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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
Parsed reports
982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 26, 2016 Filed Sep 28, 2016 22:07 UTC
SCHULTZ JOHN FEVP, GC & SEC
Exercise / conversionCommon Stock 43,164 $12.25 $528,759.00
Disclosure

SEC source: 0001179706-16-000463 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,959.956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total beneficial ownership includes 381.746 shares at $15.8270 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/29/16 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 1.9570 shares at $14.9495 per share received on 01/06/16 through dividends paid in shares, 1.6520 shares at $17.7723 per share received on 04/06/16 through dividends paid in shares, and 1.6010 shares at $18.4008 per share received on 07/06/16 through dividends paid in shares.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 22:05 UTC
Gomez HenryEVP, CM & CO
Exercise / conversionRestricted Stock Units · Derivative 13,299 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000462 · edgar.xml · derivative · entry 3

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 09/26/13 the reporting person was granted 21,127 restricted stock units ("RSUs"), 7,042 of which vested on 09/26/14, 7,042 of which vested early on 09/17/15, and 12,667 of which vested on 09/26/16. Dividend equivalent rights accrue with respect to these RSUs when as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.0733 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, 38.7909 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 37.8633 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. The number of derivative securities in column 5 also includes 632 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6288 shares due to the rounding of fractional shares.

F2 · price: As previously reported, on 09/26/13 the reporting person was granted 21,127 restricted stock units ("RSUs"), 7,042 of which vested on 09/26/14, 7,042 of which vested early on 09/17/15, and 12,667 of which vested on 09/26/16. Dividend equivalent rights accrue with respect to these RSUs when as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.0733 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, 38.7909 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 37.8633 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. The number of derivative securities in column 5 also includes 632 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6288 shares due to the rounding of fractional shares.

F2 · derivative.exercise_date: As previously reported, on 09/26/13 the reporting person was granted 21,127 restricted stock units ("RSUs"), 7,042 of which vested on 09/26/14, 7,042 of which vested early on 09/17/15, and 12,667 of which vested on 09/26/16. Dividend equivalent rights accrue with respect to these RSUs when as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.0733 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, 38.7909 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 37.8633 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. The number of derivative securities in column 5 also includes 632 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6288 shares due to the rounding of fractional shares.

F2 · derivative.expiration_date: As previously reported, on 09/26/13 the reporting person was granted 21,127 restricted stock units ("RSUs"), 7,042 of which vested on 09/26/14, 7,042 of which vested early on 09/17/15, and 12,667 of which vested on 09/26/16. Dividend equivalent rights accrue with respect to these RSUs when as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.0733 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, 38.7909 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 37.8633 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. The number of derivative securities in column 5 also includes 632 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6288 shares due to the rounding of fractional shares.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 22:05 UTC
Gomez HenryEVP, CM & CO
Tax withholdingCommon Stock 5,163 $22.79 $117,664.77
Disclosure

SEC source: 0001179706-16-000462 · edgar.xml · nonDerivative · entry 2

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,823

Read SEC document
September 26, 2016 Filed Sep 28, 2016 22:05 UTC
Gomez HenryEVP, CM & CO
Exercise / conversionCommon Stock 13,299 $22.79 $303,084.21
Disclosure

SEC source: 0001179706-16-000462 · edgar.xml · nonDerivative · entry 1

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:50 UTC SaleCommon Stock 44,000 $22.65 $996,600.00
Disclosure

SEC source: 0001179706-16-000455 · edgar.xml · nonDerivative · entry 2

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ann M Livermore TTEE U/A DTD

Disclosed balance after: 56,727

F2 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.58 to $22.74. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 48,145 $0.00 Strike: $20.78 $0.00
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · derivative · entry 18

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,728

Underlying: Common Stock · 48,145 shares

Expires 2022-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 34,914 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · derivative · entry 17

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,830

Underlying: Common Stock · 34,914 shares

Expires 2021-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 96,349 $0.00 Strike: $7.69 $0.00
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · derivative · entry 16

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,349

Underlying: Common Stock · 96,349 shares

Expires 2020-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,837 $0.00 Strike: $15.80 $0.00
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · derivative · entry 15

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,838

Underlying: Common Stock · 14,837 shares

Expires 2019-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,658 $0.00 Strike: $13.12 $0.00
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · derivative · entry 14

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,658

Underlying: Common Stock · 14,658 shares

Expires 2019-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,496 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · derivative · entry 13

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,496 shares

Expires 2016-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
SaleCommon Stock 48,145 $23.00 $1,107,335.00
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · nonDerivative · entry 12

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,717

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
Exercise / conversionCommon Stock 48,145 $20.78 $1,000,453.10
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · nonDerivative · entry 11

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
SaleCommon Stock 34,914 $23.00 $803,022.00
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · nonDerivative · entry 10

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,717

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
Exercise / conversionCommon Stock 34,914 $15.01 $524,059.14
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · nonDerivative · entry 9

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
SaleCommon Stock 96,349 $23.00 $2,216,027.00
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · nonDerivative · entry 8

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,717

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
Exercise / conversionCommon Stock 96,349 $7.69 $740,923.81
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · nonDerivative · entry 7

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
SaleCommon Stock 14,837 $23.00 $341,251.00
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · nonDerivative · entry 6

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,717

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
Exercise / conversionCommon Stock 14,837 $15.80 $234,424.60
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · nonDerivative · entry 5

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
SaleCommon Stock 14,658 $23.00 $337,134.00
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · nonDerivative · entry 4

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,717

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
Exercise / conversionCommon Stock 14,658 $13.12 $192,312.96
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · nonDerivative · entry 3

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
SaleCommon Stock 4,496 $23.00 $103,408.00
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · nonDerivative · entry 2

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,717

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
Exercise / conversionCommon Stock 4,496 $18.60 $83,625.60
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:13 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 47,960 $0.00 Strike: $16.17 $0.00
Disclosure

SEC source: 0001179706-16-000452 · edgar.xml · derivative · entry 4

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,981

Underlying: Common Stock · 47,960 shares

Expires 2022-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:13 UTC SaleCommon Stock 53,650 $22.01 $1,180,836.50
Disclosure

SEC source: 0001179706-16-000452 · edgar.xml · nonDerivative · entry 3

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:13 UTC SaleCommon Stock 47,960 $22.01 $1,055,599.60
Disclosure

SEC source: 0001179706-16-000452 · edgar.xml · nonDerivative · entry 2

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,650

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:13 UTC Exercise / conversionCommon Stock 47,960 $16.17 $775,513.20
Disclosure

SEC source: 0001179706-16-000452 · edgar.xml · nonDerivative · entry 1

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:13 UTC SaleCommon Stock 31,193 $22.01 $686,557.93
Disclosure

SEC source: 0001179706-16-000451 · edgar.xml · nonDerivative · entry 1

HSU CHRISTOPHER P · CIK 0001655996 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,192

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:56 UTC
Nefkens Michael GEVP, Enterprise Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 69,731 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · derivative · entry 8

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,822

Underlying: Common Stock · 69,731 shares

Expires 2021-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option became exercisable beginning on this date.

F7 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:56 UTC
Nefkens Michael GEVP, Enterprise Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 37,769 $0.00 Strike: $15.80 $0.00
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · derivative · entry 7

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,769 shares

Expires 2019-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option became exercisable beginning on this date.

F7 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:56 UTC
Nefkens Michael GEVP, Enterprise Services
SaleCommon Stock 69,731 $22.00 $1,534,082.00
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · nonDerivative · entry 4

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,758.093

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/26/16.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:56 UTC
Nefkens Michael GEVP, Enterprise Services
Exercise / conversionCommon Stock 69,731 $15.01 $1,046,662.31
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · nonDerivative · entry 3

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,489.093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:56 UTC
Nefkens Michael GEVP, Enterprise Services
SaleCommon Stock 37,769 $22.00 $830,918.00
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · nonDerivative · entry 2

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,758.093

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/26/16.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:56 UTC
Nefkens Michael GEVP, Enterprise Services
Exercise / conversionCommon Stock 37,769 $15.80 $596,750.20
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,527.093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The total direct beneficial ownership includes the acquisition of 0.0330 shares at $17.7723 per share received on 04/06/16 through dividends paid in shares, and 0.03200 shares at $18.4008 per share received on 07/06/16 through dividends paid in shares.

F3 · balance_after: The total direct beneficial ownership reflects an increase of 117,409 shares due to the transfer of 117,409 shares from the reporting person's trust on 05/25/16.

Read SEC document
July 06, 2016 Filed Sep 20, 2016 21:13 UTC GrantRestricted Stock Units · Derivative 150.966 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000452 · edgar.xml · derivative · entry 9

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,998.318

Underlying: Common Stock · 150.966 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F9 · shares: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 150.9660 dividend equivalent rights being reported reflect 150.9660 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F9 · price: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 150.9660 dividend equivalent rights being reported reflect 150.9660 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F9 · derivative.exercise_date: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 150.9660 dividend equivalent rights being reported reflect 150.9660 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F9 · derivative.expiration_date: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 150.9660 dividend equivalent rights being reported reflect 150.9660 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

Read SEC document
July 06, 2016 Filed Sep 20, 2016 21:13 UTC GrantRestricted Stock Units · Derivative 206.2889 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000452 · edgar.xml · derivative · entry 8

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,687.0988

Underlying: Common Stock · 206.2889 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which will vest on each of 11/02/16 and 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 206.2889 dividend equivalent rights being reported reflect 206.2889 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F8 · price: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which will vest on each of 11/02/16 and 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 206.2889 dividend equivalent rights being reported reflect 206.2889 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F8 · derivative.exercise_date: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which will vest on each of 11/02/16 and 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 206.2889 dividend equivalent rights being reported reflect 206.2889 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F8 · derivative.expiration_date: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which will vest on each of 11/02/16 and 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 206.2889 dividend equivalent rights being reported reflect 206.2889 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

Read SEC document
July 06, 2016 Filed Sep 20, 2016 21:13 UTC GrantRestricted Stock Units · Derivative 318.2976 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000452 · edgar.xml · derivative · entry 7

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,808.297

Underlying: Common Stock · 318.2976 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which will vest on each of 05/27/16 and 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 318.2976 dividend equivalent rights being reported reflect 318.2976 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F7 · price: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which will vest on each of 05/27/16 and 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 318.2976 dividend equivalent rights being reported reflect 318.2976 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F7 · derivative.exercise_date: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which will vest on each of 05/27/16 and 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 318.2976 dividend equivalent rights being reported reflect 318.2976 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F7 · derivative.expiration_date: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which will vest on each of 05/27/16 and 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 318.2976 dividend equivalent rights being reported reflect 318.2976 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

Read SEC document
July 06, 2016 Filed Sep 20, 2016 21:13 UTC GrantRestricted Stock Units · Derivative 26.8783 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000452 · edgar.xml · derivative · entry 6

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,269.4277

Underlying: Common Stock · 26.8783 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 26.8783 dividend equivalent rights being reported reflect 26.8783 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F6 · price: As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 26.8783 dividend equivalent rights being reported reflect 26.8783 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F6 · derivative.exercise_date: As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 26.8783 dividend equivalent rights being reported reflect 26.8783 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F6 · derivative.expiration_date: As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 26.8783 dividend equivalent rights being reported reflect 26.8783 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

Read SEC document
July 06, 2016 Filed Sep 20, 2016 21:13 UTC GrantRestricted Stock Units · Derivative 71.6823 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000452 · edgar.xml · derivative · entry 5

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,947.1208

Underlying: Common Stock · 71.6823 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 71.6823 dividend equivalent rights being reported reflect 71.6823 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F5 · price: As previously reported, on 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 71.6823 dividend equivalent rights being reported reflect 71.6823 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F5 · derivative.exercise_date: As previously reported, on 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 71.6823 dividend equivalent rights being reported reflect 71.6823 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F5 · derivative.expiration_date: As previously reported, on 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 71.6823 dividend equivalent rights being reported reflect 71.6823 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

Read SEC document
July 06, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
GrantRestricted Stock Units · Derivative 226.4505 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · derivative · entry 23

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,497.9819

Underlying: Common Stock · 226.4505 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F9 · shares: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 226.4505 dividend equivalent rights being reported reflect 226.4505 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F9 · price: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 226.4505 dividend equivalent rights being reported reflect 226.4505 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F9 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 226.4505 dividend equivalent rights being reported reflect 226.4505 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F9 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 226.4505 dividend equivalent rights being reported reflect 226.4505 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

Read SEC document
July 06, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
GrantRestricted Stock Units · Derivative 618.8666 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · derivative · entry 22

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,061.296

Underlying: Common Stock · 618.8666 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 618.8666 dividend equivalent rights being reported reflect 618.8666 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F8 · price: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 618.8666 dividend equivalent rights being reported reflect 618.8666 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F8 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 618.8666 dividend equivalent rights being reported reflect 618.8666 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F8 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 618.8666 dividend equivalent rights being reported reflect 618.8666 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

Read SEC document
July 06, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
GrantRestricted Stock Units · Derivative 191.8633 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · derivative · entry 21

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,174.1011

Underlying: Common Stock · 191.8633 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which will vest on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 191.8633 dividend equivalent rights being reported reflect 191.8633 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F7 · price: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which will vest on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 191.8633 dividend equivalent rights being reported reflect 191.8633 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F7 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which will vest on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 191.8633 dividend equivalent rights being reported reflect 191.8633 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F7 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which will vest on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 191.8633 dividend equivalent rights being reported reflect 191.8633 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

Read SEC document
July 06, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
GrantRestricted Stock Units · Derivative 54.6413 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · derivative · entry 20

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,929.6413

Underlying: Common Stock · 54.6413 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 06/16/14 the reporting person was granted 30,490 RSUs, 10,163 of which vested on 06/16/15, 18,278 of which vested on 06/16/16, and 18,280 of which will vest on 06/16/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.. The 54.6413 dividend equivalent rights being reported reflect 54.6413 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F6 · price: As previously reported, on 06/16/14 the reporting person was granted 30,490 RSUs, 10,163 of which vested on 06/16/15, 18,278 of which vested on 06/16/16, and 18,280 of which will vest on 06/16/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.. The 54.6413 dividend equivalent rights being reported reflect 54.6413 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F6 · derivative.exercise_date: As previously reported, on 06/16/14 the reporting person was granted 30,490 RSUs, 10,163 of which vested on 06/16/15, 18,278 of which vested on 06/16/16, and 18,280 of which will vest on 06/16/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.. The 54.6413 dividend equivalent rights being reported reflect 54.6413 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F6 · derivative.expiration_date: As previously reported, on 06/16/14 the reporting person was granted 30,490 RSUs, 10,163 of which vested on 06/16/15, 18,278 of which vested on 06/16/16, and 18,280 of which will vest on 06/16/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.. The 54.6413 dividend equivalent rights being reported reflect 54.6413 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

Read SEC document
July 06, 2016 Filed Sep 22, 2016 20:51 UTC
Neri Antonio FEVP and GM EG
GrantRestricted Stock Units · Derivative 34.7875 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000456 · edgar.xml · derivative · entry 19

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,216.8854

Underlying: Common Stock · 34.7875 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 34.7875 dividend equivalent rights being reported reflect 34.7875 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F5 · price: As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 34.7875 dividend equivalent rights being reported reflect 34.7875 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F5 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 34.7875 dividend equivalent rights being reported reflect 34.7875 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F5 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 34.7875 dividend equivalent rights being reported reflect 34.7875 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

Read SEC document
July 06, 2016 Filed Nov 3, 2016 18:44 UTC GrantRestricted Stock Units · Derivative 183.0583 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000480 · edgar.xml · derivative · entry 5

MAY ALAN RICHARD · CIK 0001656207 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,081.293

Underlying: Common Stock · 183.0583 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/15, the reporting person was granted 33,670 RSUs, 11,223 of which will vest on each of 12/09/16 and 12/09/17, and 11,224 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 183.0583 dividend equivalent rights being reported reflect 100.6440 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 82.4143 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · price: As previously reported, on 12/09/15, the reporting person was granted 33,670 RSUs, 11,223 of which will vest on each of 12/09/16 and 12/09/17, and 11,224 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 183.0583 dividend equivalent rights being reported reflect 100.6440 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 82.4143 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.exercise_date: As previously reported, on 12/09/15, the reporting person was granted 33,670 RSUs, 11,223 of which will vest on each of 12/09/16 and 12/09/17, and 11,224 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 183.0583 dividend equivalent rights being reported reflect 100.6440 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 82.4143 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.expiration_date: As previously reported, on 12/09/15, the reporting person was granted 33,670 RSUs, 11,223 of which will vest on each of 12/09/16 and 12/09/17, and 11,224 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 183.0583 dividend equivalent rights being reported reflect 100.6440 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 82.4143 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
July 06, 2016 Filed Nov 3, 2016 18:44 UTC GrantRestricted Stock Units · Derivative 411.2859 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000480 · edgar.xml · derivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,047.2859

Underlying: Common Stock · 411.2859 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 06/22/15, the reporting person was granted 63,091 restricted stock units ("RSUs"), 37,823 of which vested on 06/22/16, and 37,824 of which will vest on each of 06/22/17 and 06/22/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 411.2859 dividend equivalent rights being reported reflect 226.1217 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 185.1642 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · price: As previously reported, on 06/22/15, the reporting person was granted 63,091 restricted stock units ("RSUs"), 37,823 of which vested on 06/22/16, and 37,824 of which will vest on each of 06/22/17 and 06/22/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 411.2859 dividend equivalent rights being reported reflect 226.1217 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 185.1642 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.exercise_date: As previously reported, on 06/22/15, the reporting person was granted 63,091 restricted stock units ("RSUs"), 37,823 of which vested on 06/22/16, and 37,824 of which will vest on each of 06/22/17 and 06/22/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 411.2859 dividend equivalent rights being reported reflect 226.1217 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 185.1642 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.expiration_date: As previously reported, on 06/22/15, the reporting person was granted 63,091 restricted stock units ("RSUs"), 37,823 of which vested on 06/22/16, and 37,824 of which will vest on each of 06/22/17 and 06/22/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 411.2859 dividend equivalent rights being reported reflect 226.1217 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 185.1642 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

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July 06, 2016 Filed Nov 3, 2016 22:43 UTC
Karros Kirt PSVP, Finance & Treasurer
GrantRestricted Stock Units · Derivative 82.379 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000479 · edgar.xml · derivative · entry 5

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,337.088

Underlying: Common Stock · 82.379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which will vest on 12/09/16, and 5,051 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 82.3790 dividend equivalent rights being reported reflect 45.2913 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 37.0877 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · price: As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which will vest on 12/09/16, and 5,051 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 82.3790 dividend equivalent rights being reported reflect 45.2913 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 37.0877 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which will vest on 12/09/16, and 5,051 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 82.3790 dividend equivalent rights being reported reflect 45.2913 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 37.0877 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which will vest on 12/09/16, and 5,051 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 82.3790 dividend equivalent rights being reported reflect 45.2913 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 37.0877 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

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July 06, 2016 Filed Nov 3, 2016 22:43 UTC
Karros Kirt PSVP, Finance & Treasurer
GrantRestricted Stock Units · Derivative 261.1422 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000479 · edgar.xml · derivative · entry 3

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,197.1422

Underlying: Common Stock · 261.1422 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/11/15, the reporting person was granted 40,059 restricted stock units ("RSUs"), 24,015 of which vested on 05/11/16, and 24,016 of which will vest on each of 05/11/17 and 05/11/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 261.1422 dividend equivalent rights being reported reflect 143.5739 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 117.5683 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · price: As previously reported, on 05/11/15, the reporting person was granted 40,059 restricted stock units ("RSUs"), 24,015 of which vested on 05/11/16, and 24,016 of which will vest on each of 05/11/17 and 05/11/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 261.1422 dividend equivalent rights being reported reflect 143.5739 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 117.5683 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.exercise_date: As previously reported, on 05/11/15, the reporting person was granted 40,059 restricted stock units ("RSUs"), 24,015 of which vested on 05/11/16, and 24,016 of which will vest on each of 05/11/17 and 05/11/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 261.1422 dividend equivalent rights being reported reflect 143.5739 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 117.5683 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.expiration_date: As previously reported, on 05/11/15, the reporting person was granted 40,059 restricted stock units ("RSUs"), 24,015 of which vested on 05/11/16, and 24,016 of which will vest on each of 05/11/17 and 05/11/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 261.1422 dividend equivalent rights being reported reflect 143.5739 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 117.5683 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

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July 06, 2016 Filed Nov 15, 2016 22:53 UTC GrantRestricted Stock Units · Derivative 55.2872 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000514 · edgar.xml · derivative · entry 3

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224.2872

Underlying: Common Stock · 55.2872 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 04/25/16 the reporting person was granted 10,169 RSUs, all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 55.2872 dividend equivalent rights being reported reflect 30.3965 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · price: On 04/25/16 the reporting person was granted 10,169 RSUs, all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 55.2872 dividend equivalent rights being reported reflect 30.3965 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.exercise_date: On 04/25/16 the reporting person was granted 10,169 RSUs, all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 55.2872 dividend equivalent rights being reported reflect 30.3965 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.expiration_date: On 04/25/16 the reporting person was granted 10,169 RSUs, all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 55.2872 dividend equivalent rights being reported reflect 30.3965 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

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July 06, 2016 Filed Nov 15, 2016 22:54 UTC GrantRestricted Stock Units · Derivative 55.2872 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000517 · edgar.xml · derivative · entry 4

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224.2872

Underlying: Common Stock · 55.2872 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 04/25/16 the reporting person was granted 10,169 RSUs, all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 55.2872 dividend equivalent rights being reported reflect 30.3965 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

F4 · price: On 04/25/16 the reporting person was granted 10,169 RSUs, all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 55.2872 dividend equivalent rights being reported reflect 30.3965 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

F4 · derivative.exercise_date: On 04/25/16 the reporting person was granted 10,169 RSUs, all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 55.2872 dividend equivalent rights being reported reflect 30.3965 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

F4 · derivative.expiration_date: On 04/25/16 the reporting person was granted 10,169 RSUs, all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 55.2872 dividend equivalent rights being reported reflect 30.3965 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.