01, 2024 Filed May 3, 2024 08:05 UTC
Budur KumarCHIEF MEDICAL OFFICER
GrantStock Option · Derivative 75,000 $0.00 Strike: $30.27 $0.00
Disclosure

SEC source: 0001415889-24-012110 · form4-05032024_080501.xml · derivative · entry 1

Budur Kumar · CIK 0002009762 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2034-05-01

F1 · derivative.exercise_date: The stock option vests with respect to 25% of the underlying shares on May 1, 2025, with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.

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March 29, 2024 Filed Apr 2, 2024 20:31 UTC
Kapadia SandipCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009781 · form4-04022024_040442.xml · derivative · entry 3

Kapadia Sandip · CIK 0001677141 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This award of restricted stock units was previously granted on March 29, 2021. 50% of the underlying shares vested on March 29, 2023 and 25% of the shares vested on March 29, 2024, with the remaining 25% of the underlying shares scheduled to vest on March 29, 2025. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.exercise_date: This award of restricted stock units was previously granted on March 29, 2021. 50% of the underlying shares vested on March 29, 2023 and 25% of the shares vested on March 29, 2024, with the remaining 25% of the underlying shares scheduled to vest on March 29, 2025. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.expiration_date: This award of restricted stock units was previously granted on March 29, 2021. 50% of the underlying shares vested on March 29, 2023 and 25% of the shares vested on March 29, 2024, with the remaining 25% of the underlying shares scheduled to vest on March 29, 2025. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

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March 29, 2024 Filed Apr 2, 2024 20:31 UTC
Kapadia SandipCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 8,013 $33.58 $269,076.54
Disclosure

SEC source: 0001415889-24-009781 · form4-04022024_040442.xml · nonDerivative · entry 2

Kapadia Sandip · CIK 0001677141 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,987

F1 · security: Shares withheld by the Issuer to satisfy required income tax withholdings pursuant to the vesting of restricted stock units on their scheduled vesting date.

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March 29, 2024 Filed Apr 2, 2024 20:31 UTC
Kapadia SandipCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009781 · form4-04022024_040442.xml · nonDerivative · entry 1

Kapadia Sandip · CIK 0001677141 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2024 Filed Mar 18, 2024 23:24 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 9,644 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001415889-24-008350 · form4-03182024_110312.xml · derivative · entry 4

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,869

Underlying: Common Stock · 9,644 shares

Expires 2030-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on March 1, 2021.

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March 15, 2024 Filed Mar 18, 2024 23:24 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 2,335 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001415889-24-008350 · form4-03182024_110312.xml · derivative · entry 3

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,335 shares

Expires 2029-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on October 1, 2019.

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March 15, 2024 Filed Mar 18, 2024 23:24 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
SaleCommon Stock 11,979 $32.00 $383,328.00
Disclosure

SEC source: 0001415889-24-008350 · form4-03182024_110312.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.06. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 15, 2024 Filed Mar 18, 2024 23:24 UTC
Dierks JeffreyCHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 11,979 $8.22 $98,467.38
Disclosure

SEC source: 0001415889-24-008350 · form4-03182024_110312.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.