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Nasdaq · USD

HQY

HEALTHEQUITY, INC.

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3639
SEC CIK
0001428336
Parsed reports
607

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2016 Filed Sep 19, 2016 20:45 UTC
Kessler JonDirector · President and CEO
SaleCommon Stock 20,000 $33.46 $669,152.00
Disclosure

SEC source: 0001140361-16-080196 · doc1.xml · nonDerivative · entry 2

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,000

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.03 to $33.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:45 UTC
Kessler JonDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $0.10 $2,000.00
Disclosure

SEC source: 0001140361-16-080196 · doc1.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015.

Read SEC document
September 14, 2016 Filed Sep 15, 2016 22:53 UTC
Neeleman StephenDirector · Founder and Vice Chairman
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-079940 · doc1.xml · nonDerivative · entry 4

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 850,285

F4 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 22:53 UTC
Neeleman StephenDirector · Founder and Vice Chairman
Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001140361-16-079940 · doc1.xml · derivative · entry 6

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,654

Underlying: Common Stock · 30,000 shares

Expires 2021-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 22:53 UTC
Neeleman StephenDirector · Founder and Vice Chairman
SaleCommon Stock 3,365 $33.67 $113,307.96
Disclosure

SEC source: 0001140361-16-079940 · doc1.xml · nonDerivative · entry 3

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.65 to $33.72, inclusive.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 22:53 UTC
Neeleman StephenDirector · Founder and Vice Chairman
SaleCommon Stock 26,635 $33.17 $883,440.33
Disclosure

SEC source: 0001140361-16-079940 · doc1.xml · nonDerivative · entry 2

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,365

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.65 to $33.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnotes (2) and (3) to this Form 4.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 22:53 UTC
Neeleman StephenDirector · Founder and Vice Chairman
Exercise / conversionCommon Stock 30,000 $1.25 $37,500.00
Disclosure

SEC source: 0001140361-16-079940 · doc1.xml · nonDerivative · entry 1

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 00:27 UTC
Soldan JonExec VP, Operations
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $28.69 $0.00
Disclosure

SEC source: 0001140361-16-079713 · doc1.xml · derivative · entry 6

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 15,000 shares

Expires 2025-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable as to 25,000 shares. The remaining shares become exercisable in three equal annual installments of 25,000 shares on August 26, 2017, 2018 and 2019.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 00:27 UTC
Soldan JonExec VP, Operations
SaleCommon Stock 15,000 $33.04 $495,612.00
Disclosure

SEC source: 0001140361-16-079713 · doc1.xml · nonDerivative · entry 4

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.95 to $33.32, inclusive.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 00:27 UTC
Soldan JonExec VP, Operations
Exercise / conversionCommon Stock 15,000 $28.69 $430,350.00
Disclosure

SEC source: 0001140361-16-079713 · doc1.xml · nonDerivative · entry 3

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 22:40 UTC
Kessler JonDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 63,556 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001140361-16-079829 · doc1.xml · derivative · entry 5

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 63,556 shares

Expires 2019-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 22:40 UTC
Kessler JonDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 56,561 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001140361-16-079829 · doc1.xml · derivative · entry 4

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 56,561 shares

Expires 2021-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 22:40 UTC
Kessler JonDirector · President and CEO
SaleCommon Stock 120,117 $33.10 $3,975,788.62
Disclosure

SEC source: 0001140361-16-079829 · doc1.xml · nonDerivative · entry 3

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,000

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 22:40 UTC
Kessler JonDirector · President and CEO
Exercise / conversionCommon Stock 63,556 $0.10 $6,355.60
Disclosure

SEC source: 0001140361-16-079829 · doc1.xml · nonDerivative · entry 2

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 22:40 UTC
Kessler JonDirector · President and CEO
Exercise / conversionCommon Stock 56,561 $1.25 $70,701.25
Disclosure

SEC source: 0001140361-16-079829 · doc1.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015.

Read SEC document
September 09, 2016 Filed Sep 14, 2016 00:27 UTC
Soldan JonExec VP, Operations
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $28.69 $0.00
Disclosure

SEC source: 0001140361-16-079713 · doc1.xml · derivative · entry 5

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 10,000 shares

Expires 2025-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable as to 25,000 shares. The remaining shares become exercisable in three equal annual installments of 25,000 shares on August 26, 2017, 2018 and 2019.

Read SEC document
September 09, 2016 Filed Sep 14, 2016 00:27 UTC
Soldan JonExec VP, Operations
SaleCommon Stock 10,000 $34.31 $343,069.00
Disclosure

SEC source: 0001140361-16-079713 · doc1.xml · nonDerivative · entry 2

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
September 09, 2016 Filed Sep 14, 2016 00:27 UTC
Soldan JonExec VP, Operations
Exercise / conversionCommon Stock 10,000 $28.69 $286,900.00
Disclosure

SEC source: 0001140361-16-079713 · doc1.xml · nonDerivative · entry 1

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 23:25 UTC
Dreier AshleyExecutive VP, CTO and CIO
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001140361-16-079275 · doc1.xml · derivative · entry 3

Dreier Ashley · CIK 0001614957 · Executive VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,500

Underlying: Common Stock · 5,000 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2015 and amended June 13, 2016.

F3 · derivative.exercise_date: The option is immediately exercisable as to 52,500 shares. The option becomes exercisable as to the remaining 25,000 shares on May 9, 2017.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 23:25 UTC
Dreier AshleyExecutive VP, CTO and CIO
SaleCommon Stock 5,000 $33.48 $167,416.00
Disclosure

SEC source: 0001140361-16-079275 · doc1.xml · nonDerivative · entry 2

Dreier Ashley · CIK 0001614957 · Executive VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2015 and amended June 13, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.16 to $33.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4

Read SEC document
September 06, 2016 Filed Sep 8, 2016 23:25 UTC
Dreier AshleyExecutive VP, CTO and CIO
Exercise / conversionCommon Stock 5,000 $1.50 $7,500.00
Disclosure

SEC source: 0001140361-16-079275 · doc1.xml · nonDerivative · entry 1

Dreier Ashley · CIK 0001614957 · Executive VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2015 and amended June 13, 2016.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 00:02 UTC GrantStock Option (right to buy) · Derivative 7,632 $0.00 Strike: $32.50 $0.00
Disclosure

SEC source: 0001104659-16-143303 · a4.xml · derivative · entry 4

DILLON ADRIAN T · CIK 0001163402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,632

Underlying: Common Stock · 7,632 shares

Expires 2026-09-01

F4 · derivative.exercise_date: The option becomes exercisable in three equal annual installments of 2,544 shares on September 1, 2017, 2018, and 2019.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 00:02 UTC GrantRestricted Stock Unit · Derivative 2,538 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-143303 · a4.xml · derivative · entry 3

DILLON ADRIAN T · CIK 0001163402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,538

Underlying: Common Stock · 2,538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments of 846 shares on September 1, 2017, 2018, and 2019. Vested shares will be delivered to the reporting person upon vesting.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments of 846 shares on September 1, 2017, 2018, and 2019. Vested shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 00:02 UTC GrantRestricted Stock Unit · Derivative 308 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-143303 · a4.xml · derivative · entry 2

DILLON ADRIAN T · CIK 0001163402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308

Underlying: Common Stock · 308 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on November 1, 2016. Vested shares will be delivered to the reporting person upon vesting.

F2 · derivative.expiration_date: The restricted stock units vest on November 1, 2016. Vested shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 00:02 UTC GrantCommon Stock 205 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-143303 · a4.xml · nonDerivative · entry 1

DILLON ADRIAN T · CIK 0001163402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205

Read SEC document
September 01, 2016 Filed Sep 7, 2016 00:03 UTC
Dreier AshleyExecutive VP, CTO and CIO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001104659-16-143304 · a4.xml · derivative · entry 3

Dreier Ashley · CIK 0001614957 · Executive VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 10,000 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2015 and amended June 13, 2016.

F3 · derivative.exercise_date: The option is immediately exercisable as to 62,500 shares. The option becomes exercisable as to the remaining 25,000 shares on May 9, 2017.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 00:03 UTC
Dreier AshleyExecutive VP, CTO and CIO
SaleCommon Stock 10,000 $32.28 $322,817.00
Disclosure

SEC source: 0001104659-16-143304 · a4.xml · nonDerivative · entry 2

Dreier Ashley · CIK 0001614957 · Executive VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2015 and amended June 13, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.03 to $32.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 00:03 UTC
Dreier AshleyExecutive VP, CTO and CIO
Exercise / conversionCommon Stock 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0001104659-16-143304 · a4.xml · nonDerivative · entry 1

Dreier Ashley · CIK 0001614957 · Executive VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2015 and amended June 13, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.