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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
Parsed reports
982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2018 Filed May 15, 2018 21:18 UTC
Karros Kirt PSVP, Finance & Treasurer
Exercise / conversionCommon Stock 42,369 $17.67 $748,660.23
Disclosure

SEC source: 0001179706-18-000108 · edgar.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 10, 2018 20:54 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 208,368 $0.00 Strike: $7.81 $0.00
Disclosure

SEC source: 0001179706-18-000106 · edgar.xml · derivative · entry 10

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,435,202

Underlying: Common Stock · 208,368 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
May 10, 2018 Filed May 10, 2018 20:54 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 128,632 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-18-000106 · edgar.xml · derivative · entry 9

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 128,632 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
May 10, 2018 Filed May 10, 2018 20:54 UTC SaleCommon Stock 208,368 $17.57 $3,661,650.86
Disclosure

SEC source: 0001179706-18-000106 · edgar.xml · nonDerivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.50 to $17.65. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 10, 2018 Filed May 10, 2018 20:54 UTC Exercise / conversionCommon Stock 208,368 $7.81 $1,627,354.08
Disclosure

SEC source: 0001179706-18-000106 · edgar.xml · nonDerivative · entry 5

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,041,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 10, 2018 20:54 UTC SaleCommon Stock 128,632 $17.57 $2,260,450.14
Disclosure

SEC source: 0001179706-18-000106 · edgar.xml · nonDerivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.50 to $17.65. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 10, 2018 Filed May 10, 2018 20:54 UTC Exercise / conversionCommon Stock 128,632 $8.62 $1,108,807.84
Disclosure

SEC source: 0001179706-18-000106 · edgar.xml · nonDerivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,961,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 10, 2018 20:54 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-18-000106 · edgar.xml · derivative · entry 8

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,632

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
May 09, 2018 Filed May 10, 2018 20:54 UTC SaleCommon Stock 337,000 $17.39 $5,861,845.40
Disclosure

SEC source: 0001179706-18-000106 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.345 to $17.44. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 09, 2018 Filed May 10, 2018 20:54 UTC Exercise / conversionCommon Stock 337,000 $8.62 $2,904,940.00
Disclosure

SEC source: 0001179706-18-000106 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:19 UTC
TAN LIP BUDirector
GrantRestricted Stock Units · Derivative 12,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000102 · edgar.xml · derivative · entry 2

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 12,493 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:19 UTC GrantRestricted Stock Units · Derivative 12,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000101 · edgar.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 12,493 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

F4 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

F4 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

F4 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:19 UTC GrantRestricted Stock Units · Derivative 12,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000103 · edgar.xml · derivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 12,493 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:18 UTC GrantRestricted Stock Units · Derivative 12,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000097 · edgar.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 12,493 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:20 UTC GrantRestricted Stock Units · Derivative 12,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000104 · edgar.xml · derivative · entry 2

Wilderotter Mary Agnes · CIK 0001180610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 12,493 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:18 UTC GrantRestricted Stock Units · Derivative 12,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000100 · edgar.xml · derivative · entry 2

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 12,493 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:18 UTC GrantRestricted Stock Units · Derivative 12,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000099 · edgar.xml · derivative · entry 2

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 12,493 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:17 UTC GrantRestricted Stock Units · Derivative 12,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000096 · edgar.xml · derivative · entry 3

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 12,493 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:18 UTC GrantRestricted Stock Units · Derivative 12,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000098 · edgar.xml · derivative · entry 4

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 12,493 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:17 UTC GrantRestricted Stock Units · Derivative 12,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000095 · edgar.xml · derivative · entry 3

BRUN LESLIE A · CIK 0001217068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 12,493 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

F4 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

F4 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

F4 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:16 UTC GrantRestricted Stock Units · Derivative 12,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000093 · edgar.xml · derivative · entry 2

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 12,493 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:16 UTC GrantRestricted Stock Units · Derivative 12,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000094 · edgar.xml · derivative · entry 3

Angelakis Michael J · CIK 0001393014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 12,493 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 03, 2018 Filed May 3, 2018 21:57 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-18-000080 · edgar.xml · derivative · entry 7

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,632

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
May 03, 2018 Filed May 3, 2018 21:57 UTC SaleCommon Stock 337,000 $16.86 $5,682,022.20
Disclosure

SEC source: 0001179706-18-000080 · edgar.xml · nonDerivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.755 to $17.075. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 03, 2018 Filed May 3, 2018 21:57 UTC Exercise / conversionCommon Stock 337,000 $8.62 $2,904,940.00
Disclosure

SEC source: 0001179706-18-000080 · edgar.xml · nonDerivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:57 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-18-000080 · edgar.xml · derivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,632

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:57 UTC SaleCommon Stock 337,000 $17.14 $5,777,393.20
Disclosure

SEC source: 0001179706-18-000080 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.075 to $17.24. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:57 UTC Exercise / conversionCommon Stock 337,000 $8.62 $2,904,940.00
Disclosure

SEC source: 0001179706-18-000080 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 26, 2018 21:09 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-18-000078 · edgar.xml · derivative · entry 7

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139,632

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
April 26, 2018 Filed Apr 26, 2018 21:09 UTC SaleCommon Stock 337,000 $17.39 $5,860,598.50
Disclosure

SEC source: 0001179706-18-000078 · edgar.xml · nonDerivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.24 to $17.49. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
April 26, 2018 Filed Apr 26, 2018 21:09 UTC Exercise / conversionCommon Stock 337,000 $8.62 $2,904,940.00
Disclosure

SEC source: 0001179706-18-000078 · edgar.xml · nonDerivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:09 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-18-000078 · edgar.xml · derivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,632

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:09 UTC SaleCommon Stock 337,000 $17.20 $5,797,377.30
Disclosure

SEC source: 0001179706-18-000078 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.03 to $17.35. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:09 UTC Exercise / conversionCommon Stock 337,000 $8.62 $2,904,940.00
Disclosure

SEC source: 0001179706-18-000078 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2018 Filed Apr 19, 2018 20:45 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-18-000076 · edgar.xml · derivative · entry 7

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,813,632

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
April 19, 2018 Filed Apr 19, 2018 20:45 UTC SaleCommon Stock 337,000 $17.45 $5,880,313.00
Disclosure

SEC source: 0001179706-18-000076 · edgar.xml · nonDerivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.385 to $17.62. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
April 19, 2018 Filed Apr 19, 2018 20:45 UTC Exercise / conversionCommon Stock 337,000 $8.62 $2,904,940.00
Disclosure

SEC source: 0001179706-18-000076 · edgar.xml · nonDerivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2018 Filed Apr 19, 2018 20:45 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-18-000076 · edgar.xml · derivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150,632

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
April 18, 2018 Filed Apr 19, 2018 20:45 UTC SaleCommon Stock 337,000 $17.67 $5,956,138.00
Disclosure

SEC source: 0001179706-18-000076 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.615 to $17.77. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
April 18, 2018 Filed Apr 19, 2018 20:45 UTC Exercise / conversionCommon Stock 337,000 $8.62 $2,904,940.00
Disclosure

SEC source: 0001179706-18-000076 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2018 Filed Apr 12, 2018 21:41 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 236,961 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-18-000074 · edgar.xml · derivative · entry 10

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,487,632

Underlying: Common Stock · 236,961 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
April 12, 2018 Filed Apr 12, 2018 21:41 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 100,039 $0.00 Strike: $8.73 $0.00
Disclosure

SEC source: 0001179706-18-000074 · edgar.xml · derivative · entry 9

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,039 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
April 12, 2018 Filed Apr 12, 2018 21:41 UTC SaleCommon Stock 236,961 $17.43 $4,129,993.27
Disclosure

SEC source: 0001179706-18-000074 · edgar.xml · nonDerivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.3301 to $17.48. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
April 12, 2018 Filed Apr 12, 2018 21:41 UTC Exercise / conversionCommon Stock 236,961 $8.62 $2,042,603.82
Disclosure

SEC source: 0001179706-18-000074 · edgar.xml · nonDerivative · entry 5

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,069,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2018 Filed Apr 12, 2018 21:41 UTC SaleCommon Stock 100,039 $17.43 $1,743,579.73
Disclosure

SEC source: 0001179706-18-000074 · edgar.xml · nonDerivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.3301 to $17.48. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
April 12, 2018 Filed Apr 12, 2018 21:41 UTC Exercise / conversionCommon Stock 100,039 $8.73 $873,340.47
Disclosure

SEC source: 0001179706-18-000074 · edgar.xml · nonDerivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,932,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2018 Filed Apr 12, 2018 21:41 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $8.73 $0.00
Disclosure

SEC source: 0001179706-18-000074 · edgar.xml · derivative · entry 8

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,039

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
April 11, 2018 Filed Apr 12, 2018 21:41 UTC SaleCommon Stock 337,000 $17.21 $5,799,500.40
Disclosure

SEC source: 0001179706-18-000074 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.095 to $17.30. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
April 11, 2018 Filed Apr 12, 2018 21:41 UTC Exercise / conversionCommon Stock 337,000 $8.73 $2,942,010.00
Disclosure

SEC source: 0001179706-18-000074 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2018 Filed Apr 6, 2018 01:07 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $8.73 $0.00
Disclosure

SEC source: 0001179706-18-000071 · edgar.xml · derivative · entry 11

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,039

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.