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Export transactions ↓Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 2 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2019 Filed Oct 2, 2019 16:35 UTC |
Young Jeffrey EDirector
|
OtherCommon Stock | 25,000 | $2.00 | $50,000.00 |
DisclosureSEC source: 0001144204-19-046964 · tv530558_4.xml · nonDerivative · entry 1 Young Jeffrey E · CIK 0001367556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:38 UTC |
DST Capital LLC10% owner
|
OtherWarrant (right to buy) · Derivative | 30,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001144204-19-046967 · tv530555_4.xml · derivative · entry 1 DST Capital LLC · CIK 0001727656 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,000 Underlying: Common Stock · 30,000 shares Expires 2022-12-27 F1 · kind: These warrants were transferred by the Reporting Person on the condition that the assignee immediately exercise the Warrants for cash. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 21:07 UTC |
DST Capital LLC10% owner
|
OtherWarrant (right to buy) · Derivative | 40,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001144204-19-043446 · tv528899_4.xml · derivative · entry 2 DST Capital LLC · CIK 0001727656 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,000 Underlying: Common Stock · 40,000 shares Expires 2022-12-27 F1 · kind: These Warrants were transferred by the Reporting Person on the condition that the assignee immediately exercise the Warrants for cash. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 21:07 UTC |
DST Capital LLC10% owner
|
OtherWarrant (right to buy) · Derivative | 555,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001144204-19-043446 · tv528899_4.xml · derivative · entry 1 DST Capital LLC · CIK 0001727656 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,000 Underlying: Common Stock · 555,000 shares Expires 2022-12-27 F1 · kind: These Warrants were transferred by the Reporting Person on the condition that the assignee immediately exercise the Warrants for cash. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 17:01 UTC |
McNaughton ThomasChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $2.55 | $0.00 |
DisclosureSEC source: 0001144204-19-031336 · tv523673_form4.xml · derivative · entry 1 McNaughton Thomas · CIK 0001449450 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock, par value $0.01 per share · 35,000 shares Expires 2022-06-14 Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 16:32 UTC |
Dallas Matthew DDirector
|
GrantStock Option (right to buy) · Derivative | 8,411 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029895 · tv523168_form4.xml · derivative · entry 2 Dallas Matthew D · CIK 0001612396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,775 Underlying: Common Stock, par value $0.01 per share · 8,411 shares Expires 2029-06-03 F2 · derivative.exercise_date: This Stock Option was granted in lieu of 2019 cash compensation otherwise payable to the Reporting Person, as a non-employee director of the Issuer, and will vest in four equal installments on the grant date, June 30, 2019, September 30, 2019, and December 31, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 16:32 UTC |
Dallas Matthew DDirector
|
GrantStock Option (right to buy) · Derivative | 10,364 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029895 · tv523168_form4.xml · derivative · entry 1 Dallas Matthew D · CIK 0001612396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,364 Underlying: Common Stock, par value $0.01 per share · 10,364 shares Expires 2029-06-03 F1 · derivative.exercise_date: This Stock Option represents the annual equity grant to the Reporting Person, as a non-employee director of the Issuer, and will vest in four equal installments on September 3, 2019, December 3, 2019, March 3, 2020, and June 3, 2020. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 16:32 UTC |
Young Jeffrey EDirector
|
GrantStock Option (right to buy) · Derivative | 8,411 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029896 · tv523169_form4.xml · derivative · entry 2 Young Jeffrey E · CIK 0001367556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,775 Underlying: Common Stock, par value $0.01 per share · 8,411 shares Expires 2029-06-03 F2 · derivative.exercise_date: This Stock Option was granted in lieu of 2019 cash compensation otherwise payable to the Reporting Person, as a non-employee director of the Issuer, and will vest in four equal installments on the grant date, June 30, 2019, September 30, 2019, and December 31, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 16:32 UTC |
Young Jeffrey EDirector
|
GrantStock Option (right to buy) · Derivative | 10,364 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029896 · tv523169_form4.xml · derivative · entry 1 Young Jeffrey E · CIK 0001367556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,364 Underlying: Common Stock, par value $0.01 per share · 10,364 shares Expires 2029-06-03 F1 · derivative.exercise_date: This Stock Option represents the annual equity grant to the Reporting Person, as a non-employee director of the Issuer, and will vest in four equal installments on September 3, 2019, December 3, 2019, March 3, 2020, and June 3, 2020. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 16:33 UTC |
Shmerling James E.Director
|
GrantStock Option (right to buy) · Derivative | 8,411 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029897 · tv523170_form4.xml · derivative · entry 2 Shmerling James E. · CIK 0001505051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,775 Underlying: Common Stock, par value $0.01 per share · 8,411 shares Expires 2029-06-03 F2 · derivative.exercise_date: This Stock Option was granted in lieu of 2019 cash compensation otherwise payable to the Reporting Person, as a non-employee director of the Issuer, and will vest in four equal installments on the grant date, June 30, 2019, September 30, 2019, and December 31, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 16:33 UTC |
Shmerling James E.Director
|
GrantStock Option (right to buy) · Derivative | 10,364 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029897 · tv523170_form4.xml · derivative · entry 1 Shmerling James E. · CIK 0001505051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,364 Underlying: Common Stock, par value $0.01 per share · 10,364 shares Expires 2029-06-03 F1 · derivative.exercise_date: This Stock Option represents the annual equity grant to the Reporting Person, as a non-employee director of the Issuer, and will vest in four equal installments on September 3, 2019, December 3, 2019, March 3, 2020, and June 3, 2020. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:31 UTC |
Li TingDirector
|
GrantStock Option (right to buy) · Derivative | 1,270 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029894 · tv523167_form4.xml · derivative · entry 3 Li Ting · CIK 0001759813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,045 Underlying: Common Stock, par value $0.01 per share · 1,270 shares Expires 2029-06-03 F3 · security: This Stock Option was granted in lieu of 2018 cash compensation otherwise payable to the Reporting Person, as a non-employee director of the Issuer. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:31 UTC |
Li TingDirector
|
GrantStock Option (right to buy) · Derivative | 8,411 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029894 · tv523167_form4.xml · derivative · entry 2 Li Ting · CIK 0001759813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,775 Underlying: Common Stock, par value $0.01 per share · 8,411 shares Expires 2029-06-03 F2 · derivative.exercise_date: This Stock Option was granted in lieu of 2019 cash compensation otherwise payable to the Reporting Person, as a non-employee director of the Issuer, and will vest in four equal installments on the grant date, June 30, 2019, September 30, 2019, and December 31, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:31 UTC |
Li TingDirector
|
GrantStock Option (right to buy) · Derivative | 10,364 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029894 · tv523167_form4.xml · derivative · entry 1 Li Ting · CIK 0001759813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,364 Underlying: Common Stock, par value $0.01 per share · 10,364 shares Expires 2029-06-03 F1 · derivative.exercise_date: This Stock Option represents the annual equity grant to the Reporting Person, as a non-employee director of the Issuer, and will vest in four equal installments on September 3, 2019, December 3, 2019, March 3, 2020, and June 3, 2020. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:31 UTC |
Zhang WeiDirector
|
GrantStock Option (right to buy) · Derivative | 5,128 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029893 · tv523166_form4.xml · derivative · entry 3 Zhang Wei · CIK 0001742222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,903 Underlying: Common Stock, par value $0.01 per share · 5,128 shares Expires 2029-06-03 F3 · security: This Stock Option was granted in lieu of 2018 cash compensation otherwise payable to the Reporting Person, as a non-employee director of the Issuer. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:31 UTC |
Zhang WeiDirector
|
GrantStock Option (right to buy) · Derivative | 8,411 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029893 · tv523166_form4.xml · derivative · entry 2 Zhang Wei · CIK 0001742222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,775 Underlying: Common Stock, par value $0.01 per share · 8,411 shares Expires 2029-06-03 F2 · derivative.exercise_date: This Stock Option was granted in lieu of 2019 cash compensation otherwise payable to the Reporting Person, as a non-employee director of the Issuer, and will vest in four equal installments on the grant date, June 30, 2019, September 30, 2019, and December 31, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:31 UTC |
Zhang WeiDirector
|
GrantStock Option (right to buy) · Derivative | 10,364 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029893 · tv523166_form4.xml · derivative · entry 1 Zhang Wei · CIK 0001742222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,364 Underlying: Common Stock, par value $0.01 per share · 10,364 shares Expires 2029-06-03 F1 · derivative.exercise_date: This Stock Option represents the annual equity grant to the Reporting Person, as a non-employee director of the Issuer, and will vest in four equal installments on September 3, 2019, December 3, 2019, March 3, 2020, and June 3, 2020. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:30 UTC |
Chen JingDirector
|
GrantStock Option (right to buy) · Derivative | 7,554 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029892 · tv523165_form4.xml · derivative · entry 3 Chen Jing · CIK 0001727177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,329 Underlying: Common Stock, par value $0.01 per share · 7,554 shares Expires 2029-06-03 F3 · security: This Stock Option was granted in lieu of 2018 cash compensation otherwise payable to the Reporting Person, as a non-employee director of the Issuer. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:30 UTC |
Chen JingDirector
|
GrantStock Option (right to buy) · Derivative | 8,411 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029892 · tv523165_form4.xml · derivative · entry 2 Chen Jing · CIK 0001727177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,775 Underlying: Common Stock, par value $0.01 per share · 8,411 shares Expires 2029-06-03 F2 · derivative.exercise_date: This Stock Option was granted in lieu of 2019 cash compensation otherwise payable to the Reporting Person, as a non-employee director of the Issuer, and will vest in four equal installments on the grant date, June 30, 2019, September 30, 2019, and December 31, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:30 UTC |
Chen JingDirector
|
GrantStock Option (right to buy) · Derivative | 10,364 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001144204-19-029892 · tv523165_form4.xml · derivative · entry 1 Chen Jing · CIK 0001727177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,364 Underlying: Common Stock, par value $0.01 per share · 10,364 shares Expires 2029-06-03 F1 · derivative.exercise_date: This Stock Option represents the annual equity grant to the Reporting Person, as a non-employee director of the Issuer, and will vest in four equal installments on September 3, 2019, December 3, 2019, March 3, 2020, and June 3, 2020. Read SEC document |
| May 03, 2019 Filed May 13, 2019 21:25 UTC |
DST Capital LLC10% owner
|
OtherWarrant (right to buy) · Derivative | 250,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001144204-19-025682 · tv521254_4.xml · derivative · entry 5 DST Capital LLC · CIK 0001727656 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340,000 Underlying: Common Stock · 250,000 shares Expires 2022-12-27 Read SEC document |
| May 03, 2019 Filed May 13, 2019 21:25 UTC |
DST Capital LLC10% owner
|
OtherCommon Stock | 250,000 | $2.00 | $500,000.00 |
DisclosureSEC source: 0001144204-19-025682 · tv521254_4.xml · nonDerivative · entry 2 DST Capital LLC · CIK 0001727656 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Read SEC document |
| April 24, 2019 Filed May 13, 2019 21:25 UTC |
DST Capital LLC10% owner
|
OtherWarrant (right to buy) · Derivative | 250,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001144204-19-025682 · tv521254_4.xml · derivative · entry 4 DST Capital LLC · CIK 0001727656 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590,000 Underlying: Common Stock · 250,000 shares Expires 2022-12-27 Read SEC document |
| April 24, 2019 Filed May 13, 2019 21:25 UTC |
DST Capital LLC10% owner
|
OtherCommon Stock | 250,000 | $2.00 | $500,000.00 |
DisclosureSEC source: 0001144204-19-025682 · tv521254_4.xml · nonDerivative · entry 1 DST Capital LLC · CIK 0001727656 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750,000 Read SEC document |
| January 31, 2019 Filed Feb 20, 2019 22:13 UTC |
DST Capital LLC10% owner
|
OtherWarrant (right to buy) · Derivative | 500,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001144204-19-009141 · tv514164_form4.xml · derivative · entry 3 DST Capital LLC · CIK 0001727656 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,840,000 Underlying: Common Stock · 500,000 shares Expires 2022-12-27 Read SEC document |
| January 31, 2019 Filed Feb 20, 2019 22:13 UTC |
DST Capital LLC10% owner
|
OtherCommon Stock | 500,000 | $2.00 | $1,000,000.00 |
DisclosureSEC source: 0001144204-19-009141 · tv514164_form4.xml · nonDerivative · entry 1 DST Capital LLC · CIK 0001727656 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,000 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 19:06 UTC |
Dallas Matthew DDirector
|
GrantStock Option (right to buy) · Derivative | 10,897 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001144204-18-060325 · tv507434_form4.xml · derivative · entry 1 Dallas Matthew D · CIK 0001612396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,897 Underlying: Common Stock, par value $0.01 per share · 10,897 shares Expires 2028-11-13 F1 · derivative.exercise_date: The Stock Option shares will vest in four equal installments on February 13, 2019, May 13, 2019, August 13, 2019, and November 13, 2019. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 19:05 UTC |
Shmerling James E.Director
|
GrantStock Option (right to buy) · Derivative | 10,897 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001144204-18-060324 · tv507433_form4.xml · derivative · entry 1 Shmerling James E. · CIK 0001505051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,897 Underlying: Common Stock, par value $0.01 per share · 10,897 shares Expires 2028-11-13 F1 · derivative.exercise_date: The Stock Option shares will vest in four equal installments on February 13, 2019, May 13, 2019, August 13, 2019, and November 13, 2019. Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 00:08 UTC |
Chen JingDirector
|
GrantStock Option (right to buy) · Derivative | 10,897 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001144204-18-060328 · tv507436_form4.xml · derivative · entry 1 Chen Jing · CIK 0001727177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,897 Underlying: Common Stock, par value $0.01 per share · 10,897 shares Expires 2028-11-13 F1 · derivative.exercise_date: The Stock Option shares will vest in four equal installments on February 13, 2019, May 13, 2019, August 13, 2019, and November 13, 2019. Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 00:08 UTC |
Zhang WeiDirector
|
GrantStock Option (right to buy) · Derivative | 10,897 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001144204-18-060326 · tv507435_form4.xml · derivative · entry 1 Zhang Wei · CIK 0001742222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,897 Underlying: Common Stock, par value $0.01 per share · 10,897 shares Expires 2028-11-13 F1 · derivative.exercise_date: The Stock Option shares will vest in four equal installments on February 13, 2019, May 13, 2019, August 13, 2019, and November 13, 2019. Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 17:13 UTC |
Young Jeffrey EDirector
|
GrantStock Option (right to buy) · Derivative | 10,897 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001144204-18-060553 · tv507511_form4.xml · derivative · entry 1 Young Jeffrey E · CIK 0001367556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,897 Underlying: Common Stock, par value $0.01 per share · 10,897 shares Expires 2028-11-13 F1 · derivative.exercise_date: The Stock Option shares will vest in four equal installments on February 13, 2019, May 13, 2019, August 13, 2019, and November 13, 2019. Read SEC document |
| November 13, 2018 Filed Nov 21, 2018 21:49 UTC |
Li TingDirector
|
GrantStock Option (right to buy) · Derivative | 10,897 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001144204-18-061255 · tv507579_form4.xml · derivative · entry 1 Li Ting · CIK 0001759813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,897 Underlying: Common Stock, par value $0.01 per share · 10,897 shares Expires 2028-11-13 F1 · derivative.exercise_date: The Stock Option shares will vest in four equal installments on February 13, 2019, May 13, 2019, August 13, 2019, and November 13, 2019. Read SEC document |
| July 12, 2018 Filed Jul 17, 2018 01:55 UTC |
DST Capital LLC10% owner
|
PurchaseCommon Stock | 5,000 | $4.00 | $20,000.00 |
DisclosureSEC source: 0001144204-18-038587 · tv498677_4.xml · nonDerivative · entry 1 DST Capital LLC · CIK 0001727656 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by sole member of reporting person Disclosed balance after: 30,722 Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:16 UTC |
Du Xiaoyu10% owner
|
PurchaseCommon Stock | 250,000 | $3.60 | $900,000.00 |
DisclosureSEC source: 0001144204-18-037230 · tv498009_4.xml · nonDerivative · entry 1 Du Xiaoyu · CIK 0001743458 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Read SEC document |
| June 29, 2018 Filed Jul 6, 2018 21:15 UTC |
Chen JingDirector
|
ConversionSeries D Convertible Preferred Stock · Derivative | 54 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001144204-18-037563 · tv498153_form4.xml · derivative · entry 2 Chen Jing · CIK 0001727177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: The shares of Series D Convertible Preferred Stock have no expiration date. Read SEC document |
| June 29, 2018 Filed Jul 6, 2018 21:15 UTC |
Chen JingDirector
|
ConversionCommon Stock | 27,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-037563 · tv498153_form4.xml · nonDerivative · entry 1 Chen Jing · CIK 0001727177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of common stock received upon conversion of Series D Convertible Preferred Stock. Read SEC document |
| June 29, 2018 Filed Jul 6, 2018 21:18 UTC |
DST Capital LLC10% owner
|
ConversionSeries D Convertible Preferred Stock · Derivative | 3,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001144204-18-037568 · tv498154_form4.xml · derivative · entry 3 DST Capital LLC · CIK 0001727656 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: The shares of Series D Convertible Preferred Stock have no expiration date. Read SEC document |
| June 29, 2018 Filed Jul 6, 2018 21:18 UTC |
DST Capital LLC10% owner
|
ConversionCommon Stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-037568 · tv498154_form4.xml · nonDerivative · entry 1 DST Capital LLC · CIK 0001727656 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of common stock received upon conversion of Series D Convertible Preferred Stock. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 12:30 UTC |
Yu HongPresident
|
PurchaseCommon Stock | 4,705 | $4.50 | $21,172.50 |
DisclosureSEC source: 0001144204-18-034507 · tv496623_form4.xml · nonDerivative · entry 2 Yu Hong · CIK 0001743047 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,520 Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:15 UTC |
McNaughton ThomasChief Financial Officer
|
PurchaseCommon Stock | 2,500 | $4.40 | $11,000.00 |
DisclosureSEC source: 0001144204-18-034792 · tv496775_form4.xml · nonDerivative · entry 1 McNaughton Thomas · CIK 0001449450 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,734 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 12:30 UTC |
Yu HongPresident
|
PurchaseCommon Stock | 14,645 | $4.39 | $64,291.55 |
DisclosureSEC source: 0001144204-18-034507 · tv496623_form4.xml · nonDerivative · entry 1 Yu Hong · CIK 0001743047 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,815 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.15 to $4.50, inclusive. The reporting person hereby undertakes to provide to Biostage, Inc., any security holder of Biostage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 23:17 UTC |
Yu HongPresident
|
PurchaseCommon Stock | 650 | $3.75 | $2,437.50 |
DisclosureSEC source: 0001144204-18-034288 · tv496536_form4.xml · nonDerivative · entry 2 Yu Hong · CIK 0001743047 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,170 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.63 to $3.86, inclusive. The reporting person hereby undertakes to provide to Biostage, Inc., any security holder of Biostage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 23:22 UTC |
McGorry James JosephDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,100 | $4.00 | $8,400.00 |
DisclosureSEC source: 0001144204-18-034291 · tv496537_form4.xml · nonDerivative · entry 1 McGorry James Joseph · CIK 0001573147 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,065 Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 23:17 UTC |
Yu HongPresident
|
PurchaseCommon Stock | 22,000 | $3.82 | $84,040.00 |
DisclosureSEC source: 0001144204-18-034288 · tv496536_form4.xml · nonDerivative · entry 1 Yu Hong · CIK 0001743047 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,520 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.35 to $4.00, inclusive. The reporting person hereby undertakes to provide to Biostage, Inc., any security holder of Biostage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 29, 2018 Filed May 31, 2018 20:22 UTC |
McNaughton ThomasChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 104,643 | $0.00 Strike: $2.72 | $0.00 |
DisclosureSEC source: 0001144204-18-032121 · tv495613_form4.xml · derivative · entry 2 McNaughton Thomas · CIK 0001449450 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,643 Underlying: Common Stock, par value $0.01 per share · 104,643 shares Expires 2028-05-29 F2 · derivative.exercise_date: Non-Qualified Stock Option shares that vest based on certain performance milestones. Read SEC document |
| May 29, 2018 Filed May 31, 2018 20:22 UTC |
McNaughton ThomasChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 104,643 | $0.00 Strike: $2.72 | $0.00 |
DisclosureSEC source: 0001144204-18-032121 · tv495613_form4.xml · derivative · entry 1 McNaughton Thomas · CIK 0001449450 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,643 Underlying: Common Stock, par value $0.01 per share · 104,643 shares Expires 2028-05-29 F1 · derivative.exercise_date: Incentive Stock Option shares that vest in four equal installments on December 31, 2018, 2019, 2020 and 2021. Read SEC document |
| May 29, 2018 Filed Jun 1, 2018 00:23 UTC |
McGorry James JosephDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 171,234 | $0.00 Strike: $2.72 | $0.00 |
DisclosureSEC source: 0001144204-18-032122 · tv495614_form4.xml · derivative · entry 2 McGorry James Joseph · CIK 0001573147 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,234 Underlying: Common Stock, par value $0.01 per share · 171,234 shares Expires 2028-05-29 F2 · derivative.exercise_date: Stock Option shares that vest in four equal installments on December 31, 2018, 2019, 2020 and 2021 (of the shares underlying this stock option grant, 147,056 shares are incentive stock options and 24,178 are non-qualified stock options). Read SEC document |
| May 29, 2018 Filed Jun 1, 2018 00:23 UTC |
McGorry James JosephDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 171,233 | $0.00 Strike: $2.72 | $0.00 |
DisclosureSEC source: 0001144204-18-032122 · tv495614_form4.xml · derivative · entry 1 McGorry James Joseph · CIK 0001573147 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,233 Underlying: Common Stock, par value $0.01 per share · 171,233 shares Expires 2028-05-29 F1 · derivative.exercise_date: Non-Qualified Stock Option shares that vest based on certain performance milestones. Read SEC document |
| May 29, 2018 Filed Jun 1, 2018 00:22 UTC |
Fodor WilliamChief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 104,643 | $0.00 Strike: $2.72 | $0.00 |
DisclosureSEC source: 0001144204-18-032120 · tv495612_form4.xml · derivative · entry 2 Fodor William · CIK 0001735547 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,643 Underlying: Common Stock, par value $0.01 per share · 104,643 shares Expires 2028-05-29 F2 · derivative.exercise_date: Non-Qualified Stock Option that shares vest based on certain performance milestones. Read SEC document |
| May 29, 2018 Filed Jun 1, 2018 00:22 UTC |
Fodor WilliamChief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 104,643 | $0.00 Strike: $2.72 | $0.00 |
DisclosureSEC source: 0001144204-18-032120 · tv495612_form4.xml · derivative · entry 1 Fodor William · CIK 0001735547 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,643 Underlying: Common Stock, par value $0.01 per share · 104,643 shares Expires 2028-05-29 F1 · derivative.exercise_date: Incentive Stock Option shares that vest in four equal installments on December 31, 2018, 2019, 2020 and 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.