HPE

SEC source: 0001179706-16-000580 · edgar.xml · nonDerivative · entry 1

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/15/16.

SEC source: 0001645590-16-000014 · edgar.xml · derivative · entry 7

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,831 shares

Expires 2021-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001645590-16-000014 · edgar.xml · nonDerivative · entry 5

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,999

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/12/16.

SEC source: 0001645590-16-000014 · edgar.xml · nonDerivative · entry 4

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,913

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/12/16.

SEC source: 0001645590-16-000014 · edgar.xml · nonDerivative · entry 3

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001645590-16-000014 · edgar.xml · derivative · entry 6

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,204

Underlying: Common Stock · 10,102 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001645590-16-000014 · edgar.xml · nonDerivative · entry 2

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,913

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/12/16.

SEC source: 0001645590-16-000014 · edgar.xml · nonDerivative · entry 1

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001645590-16-000013 · edgar.xml · derivative · entry 10

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,583

Underlying: Common Stock · 48,145 shares

Expires 2022-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable beginning on this date.

F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001645590-16-000013 · edgar.xml · nonDerivative · entry 7

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,936

F2 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.

SEC source: 0001645590-16-000013 · edgar.xml · nonDerivative · entry 6

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,873

F2 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.

SEC source: 0001645590-16-000013 · edgar.xml · nonDerivative · entry 5

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001645590-16-000013 · edgar.xml · derivative · entry 9

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,418

Underlying: Common Stock · 51,683 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable beginning on this date.

F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001645590-16-000013 · edgar.xml · derivative · entry 8

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,373

Underlying: Common Stock · 17,457 shares

Expires 2021-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable beginning on this date.

F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001645590-16-000013 · edgar.xml · nonDerivative · entry 4

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,873

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/12/16.

SEC source: 0001645590-16-000013 · edgar.xml · nonDerivative · entry 3

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001645590-16-000013 · edgar.xml · nonDerivative · entry 2

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,873

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/12/16.

SEC source: 0001645590-16-000013 · edgar.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001645590-16-000011 · edgar.xml · nonDerivative · entry 1

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,843

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.

SEC source: 0001645590-16-000012 · edgar.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.

SEC source: 0001179706-16-000578 · edgar.xml · derivative · entry 8

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/11/13 the reporting person was granted 144,498 restricted stock units ("RSUs"), 48,166 of which vested on 12/11/14, 48,166 of which vested early on 09/17/15, and 86,628 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,533 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6686 shares due to the rounding of fractional shares.

F3 · price: As previously reported, on 12/11/13 the reporting person was granted 144,498 restricted stock units ("RSUs"), 48,166 of which vested on 12/11/14, 48,166 of which vested early on 09/17/15, and 86,628 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,533 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6686 shares due to the rounding of fractional shares.

F3 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 144,498 restricted stock units ("RSUs"), 48,166 of which vested on 12/11/14, 48,166 of which vested early on 09/17/15, and 86,628 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,533 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6686 shares due to the rounding of fractional shares.

F3 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 144,498 restricted stock units ("RSUs"), 48,166 of which vested on 12/11/14, 48,166 of which vested early on 09/17/15, and 86,628 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,533 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6686 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000578 · edgar.xml · nonDerivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,599

SEC source: 0001179706-16-000578 · edgar.xml · nonDerivative · entry 5

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000573 · edgar.xml · derivative · entry 8

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,673 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3714 shares due to the rounding of fractional shares.

F3 · price: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,673 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3714 shares due to the rounding of fractional shares.

F3 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,673 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3714 shares due to the rounding of fractional shares.

F3 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,673 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3714 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000573 · edgar.xml · nonDerivative · entry 6

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,377.119

SEC source: 0001179706-16-000573 · edgar.xml · nonDerivative · entry 5

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,941.119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000576 · edgar.xml · derivative · entry 7

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/11/13 the reporting person was granted 33,346 restricted stock units ("RSUs"), 11,115 of which vested on 12/11/14, 11,115 of which vested early on 09/17/15, and 19,992 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,047 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9192 shares due to the rounding of fractional shares.

F2 · price: As previously reported, on 12/11/13 the reporting person was granted 33,346 restricted stock units ("RSUs"), 11,115 of which vested on 12/11/14, 11,115 of which vested early on 09/17/15, and 19,992 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,047 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9192 shares due to the rounding of fractional shares.

F2 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 33,346 restricted stock units ("RSUs"), 11,115 of which vested on 12/11/14, 11,115 of which vested early on 09/17/15, and 19,992 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,047 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9192 shares due to the rounding of fractional shares.

F2 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 33,346 restricted stock units ("RSUs"), 11,115 of which vested on 12/11/14, 11,115 of which vested early on 09/17/15, and 19,992 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,047 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9192 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000576 · edgar.xml · nonDerivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,860.908

SEC source: 0001179706-16-000576 · edgar.xml · nonDerivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,839.908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000575 · edgar.xml · derivative · entry 7

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/11/13 the reporting person was granted 9,726 restricted stock units ("RSUs"), 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 304 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.1064 shares due to the rounding of fractional shares.

F2 · price: As previously reported, on 12/11/13 the reporting person was granted 9,726 restricted stock units ("RSUs"), 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 304 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.1064 shares due to the rounding of fractional shares.

F2 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 9,726 restricted stock units ("RSUs"), 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 304 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.1064 shares due to the rounding of fractional shares.

F2 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 9,726 restricted stock units ("RSUs"), 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 304 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.1064 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000575 · edgar.xml · nonDerivative · entry 6

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,913

SEC source: 0001179706-16-000575 · edgar.xml · nonDerivative · entry 5

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000574 · edgar.xml · derivative · entry 7

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 608 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6282 shares due to the rounding of fractional shares.

F2 · price: As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 608 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6282 shares due to the rounding of fractional shares.

F2 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 608 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6282 shares due to the rounding of fractional shares.

F2 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 608 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6282 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000574 · edgar.xml · nonDerivative · entry 6

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,873

SEC source: 0001179706-16-000574 · edgar.xml · nonDerivative · entry 5

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000569 · edgar.xml · derivative · entry 7

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/11/13 the reporting person was granted 27,789 restricted stock units ("RSUs"), 9,263 of which vested on 12/11/14, and 9,263 of which vested early on 09/17/15, and 16,659 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 872 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8815 shares due to the rounding of fractional shares.

F2 · price: As previously reported, on 12/11/13 the reporting person was granted 27,789 restricted stock units ("RSUs"), 9,263 of which vested on 12/11/14, and 9,263 of which vested early on 09/17/15, and 16,659 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 872 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8815 shares due to the rounding of fractional shares.

F2 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 27,789 restricted stock units ("RSUs"), 9,263 of which vested on 12/11/14, and 9,263 of which vested early on 09/17/15, and 16,659 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 872 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8815 shares due to the rounding of fractional shares.

F2 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 27,789 restricted stock units ("RSUs"), 9,263 of which vested on 12/11/14, and 9,263 of which vested early on 09/17/15, and 16,659 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 872 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8815 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000569 · edgar.xml · nonDerivative · entry 6

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,484

SEC source: 0001179706-16-000569 · edgar.xml · nonDerivative · entry 5

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000578 · edgar.xml · derivative · entry 9

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,674

Underlying: Common Stock · 64,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/14 the reporting person was granted 104,390 RSUs, 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 62,584 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,091 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4716 shares due to the rounding of fractional shares.

F4 · price: As previously reported, on 12/10/14 the reporting person was granted 104,390 RSUs, 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 62,584 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,091 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4716 shares due to the rounding of fractional shares.

F4 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 104,390 RSUs, 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 62,584 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,091 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4716 shares due to the rounding of fractional shares.

F4 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 104,390 RSUs, 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 62,584 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,091 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4716 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000578 · edgar.xml · nonDerivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,007

SEC source: 0001179706-16-000578 · edgar.xml · nonDerivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000573 · edgar.xml · derivative · entry 9

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,875

Underlying: Common Stock · 24,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 805 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8291 shares due to the rounding of fractional shares.

F4 · price: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 805 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8291 shares due to the rounding of fractional shares.

F4 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 805 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8291 shares due to the rounding of fractional shares.

F4 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 805 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8291 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000573 · edgar.xml · nonDerivative · entry 4

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,282.119

SEC source: 0001179706-16-000573 · edgar.xml · nonDerivative · entry 3

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,263.119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000577 · edgar.xml · derivative · entry 5

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,645

Underlying: Common Stock · 4,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/14, the reporting person was granted 7,500 restricted stock units ("RSUs"), 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 4,496 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 151 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5625 shares due to the rounding of fractional shares.

F2 · price: As previously reported, on 12/10/14, the reporting person was granted 7,500 restricted stock units ("RSUs"), 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 4,496 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 151 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5625 shares due to the rounding of fractional shares.

F2 · derivative.exercise_date: As previously reported, on 12/10/14, the reporting person was granted 7,500 restricted stock units ("RSUs"), 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 4,496 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 151 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5625 shares due to the rounding of fractional shares.

F2 · derivative.expiration_date: As previously reported, on 12/10/14, the reporting person was granted 7,500 restricted stock units ("RSUs"), 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 4,496 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 151 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5625 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000577 · edgar.xml · nonDerivative · entry 4

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,503

SEC source: 0001179706-16-000577 · edgar.xml · nonDerivative · entry 3

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000576 · edgar.xml · derivative · entry 8

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,924

Underlying: Common Stock · 14,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 14,442 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 483 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8265 shares due to the rounding of fractional shares.

F3 · price: As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 14,442 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 483 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8265 shares due to the rounding of fractional shares.

F3 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 14,442 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 483 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8265 shares due to the rounding of fractional shares.

F3 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 14,442 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 483 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8265 shares due to the rounding of fractional shares.

SEC source: 0001179706-16-000576 · edgar.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,800.908

SEC source: 0001179706-16-000576 · edgar.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,589.908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.