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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
Parsed reports
982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2016 Filed Nov 3, 2016 22:43 UTC
Karros Kirt PSVP, Finance & Treasurer
Tax withholdingCommon Stock 5,470 $22.02 $120,449.40
Disclosure

SEC source: 0001179706-16-000479 · edgar.xml · nonDerivative · entry 2

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,084

Read SEC document
November 02, 2016 Filed Nov 3, 2016 22:43 UTC
Karros Kirt PSVP, Finance & Treasurer
Exercise / conversionCommon Stock 14,554 $22.02 $320,479.08
Disclosure

SEC source: 0001179706-16-000479 · edgar.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 22:43 UTC
HSU CHRISTOPHER PEVP, GM Software, COO
Exercise / conversionRestricted Stock Units · Derivative 52,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000478 · edgar.xml · derivative · entry 7

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,784

Underlying: Common Stock · 52,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, and 51,760 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 380.0801 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 633 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.1902 shares due to the rounding of fractional shares.

F6 · price: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, and 51,760 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 380.0801 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 633 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.1902 shares due to the rounding of fractional shares.

F6 · derivative.exercise_date: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, and 51,760 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 380.0801 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 633 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.1902 shares due to the rounding of fractional shares.

F6 · derivative.expiration_date: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, and 51,760 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 380.0801 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 633 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.1902 shares due to the rounding of fractional shares.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 22:43 UTC
HSU CHRISTOPHER PEVP, GM Software, COO
Tax withholdingCommon Stock 27,340 $22.02 $602,026.80
Disclosure

SEC source: 0001179706-16-000478 · edgar.xml · nonDerivative · entry 2

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,245

Read SEC document
November 02, 2016 Filed Nov 3, 2016 22:43 UTC
HSU CHRISTOPHER PEVP, GM Software, COO
Exercise / conversionCommon Stock 52,393 $22.02 $1,153,693.86
Disclosure

SEC source: 0001179706-16-000478 · edgar.xml · nonDerivative · entry 1

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 22:43 UTC
Gomez HenryEVP, CM & CO
Exercise / conversionRestricted Stock Units · Derivative 34,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000477 · edgar.xml · derivative · entry 5

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,856

Underlying: Common Stock · 34,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, and 34,507 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 253.3867 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 423 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4602 shares due to the rounding of fractional shares.

F4 · price: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, and 34,507 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 253.3867 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 423 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4602 shares due to the rounding of fractional shares.

F4 · derivative.exercise_date: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, and 34,507 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 253.3867 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 423 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4602 shares due to the rounding of fractional shares.

F4 · derivative.expiration_date: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, and 34,507 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 253.3867 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 423 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4602 shares due to the rounding of fractional shares.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 22:43 UTC
Gomez HenryEVP, CM & CO
Tax withholdingCommon Stock 13,557 $22.02 $298,525.14
Disclosure

SEC source: 0001179706-16-000477 · edgar.xml · nonDerivative · entry 2

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,195

Read SEC document
November 02, 2016 Filed Nov 3, 2016 22:43 UTC
Gomez HenryEVP, CM & CO
Exercise / conversionCommon Stock 34,929 $22.02 $769,136.58
Disclosure

SEC source: 0001179706-16-000477 · edgar.xml · nonDerivative · entry 1

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:46 UTC
YOUNGJOHNS ROBERTEVP and GM, HP Software
GrantRestricted Stock Units · Derivative 154.5263 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000487 · edgar.xml · derivative · entry 10

YOUNGJOHNS ROBERT · CIK 0001220078 · EVP and GM, HP Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,902.1714

Underlying: Common Stock · 154.5263 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F10 · shares: As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 154.5263 dividend equivalent rights being reported reflect 154.5263 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F10 · price: As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 154.5263 dividend equivalent rights being reported reflect 154.5263 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F10 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 154.5263 dividend equivalent rights being reported reflect 154.5263 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F10 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 154.5263 dividend equivalent rights being reported reflect 154.5263 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:46 UTC
YOUNGJOHNS ROBERTEVP and GM, HP Software
GrantRestricted Stock Units · Derivative 94.2686 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000487 · edgar.xml · derivative · entry 8

YOUNGJOHNS ROBERT · CIK 0001220078 · EVP and GM, HP Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,799.184

Underlying: Common Stock · 94.2686 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 94.2686 dividend equivalent rights being reported reflect 94.2686 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F8 · price: As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 94.2686 dividend equivalent rights being reported reflect 94.2686 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F8 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 94.2686 dividend equivalent rights being reported reflect 94.2686 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F8 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 94.2686 dividend equivalent rights being reported reflect 94.2686 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:46 UTC
YOUNGJOHNS ROBERTEVP and GM, HP Software
GrantRestricted Stock Units · Derivative 42.6219 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000487 · edgar.xml · derivative · entry 7

YOUNGJOHNS ROBERT · CIK 0001220078 · EVP and GM, HP Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,074.6219

Underlying: Common Stock · 42.6219 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, 17,413 of which vested on 07/17/16, and 17,413 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6219 dividend equivalent rights being reported reflect 42.6219 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F7 · price: As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, 17,413 of which vested on 07/17/16, and 17,413 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6219 dividend equivalent rights being reported reflect 42.6219 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F7 · derivative.exercise_date: As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, 17,413 of which vested on 07/17/16, and 17,413 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6219 dividend equivalent rights being reported reflect 42.6219 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F7 · derivative.expiration_date: As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, 17,413 of which vested on 07/17/16, and 17,413 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6219 dividend equivalent rights being reported reflect 42.6219 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:46 UTC
YOUNGJOHNS ROBERTEVP and GM, HP Software
GrantRestricted Stock Units · Derivative 28.3224 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000487 · edgar.xml · derivative · entry 6

YOUNGJOHNS ROBERT · CIK 0001220078 · EVP and GM, HP Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,175.3366

Underlying: Common Stock · 28.3224 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/11/13 the reporting person was granted 19,300 restricted stock units ("RSUs"), 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 28.3224 dividend equivalent rights being reported reflect 28.3224 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · price: As previously reported, on 12/11/13 the reporting person was granted 19,300 restricted stock units ("RSUs"), 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 28.3224 dividend equivalent rights being reported reflect 28.3224 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 19,300 restricted stock units ("RSUs"), 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 28.3224 dividend equivalent rights being reported reflect 28.3224 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 19,300 restricted stock units ("RSUs"), 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 28.3224 dividend equivalent rights being reported reflect 28.3224 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:44 UTC
Ricci Jeff TSVP, Controller & PAO
GrantRestricted Stock Units · Derivative 74.1729 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000483 · edgar.xml · derivative · entry 7

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,673.1637

Underlying: Common Stock · 74.1729 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 74.1729 dividend equivalent rights being reported reflect 74.1729 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · price: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 74.1729 dividend equivalent rights being reported reflect 74.1729 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 74.1729 dividend equivalent rights being reported reflect 74.1729 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 74.1729 dividend equivalent rights being reported reflect 74.1729 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:44 UTC
Ricci Jeff TSVP, Controller & PAO
GrantRestricted Stock Units · Derivative 19.6429 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000483 · edgar.xml · derivative · entry 5

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,292.1568

Underlying: Common Stock · 19.6429 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 19.6429 dividend equivalent rights being reported reflect 19.6429 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · price: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 19.6429 dividend equivalent rights being reported reflect 19.6429 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 19.6429 dividend equivalent rights being reported reflect 19.6429 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 19.6429 dividend equivalent rights being reported reflect 19.6429 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:44 UTC
Ricci Jeff TSVP, Controller & PAO
GrantRestricted Stock Units · Derivative 18.3431 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000483 · edgar.xml · derivative · entry 4

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,813.7436

Underlying: Common Stock · 18.3431 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 7,494 of which will vest on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 18.3431 dividend equivalent rights being reported reflect 18.3431 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · price: As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 7,494 of which will vest on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 18.3431 dividend equivalent rights being reported reflect 18.3431 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.exercise_date: As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 7,494 of which will vest on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 18.3431 dividend equivalent rights being reported reflect 18.3431 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.expiration_date: As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 7,494 of which will vest on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 18.3431 dividend equivalent rights being reported reflect 18.3431 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:44 UTC
Ricci Jeff TSVP, Controller & PAO
GrantRestricted Stock Units · Derivative 14.2701 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000483 · edgar.xml · derivative · entry 3

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,133.8936

Underlying: Common Stock · 14.2701 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/11/13 the reporting person was granted 9,726 restricted stock units ("RSUs"), 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 14.2701 dividend equivalent rights being reported reflect 14.2701 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · price: As previously reported, on 12/11/13 the reporting person was granted 9,726 restricted stock units ("RSUs"), 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 14.2701 dividend equivalent rights being reported reflect 14.2701 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 9,726 restricted stock units ("RSUs"), 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 14.2701 dividend equivalent rights being reported reflect 14.2701 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 9,726 restricted stock units ("RSUs"), 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 14.2701 dividend equivalent rights being reported reflect 14.2701 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:45 UTC GrantRestricted Stock Units · Derivative 123.6215 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000485 · edgar.xml · derivative · entry 7

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,121.9395

Underlying: Common Stock · 123.6215 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 123.6215 dividend equivalent rights being reported reflect 123.6215 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · price: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 123.6215 dividend equivalent rights being reported reflect 123.6215 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · derivative.exercise_date: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 123.6215 dividend equivalent rights being reported reflect 123.6215 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · derivative.expiration_date: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 123.6215 dividend equivalent rights being reported reflect 123.6215 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:45 UTC GrantRestricted Stock Units · Derivative 260.6442 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000485 · edgar.xml · derivative · entry 5

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,068.941

Underlying: Common Stock · 260.6442 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 53,242 of which will vest on 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 260.6442 dividend equivalent rights being reported reflect 260.6442 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · price: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 53,242 of which will vest on 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 260.6442 dividend equivalent rights being reported reflect 260.6442 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.exercise_date: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 53,242 of which will vest on 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 260.6442 dividend equivalent rights being reported reflect 260.6442 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.expiration_date: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 53,242 of which will vest on 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 260.6442 dividend equivalent rights being reported reflect 260.6442 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:45 UTC GrantRestricted Stock Units · Derivative 22.0098 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000485 · edgar.xml · derivative · entry 4

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,291.4375

Underlying: Common Stock · 22.0098 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 22.0098 dividend equivalent rights being reported reflect 22.0098 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · price: As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 22.0098 dividend equivalent rights being reported reflect 22.0098 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.exercise_date: As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 22.0098 dividend equivalent rights being reported reflect 22.0098 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.expiration_date: As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 22.0098 dividend equivalent rights being reported reflect 22.0098 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:45 UTC GrantRestricted Stock Units · Derivative 58.6985 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000485 · edgar.xml · derivative · entry 3

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,005.8193

Underlying: Common Stock · 58.6985 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 58.6985 dividend equivalent rights being reported reflect 58.6985 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · price: As previously reported, on 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 58.6985 dividend equivalent rights being reported reflect 58.6985 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.exercise_date: As previously reported, on 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 58.6985 dividend equivalent rights being reported reflect 58.6985 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.expiration_date: As previously reported, on 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 58.6985 dividend equivalent rights being reported reflect 58.6985 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:45 UTC
SCHULTZ JOHN FEVP, GC & SEC
GrantRestricted Stock Units · Derivative 113.3191 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000484 · edgar.xml · derivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,861.5249

Underlying: Common Stock · 113.3191 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.3191 dividend equivalent rights being reported reflect 113.3191 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · price: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.3191 dividend equivalent rights being reported reflect 113.3191 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.3191 dividend equivalent rights being reported reflect 113.3191 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.3191 dividend equivalent rights being reported reflect 113.3191 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:45 UTC
SCHULTZ JOHN FEVP, GC & SEC
GrantRestricted Stock Units · Derivative 70.6996 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000484 · edgar.xml · derivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,848.1735

Underlying: Common Stock · 70.6996 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, and 14,442 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 70.6996 dividend equivalent rights being reported reflect 70.6996 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · price: As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, and 14,442 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 70.6996 dividend equivalent rights being reported reflect 70.6996 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, and 14,442 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 70.6996 dividend equivalent rights being reported reflect 70.6996 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, and 14,442 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 70.6996 dividend equivalent rights being reported reflect 70.6996 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:45 UTC
SCHULTZ JOHN FEVP, GC & SEC
GrantRestricted Stock Units · Derivative 48.9346 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000484 · edgar.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,038.0808

Underlying: Common Stock · 48.9346 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/11/13 the reporting person was granted 33,346 restricted stock units ("RSUs"), 11,115 of which vested on 12/11/14, 11,115 of which vested early on 09/17/15, and 19,992 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 48.9346 dividend equivalent rights being reported reflect 48.9346 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · price: As previously reported, on 12/11/13 the reporting person was granted 33,346 restricted stock units ("RSUs"), 11,115 of which vested on 12/11/14, 11,115 of which vested early on 09/17/15, and 19,992 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 48.9346 dividend equivalent rights being reported reflect 48.9346 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 33,346 restricted stock units ("RSUs"), 11,115 of which vested on 12/11/14, 11,115 of which vested early on 09/17/15, and 19,992 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 48.9346 dividend equivalent rights being reported reflect 48.9346 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 33,346 restricted stock units ("RSUs"), 11,115 of which vested on 12/11/14, 11,115 of which vested early on 09/17/15, and 19,992 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 48.9346 dividend equivalent rights being reported reflect 48.9346 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:44 UTC
Neri Antonio FEVP and GM EG
GrantRestricted Stock Units · Derivative 185.4335 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000482 · edgar.xml · derivative · entry 7

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,683.4154

Underlying: Common Stock · 185.4335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 185.4335 dividend equivalent rights being reported reflect 185.4335 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · price: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 185.4335 dividend equivalent rights being reported reflect 185.4335 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 185.4335 dividend equivalent rights being reported reflect 185.4335 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F6 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 185.4335 dividend equivalent rights being reported reflect 185.4335 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:44 UTC
Neri Antonio FEVP and GM EG
GrantRestricted Stock Units · Derivative 157.111 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000482 · edgar.xml · derivative · entry 5

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,331.2121

Underlying: Common Stock · 157.111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which will vest on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 157.1110 dividend equivalent rights being reported reflect 157.1110 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · price: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which will vest on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 157.1110 dividend equivalent rights being reported reflect 157.1110 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which will vest on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 157.1110 dividend equivalent rights being reported reflect 157.1110 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which will vest on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 157.1110 dividend equivalent rights being reported reflect 157.1110 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:44 UTC
Neri Antonio FEVP and GM EG
GrantRestricted Stock Units · Derivative 44.7441 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000482 · edgar.xml · derivative · entry 4

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,974.3854

Underlying: Common Stock · 44.7441 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 06/16/14 the reporting person was granted 30,490 RSUs, 10,163 of which vested on 06/16/15, 18,278 of which vested on 06/16/16, and 18,280 of which will vest on 06/16/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 44.7441 dividend equivalent rights being reported reflect 44.7441 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · price: As previously reported, on 06/16/14 the reporting person was granted 30,490 RSUs, 10,163 of which vested on 06/16/15, 18,278 of which vested on 06/16/16, and 18,280 of which will vest on 06/16/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 44.7441 dividend equivalent rights being reported reflect 44.7441 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.exercise_date: As previously reported, on 06/16/14 the reporting person was granted 30,490 RSUs, 10,163 of which vested on 06/16/15, 18,278 of which vested on 06/16/16, and 18,280 of which will vest on 06/16/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 44.7441 dividend equivalent rights being reported reflect 44.7441 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.expiration_date: As previously reported, on 06/16/14 the reporting person was granted 30,490 RSUs, 10,163 of which vested on 06/16/15, 18,278 of which vested on 06/16/16, and 18,280 of which will vest on 06/16/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 44.7441 dividend equivalent rights being reported reflect 44.7441 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:44 UTC
Neri Antonio FEVP and GM EG
GrantRestricted Stock Units · Derivative 28.4864 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000482 · edgar.xml · derivative · entry 3

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,245.3718

Underlying: Common Stock · 28.4864 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 28.4864 dividend equivalent rights being reported reflect 28.4864 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · price: As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 28.4864 dividend equivalent rights being reported reflect 28.4864 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 28.4864 dividend equivalent rights being reported reflect 28.4864 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 28.4864 dividend equivalent rights being reported reflect 28.4864 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:44 UTC
Nefkens Michael GEVP, GM Enterprise Services
GrantRestricted Stock Units · Derivative 185.4335 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000481 · edgar.xml · derivative · entry 7

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,683.4154

Underlying: Common Stock · 185.4335 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 185.4335 dividend equivalent rights being reported reflect 185.4335 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F7 · price: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 185.4335 dividend equivalent rights being reported reflect 185.4335 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F7 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 185.4335 dividend equivalent rights being reported reflect 185.4335 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F7 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 185.4335 dividend equivalent rights being reported reflect 185.4335 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:44 UTC
Nefkens Michael GEVP, GM Enterprise Services
GrantRestricted Stock Units · Derivative 117.8351 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000481 · edgar.xml · derivative · entry 5

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,749.1709

Underlying: Common Stock · 117.8351 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which will vest on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 117.8351 dividend equivalent rights being reported reflect 117.8351 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F5 · price: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which will vest on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 117.8351 dividend equivalent rights being reported reflect 117.8351 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F5 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which will vest on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 117.8351 dividend equivalent rights being reported reflect 117.8351 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F5 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which will vest on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 117.8351 dividend equivalent rights being reported reflect 117.8351 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:44 UTC
Nefkens Michael GEVP, GM Enterprise Services
GrantRestricted Stock Units · Derivative 78.2924 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000481 · edgar.xml · derivative · entry 4

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,658.6286

Underlying: Common Stock · 78.2924 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 78.2924 dividend equivalent rights being reported reflect 78.2924 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · price: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 78.2924 dividend equivalent rights being reported reflect 78.2924 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 78.2924 dividend equivalent rights being reported reflect 78.2924 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 78.2924 dividend equivalent rights being reported reflect 78.2924 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:43 UTC
HSU CHRISTOPHER PEVP, GM Software, COO
GrantRestricted Stock Units · Derivative 123.6215 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000478 · edgar.xml · derivative · entry 8

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,121.9395

Underlying: Common Stock · 123.6215 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 123.6215 dividend equivalent rights being reported reflect 123.6215 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F7 · price: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 123.6215 dividend equivalent rights being reported reflect 123.6215 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F7 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 123.6215 dividend equivalent rights being reported reflect 123.6215 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F7 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 123.6215 dividend equivalent rights being reported reflect 123.6215 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:43 UTC
HSU CHRISTOPHER PEVP, GM Software, COO
GrantRestricted Stock Units · Derivative 86.8789 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000478 · edgar.xml · derivative · entry 6

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,354.9751

Underlying: Common Stock · 86.8789 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, and 17,747 of which will vest on each of 05/27/17 and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 86.8789 dividend equivalent rights being reported reflect 86.8789 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F5 · price: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, and 17,747 of which will vest on each of 05/27/17 and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 86.8789 dividend equivalent rights being reported reflect 86.8789 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F5 · derivative.exercise_date: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, and 17,747 of which will vest on each of 05/27/17 and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 86.8789 dividend equivalent rights being reported reflect 86.8789 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F5 · derivative.expiration_date: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, and 17,747 of which will vest on each of 05/27/17 and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 86.8789 dividend equivalent rights being reported reflect 86.8789 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:43 UTC
HSU CHRISTOPHER PEVP, GM Software, COO
GrantRestricted Stock Units · Derivative 75.2523 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000478 · edgar.xml · derivative · entry 5

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,771.3559

Underlying: Common Stock · 75.2523 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,372 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 75.2523 dividend equivalent rights being reported reflect 75.2523 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · price: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,372 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 75.2523 dividend equivalent rights being reported reflect 75.2523 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.exercise_date: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,372 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 75.2523 dividend equivalent rights being reported reflect 75.2523 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.expiration_date: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,372 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 75.2523 dividend equivalent rights being reported reflect 75.2523 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:43 UTC
HSU CHRISTOPHER PEVP, GM Software, COO
GrantRestricted Stock Units · Derivative 59.2003 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000478 · edgar.xml · derivative · entry 4

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,993.1246

Underlying: Common Stock · 59.2003 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 11/19/14, the reporting person was granted 26,896 RSUs, 13,448 of which vested on 11/19/15 and 24,186 of which will vest on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 59.2003 dividend equivalent rights being reported reflect 59.2003 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · price: As previously reported, on 11/19/14, the reporting person was granted 26,896 RSUs, 13,448 of which vested on 11/19/15 and 24,186 of which will vest on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 59.2003 dividend equivalent rights being reported reflect 59.2003 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.exercise_date: As previously reported, on 11/19/14, the reporting person was granted 26,896 RSUs, 13,448 of which vested on 11/19/15 and 24,186 of which will vest on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 59.2003 dividend equivalent rights being reported reflect 59.2003 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.expiration_date: As previously reported, on 11/19/14, the reporting person was granted 26,896 RSUs, 13,448 of which vested on 11/19/15 and 24,186 of which will vest on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 59.2003 dividend equivalent rights being reported reflect 59.2003 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:43 UTC
HSU CHRISTOPHER PEVP, GM Software, COO
GrantRestricted Stock Units · Derivative 113.7279 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000478 · edgar.xml · derivative · entry 3

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,229.7279

Underlying: Common Stock · 113.7279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.7279 dividend equivalent rights being reported reflect 113.7279 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · price: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.7279 dividend equivalent rights being reported reflect 113.7279 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.exercise_date: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.7279 dividend equivalent rights being reported reflect 113.7279 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.expiration_date: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.7279 dividend equivalent rights being reported reflect 113.7279 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:43 UTC
Gomez HenryEVP, CM & CO
GrantRestricted Stock Units · Derivative 113.3191 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000477 · edgar.xml · derivative · entry 6

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,861.5249

Underlying: Common Stock · 113.3191 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.3191 dividend equivalent rights being reported reflect 113.3191 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F5 · price: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.3191 dividend equivalent rights being reported reflect 113.3191 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F5 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.3191 dividend equivalent rights being reported reflect 113.3191 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F5 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.3191 dividend equivalent rights being reported reflect 113.3191 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 22:43 UTC
Gomez HenryEVP, CM & CO
GrantRestricted Stock Units · Derivative 64.808 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000477 · edgar.xml · derivative · entry 4

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,360.6796

Underlying: Common Stock · 64.808 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which vested early on 09/17/15, 13,238 of which will vest on 12/10/16, and 13,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 64.8080 dividend equivalent rights being reported reflect 64.8080 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · price: As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which vested early on 09/17/15, 13,238 of which will vest on 12/10/16, and 13,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 64.8080 dividend equivalent rights being reported reflect 64.8080 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which vested early on 09/17/15, 13,238 of which will vest on 12/10/16, and 13,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 64.8080 dividend equivalent rights being reported reflect 64.8080 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which vested early on 09/17/15, 13,238 of which will vest on 12/10/16, and 13,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 64.8080 dividend equivalent rights being reported reflect 64.8080 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

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October 31, 2016 Filed Nov 3, 2016 22:43 UTC
Gomez HenryEVP, CM & CO
GrantRestricted Stock Units · Derivative 40.7764 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000477 · edgar.xml · derivative · entry 3

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,530.1185

Underlying: Common Stock · 40.7764 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/11/13 the reporting person was granted 27,789 restricted stock units ("RSUs"), 9,263 of which vested on 12/11/14, and 9,263 of which vested early on 09/17/15, and 16,659 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 40.7764 dividend equivalent rights being reported reflect 40.7764 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · price: As previously reported, on 12/11/13 the reporting person was granted 27,789 restricted stock units ("RSUs"), 9,263 of which vested on 12/11/14, and 9,263 of which vested early on 09/17/15, and 16,659 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 40.7764 dividend equivalent rights being reported reflect 40.7764 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 27,789 restricted stock units ("RSUs"), 9,263 of which vested on 12/11/14, and 9,263 of which vested early on 09/17/15, and 16,659 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 40.7764 dividend equivalent rights being reported reflect 40.7764 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F2 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 27,789 restricted stock units ("RSUs"), 9,263 of which vested on 12/11/14, and 9,263 of which vested early on 09/17/15, and 16,659 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 40.7764 dividend equivalent rights being reported reflect 40.7764 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Nov 15, 2016 22:54 UTC
TAN LIP BUDirector
GrantRestricted Stock Units · Derivative 24.8907 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000518 · edgar.xml · derivative · entry 3

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224.2872

Underlying: Common Stock · 24.8907 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 04/25/16 the reporting person was granted 10,169 RSUs, all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 24.8907 dividend equivalent rights being reported reflect 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · price: On 04/25/16 the reporting person was granted 10,169 RSUs, all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 24.8907 dividend equivalent rights being reported reflect 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.exercise_date: On 04/25/16 the reporting person was granted 10,169 RSUs, all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 24.8907 dividend equivalent rights being reported reflect 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.expiration_date: On 04/25/16 the reporting person was granted 10,169 RSUs, all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 24.8907 dividend equivalent rights being reported reflect 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Dec 2, 2016 00:56 UTC GrantRestricted Stock Units · Derivative 24.8907 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000537 · edgar.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224.2872

Underlying: Common Stock · 24.8907 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · price: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.exercise_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.expiration_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Dec 2, 2016 00:54 UTC GrantRestricted Stock Units · Derivative 24.8907 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000533 · edgar.xml · derivative · entry 3

Andreessen Marc L · CIK 0001160077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224.2872

Underlying: Common Stock · 24.8907 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · price: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.exercise_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.expiration_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Dec 2, 2016 00:55 UTC GrantRestricted Stock Units · Derivative 24.8907 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000535 · edgar.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224.2872

Underlying: Common Stock · 24.8907 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · price: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.exercise_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.expiration_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Dec 2, 2016 00:56 UTC GrantRestricted Stock Units · Derivative 24.8907 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000536 · edgar.xml · derivative · entry 2

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224.2872

Underlying: Common Stock · 24.8907 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · price: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.exercise_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.expiration_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 31, 2016 Filed Dec 2, 2016 00:55 UTC GrantRestricted Stock Units · Derivative 24.8907 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000534 · edgar.xml · derivative · entry 2

KLEINFELD KLAUS · CIK 0001268014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224.2872

Underlying: Common Stock · 24.8907 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · price: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.exercise_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F3 · derivative.expiration_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 24.8907 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 21:14 UTC
Neri Antonio FEVP and GM EG
SaleCommon Stock 11,781 $22.68 $267,230.78
Disclosure

SEC source: 0001179706-16-000465 · edgar.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,936

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.66 to $22.70. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 22:07 UTC
SCHULTZ JOHN FEVP, GC & SEC
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 273,000 $0.00 Strike: $7.69 $0.00
Disclosure

SEC source: 0001179706-16-000463 · edgar.xml · derivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,192

Underlying: Common Stock · 273,000 shares

Expires 2020-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 22:07 UTC
SCHULTZ JOHN FEVP, GC & SEC
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 43,164 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001179706-16-000463 · edgar.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,164 shares

Expires 2020-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date, in both cases subject to the satisfaction of certain stock price performance conditions prior to the fourth anniversary of the grant date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 22:07 UTC
SCHULTZ JOHN FEVP, GC & SEC
SaleCommon Stock 273,000 $22.84 $6,234,637.50
Disclosure

SEC source: 0001179706-16-000463 · edgar.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,795.956

F2 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.65 to $22.96. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 22:07 UTC
SCHULTZ JOHN FEVP, GC & SEC
Exercise / conversionCommon Stock 273,000 $7.69 $2,099,370.00
Disclosure

SEC source: 0001179706-16-000463 · edgar.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,795.956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 22:07 UTC
SCHULTZ JOHN FEVP, GC & SEC
SaleCommon Stock 43,164 $22.84 $985,757.85
Disclosure

SEC source: 0001179706-16-000463 · edgar.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,795.956

F2 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.65 to $22.96. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.