HQI

SEC source: 0001654954-20-001143 · section16.xml · nonDerivative · entry 1

JACKSON EDWARD · CIK 0001782800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,505,949

F1 · kind: This transaction represents a purchase on the open market which qualifies for deferred reporting on Form 5 pursuant to Rule 16a-6. Mr. Jackson has determined to voluntarily report this transaction early on this Form 4.

F2 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2019.

SEC source: 0001654954-20-001075 · section16.xml · nonDerivative · entry 2

JACKSON EDWARD · CIK 0001782800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,505,306

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2019.

SEC source: 0001654954-20-001075 · section16.xml · nonDerivative · entry 1

JACKSON EDWARD · CIK 0001782800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,504,106

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2019.

F2 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.870 - $6.900 per share. Mr. Jackson undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001654954-20-000892 · section16.xml · nonDerivative · entry 1

JACKSON EDWARD · CIK 0001782800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,502,686

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2019.

F2 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.900 - $7.000 per share. Mr. Jackson undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001654954-20-000616 · section16.xml · nonDerivative · entry 1

BROWN PAYNE · CIK 0001782824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,846

F1 · shares: Represents shares of restricted stock awarded to Mr. Brown in his capacity as a Director of Issuer for Board of Director services. This share award represents compensation in-lieu of a quarterly cash retainer. 1,626 of these shares will vest on April 17, 2020, and 325 of these shares will vest on January 17, 2022.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $6.92 per share.

SEC source: 0001654954-20-000618 · section16.xml · nonDerivative · entry 1

McAnnar John · CIK 0001773909 · Secretary, VP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,202

F1 · shares: Represents shares of restricted stock awarded to Mr. McAnnar as a match of 20% of open market purchases made by Mr. McAnnar pursuant to his Employment Agreement. These shares will vest on December 4, 2021.

F2 · price: Shares awarded pursuant to share match program. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $6.92 per share.

SEC source: 0001654954-20-000617 · section16.xml · nonDerivative · entry 1

Hermanns Richard · CIK 0001773971 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,772,879

F1 · shares: Represents shares of restricted stock awarded to Mr. Hermanns pursuant to a match of 20% of open market purchases made by Mr. Hermanns as set forth in his Employment Agreement. 500 of these shares will vest on December 17, 2021, 500 of these shares will vest on December 18, 2021, 500 of these shares will vest on December 19, 2021, 500 of these shares will vest on December 20, 2021, 500 of these shares will vest on December 23, 2021, 240 of these shares will vest on December 30, 2021, 80 of these shares will vest on January 9, 2022, and 28 of these shares will vest on January 10, 2022.

F2 · price: Shares awarded pursuant to share match program. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $6.92 per share.

SEC source: 0001654954-20-000614 · section16.xml · nonDerivative · entry 1

JACKSON EDWARD · CIK 0001782800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500,868

F1 · shares: Represents shares of restricted stock awarded to Mr. Jackson in his capacity as a Director of Issuer for Board of Director services. Shares represent compensation in-lieu of a quarterly cash retainer. 1,499 of these shares will vest on April 17, 2020, and 300 of these shares will vest on January 17, 2022.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $6.92 per share.

SEC source: 0001654954-20-000613 · section16.xml · nonDerivative · entry 1

Hagenbuch Lawrence F · CIK 0001564286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,507

F1 · shares: Represents shares of restricted stock awarded to Mr. Hagenbuch in his capacity as a Director of Issuer for Board of Director services. 1,930 shares represent compensation in-lieu of a quarterly cash retainer. 400 shares represent a match of 20% of open market purchases made by Mr. Hagenbuch as set forth in the 2019 HireQuest, Inc. Non-Employee Director Compensation Plan. 1,608 of these shares will vest on April 17, 2020, 400 of these shares will vest on December 3, 2021, and 322 of these shares will vest on January 17, 2022.

F2 · price: Shares awarded for board service and pursuant to share match program. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $6.92 per share.

SEC source: 0001654954-20-000612 · section16.xml · nonDerivative · entry 1

Smith JD · CIK 0001602937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,915

F1 · shares: Represents shares of restricted stock awarded to Mr. Smith in his capacity as a Director of Issuer pursuant to a match of 20% of open market purchases made by Mr. Smith as set forth in the 2019 HireQuest, Inc. Non-Employee Director Compensation Plan. 1,240 of these shares will vest on November 22, 2021, 155 of these shares will vest on December 5, 2021, and 559 of these shares will vest on December 12, 2021.

F2 · price: Shares awarded pursuant to director share match program. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $6.92 per share.

SEC source: 0001654954-20-000611 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,185

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. 2,493 shares represent compensation in-lieu of a quarterly cash retainer. 2,680 shares represent a match of 20% of open market purchases made by Mr. Malhotra as set forth in the 2019 HireQuest, Inc. Non-Employee Director Compensation Plan. 2,077 of these shares will vest on April 17, 2020, 1,000 of these shares will vest on November 18, 2021, 680 of these shares will vest on November 19, 2021, 1,000 of these shares will vest on November 20, 2021, and 416 of these shares will vest on January 17, 2022.

F2 · price: Shares awarded for board service and pursuant to share match program. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $6.92 per share.

SEC source: 0001654954-20-000646 · section16.xml · nonDerivative · entry 1

Shanahan Kathleen M · CIK 0001292085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,046

F1 · shares: Represents shares of restricted stock awarded to Ms. Shanahan in her capacity as a Director of Issuer for Board of Director services. 1,951 shares represent compensation in-lieu of a quarterly cash retainer. 200 shares represent a match of 20% of open market purchases made by Ms. Shanahan as set forth in the 2019 HireQuest, Inc. Non-Employee Director Compensation Plan. 1,626 of these shares will vest on April 17, 2020, 200 of these shares will vest on December 27, 2021, and 325 of these shares will vest on January 17, 2022.

F2 · price: Shares awarded for board service and pursuant to share match program. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $6.92 per share.

SEC source: 0001654954-20-000306 · section16.xml · nonDerivative · entry 2

Hermanns Richard · CIK 0001773971 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,770,031

F1 · kind: This transaction represents a purchase on the open market which qualifies for deferred reporting on Form 5 pursuant to Rule 16a-6. Mr. Hermanns has chosen to report this transaction early on Form 4.

F2 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2019.

SEC source: 0001654954-20-000306 · section16.xml · nonDerivative · entry 1

Hermanns Richard · CIK 0001773971 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,892

F1 · kind: This transaction represents a purchase on the open market which qualifies for deferred reporting on Form 5 pursuant to Rule 16a-6. Mr. Hermanns has chosen to report this transaction early on Form 4.

F2 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2019.

SEC source: 0001654954-19-014334 · section16.xml · nonDerivative · entry 1

Hermanns Richard · CIK 0001773971 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,492

F1 · kind: The transactions reported in this line represent purchases on the open market which qualify for deferred reporting on Form 5 pursuant to Rule 16a-6. Mr. Hermanns has chosen to report these transactions early on Form 4.

F2 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2019.

F3 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.705 - $6.750 per share. Mr. Hermanns undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001654954-19-014299 · section16.xml · nonDerivative · entry 1

Shanahan Kathleen M · CIK 0001292085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,895

F1 · kind: This transaction represents a purchase on the open market which qualifies for deferred reporting on Form 5 pursuant to Rule 16a-6. Ms. Shanahan has chosen to report this transaction early on Form 4.

SEC source: 0001654954-19-014193 · section16.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 112,235

F3 · price: The shares reported herein were purchased in multiple transactions. All shares reported in this line were purchased for $6.7 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased in each transaction.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001654954-19-014232 · section16.xml · nonDerivative · entry 2

Hermanns Richard · CIK 0001773971 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768,292

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2019.

F3 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.6 - $6.61 per share. Mr. Hermanns undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001654954-19-014193 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 109,735

F1 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.610 - $6.620 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001654954-19-014232 · section16.xml · nonDerivative · entry 1

Hermanns Richard · CIK 0001773971 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,765,792

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2019.

F2 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.6 - $6.75 per share. Mr. Hermanns undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001654954-19-014103 · section16.xml · nonDerivative · entry 3

Hermanns Richard · CIK 0001773971 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,763,292

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2019.

F4 · price: The shares reported herein were purchased in multiple transactions. All shares reported on this line were purchased for $6.63. Mr. Hermanns undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased in each transaction.

SEC source: 0001654954-19-014114 · section16.xml · nonDerivative · entry 3

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 104,735

F3 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.510 - $6.630 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001654954-19-014103 · section16.xml · nonDerivative · entry 2

Hermanns Richard · CIK 0001773971 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,760,792

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2019.

F3 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.62 - $6.64 per share. Mr. Hermanns undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001654954-19-014114 · section16.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 94,724

F2 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.510 - $6.600 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001654954-19-014103 · section16.xml · nonDerivative · entry 1

Hermanns Richard · CIK 0001773971 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,758,292

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2019.

F2 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.665 - $6.750 per share. Mr. Hermanns undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001654954-19-014114 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 93,117

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001654954-19-013967 · section16.xml · nonDerivative · entry 2

Smith JD · CIK 0001602937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,961

F2 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.98 - $7.00 per share. Mr. Smith undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001654954-19-013967 · section16.xml · nonDerivative · entry 1

Smith JD · CIK 0001602937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,166

F1 · kind: This transaction represents purchases on the open market and, when made, qualified for deferred reporting on Form 5 pursuant to Rule 16a-6 Small acquisitions. The aggregate amount of this purchase and the other purchases reported on this Form 4 now exceed $10,000 in market value.

SEC source: 0001654954-19-013635 · section16.xml · nonDerivative · entry 1

McAnnar John · CIK 0001773909 · Secretary, VP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,702

F1 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.86 - $6.89 per share. Mr. McAnnar undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001654954-19-013585 · section16.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 92,944

F3 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.826 - $6.828 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: See footnote 2, above.

SEC source: 0001654954-19-013584 · section16.xml · nonDerivative · entry 1

Hagenbuch Lawrence F · CIK 0001564286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,177

F1 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.76 - $7.00 per share. Mr. Hagenbuch undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001654954-19-013633 · section16.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 92,944

F1 · kind: The original Form 4, filed on December 4, 2019, is being amended by this Form 4 solely to correct an administrative error which misreported the Transaction Code as "A." The correct Transaction Code is "P."

F4 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.826 - $6.828 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F5 · ownership.nature: See footnote 3, above.

SEC source: 0001654954-19-013634 · section16.xml · nonDerivative · entry 1

Hagenbuch Lawrence F · CIK 0001564286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,177

F1 · kind: The original Form 4, filed on December 4, 2019, is being amended by this Form 4 solely to correct an administrative error which misreported the Transaction Code as "A." The correct Transaction code is "P."

F2 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.76 - $7.00 per share. Mr. Hagenbuch undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001654954-19-013585 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 89,944

F1 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.485 - $6.700 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001654954-19-013633 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 89,944

F1 · kind: The original Form 4, filed on December 4, 2019, is being amended by this Form 4 solely to correct an administrative error which misreported the Transaction Code as "A." The correct Transaction Code is "P."

F2 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.485 - $6.700 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001654954-19-013426 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 83,944

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001654954-19-013396 · section16.xml · nonDerivative · entry 1

Smith JD · CIK 0001602937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,391

SEC source: 0001654954-19-013236 · section16.xml · nonDerivative · entry 4

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,012

SEC source: 0001654954-19-013236 · section16.xml · nonDerivative · entry 3

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,012

F4 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.04 - $6.05 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001654954-19-013236 · section16.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,612

F3 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $5.98 - $6.01 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001654954-19-013236 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,612

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of the Issuer for Board of Directors services. 2,018 of these shares will vest on February 19, 2020, and 403 of these shares will vest on November 18, 2021. This share award represents compensation in-lieu of a quarterly cash retainer.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $5.95 per share.

SEC source: 0001654954-19-013235 · section16.xml · nonDerivative · entry 1

McAnnar John · CIK 0001773909 · Secretary, VP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,202

F1 · shares: Represents shares of restricted stock awarded to Mr. McAnnar in his capacity as Secretary, Vice President, and General Counsel of Issuer for service in those roles. These shares will vest on February 19, 2020. This share award represents Mr. McAnnar's 2019 bonus as set forth in his employment agreement.

F2 · price: Shares awarded for service as Secretary, Vice President, and General Counsel. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $5.95 per share.

SEC source: 0001654954-19-013234 · section16.xml · nonDerivative · entry 1

JACKSON EDWARD · CIK 0001782800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,499,069

F1 · shares: Represents shares of restricted stock awarded to Mr. Jackson in his capacity as a Director of the Issuer for Board of Directors services. 1,456 of these shares will vest on February 19, 2020, and 292 of these shares will vest on November 18, 2021. This share award represents compensation in-lieu of a quarterly cash retainer.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $5.95 per share.

SEC source: 0001654954-19-013233 · section16.xml · nonDerivative · entry 1

Hagenbuch Lawrence F · CIK 0001564286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,177

F1 · shares: Represents shares of restricted stock awarded to Mr. Hagenbuch in his capacity as a Director of the Issuer for Board of Directors services. 1,561 of these shares will vest on February 19, 2020, and 313 of these shares will vest on November 18, 2021. This share award represents compensation in-lieu of a quarterly cash retainer.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $5.95 per share.

SEC source: 0001654954-19-013232 · section16.xml · nonDerivative · entry 1

BROWN PAYNE · CIK 0001782824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,895

F1 · shares: Represents shares of restricted stock awarded to Mr. Brown in his capacity as a Director of the Issuer for Board of Directors services. 1,579 of these shares will vest on February 19, 2020 and 316 of these shares will vest on November 18, 2021. This share award represents compensation in-lieu of a quarterly cash retainer.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $5.95 per share.

SEC source: 0001654954-19-013231 · section16.xml · nonDerivative · entry 1

Shanahan Kathleen M · CIK 0001292085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,895

F1 · shares: Represents shares of restricted stock awarded to Ms. Shanahan in her capacity as a Director of the Issuer for Board of Directors services. 1,579 of these shares will vest on February 19, 2020, and 316 of these shares will vest on November 18, 2021. This share award represents compensation in-lieu of a quarterly cash retainer.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $5.95 per share.

SEC source: 0001193805-19-000866 · e618678_4-jd.xml · nonDerivative · entry 1

Smith JD · CIK 0001602937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,191

F1 · shares: Represents shares of restricted stock awarded to Mr. Smith in his capacity as a Director of the Issuer for Board of Directors service. 5,000 of these shares will vest on the day prior to the 2020 Annual Meeting of Shareholders of Issuer and 5,000 of these shares will vest on each of the first two anniversaries of that date.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of grant was $7.20 per share.

SEC source: 0001193805-19-000862 · e618674_4-ejackson.xml · nonDerivative · entry 1

JACKSON EDWARD · CIK 0001782800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,497,321

F1 · shares: Represents shares of restricted stock awarded to Mr. Jackson in his capacity as a Director of the Issuer for Board of Directors service. 5,000 of these shares will vest on the day prior to the 2020 Annual Meeting of Shareholders of Issuer, and 5,000 of these shares will vest on each of the first two anniversaries of that date.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of grant was $7.20 per share.

SEC source: 0001193805-19-000860 · e618672_4-lawrence.xml · nonDerivative · entry 1

Hagenbuch Lawrence F · CIK 0001564286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,303

F1 · shares: Represents shares of restricted stock awarded to Mr. Hagenbuch in his capacity as a Director of the Issuer for Board of Directors service. 5,000 of these shares will vest on the day prior to the 2020 Annual Meeting of Shareholders of Issuer and 5,000 of these shares will vest on each of the first two anniversaries of that date.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of grant was $7.20 per share.

SEC source: 0001193805-19-000867 · e618683_4-csmith.xml · nonDerivative · entry 1

Smith Cory · CIK 0001715149 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

F1 · shares: Represents shares of restricted stock awarded to Mr. Smith in his capacity as Treasurer and CFO of Issuer for service in those roles. 12,500 of these shares will vest on September 1, 2021. Thereafter, 1562.5 shares will vest on the last day of each of the eight fiscal quarters immediately following September 1, 2019.

F2 · price: Shares awarded for service as Treasurer and CFO. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of grant was $7.20 per share.