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Nasdaq · USD

HQY

HEALTHEQUITY, INC.

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Tapewire entity
3639
SEC CIK
0001428336
Parsed reports
607

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2021 Filed Oct 6, 2021 21:16 UTC SaleCommon Stock 8,132 $65.99 $536,638.00
Disclosure

SEC source: 0001179110-21-009265 · edgar.xml · nonDerivative · entry 1

McCowan Debra Charlotte · CIK 0001735093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,447

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.9850 to $66.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 19:25 UTC
Otten William RobertFormer Executive VP of Sales
SaleCommon Stock 1,850 $65.19 $120,592.44
Disclosure

SEC source: 0001179110-21-009136 · edgar.xml · nonDerivative · entry 1

Otten William Robert · CIK 0001704840 · Former Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,416

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 14:06 UTC
MOTT DARCY GSpecial Advisor
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-21-008871 · edgar.xml · derivative · entry 4

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 14:06 UTC
MOTT DARCY GSpecial Advisor
SaleCommon Stock 335 $62.97 $21,094.95
Disclosure

SEC source: 0001179110-21-008871 · edgar.xml · nonDerivative · entry 3

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,052

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 14:06 UTC
MOTT DARCY GSpecial Advisor
SaleCommon Stock 5,665 $62.00 $351,248.69
Disclosure

SEC source: 0001179110-21-008871 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,387

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.53 to $62.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 14:06 UTC
MOTT DARCY GSpecial Advisor
Exercise / conversionCommon Stock 10,000 $14.00 $140,000.00
Disclosure

SEC source: 0001179110-21-008871 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 15:03 UTC
Otten William RobertFormer Executive VP of Sales
SaleCommon Stock 1,850 $65.00 $120,250.00
Disclosure

SEC source: 0001179110-21-008565 · edgar.xml · nonDerivative · entry 1

Otten William Robert · CIK 0001704840 · Former Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,266

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 13:57 UTC
MOTT DARCY GSpecial Advisor
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-21-008366 · edgar.xml · derivative · entry 4

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F4 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 13:57 UTC
MOTT DARCY GSpecial Advisor
SaleCommon Stock 369 $63.33 $23,368.47
Disclosure

SEC source: 0001179110-21-008366 · edgar.xml · nonDerivative · entry 3

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,052

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.32 to $63.34, inclusive.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 13:57 UTC
MOTT DARCY GSpecial Advisor
SaleCommon Stock 5,631 $62.69 $353,011.89
Disclosure

SEC source: 0001179110-21-008366 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,421

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.21 to $63.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) and (3) of this Form 4.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 13:57 UTC
MOTT DARCY GSpecial Advisor
Exercise / conversionCommon Stock 10,000 $14.00 $140,000.00
Disclosure

SEC source: 0001179110-21-008366 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 22:03 UTC
Bloomberg EdwardChief Operating Officer
Tax withholdingCommon Stock 783 $69.12 $54,120.96
Disclosure

SEC source: 0001179110-21-008208 · edgar.xml · nonDerivative · entry 1

Bloomberg Edward · CIK 0001747302 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,412

Read SEC document
August 02, 2021 Filed Aug 3, 2021 19:45 UTC
Otten William RobertExecutive VP of Sales
SaleCommon Stock 1,850 $74.47 $137,768.76
Disclosure

SEC source: 0001179110-21-007830 · edgar.xml · nonDerivative · entry 1

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,116

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.01 to $74.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 12:39 UTC
Bloomberg EdwardChief Operating Officer
SaleCommon Stock 1,000 $75.00 $75,000.00
Disclosure

SEC source: 0001179110-21-007665 · edgar.xml · nonDerivative · entry 1

Bloomberg Edward · CIK 0001747302 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,195

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

Read SEC document
July 20, 2021 Filed Jul 22, 2021 07:50 UTC
MOTT DARCY GSpecial Advisor
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-21-007601 · edgar.xml · derivative · entry 4

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F4 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
July 20, 2021 Filed Jul 22, 2021 07:50 UTC
MOTT DARCY GSpecial Advisor
SaleCommon Stock 1,685 $74.34 $125,269.13
Disclosure

SEC source: 0001179110-21-007601 · edgar.xml · nonDerivative · entry 3

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,052

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.11 to $74.62, inclusive.

Read SEC document
July 20, 2021 Filed Jul 22, 2021 07:50 UTC
MOTT DARCY GSpecial Advisor
SaleCommon Stock 4,315 $73.41 $316,781.41
Disclosure

SEC source: 0001179110-21-007601 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,737

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.11 to $74.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) and (3) of this Form 4.

Read SEC document
July 20, 2021 Filed Jul 22, 2021 07:50 UTC
MOTT DARCY GSpecial Advisor
Exercise / conversionCommon Stock 10,000 $14.00 $140,000.00
Disclosure

SEC source: 0001179110-21-007601 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:10 UTC
Sacks IanDirector
SaleCommon Stock 3,610 $77.04 $278,121.62
Disclosure

SEC source: 0001179110-21-007561 · edgar.xml · nonDerivative · entry 2

Sacks Ian · CIK 0001614866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,046

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.91 to $77.20, inclusive.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:10 UTC
Sacks IanDirector
SaleCommon Stock 6,390 $76.18 $486,782.53
Disclosure

SEC source: 0001179110-21-007561 · edgar.xml · nonDerivative · entry 1

Sacks Ian · CIK 0001614866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,656

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.77 to $76.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) and (2) of this Form 4.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 12:16 UTC
Hostetter Adam JEVP Chief Marketing Officer
Tax withholdingCommon Stock 1,201 $82.13 $98,638.13
Disclosure

SEC source: 0001179110-21-007204 · edgar.xml · nonDerivative · entry 1

Hostetter Adam J · CIK 0001774103 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,843

Read SEC document
June 28, 2021 Filed Jun 30, 2021 16:50 UTC SaleCommon Stock 1,133 $82.23 $93,166.59
Disclosure

SEC source: 0001179110-21-007170 · edgar.xml · nonDerivative · entry 1

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133

Read SEC document
June 23, 2021 Filed Jun 25, 2021 18:32 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,762 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-21-007040 · edgar.xml · derivative · entry 7

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,608

Underlying: Common Stock · 4,762 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Corrects an error in the number of stock options reported as beneficially owned in a previous Form 4 filing.

F4 · derivative.exercise_date: The option is immediately exercisable.

F5 · balance_after: Corrects an error in the number of stock options reported as beneficially owned in a previous Form 4 filing.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 18:32 UTC SaleCommon Stock 150 $83.74 $12,560.51
Disclosure

SEC source: 0001179110-21-007040 · edgar.xml · nonDerivative · entry 5

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.72 to $83.77, inclusive.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 18:32 UTC SaleCommon Stock 4,612 $83.08 $383,159.89
Disclosure

SEC source: 0001179110-21-007040 · edgar.xml · nonDerivative · entry 4

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,416

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.68 to $83.63, inclusive.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 18:32 UTC Exercise / conversionCommon Stock 4,762 $14.00 $66,668.00
Disclosure

SEC source: 0001179110-21-007040 · edgar.xml · nonDerivative · entry 3

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 18:32 UTC SaleCommon Stock 100 $83.75 $8,374.50
Disclosure

SEC source: 0001179110-21-007040 · edgar.xml · nonDerivative · entry 2

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.72 to $83.77, inclusive.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 18:32 UTC SaleCommon Stock 4,073 $83.09 $338,410.09
Disclosure

SEC source: 0001179110-21-007040 · edgar.xml · nonDerivative · entry 1

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,366

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.67 to $83.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1), (2), and (3) of this Form 4.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:06 UTC
MOTT DARCY GSpecial Advisor
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-21-006951 · edgar.xml · derivative · entry 4

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 10,000 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F4 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:06 UTC
MOTT DARCY GSpecial Advisor
SaleCommon Stock 3,204 $77.68 $248,871.98
Disclosure

SEC source: 0001179110-21-006951 · edgar.xml · nonDerivative · entry 3

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,052

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.19 to $78.01, inclusive.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:06 UTC
MOTT DARCY GSpecial Advisor
SaleCommon Stock 2,796 $76.62 $214,222.25
Disclosure

SEC source: 0001179110-21-006951 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,256

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.19 to $77.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) and (3) of this Form 4.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:06 UTC
MOTT DARCY GSpecial Advisor
Exercise / conversionCommon Stock 10,000 $14.00 $140,000.00
Disclosure

SEC source: 0001179110-21-006951 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 22:10 UTC
Otten William RobertExecutive VP of Sales
Tax withholdingCommon Stock 1,134 $77.78 $88,202.52
Disclosure

SEC source: 0001179110-21-006953 · edgar.xml · nonDerivative · entry 1

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,966

Read SEC document
May 20, 2021 Filed May 21, 2021 18:18 UTC
MOTT DARCY GSpecial Advisor
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-21-005736 · edgar.xml · derivative · entry 3

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 10,000 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 20, 2021 Filed May 21, 2021 18:18 UTC
MOTT DARCY GSpecial Advisor
SaleCommon Stock 6,000 $77.25 $463,527.00
Disclosure

SEC source: 0001179110-21-005736 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,052

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.97 to $77.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

Read SEC document
May 20, 2021 Filed May 21, 2021 18:18 UTC
MOTT DARCY GSpecial Advisor
Exercise / conversionCommon Stock 10,000 $14.00 $140,000.00
Disclosure

SEC source: 0001179110-21-005736 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 18:01 UTC
MOTT DARCY GSpecial Advisor
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-21-004547 · edgar.xml · derivative · entry 3

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 10,000 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 18:01 UTC
MOTT DARCY GSpecial Advisor
SaleCommon Stock 6,000 $70.31 $421,843.80
Disclosure

SEC source: 0001179110-21-004547 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,052

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.90 to $70.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

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April 20, 2021 Filed Apr 21, 2021 18:01 UTC
MOTT DARCY GSpecial Advisor
Exercise / conversionCommon Stock 10,000 $14.00 $140,000.00
Disclosure

SEC source: 0001179110-21-004547 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

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April 05, 2021 Filed Apr 7, 2021 11:13 UTC
MOTT DARCY GSpecial Advisor
Tax withholdingCommon Stock 3,508 $67.29 $236,062.09
Disclosure

SEC source: 0001179110-21-004282 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,052

F1 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

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April 05, 2021 Filed Apr 7, 2021 11:13 UTC
MOTT DARCY GSpecial Advisor
Tax withholdingCommon Stock 2,864 $67.29 $192,725.72
Disclosure

SEC source: 0001179110-21-004282 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,560

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April 05, 2021 Filed Apr 7, 2021 11:20 UTC
Hill Angelique ChristineExec VP, Operations
Tax withholdingCommon Stock 419 $67.29 $28,195.56
Disclosure

SEC source: 0001179110-21-004286 · edgar.xml · nonDerivative · entry 2

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,904

F1 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

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April 05, 2021 Filed Apr 7, 2021 11:20 UTC
Hill Angelique ChristineExec VP, Operations
Tax withholdingCommon Stock 513 $67.29 $34,521.05
Disclosure

SEC source: 0001179110-21-004286 · edgar.xml · nonDerivative · entry 1

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,323

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April 05, 2021 Filed Apr 7, 2021 15:24 UTC
Kessler JonDirector · President and CEO
Tax withholdingCommon Stock 10,971 $67.29 $738,266.02
Disclosure

SEC source: 0001179110-21-004288 · edgar.xml · nonDerivative · entry 2

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,712

F1 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

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April 05, 2021 Filed Apr 7, 2021 15:24 UTC
Kessler JonDirector · President and CEO
Tax withholdingCommon Stock 10,778 $67.29 $725,278.57
Disclosure

SEC source: 0001179110-21-004288 · edgar.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,683

Read SEC document
April 05, 2021 Filed Apr 7, 2021 15:16 UTC
Ladd DelanoEVP, Counsel & Secretary
Tax withholdingCommon Stock 2,233 $67.29 $150,264.15
Disclosure

SEC source: 0001179110-21-004284 · edgar.xml · nonDerivative · entry 2

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,651

F1 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

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April 05, 2021 Filed Apr 7, 2021 15:16 UTC
Ladd DelanoEVP, Counsel & Secretary
Tax withholdingCommon Stock 1,822 $67.29 $122,606.94
Disclosure

SEC source: 0001179110-21-004284 · edgar.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,884

Read SEC document
April 05, 2021 Filed Apr 7, 2021 15:06 UTC
Otten William RobertExecutive VP of Sales
Tax withholdingCommon Stock 1,517 $67.29 $102,082.72
Disclosure

SEC source: 0001179110-21-004278 · edgar.xml · nonDerivative · entry 2

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,100

F1 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

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April 05, 2021 Filed Apr 7, 2021 15:06 UTC
Otten William RobertExecutive VP of Sales
Tax withholdingCommon Stock 1,238 $67.29 $83,308.12
Disclosure

SEC source: 0001179110-21-004278 · edgar.xml · nonDerivative · entry 1

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,617

Read SEC document
April 05, 2021 Filed Apr 7, 2021 15:10 UTC
Neeleman StephenDirector · Founder and Vice Chairman
Tax withholdingCommon Stock 2,321 $67.29 $156,185.89
Disclosure

SEC source: 0001179110-21-004280 · edgar.xml · nonDerivative · entry 2

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,722

F1 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.