HPE

SEC source: 0001179706-17-000024 · edgar.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,110.148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total beneficial ownership includes the acquisition of 0.0290 shares at $23.50 per share received on 01/04/17 through dividends paid in shares.

SEC source: 0001179706-17-000022 · edgar.xml · nonDerivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,789

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer and chairman fees of $25,000 for Issuer's Board Year 2016.

SEC source: 0001179706-17-000021 · edgar.xml · nonDerivative · entry 1

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,413

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer and chair fees of $25,000 for Issuer's Board Year 2016.

SEC source: 0001179706-17-000017 · edgar.xml · nonDerivative · entry 1

Andreessen Marc L · CIK 0001160077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,755

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer and chairman fees of $25,000 for Issuer's Board Year 2016.

SEC source: 0001179706-17-000019 · edgar.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,831

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer and chairman fees of $25,000 for Issuer's Board Year 2016.

SEC source: 0001179706-17-000018 · edgar.xml · nonDerivative · entry 1

KLEINFELD KLAUS · CIK 0001268014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,109

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer and chairman fees of $12,500 for Issuer's Board Year 2016.

SEC source: 0001179706-17-000020 · edgar.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,635

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer and chairman fees of $28,750 for Issuer's Board Year 2016.

SEC source: 0001179706-17-000022 · edgar.xml · derivative · entry 2

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252.4742

Underlying: Common Stock · 28.187 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · price: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · derivative.exercise_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · derivative.expiration_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000021 · edgar.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252.4742

Underlying: Common Stock · 28.187 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · price: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · derivative.exercise_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · derivative.expiration_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000017 · edgar.xml · derivative · entry 3

Andreessen Marc L · CIK 0001160077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252.4742

Underlying: Common Stock · 28.187 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · price: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · derivative.exercise_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · derivative.expiration_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000019 · edgar.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252.4742

Underlying: Common Stock · 28.187 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · price: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · derivative.exercise_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · derivative.expiration_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000018 · edgar.xml · derivative · entry 2

KLEINFELD KLAUS · CIK 0001268014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252.4742

Underlying: Common Stock · 28.187 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · price: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · derivative.exercise_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · derivative.expiration_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000020 · edgar.xml · derivative · entry 2

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252.4742

Underlying: Common Stock · 28.187 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · price: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · derivative.exercise_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · derivative.expiration_date: As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.1870 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000024 · edgar.xml · derivative · entry 7

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,261.9953

Underlying: Common Stock · 139.9953 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F9 · shares: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 139.9953 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F9 · price: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 139.9953 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F9 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 139.9953 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F9 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 139.9953 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000024 · edgar.xml · derivative · entry 6

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,094.588

Underlying: Common Stock · 382.5881 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 69,013 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 382.5881 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F8 · price: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 69,013 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 382.5881 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F8 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 69,013 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 382.5881 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F8 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 69,013 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 382.5881 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000024 · edgar.xml · derivative · entry 5

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,941.7213

Underlying: Common Stock · 66.7213 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/10/14 the reporting person was granted 40,150 restricted stock units ("RSUs"), 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.7213 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · price: As previously reported, on 12/10/14 the reporting person was granted 40,150 restricted stock units ("RSUs"), 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.7213 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 restricted stock units ("RSUs"), 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.7213 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 restricted stock units ("RSUs"), 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.7213 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000031 · edgar.xml · derivative · entry 8

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,261.6228

Underlying: Common Stock · 224.6228 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 224.6228 dividend equivalent rights being reported reflect 224.6228 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · price: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 224.6228 dividend equivalent rights being reported reflect 224.6228 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 224.6228 dividend equivalent rights being reported reflect 224.6228 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 224.6228 dividend equivalent rights being reported reflect 224.6228 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000031 · edgar.xml · derivative · entry 7

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,173.3284

Underlying: Common Stock · 93.3284 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 93.3284 dividend equivalent rights being reported reflect 93.3284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F6 · price: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 93.3284 dividend equivalent rights being reported reflect 93.3284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F6 · derivative.exercise_date: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 93.3284 dividend equivalent rights being reported reflect 93.3284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F6 · derivative.expiration_date: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 93.3284 dividend equivalent rights being reported reflect 93.3284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000031 · edgar.xml · derivative · entry 6

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,698.5303

Underlying: Common Stock · 127.5303 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 23,004 of which will vest on 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 127.5303 dividend equivalent rights being reported reflect 127.5303 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F5 · price: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 23,004 of which will vest on 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 127.5303 dividend equivalent rights being reported reflect 127.5303 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F5 · derivative.exercise_date: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 23,004 of which will vest on 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 127.5303 dividend equivalent rights being reported reflect 127.5303 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F5 · derivative.expiration_date: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 23,004 of which will vest on 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 127.5303 dividend equivalent rights being reported reflect 127.5303 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000031 · edgar.xml · derivative · entry 5

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,364.102

Underlying: Common Stock · 295.161 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 53,242 of which will vest on 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 295.1610 dividend equivalent rights being reported reflect 295.1610 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · price: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 53,242 of which will vest on 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 295.1610 dividend equivalent rights being reported reflect 295.1610 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · derivative.exercise_date: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 53,242 of which will vest on 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 295.1610 dividend equivalent rights being reported reflect 295.1610 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · derivative.expiration_date: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 53,242 of which will vest on 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 295.1610 dividend equivalent rights being reported reflect 295.1610 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000031 · edgar.xml · derivative · entry 4

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,657.4623

Underlying: Common Stock · 12.4623 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 4,496 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 12.4623 dividend equivalent rights being reported reflect 12.4623 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · price: As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 4,496 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 12.4623 dividend equivalent rights being reported reflect 12.4623 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · derivative.exercise_date: As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 4,496 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 12.4623 dividend equivalent rights being reported reflect 12.4623 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · derivative.expiration_date: As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 4,496 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 12.4623 dividend equivalent rights being reported reflect 12.4623 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000060 · edgar.xml · derivative · entry 7

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,261.6228

Underlying: Common Stock · 224.6228 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 224.6228 dividend equivalent rights being reported reflect 224.6228 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F8 · price: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 224.6228 dividend equivalent rights being reported reflect 224.6228 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F8 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 224.6228 dividend equivalent rights being reported reflect 224.6228 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F8 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 224.6228 dividend equivalent rights being reported reflect 224.6228 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000060 · edgar.xml · derivative · entry 6

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,173.3284

Underlying: Common Stock · 93.3284 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 93.3284 dividend equivalent rights being reported reflect 93.3284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · price: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 93.3284 dividend equivalent rights being reported reflect 93.3284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 93.3284 dividend equivalent rights being reported reflect 93.3284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 93.3284 dividend equivalent rights being reported reflect 93.3284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000060 · edgar.xml · derivative · entry 5

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,070.942

Underlying: Common Stock · 286.9424 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, and 51,760 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 286.9424 dividend equivalent rights being reported reflect 286.9424 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F6 · price: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, and 51,760 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 286.9424 dividend equivalent rights being reported reflect 286.9424 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F6 · derivative.exercise_date: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, and 51,760 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 286.9424 dividend equivalent rights being reported reflect 286.9424 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F6 · derivative.expiration_date: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, and 51,760 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 286.9424 dividend equivalent rights being reported reflect 286.9424 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000060 · edgar.xml · derivative · entry 4

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,453.3593

Underlying: Common Stock · 98.3842 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, and 17,747 of which will vest on each of 05/27/17 and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 98.3842 dividend equivalent rights being reported reflect 98.3842 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F5 · price: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, and 17,747 of which will vest on each of 05/27/17 and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 98.3842 dividend equivalent rights being reported reflect 98.3842 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F5 · derivative.exercise_date: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, and 17,747 of which will vest on each of 05/27/17 and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 98.3842 dividend equivalent rights being reported reflect 98.3842 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F5 · derivative.expiration_date: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, and 17,747 of which will vest on each of 05/27/17 and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 98.3842 dividend equivalent rights being reported reflect 98.3842 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000060 · edgar.xml · derivative · entry 3

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,927.609

Underlying: Common Stock · 42.609 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 15,372 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6090 dividend equivalent rights being reported reflect 42.6090 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · price: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 15,372 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6090 dividend equivalent rights being reported reflect 42.6090 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · derivative.exercise_date: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 15,372 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6090 dividend equivalent rights being reported reflect 42.6090 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · derivative.expiration_date: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 15,372 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6090 dividend equivalent rights being reported reflect 42.6090 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000060 · edgar.xml · derivative · entry 2

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,358.5166

Underlying: Common Stock · 128.7887 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 128.7887 dividend equivalent rights being reported reflect 128.7887 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · price: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 128.7887 dividend equivalent rights being reported reflect 128.7887 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · derivative.exercise_date: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 128.7887 dividend equivalent rights being reported reflect 128.7887 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F3 · derivative.expiration_date: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 128.7887 dividend equivalent rights being reported reflect 128.7887 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000066 · edgar.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,867.4284

Underlying: Common Stock · 154.4284 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · price: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000066 · edgar.xml · derivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,325.5505

Underlying: Common Stock · 85.5505 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F6 · price: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F6 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F6 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000066 · edgar.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,209.3531

Underlying: Common Stock · 175.3531 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 31,631 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 175.3531 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F5 · price: As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 31,631 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 175.3531 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F5 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 31,631 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 175.3531 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F5 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 31,631 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 175.3531 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000066 · edgar.xml · derivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,964.0311

Underlying: Common Stock · 40.0311 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 14,442 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 40.0311 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · price: As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 14,442 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 40.0311 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 14,442 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 40.0311 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F4 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 14,442 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 40.0311 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

SEC source: 0001179706-17-000128 · edgar.xml · derivative · entry 14

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,159.7158

Underlying: Common Stock · 137.7118 shares

Expires not disclosed

F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F9 · shares: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,002 of which vests on each of 12/07/17, and 6,650 of which will vest on each of 12/09/17, 12/09/18. Dividend equivalent rights accrue with respe6t to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 50.5392,dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.

F9 · price: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,002 of which vests on each of 12/07/17, and 6,650 of which will vest on each of 12/09/17, 12/09/18. Dividend equivalent rights accrue with respe6t to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 50.5392,dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.

F9 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,002 of which vests on each of 12/07/17, and 6,650 of which will vest on each of 12/09/17, 12/09/18. Dividend equivalent rights accrue with respe6t to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 50.5392,dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.

F9 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,002 of which vests on each of 12/07/17, and 6,650 of which will vest on each of 12/09/17, 12/09/18. Dividend equivalent rights accrue with respe6t to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 50.5392,dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.

SEC source: 0001179706-17-000128 · edgar.xml · derivative · entry 13

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,547.1145

Underlying: Common Stock · 76.2974 shares

Expires not disclosed

F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, and 6,650 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 28.0013 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 48.2961 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.

F8 · price: As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, and 6,650 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 28.0013 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 48.2961 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.

F8 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, and 6,650 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 28.0013 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 48.2961 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.

F8 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, and 6,650 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 28.0013 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 48.2961 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.

SEC source: 0001179706-17-000128 · edgar.xml · derivative · entry 12

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,565.2693

Underlying: Common Stock · 217.1952 shares

Expires not disclosed

F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which vested on 11/02/16, and 18,931 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 79.7075 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 137.4877 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.

F7 · price: As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which vested on 11/02/16, and 18,931 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 79.7075 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 137.4877 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.

F7 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which vested on 11/02/16, and 18,931 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 79.7075 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 137.4877 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.

F7 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which vested on 11/02/16, and 18,931 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 79.7075 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 137.4877 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.

SEC source: 0001179706-17-000130 · edgar.xml · derivative · entry 4

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,159.7158

Underlying: Common Stock · 137.7118 shares

Expires not disclosed

F2 · security: To clarify the reporting on 05/12/17: the trading plan is 03/09/17; the coding under Column 5 of the options exercised is "D"; and the 12/07/16 RSU grant vesting footnote is 8,002 vesting on each of 12/07/17, 12/07/18 and 12/07/19. There are no other reportable changes to that filing.

F6 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: To clarify the reporting on 05/12/17: the trading plan is 03/09/17; the coding under Column 5 of the options exercised is "D"; and the 12/07/16 RSU grant vesting footnote is 8,002 vesting on each of 12/07/17, 12/07/18 and 12/07/19. There are no other reportable changes to that filing.

F7 · shares: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,002 of which vests on each of 12/07/17, 12/07/18, and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 50.5392,dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (6) above.

F2 · price: To clarify the reporting on 05/12/17: the trading plan is 03/09/17; the coding under Column 5 of the options exercised is "D"; and the 12/07/16 RSU grant vesting footnote is 8,002 vesting on each of 12/07/17, 12/07/18 and 12/07/19. There are no other reportable changes to that filing.

F7 · price: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,002 of which vests on each of 12/07/17, 12/07/18, and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 50.5392,dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (6) above.

F2 · derivative.exercise_date: To clarify the reporting on 05/12/17: the trading plan is 03/09/17; the coding under Column 5 of the options exercised is "D"; and the 12/07/16 RSU grant vesting footnote is 8,002 vesting on each of 12/07/17, 12/07/18 and 12/07/19. There are no other reportable changes to that filing.

F7 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,002 of which vests on each of 12/07/17, 12/07/18, and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 50.5392,dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (6) above.

F2 · derivative.expiration_date: To clarify the reporting on 05/12/17: the trading plan is 03/09/17; the coding under Column 5 of the options exercised is "D"; and the 12/07/16 RSU grant vesting footnote is 8,002 vesting on each of 12/07/17, 12/07/18 and 12/07/19. There are no other reportable changes to that filing.

F7 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,002 of which vests on each of 12/07/17, 12/07/18, and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 50.5392,dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (6) above.

SEC source: 0001179706-17-000148 · edgar.xml · derivative · entry 7

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,804.608

Underlying: Common Stock · 688.5866 shares

Expires not disclosed

F1 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 40,012 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 688.5866 dividend equivalent rights being reported reflect 252.7017 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 435.8849 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

F7 · price: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 40,012 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 688.5866 dividend equivalent rights being reported reflect 252.7017 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 435.8849 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

F7 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 40,012 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 688.5866 dividend equivalent rights being reported reflect 252.7017 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 435.8849 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

F7 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 40,012 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 688.5866 dividend equivalent rights being reported reflect 252.7017 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 435.8849 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

SEC source: 0001179706-17-000148 · edgar.xml · derivative · entry 6

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,735.8708

Underlying: Common Stock · 381.4721 shares

Expires not disclosed

F1 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, 33,249 of which will vest on 12/09/17, and 33,250 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 381.4721 dividend equivalent rights being reported reflect 139.9953 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 241.4768 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

F6 · price: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, 33,249 of which will vest on 12/09/17, and 33,250 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 381.4721 dividend equivalent rights being reported reflect 139.9953 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 241.4768 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

F6 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, 33,249 of which will vest on 12/09/17, and 33,250 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 381.4721 dividend equivalent rights being reported reflect 139.9953 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 241.4768 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

F6 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, 33,249 of which will vest on 12/09/17, and 33,250 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 381.4721 dividend equivalent rights being reported reflect 139.9953 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 241.4768 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

SEC source: 0001179706-17-000148 · edgar.xml · derivative · entry 5

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,117.569

Underlying: Common Stock · 1,042.516 shares

Expires not disclosed

F1 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 90,867 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,042.5160 dividend equivalent rights being reported reflect 382.5881 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 659.9279 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

F5 · price: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 90,867 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,042.5160 dividend equivalent rights being reported reflect 382.5881 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 659.9279 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

F5 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 90,867 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,042.5160 dividend equivalent rights being reported reflect 382.5881 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 659.9279 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

F5 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 90,867 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,042.5160 dividend equivalent rights being reported reflect 382.5881 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 659.9279 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

SEC source: 0001179706-17-000148 · edgar.xml · derivative · entry 4

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,939.0447

Underlying: Common Stock · 242.4071 shares

Expires not disclosed

F1 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which vested on 12/10/16, and 42,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 242.4071 dividend equivalent rights being reported reflect 88.9599 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 153.4472 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

F4 · price: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which vested on 12/10/16, and 42,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 242.4071 dividend equivalent rights being reported reflect 88.9599 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 153.4472 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

F4 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which vested on 12/10/16, and 42,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 242.4071 dividend equivalent rights being reported reflect 88.9599 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 153.4472 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

F4 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which vested on 12/10/16, and 42,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 242.4071 dividend equivalent rights being reported reflect 88.9599 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 153.4472 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above.

SEC source: 0001179706-17-000151 · edgar.xml · derivative · entry 11

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,991.425

Underlying: Common Stock · 1,989.2505 shares

Expires not disclosed

F4 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F11 · shares: As previously reported, on 12/07/16 the reporting person was granted 263,371 RSUs, 115,590 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,989.2505 dividend equivalent rights being reported reflect 730.0262 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 1,259.2243 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

F11 · price: As previously reported, on 12/07/16 the reporting person was granted 263,371 RSUs, 115,590 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,989.2505 dividend equivalent rights being reported reflect 730.0262 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 1,259.2243 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

F11 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 263,371 RSUs, 115,590 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,989.2505 dividend equivalent rights being reported reflect 730.0262 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 1,259.2243 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

F11 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 263,371 RSUs, 115,590 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,989.2505 dividend equivalent rights being reported reflect 730.0262 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 1,259.2243 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

SEC source: 0001179706-17-000151 · edgar.xml · derivative · entry 10

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,682.384

Underlying: Common Stock · 1,102.0163 shares

Expires not disclosed

F4 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F10 · shares: As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 96,053 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,102.0163 dividend equivalent rights being reported reflect 404.4247 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 697.5916 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

F10 · price: As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 96,053 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,102.0163 dividend equivalent rights being reported reflect 404.4247 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 697.5916 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

F10 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 96,053 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,102.0163 dividend equivalent rights being reported reflect 404.4247 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 697.5916 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

F10 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 96,053 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,102.0163 dividend equivalent rights being reported reflect 404.4247 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 697.5916 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

SEC source: 0001179706-17-000151 · edgar.xml · derivative · entry 9

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,794.618

Underlying: Common Stock · 2,606.3 shares

Expires not disclosed

F4 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F9 · shares: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 227,168 of which will vest on 11/02/17, and 227,169 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 2,606.3000 dividend equivalent rights being reported reflect 956.4729 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 1,649.8271 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

F9 · price: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 227,168 of which will vest on 11/02/17, and 227,169 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 2,606.3000 dividend equivalent rights being reported reflect 956.4729 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 1,649.8271 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

F9 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 227,168 of which will vest on 11/02/17, and 227,169 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 2,606.3000 dividend equivalent rights being reported reflect 956.4729 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 1,649.8271 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

F9 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 227,168 of which will vest on 11/02/17, and 227,169 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 2,606.3000 dividend equivalent rights being reported reflect 956.4729 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 1,649.8271 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

SEC source: 0001179706-17-000151 · edgar.xml · derivative · entry 8

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,681.4663

Underlying: Common Stock · 472.6989 shares

Expires not disclosed

F4 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 82,402 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 472.6989 dividend equivalent rights being reported reflect 173.4738 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 299.2251 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

F8 · price: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 82,402 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 472.6989 dividend equivalent rights being reported reflect 173.4738 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 299.2251 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

F8 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 82,402 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 472.6989 dividend equivalent rights being reported reflect 173.4738 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 299.2251 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

F8 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 82,402 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 472.6989 dividend equivalent rights being reported reflect 173.4738 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 299.2251 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (4) above.

SEC source: 0001179706-17-000154 · edgar.xml · derivative · entry 6

MAY ALAN RICHARD · CIK 0001656207 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,112.8013

Underlying: Common Stock · 382.5448 shares

Expires not disclosed

F2 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/07/16, the reporting person was granted 50,648 RSUs, 22,228 of which will vest on 12/07/17, and 22,229 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 382.5448 dividend equivalent rights being reported reflect 140.3889 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 242.1559 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (2) above.

F6 · price: As previously reported, on 12/07/16, the reporting person was granted 50,648 RSUs, 22,228 of which will vest on 12/07/17, and 22,229 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 382.5448 dividend equivalent rights being reported reflect 140.3889 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 242.1559 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (2) above.

F6 · derivative.exercise_date: As previously reported, on 12/07/16, the reporting person was granted 50,648 RSUs, 22,228 of which will vest on 12/07/17, and 22,229 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 382.5448 dividend equivalent rights being reported reflect 140.3889 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 242.1559 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (2) above.

F6 · derivative.expiration_date: As previously reported, on 12/07/16, the reporting person was granted 50,648 RSUs, 22,228 of which will vest on 12/07/17, and 22,229 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 382.5448 dividend equivalent rights being reported reflect 140.3889 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 242.1559 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (2) above.

SEC source: 0001179706-17-000154 · edgar.xml · derivative · entry 5

MAY ALAN RICHARD · CIK 0001656207 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,105.2121

Underlying: Common Stock · 169.5424 shares

Expires not disclosed

F2 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/15, the reporting person was granted 33,670 RSUs, 11,223 of which vested on 12/09/16, 14,777 of which will vest on 12/09/17, and 14,778 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 169.5424 dividend equivalent rights being reported reflect 62.2198 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 107.3226 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (2) above.

F5 · price: As previously reported, on 12/09/15, the reporting person was granted 33,670 RSUs, 11,223 of which vested on 12/09/16, 14,777 of which will vest on 12/09/17, and 14,778 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 169.5424 dividend equivalent rights being reported reflect 62.2198 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 107.3226 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (2) above.

F5 · derivative.exercise_date: As previously reported, on 12/09/15, the reporting person was granted 33,670 RSUs, 11,223 of which vested on 12/09/16, 14,777 of which will vest on 12/09/17, and 14,778 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 169.5424 dividend equivalent rights being reported reflect 62.2198 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 107.3226 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (2) above.

F5 · derivative.expiration_date: As previously reported, on 12/09/15, the reporting person was granted 33,670 RSUs, 11,223 of which vested on 12/09/16, 14,777 of which will vest on 12/09/17, and 14,778 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 169.5424 dividend equivalent rights being reported reflect 62.2198 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 107.3226 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (2) above.

SEC source: 0001179706-17-000154 · edgar.xml · derivative · entry 4

MAY ALAN RICHARD · CIK 0001656207 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,131.1612

Underlying: Common Stock · 434.3804 shares

Expires not disclosed

F2 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 11/02/15, the reporting person was granted 86,266 RSUs, 28,755 of which vested on 11/02/16, 37,861 of which will vest on 11/02/17, and 37,861 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 434.3804 dividend equivalent rights being reported reflect 159.4122 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 274.9682 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (2) above.

F4 · price: As previously reported, on 11/02/15, the reporting person was granted 86,266 RSUs, 28,755 of which vested on 11/02/16, 37,861 of which will vest on 11/02/17, and 37,861 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 434.3804 dividend equivalent rights being reported reflect 159.4122 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 274.9682 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (2) above.

F4 · derivative.exercise_date: As previously reported, on 11/02/15, the reporting person was granted 86,266 RSUs, 28,755 of which vested on 11/02/16, 37,861 of which will vest on 11/02/17, and 37,861 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 434.3804 dividend equivalent rights being reported reflect 159.4122 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 274.9682 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (2) above.

F4 · derivative.expiration_date: As previously reported, on 11/02/15, the reporting person was granted 86,266 RSUs, 28,755 of which vested on 11/02/16, 37,861 of which will vest on 11/02/17, and 37,861 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 434.3804 dividend equivalent rights being reported reflect 159.4122 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 274.9682 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (2) above.

SEC source: 0001179706-17-000206 · edgar.xml · derivative · entry 8

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,717.097

Underlying: Common Stock · 702.2697 shares

Expires not disclosed

F5 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F9 · shares: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 702.2697 dividend equivalent rights being reported reflect 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 266.3729 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 281.4684 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F9 · price: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 702.2697 dividend equivalent rights being reported reflect 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 266.3729 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 281.4684 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F9 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 702.2697 dividend equivalent rights being reported reflect 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 266.3729 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 281.4684 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F9 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 702.2697 dividend equivalent rights being reported reflect 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 266.3729 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 281.4684 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F9 · balance_after: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 702.2697 dividend equivalent rights being reported reflect 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 266.3729 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 281.4684 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

SEC source: 0001179706-17-000206 · edgar.xml · derivative · entry 7

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,103.6338

Underlying: Common Stock · 389.0421 shares

Expires not disclosed

F5 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 389.0421 dividend equivalent rights being reported reflect 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 147.5645 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 155.9271 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F8 · price: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 389.0421 dividend equivalent rights being reported reflect 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 147.5645 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 155.9271 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F8 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 389.0421 dividend equivalent rights being reported reflect 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 147.5645 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 155.9271 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F8 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 389.0421 dividend equivalent rights being reported reflect 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 147.5645 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 155.9271 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F8 · balance_after: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 389.0421 dividend equivalent rights being reported reflect 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 147.5645 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 155.9271 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

SEC source: 0001179706-17-000206 · edgar.xml · derivative · entry 6

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,747.293

Underlying: Common Stock · 869.9315 shares

Expires not disclosed

F5 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, 58,070 of which will vest on 11/02/17, and 58,071 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 869.9315 dividend equivalent rights being reported reflect 191.2968 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 329.9676 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 348.6671 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F7 · price: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, 58,070 of which will vest on 11/02/17, and 58,071 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 869.9315 dividend equivalent rights being reported reflect 191.2968 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 329.9676 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 348.6671 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F7 · derivative.exercise_date: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, 58,070 of which will vest on 11/02/17, and 58,071 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 869.9315 dividend equivalent rights being reported reflect 191.2968 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 329.9676 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 348.6671 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F7 · derivative.expiration_date: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, 58,070 of which will vest on 11/02/17, and 58,071 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 869.9315 dividend equivalent rights being reported reflect 191.2968 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 329.9676 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 348.6671 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F7 · balance_after: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, 58,070 of which will vest on 11/02/17, and 58,071 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 869.9315 dividend equivalent rights being reported reflect 191.2968 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 329.9676 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 348.6671 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

SEC source: 0001179706-17-000206 · edgar.xml · derivative · entry 5

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,249.2916

Underlying: Common Stock · 166.8775 shares

Expires not disclosed

F5 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/14 the reporting person was granted 22,082 Restricted Stock Units ("RSUs"), 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 22,279 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 166.8775 dividend equivalent rights being reported reflect 36.6966 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 63.2969 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 66.8840 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F6 · price: As previously reported, on 12/10/14 the reporting person was granted 22,082 Restricted Stock Units ("RSUs"), 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 22,279 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 166.8775 dividend equivalent rights being reported reflect 36.6966 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 63.2969 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 66.8840 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F6 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 22,082 Restricted Stock Units ("RSUs"), 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 22,279 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 166.8775 dividend equivalent rights being reported reflect 36.6966 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 63.2969 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 66.8840 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F6 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 22,082 Restricted Stock Units ("RSUs"), 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 22,279 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 166.8775 dividend equivalent rights being reported reflect 36.6966 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 63.2969 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 66.8840 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.

F6 · balance_after: As previously reported, on 12/10/14 the reporting person was granted 22,082 Restricted Stock Units ("RSUs"), 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 22,279 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 166.8775 dividend equivalent rights being reported reflect 36.6966 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 63.2969 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 66.8840 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.