HQY

SEC source: 0001179110-20-004192 · edgar.xml · nonDerivative · entry 4

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,125

SEC source: 0001179110-20-004192 · edgar.xml · nonDerivative · entry 3

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,424

SEC source: 0001179110-20-004191 · edgar.xml · nonDerivative · entry 3

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,967

SEC source: 0001179110-20-004191 · edgar.xml · nonDerivative · entry 2

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,262

SEC source: 0001179110-20-004189 · edgar.xml · nonDerivative · entry 1

Trittschuh Larry L · CIK 0001761050 · EVP Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,773

F1 · balance_after: The number of shares reported in column 5 corrects an error reported in reporting person's last Section 16 filing.

SEC source: 0001179110-20-004190 · edgar.xml · nonDerivative · entry 1

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,068

SEC source: 0001179110-20-004196 · edgar.xml · nonDerivative · entry 1

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,020

SEC source: 0001179110-20-004192 · edgar.xml · nonDerivative · entry 2

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,605

SEC source: 0001179110-20-004191 · edgar.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

SEC source: 0001179110-20-004542 · edgar.xml · derivative · entry 9

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GKF, LLC

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2024-07-30

F3 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust.

F5 · derivative.exercise_date: The option is immediately exercisable.

SEC source: 0001179110-20-004542 · edgar.xml · derivative · entry 8

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160,000 shares

Expires 2024-07-30

F3 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust.

F5 · derivative.exercise_date: The option is immediately exercisable.

SEC source: 0001179110-20-004542 · edgar.xml · derivative · entry 7

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GKF, LLC

Disclosed balance after: 11,965

Underlying: Common Stock · 11,965 shares

Expires 2028-03-27

F3 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust.

F5 · derivative.exercise_date: The option is immediately exercisable.

SEC source: 0001179110-20-004542 · edgar.xml · derivative · entry 6

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,894

Underlying: Common Stock · 47,859 shares

Expires 2028-03-27

F3 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust.

F6 · derivative.exercise_date: The option became exercisable as to 11,965 shares on March 27, 2020. The option will vest as to 11,965 shares on March 27, 2021 and 11,964 shares on March 27, 2022.

SEC source: 0001179110-20-004542 · edgar.xml · derivative · entry 5

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GKF, LLC

Disclosed balance after: 17,410

Underlying: Common Stock · 17,410 shares

Expires 2027-03-27

F3 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust.

F5 · derivative.exercise_date: The option is immediately exercisable.

SEC source: 0001179110-20-004542 · edgar.xml · derivative · entry 4

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,819

Underlying: Common Stock · 52,229 shares

Expires 2027-03-27

F3 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust.

F4 · derivative.exercise_date: The option became exercisable as to 17,410 shares on March 27, 2020. The remaining 17,409 shares will vest on March 27, 2021.

SEC source: 0001179110-20-001042 · edgar.xml · nonDerivative · entry 1

SELANDER ROBERT W · CIK 0001160228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,545

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,438 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2021. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-20-001041 · edgar.xml · derivative · entry 7

DILLON ADRIAN T · CIK 0001163402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,012

Underlying: Common Stock · 4,012 shares

Expires 2030-02-01

F4 · derivative.exercise_date: The option becomes exercisable as to 2,006 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will become exercisable on January 31, 2021.

SEC source: 0001179110-20-001041 · edgar.xml · nonDerivative · entry 2

DILLON ADRIAN T · CIK 0001163402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,398

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 332 shares on February 1, 2020. The remaining restricted stock units vest as to 331 shares on each of May 1, 2020, August 1, 2020, and November 1, 2020. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-20-001041 · edgar.xml · nonDerivative · entry 1

DILLON ADRIAN T · CIK 0001163402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,073

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 719 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2021. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-20-001035 · edgar.xml · nonDerivative · entry 1

Wellborn Gayle Furgurson · CIK 0001712960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,543

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,438 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2021. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-20-001039 · edgar.xml · nonDerivative · entry 1

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,446

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,438 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2021. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-20-001037 · edgar.xml · derivative · entry 6

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,012

Underlying: Common Stock · 4,012 shares

Expires 2030-02-01

F3 · derivative.exercise_date: The option becomes exercisable as to 2,006 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will become exercisable on January 31, 2021.

SEC source: 0001179110-20-001037 · edgar.xml · nonDerivative · entry 1

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,224

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 719 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2021. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-20-001036 · edgar.xml · nonDerivative · entry 1

McCowan Debra Charlotte · CIK 0001735093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,478

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,438 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2021. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-20-001034 · edgar.xml · derivative · entry 5

Sacks Ian · CIK 0001614866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,024

Underlying: Common Stock · 8,024 shares

Expires 2030-02-01

F2 · derivative.exercise_date: The option becomes exercisable as to 4,012 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will become exercisable on January 31, 2021.

SEC source: 0001179110-20-001033 · edgar.xml · nonDerivative · entry 2

Medici Frank · CIK 0001614857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,292

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 283 shares on February 1, 2020. The remaining restricted stock units vest as to 284 shares on each of May 1, 2020, August 1, 2020, and November 1, 2020. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-20-001033 · edgar.xml · nonDerivative · entry 1

Medici Frank · CIK 0001614857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,157

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,438 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2021. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-20-000816 · edgar.xml · derivative · entry 3

Trittschuh Larry L · CIK 0001761050 · EVP Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,258

Underlying: Common Stock · 6,420 shares

Expires 2028-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019.

F2 · derivative.exercise_date: The option will become exercisable as to 6,420 shares on December 17, 2020. The remaining shares become exercisable in two equal installments of 6,419 on December 17, 2021 and 2022.

SEC source: 0001179110-20-000816 · edgar.xml · nonDerivative · entry 2

Trittschuh Larry L · CIK 0001761050 · EVP Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,723

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019.

SEC source: 0001179110-20-000816 · edgar.xml · nonDerivative · entry 1

Trittschuh Larry L · CIK 0001761050 · EVP Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019.

SEC source: 0001179110-20-000809 · edgar.xml · derivative · entry 8

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

F7 · derivative.exercise_date: The option is immediately exercisable

SEC source: 0001179110-20-000809 · edgar.xml · derivative · entry 7

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 16,250 shares

Expires 2026-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

F6 · derivative.exercise_date: The option will become exercisable as to 16,250 shares on March 23, 2020.

SEC source: 0001179110-20-000809 · edgar.xml · nonDerivative · entry 6

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,744

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.35 to $71.86 per share.

SEC source: 0001179110-20-000809 · edgar.xml · nonDerivative · entry 5

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,523

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.34 to $71.32 per share.

SEC source: 0001179110-20-000809 · edgar.xml · nonDerivative · entry 4

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,487

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.28 to $71.81 per share.

SEC source: 0001179110-20-000809 · edgar.xml · nonDerivative · entry 3

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,543

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.26 to $71.25 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each transaction as set forth in footnotes (2), (3), (4), and (5) to this Form 4.

SEC source: 0001179110-20-000809 · edgar.xml · nonDerivative · entry 2

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

SEC source: 0001179110-20-000809 · edgar.xml · nonDerivative · entry 1

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

SEC source: 0001179110-20-000720 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.15 to $73.72, inclusive.

SEC source: 0001179110-20-000720 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,801

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.12 to $73.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

SEC source: 0001179110-19-013112 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

SEC source: 0001179110-19-013031 · edgar.xml · nonDerivative · entry 1

Trittschuh Larry L · CIK 0001761050 · EVP Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,723

SEC source: 0001179110-19-011998 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

SEC source: 0001179110-19-011180 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.86 to $56.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

SEC source: 0001179110-19-010560 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

SEC source: 0001179110-19-009802 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

SEC source: 0001179110-19-009802 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,100

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.28 to $61.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

SEC source: 0001179110-19-009518 · edgar.xml · nonDerivative · entry 1

Bloomberg Edward · CIK 0001747302 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,835

SEC source: 0001179110-19-008761 · edgar.xml · derivative · entry 3

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,625

Underlying: Common Stock · 6,875 shares

Expires 2026-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2018.

F2 · derivative.exercise_date: The option is exercisable as to 6,875 shares. The remaining 13,750 options vest on April 1, 2020.

SEC source: 0001179110-19-008761 · edgar.xml · nonDerivative · entry 2

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,958

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2018.