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HP INC

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0000047217
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606

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0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
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Aug 202603
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2018 Filed Dec 5, 2018 00:24 UTC
CHO ALEXPresident, Personal Systems
SaleCommon Stock 3,879 $23.68 $91,854.72
Disclosure

SEC source: 0001562180-18-004823 · primarydocument.xml · nonDerivative · entry 1

CHO ALEX · CIK 0001744718 · President, Personal Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:18 UTC Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 183,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004733 · primarydocument.xml · derivative · entry 5

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 183,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F5 · shares: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 167,506 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 16,379 vested dividend equivalent units.

F5 · price: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 167,506 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 16,379 vested dividend equivalent units.

F5 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 167,506 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 16,379 vested dividend equivalent units.

F5 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 167,506 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 16,379 vested dividend equivalent units.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:18 UTC Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 85,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004733 · primarydocument.xml · derivative · entry 4

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,194

Underlying: Common Stock · 85,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: As previously reported, on 12/7/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 81,196 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4,452 vested dividend equivalent units.

F4 · price: As previously reported, on 12/7/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 81,196 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4,452 vested dividend equivalent units.

F4 · derivative.exercise_date: As previously reported, on 12/7/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 81,196 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4,452 vested dividend equivalent units.

F4 · derivative.expiration_date: As previously reported, on 12/7/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 81,196 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4,452 vested dividend equivalent units.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:18 UTC Tax withholdingCommon Stock 133,636 $22.81 $3,048,237.16
Disclosure

SEC source: 0001562180-18-004733 · primarydocument.xml · nonDerivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,425

F1 · shares: 133,636 shares were withheld by HP to satisfy tax withholding on vesting of PARSUs.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:18 UTC Exercise / conversionCommon Stock 269,533 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004733 · primarydocument.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:17 UTC
WEISLER DION JDirector · President and CEO
Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 441,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004732 · primarydocument.xml · derivative · entry 4

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 441,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: As previously reported, on 12/9/2015 the reporting person was granted 578,019 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 402,013 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 39,312 vested dividend equivalent units.

F4 · price: As previously reported, on 12/9/2015 the reporting person was granted 578,019 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 402,013 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 39,312 vested dividend equivalent units.

F4 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 578,019 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 402,013 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 39,312 vested dividend equivalent units.

F4 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 578,019 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 402,013 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 39,312 vested dividend equivalent units.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:17 UTC
WEISLER DION JDirector · President and CEO
Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 205,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004732 · primarydocument.xml · derivative · entry 3

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,065

Underlying: Common Stock · 205,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/7/2016 the reporting person was granted 408,111 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 198,873 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 10,685 vested dividend equivalent units.

F3 · price: As previously reported, on 12/7/2016 the reporting person was granted 408,111 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 198,873 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 10,685 vested dividend equivalent units.

F3 · derivative.exercise_date: As previously reported, on 12/7/2016 the reporting person was granted 408,111 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 198,873 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 10,685 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/7/2016 the reporting person was granted 408,111 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 198,873 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 10,685 vested dividend equivalent units.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:17 UTC
WEISLER DION JDirector · President and CEO
Tax withholdingCommon Stock 320,725 $22.81 $7,315,737.25
Disclosure

SEC source: 0001562180-18-004732 · primarydocument.xml · nonDerivative · entry 2

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063,113

F1 · shares: 320,725 shares were withheld by HP to satisfy tax withholding on vesting of PARSUs.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:17 UTC
WEISLER DION JDirector · President and CEO
Exercise / conversionCommon Stock 646,883 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004732 · primarydocument.xml · nonDerivative · entry 1

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:07 UTC
KEOGH TRACY SChief HR Officer
Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 106,654 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004731 · primarydocument.xml · derivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 106,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: As previously reported, on 12/9/2015 the reporting person was granted 139,688 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 97,153 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 9,501 vested dividend equivalent units.

F4 · price: As previously reported, on 12/9/2015 the reporting person was granted 139,688 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 97,153 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 9,501 vested dividend equivalent units.

F4 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 139,688 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 97,153 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 9,501 vested dividend equivalent units.

F4 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 139,688 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 97,153 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 9,501 vested dividend equivalent units.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:07 UTC
KEOGH TRACY SChief HR Officer
Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 49,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004731 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,533

Underlying: Common Stock · 49,677 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/7/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 47,095 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,582 vested dividend equivalent units.

F3 · price: As previously reported, on 12/7/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 47,095 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,582 vested dividend equivalent units.

F3 · derivative.exercise_date: As previously reported, on 12/7/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 47,095 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,582 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/7/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 47,095 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,582 vested dividend equivalent units.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:07 UTC
KEOGH TRACY SChief HR Officer
Tax withholdingCommon Stock 77,510 $22.81 $1,768,003.10
Disclosure

SEC source: 0001562180-18-004731 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,730

F1 · shares: 77,510 shares were withheld by HP to satisfy tax withholding on vesting of PARSUs.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:07 UTC
KEOGH TRACY SChief HR Officer
Exercise / conversionCommon Stock 156,331 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004731 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:06 UTC
LORES ENRIQUEPresident, PSS
Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 128,719 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004730 · primarydocument.xml · derivative · entry 4

LORES ENRIQUE · CIK 0001656242 · President, PSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 128,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: As previously reported, on 12/9/2015 the reporting person was granted 168,589 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 117,254 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 11,465 vested dividend equivalent units.

F4 · price: As previously reported, on 12/9/2015 the reporting person was granted 168,589 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 117,254 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 11,465 vested dividend equivalent units.

F4 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 168,589 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 117,254 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 11,465 vested dividend equivalent units.

F4 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 168,589 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 117,254 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 11,465 vested dividend equivalent units.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:06 UTC
LORES ENRIQUEPresident, PSS
Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 64,238 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004730 · primarydocument.xml · derivative · entry 3

LORES ENRIQUE · CIK 0001656242 · President, PSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,396

Underlying: Common Stock · 64,238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/7/2016 the reporting person was granted 127,535 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 60,898 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 3,340 vested dividend equivalent units.

F3 · price: As previously reported, on 12/7/2016 the reporting person was granted 127,535 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 60,898 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 3,340 vested dividend equivalent units.

F3 · derivative.exercise_date: As previously reported, on 12/7/2016 the reporting person was granted 127,535 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 60,898 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 3,340 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/7/2016 the reporting person was granted 127,535 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 60,898 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 3,340 vested dividend equivalent units.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:06 UTC
LORES ENRIQUEPresident, PSS
Tax withholdingCommon Stock 95,669 $22.81 $2,182,209.89
Disclosure

SEC source: 0001562180-18-004730 · primarydocument.xml · nonDerivative · entry 2

LORES ENRIQUE · CIK 0001656242 · President, PSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,933

F1 · shares: 95,669 shares were withheld by HP to satisfy tax withholding on vesting of PARSUs.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:06 UTC
LORES ENRIQUEPresident, PSS
Exercise / conversionCommon Stock 192,957 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004730 · primarydocument.xml · nonDerivative · entry 1

LORES ENRIQUE · CIK 0001656242 · President, PSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:05 UTC
Rivera Kim MChief Legal Officer, GC & Sec
Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 95,620 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004729 · primarydocument.xml · derivative · entry 4

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: As previously reported, on 12/9/2015 the reporting person was granted 125,237 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 87,103 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 8,517 vested dividend equivalent units.

F4 · price: As previously reported, on 12/9/2015 the reporting person was granted 125,237 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 87,103 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 8,517 vested dividend equivalent units.

F4 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 125,237 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 87,103 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 8,517 vested dividend equivalent units.

F4 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 125,237 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 87,103 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 8,517 vested dividend equivalent units.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:05 UTC
Rivera Kim MChief Legal Officer, GC & Sec
Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 47,106 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004729 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,557

Underlying: Common Stock · 47,106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/7/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 44,658 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,448 vested dividend equivalent units.

F3 · price: As previously reported, on 12/7/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 44,658 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,448 vested dividend equivalent units.

F3 · derivative.exercise_date: As previously reported, on 12/7/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 44,658 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,448 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/7/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 44,658 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,448 vested dividend equivalent units.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:05 UTC
Rivera Kim MChief Legal Officer, GC & Sec
Tax withholdingCommon Stock 70,765 $22.81 $1,614,149.65
Disclosure

SEC source: 0001562180-18-004729 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,202

F1 · shares: 70,765 shares were withheld by HP to satisfy tax withholding on vesting of PARSUs.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:05 UTC
Rivera Kim MChief Legal Officer, GC & Sec
Exercise / conversionCommon Stock 142,726 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004729 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 00:48 UTC
Rivera Kim MChief Legal Officer, GC & Sec
SaleCommon Stock 46,072 $24.14 $1,112,178.08
Disclosure

SEC source: 0001562180-18-004579 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,241

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.04-$24.26, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:15 UTC
Rivera Kim MChief Legal Officer, GC & Sec
Exercise / conversionRestricted Stock Unit · Derivative 86,738 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004518 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · derivative.exercise_date: On 11/9/2015 the reporting person was granted 237,924 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 7,430 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 11/9/2015 the reporting person was granted 237,924 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 7,430 vested dividend equivalent rights.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:15 UTC
Rivera Kim MChief Legal Officer, GC & Sec
Tax withholdingCommon Stock 40,666 $25.00 $1,016,650.00
Disclosure

SEC source: 0001562180-18-004518 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,313

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:15 UTC
Rivera Kim MChief Legal Officer, GC & Sec
Exercise / conversionCommon Stock 86,738 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004518 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 7, 2018 21:18 UTC
WEISLER DION JDirector · President and CEO
SaleCommon Stock 78,990 $24.83 $1,961,100.53
Disclosure

SEC source: 0001562180-18-004447 · primarydocument.xml · nonDerivative · entry 2

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,955

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/28/2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.66-$25.04, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 21:18 UTC
WEISLER DION JDirector · President and CEO
SaleCommon Stock 7,399 $24.55 $181,645.45
Disclosure

SEC source: 0001562180-18-004447 · primarydocument.xml · nonDerivative · entry 1

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,945

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/28/2018.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:23 UTC Exercise / conversionRestricted Stock Unit · Derivative 65,900 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004429 · primarydocument.xml · derivative · entry 4

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · derivative.exercise_date: On 11/2/2015 the reporting person was granted 180,766 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,644 vested dividend equivalent rights.

F3 · derivative.expiration_date: On 11/2/2015 the reporting person was granted 180,766 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,644 vested dividend equivalent rights.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:23 UTC Tax withholdingCommon Stock 32,674 $24.63 $804,760.62
Disclosure

SEC source: 0001562180-18-004429 · primarydocument.xml · nonDerivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,528

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:23 UTC Exercise / conversionCommon Stock 65,900 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004429 · primarydocument.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:23 UTC
KEOGH TRACY SChief HR Officer
Exercise / conversionRestricted Stock Unit · Derivative 38,222 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004430 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · derivative.exercise_date: On 11/2/2015 the reporting person was granted 104,845 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,273 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 11/2/2015 the reporting person was granted 104,845 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,273 vested dividend equivalent rights.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:23 UTC
KEOGH TRACY SChief HR Officer
Tax withholdingCommon Stock 18,951 $24.63 $466,763.13
Disclosure

SEC source: 0001562180-18-004430 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,909

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:23 UTC
KEOGH TRACY SChief HR Officer
Exercise / conversionCommon Stock 38,222 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004430 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:22 UTC
WEISLER DION JDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 171,341 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004428 · primarydocument.xml · derivative · entry 3

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 171,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · derivative.exercise_date: On 11/2/2015 the reporting person was granted 469,993 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 14,676 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 11/2/2015 the reporting person was granted 469,993 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 14,676 vested dividend equivalent rights.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:22 UTC
WEISLER DION JDirector · President and CEO
Tax withholdingCommon Stock 77,675 $24.63 $1,913,135.25
Disclosure

SEC source: 0001562180-18-004428 · primarydocument.xml · nonDerivative · entry 2

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,344

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:22 UTC
WEISLER DION JDirector · President and CEO
Exercise / conversionCommon Stock 171,341 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004428 · primarydocument.xml · nonDerivative · entry 1

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:22 UTC
CHO ALEXPresident, Personal Systems
Exercise / conversionRestricted Stock Unit · Derivative 5,931 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004427 · primarydocument.xml · derivative · entry 3

CHO ALEX · CIK 0001744718 · President, Personal Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · derivative.exercise_date: On 11/2/2015 the reporting person was granted 16,269 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 508 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 11/2/2015 the reporting person was granted 16,269 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 508 vested dividend equivalent rights.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:22 UTC
CHO ALEXPresident, Personal Systems
Tax withholdingCommon Stock 2,052 $24.63 $50,540.76
Disclosure

SEC source: 0001562180-18-004427 · primarydocument.xml · nonDerivative · entry 2

CHO ALEX · CIK 0001744718 · President, Personal Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,879

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:22 UTC
CHO ALEXPresident, Personal Systems
Exercise / conversionCommon Stock 5,931 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004427 · primarydocument.xml · nonDerivative · entry 1

CHO ALEX · CIK 0001744718 · President, Personal Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Dec 12, 2018 00:40 UTC Amendment
WEISLER DION JDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 171,341 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004921 · primarydocument.xml · derivative · entry 3

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 171,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · derivative.exercise_date: On 11/2/2015 the reporting person was granted 469,993 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 14,676 vested dividend equivalent rights.

F3 · derivative.expiration_date: On 11/2/2015 the reporting person was granted 469,993 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 14,676 vested dividend equivalent rights.

Read SEC document
November 02, 2018 Filed Dec 12, 2018 00:40 UTC Amendment
WEISLER DION JDirector · President and CEO
Tax withholdingCommon Stock 84,952 $24.63 $2,092,367.76
Disclosure

SEC source: 0001562180-18-004921 · primarydocument.xml · nonDerivative · entry 2

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,067

F1 · shares: Due to an adjustment to the required tax withholding rate, the original Form 4 mistakenly reported the incorrect shares withheld to cover the taxes.

F1 · balance_after: Due to an adjustment to the required tax withholding rate, the original Form 4 mistakenly reported the incorrect shares withheld to cover the taxes.

Read SEC document
November 02, 2018 Filed Dec 12, 2018 00:40 UTC Amendment
WEISLER DION JDirector · President and CEO
Exercise / conversionCommon Stock 171,341 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004921 · primarydocument.xml · nonDerivative · entry 1

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:24 UTC
KEOGH TRACY SChief HR Officer
Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 24,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004384 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,190

Underlying: Common Stock · 24,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 12/9/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,291 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,277 vested dividend equivalent units.

F2 · price: As previously reported, on 12/9/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,291 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,277 vested dividend equivalent units.

F2 · derivative.exercise_date: As previously reported, on 12/9/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,291 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,277 vested dividend equivalent units.

F2 · derivative.expiration_date: As previously reported, on 12/9/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,291 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,277 vested dividend equivalent units.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:24 UTC
KEOGH TRACY SChief HR Officer
Tax withholdingCommon Stock 12,182 $24.14 $294,073.48
Disclosure

SEC source: 0001562180-18-004384 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,638

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:24 UTC
KEOGH TRACY SChief HR Officer
Exercise / conversionCommon Stock 24,569 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004384 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:23 UTC Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 42,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004382 · primarydocument.xml · derivative · entry 4

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,705

Underlying: Common Stock · 42,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/9/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 40,159 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,202 vested dividend equivalent units.

F3 · price: As previously reported, on 12/9/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 40,159 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,202 vested dividend equivalent units.

F3 · derivative.exercise_date: As previously reported, on 12/9/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 40,159 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,202 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/9/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 40,159 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,202 vested dividend equivalent units.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:23 UTC Tax withholdingCommon Stock 20,059 $24.14 $484,224.26
Disclosure

SEC source: 0001562180-18-004382 · primarydocument.xml · nonDerivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,302

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:23 UTC Exercise / conversionCommon Stock 42,361 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004382 · primarydocument.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:22 UTC
Rivera Kim MChief Legal Officer, GC & Sec
Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 23,298 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004381 · primarydocument.xml · derivative · entry 3

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,938

Underlying: Common Stock · 23,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 12/9/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,298 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,211 vested dividend equivalent units.

F2 · price: As previously reported, on 12/9/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,298 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,211 vested dividend equivalent units.

F2 · derivative.exercise_date: As previously reported, on 12/9/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,298 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,211 vested dividend equivalent units.

F2 · derivative.expiration_date: As previously reported, on 12/9/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,298 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,211 vested dividend equivalent units.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:22 UTC
Rivera Kim MChief Legal Officer, GC & Sec
Tax withholdingCommon Stock 8,057 $24.14 $194,495.98
Disclosure

SEC source: 0001562180-18-004381 · primarydocument.xml · nonDerivative · entry 2

Rivera Kim M · CIK 0001479038 · Chief Legal Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,241

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.