Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2017 Filed Apr 24, 2017 18:54 UTC |
MOTT DARCY GExecutive VP and CFO
|
Exercise / conversionCommon Stock | 14,000 | $0.10 | $1,400.00 |
DisclosureSEC source: 0001140361-17-016607 · doc1.xml · nonDerivative · entry 1 MOTT DARCY G · CIK 0001179972 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 15, 2015. Read SEC document |
| April 17, 2017 Filed Apr 20, 2017 00:18 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-016211 · doc1.xml · derivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F9 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| April 17, 2017 Filed Apr 20, 2017 00:18 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 5,000 | $43.44 | $217,205.50 |
DisclosureSEC source: 0001140361-17-016211 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 286,613 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.06 to $43.74, inclusive. F8 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| April 17, 2017 Filed Apr 20, 2017 00:18 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 2,500 | $43.46 | $108,645.00 |
DisclosureSEC source: 0001140361-17-016211 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 832,785 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.74, inclusive. F5 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| April 17, 2017 Filed Apr 20, 2017 00:18 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 1,000 | $43.46 | $43,458.70 |
DisclosureSEC source: 0001140361-17-016211 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.19 to $43.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), and (7) to this Form 4. Read SEC document |
| April 17, 2017 Filed Apr 20, 2017 00:18 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
Exercise / conversionCommon Stock | 1,000 | $14.00 | $14,000.00 |
DisclosureSEC source: 0001140361-17-016211 · doc1.xml · nonDerivative · entry 1 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. Read SEC document |
| April 13, 2017 Filed Apr 14, 2017 21:27 UTC |
Ladd DelanoEVP, Counsel & Secretary
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,095 | $0.00 Strike: $24.36 | $0.00 |
DisclosureSEC source: 0001140361-17-015908 · doc1.xml · derivative · entry 3 Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,905 Underlying: Common Stock · 1,095 shares Expires 2026-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is immediately exercisable as to 13,750 shares. The remainder of the option becomes exercisable in three equal annual installments of 13,750 shares on April 1, 2018, 2019, and 2020. Read SEC document |
| April 13, 2017 Filed Apr 14, 2017 21:27 UTC |
Ladd DelanoEVP, Counsel & Secretary
|
SaleCommon Stock | 1,095 | $43.60 | $47,742.00 |
DisclosureSEC source: 0001140361-17-015908 · doc1.xml · nonDerivative · entry 2 Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,037 Read SEC document |
| April 13, 2017 Filed Apr 14, 2017 21:27 UTC |
Ladd DelanoEVP, Counsel & Secretary
|
Exercise / conversionCommon Stock | 1,095 | $24.36 | $26,674.20 |
DisclosureSEC source: 0001140361-17-015908 · doc1.xml · nonDerivative · entry 1 Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 12, 2017 00:32 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-015608 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 835,285 F1 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 23:01 UTC |
Kessler JonDirector · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001140361-17-015040 · doc1.xml · derivative · entry 6 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,000 Underlying: Common Stock · 10,000 shares Expires 2021-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. F4 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 23:01 UTC |
Kessler JonDirector · President and CEO
|
SaleCommon Stock | 10,000 | $43.01 | $430,104.00 |
DisclosureSEC source: 0001140361-17-015040 · doc1.xml · nonDerivative · entry 4 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,000 F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.95 to $43.14, inclusive. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 23:01 UTC |
Kessler JonDirector · President and CEO
|
Exercise / conversionCommon Stock | 10,000 | $1.25 | $12,500.00 |
DisclosureSEC source: 0001140361-17-015040 · doc1.xml · nonDerivative · entry 3 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 23:01 UTC |
Kessler JonDirector · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001140361-17-015040 · doc1.xml · derivative · entry 5 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,000 Underlying: Common Stock · 20,000 shares Expires 2021-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. F4 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 23:01 UTC |
Kessler JonDirector · President and CEO
|
SaleCommon Stock | 20,000 | $41.85 | $837,068.00 |
DisclosureSEC source: 0001140361-17-015040 · doc1.xml · nonDerivative · entry 2 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,000 F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.52 to $42.43, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 23:01 UTC |
Kessler JonDirector · President and CEO
|
Exercise / conversionCommon Stock | 20,000 | $1.25 | $25,000.00 |
DisclosureSEC source: 0001140361-17-015040 · doc1.xml · nonDerivative · entry 1 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 01:10 UTC |
DILLON ADRIAN TDirector
|
PurchaseCommon Stock | 5,000 | $40.53 | $202,636.50 |
DisclosureSEC source: 0001140361-17-014472 · doc1.xml · nonDerivative · entry 1 DILLON ADRIAN T · CIK 0001163402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,691 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $40.5175 to $40.5397, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Includes 4,963 shares underlying restricted stock units previously reported in Table II. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:11 UTC |
MOTT DARCY GExecutive VP and CFO
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013838 · doc1.xml · derivative · entry 3 MOTT DARCY G · CIK 0001179972 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 20,000 shares Expires 2024-07-30 F2 · shares: On June 30, 2014, the reporting person was granted an option to purchase 100,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2017 were met, resulting in the vesting of the option as to 20,000 shares. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:11 UTC |
MOTT DARCY GExecutive VP and CFO
|
GrantStock Option (right to buy) · Derivative | 19,897 | $0.00 Strike: $41.28 | $0.00 |
DisclosureSEC source: 0001140361-17-013838 · doc1.xml · derivative · entry 2 MOTT DARCY G · CIK 0001179972 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,897 Underlying: Common Stock · 19,897 shares Expires 2027-03-27 F1 · derivative.exercise_date: The option becomes exercisable in three annual installments of 4,974 shares on March 27, 2018, 2019, and 2020 and in one installment of 4,975 shares on March 27, 2021. Read SEC document |
| March 27, 2017 Filed Mar 30, 2017 01:19 UTC |
Dreier AshleyExecutive VP, CTO and CIO
|
GrantStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013841 · doc1.xml · derivative · entry 2 Dreier Ashley · CIK 0001614957 · Executive VP, CTO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 2,000 shares Expires 2024-07-30 F1 · shares: On June 30, 2014, the reporting person was granted an option to purchase 10,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2017 were met, resulting in the vesting of the option as to 2,000 shares. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| March 27, 2017 Filed Mar 30, 2017 01:19 UTC |
Dreier AshleyExecutive VP, CTO and CIO
|
GrantCommon Stock | 5,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013841 · doc1.xml · nonDerivative · entry 1 Dreier Ashley · CIK 0001614957 · Executive VP, CTO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,652 Read SEC document |
| March 27, 2017 Filed Mar 30, 2017 01:16 UTC |
Ladd DelanoDirector · VP, Counsel & Secretary
|
GrantCommon Stock | 4,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013840 · doc1.xml · nonDerivative · entry 1 Ladd Delano · CIK 0001683056 · Director · VP, Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,037 Read SEC document |
| March 27, 2017 Filed Mar 30, 2017 01:13 UTC |
Soldan JonExec VP, Operations
|
GrantCommon Stock | 5,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013839 · doc1.xml · nonDerivative · entry 1 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,652 Read SEC document |
| March 27, 2017 Filed Mar 30, 2017 01:09 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013837 · doc1.xml · derivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 40,000 shares Expires 2024-07-30 F4 · shares: On June 30, 2014, the reporting person was granted an option to purchase 200,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2017 were met, resulting in the vesting of the option as to 40,000 shares. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| March 27, 2017 Filed Mar 30, 2017 01:09 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
GrantStock Option (right to buy) · Derivative | 19,897 | $0.00 Strike: $41.28 | $0.00 |
DisclosureSEC source: 0001140361-17-013837 · doc1.xml · derivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,897 Underlying: Common Stock · 19,897 shares Expires 2027-03-27 F3 · derivative.exercise_date: The option becomes exercisable in three annual installments of 4,974 shares on March 27, 2018, 2019, and 2020 and in one installment of 4,975 shares on March 27, 2021. Read SEC document |
| March 27, 2017 Filed Mar 30, 2017 01:06 UTC |
Kessler JonDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013836 · doc1.xml · derivative · entry 3 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 80,000 shares Expires 2024-07-30 F2 · shares: On June 30, 2014, the reporting person was granted an option to purchase 400,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2017 were met, resulting in the vesting of the option as to 80,000 shares. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| March 27, 2017 Filed Mar 30, 2017 01:06 UTC |
Kessler JonDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 69,639 | $0.00 Strike: $41.28 | $0.00 |
DisclosureSEC source: 0001140361-17-013836 · doc1.xml · derivative · entry 2 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,639 Underlying: Common Stock · 69,639 shares Expires 2027-03-27 F1 · derivative.exercise_date: The option becomes exercisable as to 17,409 shares on March 27, 2018 and in three annual installments of 17,410 shares on March 27, 2019, 2020 and 2021. Read SEC document |
| March 24, 2017 Filed Mar 29, 2017 01:38 UTC |
Soldan JonExec VP, Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 6,250 | $0.00 Strike: $24.36 | $0.00 |
DisclosureSEC source: 0001140361-17-013674 · doc1.xml · derivative · entry 3 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 6,250 shares Expires 2026-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016. F2 · derivative.exercise_date: The option became exercisable as to 6,250 shares on March 23, 2017. The option becomes exercisable as to the remaining 18,750 shares in thee equal annual installments of 6,250 on March 23, 2018, 2019 and 2020. Read SEC document |
| March 24, 2017 Filed Mar 29, 2017 01:38 UTC |
Soldan JonExec VP, Operations
|
SaleCommon Stock | 6,250 | $41.95 | $262,187.50 |
DisclosureSEC source: 0001140361-17-013674 · doc1.xml · nonDerivative · entry 2 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016. Read SEC document |
| March 24, 2017 Filed Mar 29, 2017 01:38 UTC |
Soldan JonExec VP, Operations
|
Exercise / conversionCommon Stock | 6,250 | $24.36 | $152,250.00 |
DisclosureSEC source: 0001140361-17-013674 · doc1.xml · nonDerivative · entry 1 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 01:09 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 900 | $46.22 | $41,595.03 |
DisclosureSEC source: 0001140361-17-013105 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 291,613 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.02 to $46.49, inclusive. F4 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 21, 2017 Filed Mar 24, 2017 01:09 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 300 | $46.06 | $13,818.99 |
DisclosureSEC source: 0001140361-17-013105 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 292,513 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4. F4 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 00:56 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 2,300 | $46.00 | $105,808.97 |
DisclosureSEC source: 0001104659-17-018411 · a4.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 292,813 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.03, inclusive. F4 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:00 UTC |
MOTT DARCY GExecutive VP and CFO
|
Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001140361-17-012981 · doc1.xml · derivative · entry 5 MOTT DARCY G · CIK 0001179972 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 6,000 shares Expires 2018-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 15, 2015. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:00 UTC |
MOTT DARCY GExecutive VP and CFO
|
Exercise / conversionStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001140361-17-012981 · doc1.xml · derivative · entry 4 MOTT DARCY G · CIK 0001179972 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2017-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 15, 2015. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:00 UTC |
MOTT DARCY GExecutive VP and CFO
|
SaleCommon Stock | 10,000 | $45.92 | $459,200.00 |
DisclosureSEC source: 0001140361-17-012981 · doc1.xml · nonDerivative · entry 3 MOTT DARCY G · CIK 0001179972 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 15, 2015. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:00 UTC |
MOTT DARCY GExecutive VP and CFO
|
Exercise / conversionCommon Stock | 6,000 | $0.10 | $600.00 |
DisclosureSEC source: 0001140361-17-012981 · doc1.xml · nonDerivative · entry 2 MOTT DARCY G · CIK 0001179972 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 15, 2015. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:00 UTC |
MOTT DARCY GExecutive VP and CFO
|
Exercise / conversionCommon Stock | 8,000 | $0.10 | $800.00 |
DisclosureSEC source: 0001140361-17-012981 · doc1.xml · nonDerivative · entry 1 MOTT DARCY G · CIK 0001179972 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 15, 2015. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:57 UTC |
Dreier AshleyExecutive VP, CTO and CIO
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001140361-17-012980 · doc1.xml · derivative · entry 3 Dreier Ashley · CIK 0001614957 · Executive VP, CTO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 5,000 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2016. F3 · derivative.exercise_date: The option is immediately exercisable as to 42,500 shares. The option becomes exercisable as to the remaining 25,000 shares on May 9, 2017. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:57 UTC |
Dreier AshleyExecutive VP, CTO and CIO
|
SaleCommon Stock | 5,000 | $45.80 | $229,016.50 |
DisclosureSEC source: 0001140361-17-012980 · doc1.xml · nonDerivative · entry 2 Dreier Ashley · CIK 0001614957 · Executive VP, CTO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.54 to $46.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:57 UTC |
Dreier AshleyExecutive VP, CTO and CIO
|
Exercise / conversionCommon Stock | 5,000 | $1.50 | $7,500.00 |
DisclosureSEC source: 0001140361-17-012980 · doc1.xml · nonDerivative · entry 1 Dreier Ashley · CIK 0001614957 · Executive VP, CTO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2016. Read SEC document |
| March 17, 2017 Filed Mar 22, 2017 00:56 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 53,218 | $46.20 | $2,458,783.36 |
DisclosureSEC source: 0001104659-17-018411 · a4.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 295,113 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.44, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4. F4 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 22:06 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 1,316 | $46.24 | $60,853.02 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 8 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 348,331 F8 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.55, inclusive. F10 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · derivative · entry 9 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F13 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 31,453 | $46.03 | $1,447,662.07 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 7 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 349,647 F8 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.94 to $46.11, inclusive. F10 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 3,900 | $45.61 | $177,874.32 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 6 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 381,100 F8 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.94 to $45.93, inclusive. F10 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 500 | $45.99 | $22,995.00 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 845,285 F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.96 to $46.07, inclusive. F6 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 2,000 | $45.60 | $91,203.60 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 845,785 F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.94 to $45.93, inclusive. F6 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 300 | $46.00 | $13,800.00 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.96 to $46.05, inclusive. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC |
Neeleman StephenDirector · Founder and Vice Chairman
|
SaleCommon Stock | 700 | $45.51 | $31,853.99 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.94 to $45.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (5), (7), (9), (11) and (12) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.