Last 12 months
Inside the activity.
0 purchase rows · 31 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2017 Filed May 12, 2017 20:30 UTC |
Karros Kirt PSVP, Finance & Treasurer
|
SaleCommon Stock | 56,797 | $18.99 | $1,078,575.03 |
DisclosureSEC source: 0001179706-17-000128 · edgar.xml · nonDerivative · entry 2 Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/19/17. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:30 UTC |
Karros Kirt PSVP, Finance & Treasurer
|
Exercise / conversionCommon Stock | 56,797 | $11.01 | $625,334.97 |
DisclosureSEC source: 0001179706-17-000128 · edgar.xml · nonDerivative · entry 1 Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:29 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 113,666 | $0.00 Strike: $14.55 | $0.00 |
DisclosureSEC source: 0001179706-17-000127 · edgar.xml · derivative · entry 4 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,585 Underlying: Common Stock · 113,666 shares Expires 2022-07-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:29 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
SaleCommon Stock | 31,422 | $18.99 | $596,703.78 |
DisclosureSEC source: 0001179706-17-000127 · edgar.xml · nonDerivative · entry 3 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/17. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.99 to $18.995.Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:29 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
SaleCommon Stock | 113,666 | $18.99 | $2,158,517.34 |
DisclosureSEC source: 0001179706-17-000127 · edgar.xml · nonDerivative · entry 2 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,422 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/17. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.99 to $18.995.Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:29 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
Exercise / conversionCommon Stock | 113,666 | $14.55 | $1,653,840.30 |
DisclosureSEC source: 0001179706-17-000127 · edgar.xml · nonDerivative · entry 1 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 16, 2017 22:30 UTC |
Karros Kirt PSVP, Finance & Treasurer
|
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 6,650 | $0.00 Strike: $11.28 | $0.00 |
DisclosureSEC source: 0001179706-17-000130 · edgar.xml · derivative · entry 3 Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,301 Underlying: Common Stock · 6,650 shares Expires 2023-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: To clarify the reporting on 05/12/17: the trading plan is 03/09/17; the coding under Column 5 of the options exercised is "D"; and the 12/07/16 RSU grant vesting footnote is 8,002 vesting on each of 12/07/17, 12/07/18 and 12/07/19. There are no other reportable changes to that filing. F6 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F2 · shares: To clarify the reporting on 05/12/17: the trading plan is 03/09/17; the coding under Column 5 of the options exercised is "D"; and the 12/07/16 RSU grant vesting footnote is 8,002 vesting on each of 12/07/17, 12/07/18 and 12/07/19. There are no other reportable changes to that filing. F4 · derivative.exercise_date: This option vested and became exercisable beginning on this date. F5 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| May 10, 2017 Filed May 16, 2017 22:30 UTC |
Karros Kirt PSVP, Finance & Treasurer
|
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 56,797 | $0.00 Strike: $11.01 | $0.00 |
DisclosureSEC source: 0001179706-17-000130 · edgar.xml · derivative · entry 2 Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,596 Underlying: Common Stock · 56,797 shares Expires 2023-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: To clarify the reporting on 05/12/17: the trading plan is 03/09/17; the coding under Column 5 of the options exercised is "D"; and the 12/07/16 RSU grant vesting footnote is 8,002 vesting on each of 12/07/17, 12/07/18 and 12/07/19. There are no other reportable changes to that filing. F6 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F2 · shares: To clarify the reporting on 05/12/17: the trading plan is 03/09/17; the coding under Column 5 of the options exercised is "D"; and the 12/07/16 RSU grant vesting footnote is 8,002 vesting on each of 12/07/17, 12/07/18 and 12/07/19. There are no other reportable changes to that filing. F4 · derivative.exercise_date: This option vested and became exercisable beginning on this date. F5 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC |
Ricci Jeff TSVP, Controller & PAO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 31,695 | $0.00 Strike: $15.79 | $0.00 |
DisclosureSEC source: 0001179706-17-000123 · edgar.xml · derivative · entry 3 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,848 Underlying: Common Stock · 31,695 shares Expires 2022-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC |
Ricci Jeff TSVP, Controller & PAO
|
SaleCommon Stock | 31,695 | $18.23 | $577,692.09 |
DisclosureSEC source: 0001179706-17-000123 · edgar.xml · nonDerivative · entry 2 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/10/17. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.22 to $18.23. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC |
Ricci Jeff TSVP, Controller & PAO
|
Exercise / conversionCommon Stock | 31,695 | $15.79 | $500,464.05 |
DisclosureSEC source: 0001179706-17-000123 · edgar.xml · nonDerivative · entry 1 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC |
SCHULTZ JOHN FEVP, GC & SEC
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 107,655 | $0.00 Strike: $11.40 | $0.00 |
DisclosureSEC source: 0001179706-17-000124 · edgar.xml · derivative · entry 6 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,655 Underlying: Common Stock · 107,655 shares Expires 2021-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC |
SCHULTZ JOHN FEVP, GC & SEC
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 359,702 | $0.00 Strike: $5.85 | $0.00 |
DisclosureSEC source: 0001179706-17-000124 · edgar.xml · derivative · entry 5 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 359,702 shares Expires 2020-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC |
SCHULTZ JOHN FEVP, GC & SEC
|
SaleCommon Stock | 107,655 | $18.36 | $1,976,330.49 |
DisclosureSEC source: 0001179706-17-000124 · edgar.xml · nonDerivative · entry 4 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,078.3967 F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.23 to $18.43. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC |
SCHULTZ JOHN FEVP, GC & SEC
|
Exercise / conversionCommon Stock | 107,655 | $11.40 | $1,227,267.00 |
DisclosureSEC source: 0001179706-17-000124 · edgar.xml · nonDerivative · entry 3 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,733.3967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC |
SCHULTZ JOHN FEVP, GC & SEC
|
SaleCommon Stock | 359,702 | $18.36 | $6,603,409.32 |
DisclosureSEC source: 0001179706-17-000124 · edgar.xml · nonDerivative · entry 2 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,078.3967 F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.23 to $18.43. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC |
SCHULTZ JOHN FEVP, GC & SEC
|
Exercise / conversionCommon Stock | 359,702 | $5.85 | $2,104,256.70 |
DisclosureSEC source: 0001179706-17-000124 · edgar.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,780.3967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:16 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 21,775 | $0.00 Strike: $11.28 | $0.00 |
DisclosureSEC source: 0001179706-17-000122 · edgar.xml · derivative · entry 6 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,132 Underlying: Common Stock · 21,775 shares Expires 2023-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:16 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 51,160 | $0.00 Strike: $11.01 | $0.00 |
DisclosureSEC source: 0001179706-17-000122 · edgar.xml · derivative · entry 5 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,083 Underlying: Common Stock · 51,160 shares Expires 2023-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:16 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
SaleCommon Stock | 21,775 | $18.28 | $398,047.00 |
DisclosureSEC source: 0001179706-17-000122 · edgar.xml · nonDerivative · entry 4 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,422 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/17. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.23 to $18.40. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:16 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
Exercise / conversionCommon Stock | 21,775 | $11.28 | $245,622.00 |
DisclosureSEC source: 0001179706-17-000122 · edgar.xml · nonDerivative · entry 3 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:16 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
SaleCommon Stock | 51,160 | $18.28 | $935,204.80 |
DisclosureSEC source: 0001179706-17-000122 · edgar.xml · nonDerivative · entry 2 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,422 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/17. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.23 to $18.40. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:16 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
Exercise / conversionCommon Stock | 51,160 | $11.01 | $563,271.60 |
DisclosureSEC source: 0001179706-17-000122 · edgar.xml · nonDerivative · entry 1 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:04 UTC |
TAN LIP BUDirector
|
GrantRestricted Stock Units · Derivative | 11,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000114 · edgar.xml · derivative · entry 2 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Stock · 11,853 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:04 UTC |
TAN LIP BUDirector
|
GrantCommon Stock | 441 | $18.14 | $7,999.74 |
DisclosureSEC source: 0001179706-17-000114 · edgar.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,729 F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of additional meeting fees of $8,000 for Issuer's Board Year 2016. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:03 UTC |
RUSSO PATRICIA FDirector
|
GrantRestricted Stock Units · Derivative | 11,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000112 · edgar.xml · derivative · entry 3 RUSSO PATRICIA F · CIK 0001023219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Stock · 11,853 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. F4 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. F4 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. F4 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 00:59 UTC |
Andreessen Marc LDirector
|
GrantRestricted Stock Units · Derivative | 11,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000097 · edgar.xml · derivative · entry 3 Andreessen Marc L · CIK 0001160077 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Stock · 11,853 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F5 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (3) above. F5 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (3) above. F5 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (3) above. F5 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (3) above. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 00:59 UTC |
Andreessen Marc LDirector
|
GrantCommon Stock | 551 | $18.14 | $9,995.14 |
DisclosureSEC source: 0001179706-17-000097 · edgar.xml · nonDerivative · entry 2 Andreessen Marc L · CIK 0001160077 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Merrill Lynch Disclosed balance after: 125,401.0962 F2 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of additional meeting fees of $10,000 for Issuer's Board Year 2016. F2 · balance_after: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of additional meeting fees of $10,000 for Issuer's Board Year 2016. F3 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:02 UTC |
Lane Raymond J.Director
|
GrantRestricted Stock Units · Derivative | 11,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000105 · edgar.xml · derivative · entry 2 Lane Raymond J. · CIK 0001166598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Stock · 11,853 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:02 UTC |
Lane Raymond J.Director
|
GrantCommon Stock | 1,102 | $18.14 | $19,990.28 |
DisclosureSEC source: 0001179706-17-000105 · edgar.xml · nonDerivative · entry 1 Lane Raymond J. · CIK 0001166598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,432 F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of additional meeting fees of $20,000 for Issuer's Board Year 2016. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:04 UTC |
Wilderotter Mary AgnesDirector
|
GrantRestricted Stock Units · Derivative | 11,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000116 · edgar.xml · derivative · entry 2 Wilderotter Mary Agnes · CIK 0001180610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Stock · 11,853 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:09 UTC |
KLEINFELD KLAUSDirector
|
GrantRestricted Stock Units · Derivative | 11,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000118 · edgar.xml · derivative · entry 2 KLEINFELD KLAUS · CIK 0001268014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Stock · 11,853 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors. F4 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. F4 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. F4 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. F4 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:09 UTC |
KLEINFELD KLAUSDirector
|
GrantCommon Stock | 165 | $18.14 | $2,993.10 |
DisclosureSEC source: 0001179706-17-000118 · edgar.xml · nonDerivative · entry 1 KLEINFELD KLAUS · CIK 0001268014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,773 F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of additional meeting fees of $3,000 for Issuer's Board Year 2016. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:03 UTC |
REINER GARY MDirector
|
GrantRestricted Stock Units · Derivative | 11,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000110 · edgar.xml · derivative · entry 2 REINER GARY M · CIK 0001233171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Stock · 11,853 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:03 UTC |
REINER GARY MDirector
|
GrantCommon Stock | 771 | $18.14 | $13,985.94 |
DisclosureSEC source: 0001179706-17-000110 · edgar.xml · nonDerivative · entry 1 REINER GARY M · CIK 0001233171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,905 F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of additional meeting fees of $14,000 for Issuer's Board Year 2016. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:02 UTC |
Ozzie Raymond EDirector
|
GrantRestricted Stock Units · Derivative | 11,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000108 · edgar.xml · derivative · entry 2 Ozzie Raymond E · CIK 0001439012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Stock · 11,853 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:02 UTC |
LIVERMORE ANN MDirector
|
GrantRestricted Stock Units · Derivative | 11,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000106 · edgar.xml · derivative · entry 4 LIVERMORE ANN M · CIK 0001207622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Stock · 11,853 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F5 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F5 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F5 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F5 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:01 UTC |
Carter Pamela LDirector
|
GrantRestricted Stock Units · Derivative | 11,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000103 · edgar.xml · derivative · entry 3 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Stock · 11,853 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (3) above. F4 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (3) above. F4 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (3) above. F4 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (3) above. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:00 UTC |
BRUN LESLIE ADirector
|
GrantRestricted Stock Units · Derivative | 11,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000101 · edgar.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Stock · 11,853 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors. F4 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. F4 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. F4 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. F4 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:00 UTC |
BRUN LESLIE ADirector
|
GrantCommon Stock | 992 | $18.14 | $17,994.88 |
DisclosureSEC source: 0001179706-17-000101 · edgar.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,619 F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of additional meeting fees of $18,000 for Issuer's Board Year 2016. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 01:00 UTC |
Angelakis Michael JDirector
|
GrantRestricted Stock Units · Derivative | 11,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000099 · edgar.xml · derivative · entry 3 Angelakis Michael J · CIK 0001393014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Stock · 11,853 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 26, 2017 00:59 UTC |
Ammann DanielDirector
|
GrantRestricted Stock Units · Derivative | 11,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000095 · edgar.xml · derivative · entry 2 Ammann Daniel · CIK 0001492931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Stock · 11,853 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 22:19 UTC |
SCHULTZ JOHN FEVP, GC & SEC
|
SaleCommon Stock | 39,608 | $18.23 | $722,053.84 |
DisclosureSEC source: 0001179706-17-000068 · edgar.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,078.3967 F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. Read SEC document |
| April 05, 2017 Filed May 12, 2017 20:29 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
GrantRestricted Stock Units · Derivative | 387.4508 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000127 · edgar.xml · derivative · entry 10 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,381.2042 Underlying: Common Stock · 387.4508 shares Expires not disclosed F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F12 · shares: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 35,566 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 387.4508 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F12 · price: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 35,566 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 387.4508 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F12 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 35,566 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 387.4508 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F12 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 35,566 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 387.4508 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. Read SEC document |
| April 05, 2017 Filed May 12, 2017 20:29 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
GrantRestricted Stock Units · Derivative | 160.9821 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000127 · edgar.xml · derivative · entry 9 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,155.6979 Underlying: Common Stock · 160.9821 shares Expires not disclosed F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F11 · shares: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 22,166 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 160.9821 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F11 · price: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 22,166 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 160.9821 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F11 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 22,166 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 160.9821 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F11 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 22,166 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 160.9821 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. Read SEC document |
| April 05, 2017 Filed May 12, 2017 20:29 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
GrantRestricted Stock Units · Derivative | 494.9478 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000127 · edgar.xml · derivative · entry 8 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,838.0224 Underlying: Common Stock · 494.9478 shares Expires not disclosed F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F10 · shares: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, 68,150 of which will vest on 11/02/17, and 68,151 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 494..9478 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F10 · price: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, 68,150 of which will vest on 11/02/17, and 68,151 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 494..9478 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F10 · derivative.exercise_date: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, 68,150 of which will vest on 11/02/17, and 68,151 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 494..9478 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F10 · derivative.expiration_date: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, 68,150 of which will vest on 11/02/17, and 68,151 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 494..9478 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. Read SEC document |
| April 05, 2017 Filed May 12, 2017 20:29 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
GrantRestricted Stock Units · Derivative | 169.7008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000127 · edgar.xml · derivative · entry 7 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,165.8575 Underlying: Common Stock · 169.7008 shares Expires not disclosed F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F9 · shares: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, 23,366 of which will vest on 05/27/17, and 23,367 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The dividend equivalent rights being reported include 169..7008 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17 Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F9 · price: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, 23,366 of which will vest on 05/27/17, and 23,367 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The dividend equivalent rights being reported include 169..7008 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17 Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F9 · derivative.exercise_date: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, 23,366 of which will vest on 05/27/17, and 23,367 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The dividend equivalent rights being reported include 169..7008 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17 Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F9 · derivative.expiration_date: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, 23,366 of which will vest on 05/27/17, and 23,367 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The dividend equivalent rights being reported include 169..7008 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17 Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. Read SEC document |
| April 05, 2017 Filed May 12, 2017 20:29 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
GrantRestricted Stock Units · Derivative | 73.4936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000127 · edgar.xml · derivative · entry 6 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,044.0456 Underlying: Common Stock · 73.4936 shares Expires not disclosed F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F8 · shares: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 20,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The dividend equivalent rights being reported include 73.4936 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17 Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F8 · price: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 20,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The dividend equivalent rights being reported include 73.4936 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17 Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F8 · derivative.exercise_date: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 20,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The dividend equivalent rights being reported include 73.4936 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17 Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F8 · derivative.expiration_date: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 20,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The dividend equivalent rights being reported include 73.4936 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17 Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. Read SEC document |
| April 05, 2017 Filed May 12, 2017 20:29 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
GrantRestricted Stock Units · Derivative | 222.1475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000127 · edgar.xml · derivative · entry 5 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,893.9116 Underlying: Common Stock · 222.1475 shares Expires not disclosed F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F7 · shares: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 61,176 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 222.1475 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F7 · price: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 61,176 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 222.1475 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F7 · derivative.exercise_date: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 61,176 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 222.1475 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. F7 · derivative.expiration_date: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 61,176 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 222.1475 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. Read SEC document |
| April 05, 2017 Filed May 25, 2017 21:18 UTC |
Ricci Jeff TSVP, Controller & PAO
|
GrantRestricted Stock Units · Derivative | 87.1726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000132 · edgar.xml · derivative · entry 8 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,159.7158 Underlying: Common Stock · 87.1726 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F7 · shares: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,001 of which will vest on 12/07/17, and 8,002 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 5 reflects 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. F7 · price: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,001 of which will vest on 12/07/17, and 8,002 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 5 reflects 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. F7 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,001 of which will vest on 12/07/17, and 8,002 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 5 reflects 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. F7 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,001 of which will vest on 12/07/17, and 8,002 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 5 reflects 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.