Tapewire

Nasdaq · USD

HQY

HEALTHEQUITY, INC.

Export transactions ↓
Tapewire entity
3639
SEC CIK
0001428336
Parsed reports
607

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2019 Filed Jul 23, 2019 21:24 UTC
Ladd DelanoEVP, Counsel & Secretary
Exercise / conversionCommon Stock 6,875 $24.36 $167,475.00
Disclosure

SEC source: 0001179110-19-008761 · edgar.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2018.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 16:15 UTC
MOTT DARCY GExecutive VP and CFO
SaleCommon Stock 4,000 $79.56 $318,240.00
Disclosure

SEC source: 0001179110-19-008785 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 20:38 UTC PurchaseCommon Stock 10,000 $61.00 $610,000.00
Disclosure

SEC source: 0001179110-19-008641 · edgar.xml · nonDerivative · entry 1

SELANDER ROBERT W · CIK 0001160228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,669

Read SEC document
July 12, 2019 Filed Jul 15, 2019 20:31 UTC PurchaseCommon Stock 10,000 $61.00 $610,000.00
Disclosure

SEC source: 0001179110-19-008639 · edgar.xml · nonDerivative · entry 1

DILLON ADRIAN T · CIK 0001163402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,635

Read SEC document
July 12, 2019 Filed Jul 15, 2019 20:50 UTC
Kessler JonDirector · President and CEO
PurchaseCommon Stock 10,000 $61.00 $610,000.00
Disclosure

SEC source: 0001179110-19-008645 · edgar.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,410

Read SEC document
July 12, 2019 Filed Jul 15, 2019 20:43 UTC
Neeleman StephenDirector · Founder and Vice Chairman
PurchaseCommon Stock 10,000 $61.00 $610,000.00
Disclosure

SEC source: 0001179110-19-008643 · edgar.xml · nonDerivative · entry 2

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 576,285

F1 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 16:28 UTC
Hill Angelique ChristineExec VP, Operations
Exercise / conversionStock Option (right to buy) · Derivative 7,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-19-008653 · edgar.xml · derivative · entry 5

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 16:28 UTC
Hill Angelique ChristineExec VP, Operations
Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001179110-19-008653 · edgar.xml · derivative · entry 4

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2024-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 16:28 UTC
Hill Angelique ChristineExec VP, Operations
SaleCommon Stock 9,500 $71.40 $678,317.10
Disclosure

SEC source: 0001179110-19-008653 · edgar.xml · nonDerivative · entry 3

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,387

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.38 to $71.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 16:28 UTC
Hill Angelique ChristineExec VP, Operations
Exercise / conversionCommon Stock 7,000 $14.00 $98,000.00
Disclosure

SEC source: 0001179110-19-008653 · edgar.xml · nonDerivative · entry 2

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 16:28 UTC
Hill Angelique ChristineExec VP, Operations
Exercise / conversionCommon Stock 2,500 $3.50 $8,750.00
Disclosure

SEC source: 0001179110-19-008653 · edgar.xml · nonDerivative · entry 1

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 20:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,450 $0.00 Strike: $21.27 $0.00
Disclosure

SEC source: 0001179110-19-008655 · edgar.xml · derivative · entry 4

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,050

Underlying: Common Stock · 6,450 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 20:34 UTC SaleCommon Stock 3,074 $70.86 $217,815.65
Disclosure

SEC source: 0001179110-19-008655 · edgar.xml · nonDerivative · entry 3

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,570

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.80 to $70.89, inclusive.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 20:34 UTC SaleCommon Stock 6,450 $70.85 $457,014.11
Disclosure

SEC source: 0001179110-19-008655 · edgar.xml · nonDerivative · entry 2

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,644

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.83 to $70.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) and (2) of this Form 4.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 20:34 UTC Exercise / conversionCommon Stock 6,450 $21.27 $137,191.50
Disclosure

SEC source: 0001179110-19-008655 · edgar.xml · nonDerivative · entry 1

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2019 Filed Mar 30, 2020 16:40 UTC
Otten William RobertExecutive VP of Sales
GiftCommon Stock 110 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004192 · edgar.xml · nonDerivative · entry 1

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,012

Read SEC document
June 26, 2019 Filed Jul 2, 2019 22:38 UTC
Hostetter Adam JEVP Chief Marketing Officer
GrantCommon Stock 16,082 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008435 · edgar.xml · nonDerivative · entry 1

Hostetter Adam J · CIK 0001774103 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,082

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 4,021 shares on June 26, 2020 and 2021. The remaining shares will vest as to 4,020 shares on June 26, 2022, and 2023.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 20:49 UTC
Otten William RobertExecutive VP of Sales
Tax withholdingCommon Stock 758 $67.65 $51,278.70
Disclosure

SEC source: 0001179110-19-008059 · edgar.xml · nonDerivative · entry 1

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,122

Read SEC document
June 20, 2019 Filed Jun 24, 2019 16:40 UTC
MOTT DARCY GExecutive VP and CFO
SaleCommon Stock 4,000 $71.69 $286,760.00
Disclosure

SEC source: 0001179110-19-008056 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

Read SEC document
May 20, 2019 Filed May 22, 2019 16:15 UTC
MOTT DARCY GExecutive VP and CFO
SaleCommon Stock 2,100 $68.56 $143,984.40
Disclosure

SEC source: 0001179110-19-006483 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.34 to $68.87, inclusive.

Read SEC document
May 20, 2019 Filed May 22, 2019 16:15 UTC
MOTT DARCY GExecutive VP and CFO
SaleCommon Stock 1,900 $67.73 $128,683.96
Disclosure

SEC source: 0001179110-19-006483 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,100

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.18 to $68.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) and (3) of this Form 4.

Read SEC document
April 22, 2019 Filed Apr 24, 2019 16:57 UTC
MOTT DARCY GExecutive VP and CFO
SaleCommon Stock 3,500 $66.46 $232,617.35
Disclosure

SEC source: 0001179110-19-005142 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.95 to $66.85, inclusive.

Read SEC document
April 22, 2019 Filed Apr 24, 2019 16:57 UTC
MOTT DARCY GExecutive VP and CFO
SaleCommon Stock 500 $65.00 $32,500.00
Disclosure

SEC source: 0001179110-19-005142 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,500

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.62 to $65.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 20:25 UTC
Dreier AshleyExecutive, VP, CTO and CIO
Tax withholdingCommon Stock 1,702 $76.14 $129,590.28
Disclosure

SEC source: 0001179110-19-004877 · edgar.xml · nonDerivative · entry 1

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,487

Read SEC document
March 27, 2019 Filed Mar 28, 2019 17:09 UTC
Hill Angelique ChristineExec VP, Operations
Tax withholdingCommon Stock 408 $73.61 $30,032.88
Disclosure

SEC source: 0001179110-19-004361 · edgar.xml · nonDerivative · entry 3

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,387

Read SEC document
March 27, 2019 Filed Mar 28, 2019 17:09 UTC
Hill Angelique ChristineExec VP, Operations
Tax withholdingCommon Stock 299 $73.61 $22,009.39
Disclosure

SEC source: 0001179110-19-004361 · edgar.xml · nonDerivative · entry 2

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,795

Read SEC document
March 27, 2019 Filed Mar 28, 2019 22:07 UTC
Dreier AshleyExecutive, VP, CTO and CIO
Tax withholdingCommon Stock 417 $73.61 $30,695.37
Disclosure

SEC source: 0001179110-19-004377 · edgar.xml · nonDerivative · entry 3

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,189

Read SEC document
March 27, 2019 Filed Mar 28, 2019 22:07 UTC
Dreier AshleyExecutive, VP, CTO and CIO
Tax withholdingCommom Stock 376 $73.61 $27,677.36
Disclosure

SEC source: 0001179110-19-004377 · edgar.xml · nonDerivative · entry 2

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,606

Read SEC document
March 27, 2019 Filed Mar 28, 2019 21:16 UTC
Otten William RobertExecutive VP of Sales
Tax withholdingCommon Stock 161 $73.61 $11,851.21
Disclosure

SEC source: 0001179110-19-004367 · edgar.xml · nonDerivative · entry 3

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,880

Read SEC document
March 27, 2019 Filed Mar 28, 2019 21:16 UTC
Otten William RobertExecutive VP of Sales
Tax withholdingCommon Stock 341 $73.61 $25,101.01
Disclosure

SEC source: 0001179110-19-004367 · edgar.xml · nonDerivative · entry 2

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,041

Read SEC document
March 27, 2019 Filed Mar 28, 2019 21:11 UTC
Ladd DelanoEVP, Counsel & Secretary
Tax withholdingCommon Stock 301 $73.61 $22,156.61
Disclosure

SEC source: 0001179110-19-004363 · edgar.xml · nonDerivative · entry 3

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,958

Read SEC document
March 27, 2019 Filed Mar 28, 2019 21:11 UTC
Ladd DelanoEVP, Counsel & Secretary
Tax withholdingCommon Stock 282 $73.61 $20,758.02
Disclosure

SEC source: 0001179110-19-004363 · edgar.xml · nonDerivative · entry 2

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,259

Read SEC document
March 26, 2019 Filed Mar 28, 2019 17:33 UTC
MOTT DARCY GExecutive VP and CFO
GrantStock Option (right to buy) · Derivative 15,337 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0001179110-19-004375 · edgar.xml · derivative · entry 6

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,337

Underlying: Common Stock · 15,337 shares

Expires 2029-03-26

F5 · derivative.exercise_date: The Option vests as to 3,835 shares on March 27, 2020. The remaining options vest as to 3,834 shares on each of March 27, 2021, 2022 and 2023.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 17:33 UTC
MOTT DARCY GExecutive VP and CFO
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-19-004375 · edgar.xml · derivative · entry 4

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 40,000 shares

Expires 2024-07-30

F3 · shares: On July 30, 2014, the reporting person was granted an option to purchase 100,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2019 were met, resulting in the vesting of the option as to 40,000 shares.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 17:18 UTC
Trittschuh Larry LEVP Chief Security Officer
GrantCommon Stock 1,132 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004369 · edgar.xml · nonDerivative · entry 1

Trittschuh Larry L · CIK 0001761050 · EVP Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,613

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 283 shares on each of March 27, 2020, 2021, 2022 and 2023.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 17:09 UTC
Hill Angelique ChristineExec VP, Operations
GrantStock Option (right to buy) · Derivative 13,200 $0.00 Strike: $18.93 $0.00
Disclosure

SEC source: 0001179110-19-004361 · edgar.xml · derivative · entry 6

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,100

Underlying: Common Stock · 13,200 shares

Expires 2024-09-04

F4 · shares: On September 4, 2014, the reporting person was granted an option to purchase 33,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2019 were met, resulting in the vesting of the option as to 13,200 shares.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 17:09 UTC
Hill Angelique ChristineExec VP, Operations
GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-19-004361 · edgar.xml · derivative · entry 4

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 4,000 shares

Expires 2024-07-30

F2 · shares: On July 30, 2014, the reporting person was granted an option to purchase 10,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2019 were met, resulting in the vesting of the option as to 0,000 shares.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 17:09 UTC
Hill Angelique ChristineExec VP, Operations
GrantCommon Stock 3,623 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004361 · edgar.xml · nonDerivative · entry 1

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,094

F1 · shares: Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 906 shares on each of March 27, 2020, 2021, 2022, and as to 905 shares on March 27, 2023.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 22:07 UTC
Dreier AshleyExecutive, VP, CTO and CIO
GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-19-004377 · edgar.xml · derivative · entry 5

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2024-07-30

F3 · shares: On July 30, 2014, the reporting person was granted an option to purchase 10,000 shares of common stock. The option vests in annualinstallments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%),2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2019 were met, resulting in the vesting of the option as to 4,000 shares.

F4 · derivative.exercise_date: Option is immediately exercisable.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 22:07 UTC
Dreier AshleyExecutive, VP, CTO and CIO
GrantCommon Stock 6,793 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004377 · edgar.xml · nonDerivative · entry 1

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,982

F1 · shares: Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 1,699 shares on March 27, 2020. The remaining shares vest in equal amounts of 1,698 on each of March 27, 2021, 2022, and 2023.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 21:28 UTC
Bloomberg EdwardChief Operating Officer
GrantStock Option (right to buy) · Derivative 22,367 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0001179110-19-004373 · edgar.xml · derivative · entry 3

Bloomberg Edward · CIK 0001747302 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,367

Underlying: Common Stock · 22,367 shares

Expires 2029-03-26

F2 · derivative.exercise_date: The option becomes exercisable in three equal installments of 5,592 shares on March 26, 2020, 2021, and 2022. The option becomes exercisable as to the remaining 5,591 shares on March 26, 2023.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 21:24 UTC
Kessler JonDirector · President and CEO
GrantStock Option (right to buy) · Derivative 160,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-19-004371 · edgar.xml · derivative · entry 5

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2024-07-30

F4 · shares: On July 30, 2014, the reporting person was granted an option to purchase 400,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2019 were met, resulting in the vesting of the option as to 160,000 shares.

F5 · derivative.exercise_date: The option is immediately exercisable

Read SEC document
March 26, 2019 Filed Mar 28, 2019 21:24 UTC
Kessler JonDirector · President and CEO
GrantStock Option (right to buy) · Derivative 51,125 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0001179110-19-004371 · edgar.xml · derivative · entry 4

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,125

Underlying: Common Stock · 51,125 shares

Expires 2029-03-26

F3 · derivative.exercise_date: The option will vest as to 12,782 shares on March 26, 2020. The remaining options will vest in annual installments of 12,781 on each of March 26, 2021, 2022 and 2023.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 21:16 UTC
Otten William RobertExecutive VP of Sales
GrantCommon Stock 4,528 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004367 · edgar.xml · nonDerivative · entry 1

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,382

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,132 shares on each of March 27, 2020, 2021, 2022 and 2023.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 21:13 UTC
Neeleman StephenDirector · Founder and Vice Chairman
GrantStock Option (right to buy) · Derivative 15,337 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0001179110-19-004365 · edgar.xml · derivative · entry 7

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,337

Underlying: Common Stock · 15,337 shares

Expires 2029-03-26

F7 · derivative.exercise_date: The option becomes exercisable as to 3,835 shares on March 27, 2020. The remaining option vests as to 3,384 shares on each of March 27, 2021, 2022 and 2023.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 21:13 UTC
Neeleman StephenDirector · Founder and Vice Chairman
GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-19-004365 · edgar.xml · derivative · entry 6

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 80,000 shares

Expires 2024-07-30

F5 · shares: On July 30, 2014, the reporting person was granted an option to purchase 200,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2019 were met, resulting in the vesting of the option as to 80,000 shares.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 21:11 UTC
Ladd DelanoEVP, Counsel & Secretary
GrantCommon Stock 4,076 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004363 · edgar.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,541

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,019 shares on each of March 27, 2020, 2021, 2022 and 2023.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 17:21 UTC
MOTT DARCY GExecutive VP and CFO
SaleCommon Stock 4,000 $84.60 $338,386.80
Disclosure

SEC source: 0001179110-19-004192 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.27 to $84.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 17:56 UTC
MOTT DARCY GExecutive VP and CFO
SaleCommon Stock 4,000 $77.87 $311,478.40
Disclosure

SEC source: 0001179110-19-002266 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.37 to $78.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:49 UTC
Ladd DelanoEVP, Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 6,875 $0.00 Strike: $30.57 $0.00
Disclosure

SEC source: 0001179110-19-002264 · edgar.xml · derivative · entry 4

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,375

Underlying: Common Stock · 6,875 shares

Expires 2026-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2018.

F3 · derivative.exercise_date: The option is exercisable as to 6,875 shares. The remaining shares become exercisable in two equal annual installments of 13,750 on August 24, 2019, and 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.