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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
Parsed reports
982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 14, 2023 Filed Dec 11, 2023 19:56 UTC GrantRestricted Stock Units · Derivative 1,501.7058 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022388 · form4.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,968.5731

Underlying: Common Stock · 1,501.7058 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 742.0723 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 759.6335 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · price: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 742.0723 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 759.6335 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 742.0723 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 759.6335 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 742.0723 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 759.6335 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 11, 2023 19:56 UTC GrantRestricted Stock Units · Derivative 821.6679 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022388 · form4.xml · derivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,664.5935

Underlying: Common Stock · 821.6679 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 406.0296 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 415.6383 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · price: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 406.0296 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 415.6383 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 406.0296 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 415.6383 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 406.0296 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 415.6383 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 12, 2023 00:56 UTC
Karros Kirt PSVP, Treasurer & IR
GrantRestricted Stock Units · Derivative 2,032.4123 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022387 · form4.xml · derivative · entry 4

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,318.2997

Underlying: Common Stock · 2,032.4123 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which will vest on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,004.3225 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,028.0898 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · price: As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which will vest on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,004.3225 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,028.0898 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which will vest on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,004.3225 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,028.0898 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which will vest on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,004.3225 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,028.0898 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 12, 2023 00:56 UTC
Karros Kirt PSVP, Treasurer & IR
GrantRestricted Stock Units · Derivative 467.974 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022387 · form4.xml · derivative · entry 3

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,538.3333

Underlying: Common Stock · 467.974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, and 16,255 of which will vest on each of 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 231.2507 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 236.7233 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · price: As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, and 16,255 of which will vest on each of 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 231.2507 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 236.7233 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, and 16,255 of which will vest on each of 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 231.2507 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 236.7233 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, and 16,255 of which will vest on each of 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 231.2507 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 236.7233 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 12, 2023 00:56 UTC
Karros Kirt PSVP, Treasurer & IR
GrantRestricted Stock Units · Derivative 257.3353 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022387 · form4.xml · derivative · entry 2

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,599.581

Underlying: Common Stock · 257.3353 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/20 the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 127.1630 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 130.1723 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · price: As previously reported, on 12/10/20 the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 127.1630 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 130.1723 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 127.1630 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 130.1723 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 127.1630 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 130.1723 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 12, 2023 00:55 UTC
Hotard JustinEVP, GM, HPC and AI
GrantRestricted Stock Units · Derivative 1,988.2347 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022384 · form4.xml · derivative · entry 5

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,159.5866

Underlying: Common Stock · 1,988.2347 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.7427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · price: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.7427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.7427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.7427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 12, 2023 00:55 UTC
Hotard JustinEVP, GM, HPC and AI
GrantRestricted Stock Units · Derivative 935.9481 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022384 · form4.xml · derivative · entry 4

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,077.6666

Underlying: Common Stock · 935.9481 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.4466 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.4466 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.4466 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.4466 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 12, 2023 00:55 UTC
Hotard JustinEVP, GM, HPC and AI
GrantRestricted Stock Units · Derivative 281.2882 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022384 · form4.xml · derivative · entry 3

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,229.6747

Underlying: Common Stock · 281.2882 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 138.9994 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 142.2888 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · price: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 138.9994 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 142.2888 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.exercise_date: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 138.9994 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 142.2888 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.expiration_date: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 138.9994 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 142.2888 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 12, 2023 00:55 UTC
Hotard JustinEVP, GM, HPC and AI
GrantRestricted Stock Units · Derivative 257.3353 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022384 · form4.xml · derivative · entry 2

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,599.581

Underlying: Common Stock · 257.3353 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 127.1630 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 130.1723 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · price: As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 127.1630 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 130.1723 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 127.1630 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 130.1723 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 127.1630 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 130.1723 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:19 UTC GrantCommon Stock 2,343 $16.80 $39,362.40
Disclosure

SEC source: 0001062993-23-014500 · form4.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 276,619.543

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $39,375 for Issuer's Board Year 2023.

F2 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:17 UTC GrantCommon Stock 1,711 $16.80 $28,744.80
Disclosure

SEC source: 0001062993-23-014498 · form4.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 927,107

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $28,750 for Issuer's Board Year 2023.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:17 UTC GrantCommon Stock 2,008 $16.80 $33,734.40
Disclosure

SEC source: 0001062993-23-014499 · form4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,008

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $33,750 for Issuer's Board Year 2023.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 22:18 UTC
MacDonald Neil BEVP, GM of Compute
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,668 $0.00 Strike: $8.83 $0.00
Disclosure

SEC source: 0001062993-23-013876 · form4.xml · derivative · entry 3

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,668 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date and is fully vested.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 22:18 UTC
MacDonald Neil BEVP, GM of Compute
SaleCommon Stock 5,668 $17.00 $96,356.00
Disclosure

SEC source: 0001062993-23-013876 · form4.xml · nonDerivative · entry 2

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,744.38

Read SEC document
June 15, 2023 Filed Jun 20, 2023 22:18 UTC
MacDonald Neil BEVP, GM of Compute
Exercise / conversionCommon Stock 5,668 $8.83 $50,048.44
Disclosure

SEC source: 0001062993-23-013876 · form4.xml · nonDerivative · entry 1

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,412.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total beneficial ownership includes the acquisition of 8.3770 shares at $16.2639 per share received on 01/18/23 through dividends paid in shares, and 8.5790 shares at $15.9990 per share received on 04/18/23 through dividends paid in shares.

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June 15, 2023 Filed Jun 20, 2023 22:18 UTC
Hotard JustinEVP, GM, HPC and AI
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,227 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001062993-23-013875 · form4.xml · derivative · entry 3

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,227 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became exercisable beginning on this date.

F2 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

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June 15, 2023 Filed Jun 20, 2023 22:18 UTC
Hotard JustinEVP, GM, HPC and AI
SaleCommon Stock 10,227 $17.00 $173,859.00
Disclosure

SEC source: 0001062993-23-013875 · form4.xml · nonDerivative · entry 2

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 15, 2023 Filed Jun 20, 2023 22:18 UTC
Hotard JustinEVP, GM, HPC and AI
Exercise / conversionCommon Stock 10,227 $14.67 $150,030.09
Disclosure

SEC source: 0001062993-23-013875 · form4.xml · nonDerivative · entry 1

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 22:17 UTC
Cox JeremySVP Controller and CTO
SaleCommon Stock 9,161 $17.00 $155,737.00
Disclosure

SEC source: 0001062993-23-013874 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/13/22.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:14 UTC GrantRestricted Stock Units · Derivative 11,898 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-013748 · form4.xml · derivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,898

Underlying: Common Stock · 11,898 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 22:22 UTC SaleCommon Stock 159,073 $16.53 $2,628,872.21
Disclosure

SEC source: 0001062993-23-013588 · form4.xml · nonDerivative · entry 3

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Indirect · by The Robbiati Family Trust dated 02/04/20

Disclosed balance after: 0

F4 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.50 to $16.575. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 18:21 UTC
Mottram PhilEVP, GM, Intelligent Edge
SaleCommon Stock 5,000 $15.78 $78,900.00
Disclosure

SEC source: 0001062993-23-013586 · form4.xml · nonDerivative · entry 1

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,908

Read SEC document
June 12, 2023 Filed Jun 14, 2023 18:23 UTC SaleCommon Stock 226,078 $16.01 $3,618,649.68
Disclosure

SEC source: 0001062993-23-013590 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 224,491.1341

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.045. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F1 · balance_after: The total beneficial ownership includes 588.0650 shares at $13.6040 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/28/23 with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of 4.7810 shares at $16.2639 per share received on 01/18/23 through dividends paid in shares, and 4.8950 shares at $15.9990 per share received on 04/18/23 through dividends paid in shares.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 22:22 UTC
Karros Kirt PSVP, Treasurer & IR
SaleCommon Stock 33,417 $16.00 $534,792.30
Disclosure

SEC source: 0001062993-23-013589 · form4.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16 to $16.015. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 22:22 UTC SaleCommon Stock 159,180 $16.01 $2,548,057.93
Disclosure

SEC source: 0001062993-23-013588 · form4.xml · nonDerivative · entry 2

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Indirect · by The Robbiati Family Trust dated 02/04/20

Disclosed balance after: 159,073

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.04. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F2 · balance_after: The total indirect beneficial ownership reflects an increase of 287,070 shares due to the transfer of the shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 12/20/22.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 22:22 UTC
Cox JeremySVP Controller and CTO
SaleCommon Stock 9,161 $16.00 $146,576.00
Disclosure

SEC source: 0001062993-23-013587 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,776

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/13/22.

Read SEC document
May 28, 2023 Filed May 31, 2023 16:48 UTC
Mottram PhilEVP, GM, Intelligent Edge
Exercise / conversionRestricted Stock Units · Derivative 16,675 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-012528 · form4.xml · derivative · entry 4

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,673

Underlying: Common Stock · 16,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/28/21 the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which will vest on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 9 reflects 236.2891 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 1,011 vested dividend equivalent rights and a de minimus adjustment of 0.4482 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 05/28/21 the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which will vest on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 9 reflects 236.2891 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 1,011 vested dividend equivalent rights and a de minimus adjustment of 0.4482 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 05/28/21 the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which will vest on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 9 reflects 236.2891 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 1,011 vested dividend equivalent rights and a de minimus adjustment of 0.4482 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 05/28/21 the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which will vest on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 9 reflects 236.2891 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 1,011 vested dividend equivalent rights and a de minimus adjustment of 0.4482 due to fractional rounding of the dividend equivalent rights.

Read SEC document
May 28, 2023 Filed May 31, 2023 16:48 UTC
Mottram PhilEVP, GM, Intelligent Edge
Tax withholdingCommon Stock 5,767 $15.34 $88,465.78
Disclosure

SEC source: 0001062993-23-012528 · form4.xml · nonDerivative · entry 2

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,908

Read SEC document
May 28, 2023 Filed May 31, 2023 16:48 UTC
Mottram PhilEVP, GM, Intelligent Edge
Exercise / conversionCommon Stock 16,675 $15.34 $255,794.50
Disclosure

SEC source: 0001062993-23-012528 · form4.xml · nonDerivative · entry 1

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2023 Filed May 9, 2023 21:04 UTC GrantRestricted Stock Units · Derivative 17,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-010582 · form4.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,010

Underlying: Common Stock · 17,010 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2023 Filed May 9, 2023 21:06 UTC GrantRestricted Stock Units · Derivative 17,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-010587 · form4.xml · derivative · entry 3

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,010

Underlying: Common Stock · 17,010 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2023 Filed May 9, 2023 21:05 UTC GrantRestricted Stock Units · Derivative 17,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-010584 · form4.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,010

Underlying: Common Stock · 17,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2023 Filed May 9, 2023 21:05 UTC GrantRestricted Stock Units · Derivative 17,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-010585 · form4.xml · derivative · entry 2

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,010

Underlying: Common Stock · 17,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F2 · price: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F2 · derivative.exercise_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F2 · derivative.expiration_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

Read SEC document
May 05, 2023 Filed May 9, 2023 17:07 UTC GrantRestricted Stock Units · Derivative 17,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-010590 · form4.xml · derivative · entry 3

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,010

Underlying: Common Stock · 17,010 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2023 Filed May 9, 2023 21:08 UTC GrantRestricted Stock Units · Derivative 17,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-010591 · form4.xml · derivative · entry 2

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,010

Underlying: Common Stock · 17,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2023 Filed May 9, 2023 21:05 UTC GrantRestricted Stock Units · Derivative 17,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-010583 · form4.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,010

Underlying: Common Stock · 17,010 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2023 Filed May 9, 2023 21:07 UTC GrantRestricted Stock Units · Derivative 17,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-010589 · form4.xml · derivative · entry 5

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,010

Underlying: Common Stock · 17,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2023 Filed May 9, 2023 21:06 UTC GrantRestricted Stock Units · Derivative 17,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-010586 · form4.xml · derivative · entry 2

DAMELIO FRANK A · CIK 0001194004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,010

Underlying: Common Stock · 17,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

F2 · price: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

F2 · derivative.exercise_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

F2 · derivative.expiration_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

Read SEC document
May 05, 2023 Filed May 9, 2023 21:07 UTC GrantRestricted Stock Units · Derivative 17,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-010588 · form4.xml · derivative · entry 3

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,010

Underlying: Common Stock · 17,010 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2023 Filed May 9, 2023 21:04 UTC GrantRestricted Stock Units · Derivative 17,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-010580 · form4.xml · derivative · entry 2

DUGAN REGINA E · CIK 0001593861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,010

Underlying: Common Stock · 17,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 21:10 UTC
Cox JeremySVP Controller and CTO
Exercise / conversionRestricted Stock Units · Derivative 25,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-009492 · form4.xml · derivative · entry 7

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,051

Underlying: Common Stock · 25,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 529.8894 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 547.8743 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 814 vested dividend equivalent rights and a de minimus adjustment of 0.8081 due to fractional rounding of the dividend equivalent rights.

F6 · price: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 529.8894 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 547.8743 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 814 vested dividend equivalent rights and a de minimus adjustment of 0.8081 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.exercise_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 529.8894 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 547.8743 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 814 vested dividend equivalent rights and a de minimus adjustment of 0.8081 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.expiration_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 529.8894 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 547.8743 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 814 vested dividend equivalent rights and a de minimus adjustment of 0.8081 due to fractional rounding of the dividend equivalent rights.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 21:10 UTC
Cox JeremySVP Controller and CTO
Tax withholdingCommon Stock 6,090 $14.54 $88,548.60
Disclosure

SEC source: 0001062993-23-009492 · form4.xml · nonDerivative · entry 2

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,937

Read SEC document
April 20, 2023 Filed Apr 24, 2023 21:10 UTC
Cox JeremySVP Controller and CTO
Exercise / conversionCommon Stock 25,027 $14.54 $363,892.58
Disclosure

SEC source: 0001062993-23-009492 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2023 Filed May 31, 2023 16:48 UTC
Mottram PhilEVP, GM, Intelligent Edge
GrantRestricted Stock Units · Derivative 1,041.775 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-012528 · form4.xml · derivative · entry 6

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,171.3519

Underlying: Common Stock · 1,041.775 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F5 · price: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F5 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F5 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

Read SEC document
April 14, 2023 Filed May 31, 2023 16:48 UTC
Mottram PhilEVP, GM, Intelligent Edge
GrantRestricted Stock Units · Derivative 490.4085 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-012528 · form4.xml · derivative · entry 5

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,141.7185

Underlying: Common Stock · 490.4085 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F4 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

Read SEC document
April 14, 2023 Filed May 31, 2023 16:48 UTC
Mottram PhilEVP, GM, Intelligent Edge
GrantRestricted Stock Units · Derivative 124.4651 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-012528 · form4.xml · derivative · entry 3

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,854.8444

Underlying: Common Stock · 124.4651 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 124.4651 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F2 · price: As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 124.4651 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F2 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 124.4651 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F2 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 124.4651 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

Read SEC document
April 14, 2023 Filed Jun 20, 2023 22:18 UTC
Hotard JustinEVP, GM, HPC and AI
GrantRestricted Stock Units · Derivative 1,041.775 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-013875 · form4.xml · derivative · entry 7

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,171.3519

Underlying: Common Stock · 1,041.775 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F7 · price: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F7 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F7 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

Read SEC document
April 14, 2023 Filed Jun 20, 2023 22:18 UTC
Hotard JustinEVP, GM, HPC and AI
GrantRestricted Stock Units · Derivative 490.4085 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-013875 · form4.xml · derivative · entry 6

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,141.7185

Underlying: Common Stock · 490.4085 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F6 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F6 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F6 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

Read SEC document
April 14, 2023 Filed Jun 20, 2023 22:18 UTC
Hotard JustinEVP, GM, HPC and AI
GrantRestricted Stock Units · Derivative 147.3865 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-013875 · form4.xml · derivative · entry 5

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,948.3865

Underlying: Common Stock · 147.3865 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 147.3865 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F5 · price: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 147.3865 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F5 · derivative.exercise_date: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 147.3865 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F5 · derivative.expiration_date: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 147.3865 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

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April 14, 2023 Filed Jun 20, 2023 22:18 UTC
Hotard JustinEVP, GM, HPC and AI
GrantRestricted Stock Units · Derivative 134.836 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-013875 · form4.xml · derivative · entry 4

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,342.2457

Underlying: Common Stock · 134.836 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.8360 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F4 · price: As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.8360 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F4 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.8360 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F4 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.8360 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.