HPE

SEC source: 0001179706-16-000575 · edgar.xml · derivative · entry 8

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,146

Underlying: Common Stock · 4,147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 135 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8432 shares due to the rounding of fractional shares.

F3 · price: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 135 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8432 shares due to the rounding of fractional shares.

F3 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 135 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8432 shares due to the rounding of fractional shares.

F3 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 135 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8432 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000575 · edgar.xml · nonDerivative · entry 4

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,981

SEC source: 0001179706-16-000575 · edgar.xml · nonDerivative · entry 3

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000574 · edgar.xml · derivative · entry 8

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,166

Underlying: Common Stock · 33,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which vested on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,073 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.7879 shares due to the rounding of fractional shares.

F3 · price: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which vested on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,073 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.7879 shares due to the rounding of fractional shares.

F3 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which vested on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,073 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.7879 shares due to the rounding of fractional shares.

F3 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which vested on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,073 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.7879 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000574 · edgar.xml · nonDerivative · entry 4

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,018

SEC source: 0001179706-16-000574 · edgar.xml · nonDerivative · entry 3

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000570 · edgar.xml · derivative · entry 8

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,885

Underlying: Common Stock · 15,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/14, the reporting person was granted 25,641 restricted stock units ("RSUs"), 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 15,372 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 515 vested dividend equivalent rights and a de minimus adjustment of 0.6441 due to fractional rounding of the dividend equivalent rights.

F6 · price: As previously reported, on 12/10/14, the reporting person was granted 25,641 restricted stock units ("RSUs"), 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 15,372 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 515 vested dividend equivalent rights and a de minimus adjustment of 0.6441 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.exercise_date: As previously reported, on 12/10/14, the reporting person was granted 25,641 restricted stock units ("RSUs"), 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 15,372 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 515 vested dividend equivalent rights and a de minimus adjustment of 0.6441 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.expiration_date: As previously reported, on 12/10/14, the reporting person was granted 25,641 restricted stock units ("RSUs"), 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 15,372 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 515 vested dividend equivalent rights and a de minimus adjustment of 0.6441 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-16-000570 · edgar.xml · nonDerivative · entry 6

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,140

SEC source: 0001179706-16-000570 · edgar.xml · nonDerivative · entry 5

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000569 · edgar.xml · derivative · entry 8

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,680

Underlying: Common Stock · 13,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 13,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 443 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3204 shares due to the rounding of fractional shares.

F3 · price: As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 13,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 443 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3204 shares due to the rounding of fractional shares.

F3 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 13,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 443 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3204 shares due to the rounding of fractional shares.

F3 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 13,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 443 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3204 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000569 · edgar.xml · nonDerivative · entry 4

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,317

SEC source: 0001179706-16-000569 · edgar.xml · nonDerivative · entry 3

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000578 · edgar.xml · derivative · entry 10

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,686

Underlying: Common Stock · 73,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 72,952 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 892 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5953 shares due to the rounding of fractional shares.

F5 · price: As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 72,952 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 892 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5953 shares due to the rounding of fractional shares.

F5 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 72,952 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 892 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5953 shares due to the rounding of fractional shares.

F5 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 72,952 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 892 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5953 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000578 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,081

SEC source: 0001179706-16-000578 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000573 · edgar.xml · derivative · entry 10

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,122

Underlying: Common Stock · 25,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.

F5 · price: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.

F5 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.

F5 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000573 · edgar.xml · nonDerivative · entry 2

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,388.119

SEC source: 0001179706-16-000573 · edgar.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,727.119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000572 · edgar.xml · derivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,721

Underlying: Common Stock · 11,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/15, the reporting person was granted 33,670 restricted stock units ("RSUs"), 11,223 of which vested on 12/09/16, 11,223 of which will vest on 12/09/17, and 11,224 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 138 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.7070 shares due to the rounding of fractional shares.

F2 · price: As previously reported, on 12/09/15, the reporting person was granted 33,670 restricted stock units ("RSUs"), 11,223 of which vested on 12/09/16, 11,223 of which will vest on 12/09/17, and 11,224 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 138 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.7070 shares due to the rounding of fractional shares.

F2 · derivative.exercise_date: As previously reported, on 12/09/15, the reporting person was granted 33,670 restricted stock units ("RSUs"), 11,223 of which vested on 12/09/16, 11,223 of which will vest on 12/09/17, and 11,224 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 138 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.7070 shares due to the rounding of fractional shares.

F2 · derivative.expiration_date: As previously reported, on 12/09/15, the reporting person was granted 33,670 restricted stock units ("RSUs"), 11,223 of which vested on 12/09/16, 11,223 of which will vest on 12/09/17, and 11,224 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 138 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.7070 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000572 · edgar.xml · nonDerivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,671

SEC source: 0001179706-16-000572 · edgar.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000577 · edgar.xml · derivative · entry 6

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,080

Underlying: Common Stock · 17,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 207 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.0605 shares due to the rounding of fractional shares.

F3 · price: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 207 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.0605 shares due to the rounding of fractional shares.

F3 · derivative.exercise_date: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 207 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.0605 shares due to the rounding of fractional shares.

F3 · derivative.expiration_date: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 207 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.0605 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000577 · edgar.xml · nonDerivative · entry 2

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,282

SEC source: 0001179706-16-000577 · edgar.xml · nonDerivative · entry 1

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000576 · edgar.xml · derivative · entry 9

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,240

Underlying: Common Stock · 15,622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 190 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4751 shares due to the rounding of fractional shares.

F4 · price: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 190 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4751 shares due to the rounding of fractional shares.

F4 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 190 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4751 shares due to the rounding of fractional shares.

F4 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 190 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4751 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000576 · edgar.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,664.908

SEC source: 0001179706-16-000576 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,817.908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000575 · edgar.xml · derivative · entry 9

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,448

Underlying: Common Stock · 10,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, and 10,101 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 125 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8363 shares due to the rounding of fractional shares.

F4 · price: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, and 10,101 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 125 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8363 shares due to the rounding of fractional shares.

F4 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, and 10,101 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 125 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8363 shares due to the rounding of fractional shares.

F4 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, and 10,101 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 125 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8363 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000575 · edgar.xml · nonDerivative · entry 2

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,999

SEC source: 0001179706-16-000575 · edgar.xml · nonDerivative · entry 1

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000574 · edgar.xml · derivative · entry 9

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,122

Underlying: Common Stock · 25,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.

F4 · price: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.

F4 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.

F4 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000574 · edgar.xml · nonDerivative · entry 2

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,159

SEC source: 0001179706-16-000574 · edgar.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000571 · edgar.xml · derivative · entry 3

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,225

Underlying: Common Stock · 5,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/15 the reporting person was granted 15,152 restricted stock units ("RSUs"), 5,050 of which vested on 12/09/16, and 5,051 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 63 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9120 shares due to the rounding of fractional shares.

F2 · price: As previously reported, on 12/09/15 the reporting person was granted 15,152 restricted stock units ("RSUs"), 5,050 of which vested on 12/09/16, and 5,051 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 63 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9120 shares due to the rounding of fractional shares.

F2 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 15,152 restricted stock units ("RSUs"), 5,050 of which vested on 12/09/16, and 5,051 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 63 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9120 shares due to the rounding of fractional shares.

F2 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 15,152 restricted stock units ("RSUs"), 5,050 of which vested on 12/09/16, and 5,051 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 63 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9120 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000571 · edgar.xml · nonDerivative · entry 2

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,191

SEC source: 0001179706-16-000571 · edgar.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000570 · edgar.xml · derivative · entry 9

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,080

Underlying: Common Stock · 17,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 207 vested dividend equivalent rights and a de minimus adjustment of 0.0605 due to fractional rounding of the dividend equivalent rights.

F7 · price: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 207 vested dividend equivalent rights and a de minimus adjustment of 0.0605 due to fractional rounding of the dividend equivalent rights.

F7 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 207 vested dividend equivalent rights and a de minimus adjustment of 0.0605 due to fractional rounding of the dividend equivalent rights.

F7 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 207 vested dividend equivalent rights and a de minimus adjustment of 0.0605 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-16-000570 · edgar.xml · derivative · entry 7

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,170

Underlying: Common Stock · 27,564 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable beginning on this date.

F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-16-000570 · edgar.xml · nonDerivative · entry 4

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,544

SEC source: 0001179706-16-000570 · edgar.xml · nonDerivative · entry 3

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000570 · edgar.xml · nonDerivative · entry 2

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,396

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.45 to $24.62. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001179706-16-000570 · edgar.xml · nonDerivative · entry 1

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000569 · edgar.xml · derivative · entry 9

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,240

Underlying: Common Stock · 15,622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 190 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4751 shares due to the rounding of fractional shares.

F4 · price: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 190 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4751 shares due to the rounding of fractional shares.

F4 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 190 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4751 shares due to the rounding of fractional shares.

F4 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 190 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4751 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000569 · edgar.xml · nonDerivative · entry 2

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,944

SEC source: 0001179706-16-000569 · edgar.xml · nonDerivative · entry 1

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000558 · edgar.xml · derivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,371

Underlying: Common Stock · 263,371 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 87,790 of which will vest on each of 12/07/17 and 12/07/18, and 87,791 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 87,790 of which will vest on each of 12/07/17 and 12/07/18, and 87,791 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 87,790 of which will vest on each of 12/07/17 and 12/07/18, and 87,791 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 87,790 of which will vest on each of 12/07/17 and 12/07/18, and 87,791 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001179706-16-000558 · edgar.xml · derivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,294

Underlying: Common Stock · 942,294 shares

Expires not disclosed

F2 · derivative.exercise_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

F2 · derivative.expiration_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

SEC source: 0001179706-16-000553 · edgar.xml · derivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,648

Underlying: Common Stock · 50,648 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 12/07/16 the reporting person was granted 50,648 restricted stock units ("RSUs"), 16,882 of which will vest on 12/07/17, and 16,883 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 12/07/16 the reporting person was granted 50,648 restricted stock units ("RSUs"), 16,882 of which will vest on 12/07/17, and 16,883 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 12/07/16 the reporting person was granted 50,648 restricted stock units ("RSUs"), 16,882 of which will vest on 12/07/17, and 16,883 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 12/07/16 the reporting person was granted 50,648 restricted stock units ("RSUs"), 16,882 of which will vest on 12/07/17, and 16,883 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001179706-16-000553 · edgar.xml · derivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,210

Underlying: Common Stock · 181,210 shares

Expires not disclosed

F2 · derivative.exercise_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

F2 · derivative.expiration_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

SEC source: 0001179706-16-000557 · edgar.xml · derivative · entry 3

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,037

Underlying: Common Stock · 81,037 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 12/07/16 the reporting person was granted 81,037 restricted stock units ("RSUs"), 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 12/07/16 the reporting person was granted 81,037 restricted stock units ("RSUs"), 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 12/07/16 the reporting person was granted 81,037 restricted stock units ("RSUs"), 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 12/07/16 the reporting person was granted 81,037 restricted stock units ("RSUs"), 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.