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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
Parsed reports
982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2024 Filed Jun 12, 2024 20:46 UTC
Neri Antonio FDirector · President and CEO
Exercise / conversionCommon Stock 365,945 $14.67 $5,368,413.15
Disclosure

SEC source: 0001062993-24-012508 · form4.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,374,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As of 03/13/24, the reporting person no longer has a reportable beneficial interest in 15,000 shares, originally included in the reporting person's prior ownership reports. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any such securities.

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June 06, 2024 Filed Jun 10, 2024 20:03 UTC SaleCommon Stock 50,000 $19.51 $975,500.00
Disclosure

SEC source: 0001062993-24-012305 · form4.xml · nonDerivative · entry 2

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JPM Chase

Disclosed balance after: 150,948

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $19.49 to $19.55. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

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May 28, 2024 Filed May 29, 2024 19:37 UTC
Mottram PhilEVP, GM, Intelligent Edge
Exercise / conversionRestricted Stock Units · Derivative 17,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011451 · form4.xml · derivative · entry 3

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/28/21 the reporting person was granted 46,992 restricted stock units ("RSUs"), 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which vested on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 124.3934 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 116.8955 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. The number of derivative securities in column 5 reflects 1,476 vested dividend equivalent rights and a de minimus adjustment of 0.2313 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/28/21 the reporting person was granted 46,992 restricted stock units ("RSUs"), 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which vested on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 124.3934 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 116.8955 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. The number of derivative securities in column 5 reflects 1,476 vested dividend equivalent rights and a de minimus adjustment of 0.2313 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/28/21 the reporting person was granted 46,992 restricted stock units ("RSUs"), 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which vested on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 124.3934 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 116.8955 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. The number of derivative securities in column 5 reflects 1,476 vested dividend equivalent rights and a de minimus adjustment of 0.2313 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/28/21 the reporting person was granted 46,992 restricted stock units ("RSUs"), 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which vested on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 124.3934 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 116.8955 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. The number of derivative securities in column 5 reflects 1,476 vested dividend equivalent rights and a de minimus adjustment of 0.2313 due to fractional rounding of the dividend equivalent rights.

Read SEC document
May 28, 2024 Filed May 29, 2024 19:37 UTC
Mottram PhilEVP, GM, Intelligent Edge
Tax withholdingCommon Stock 8,499 $18.41 $156,466.59
Disclosure

SEC source: 0001062993-24-011451 · form4.xml · nonDerivative · entry 2

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,107

Read SEC document
May 28, 2024 Filed May 29, 2024 19:37 UTC
Mottram PhilEVP, GM, Intelligent Edge
Exercise / conversionCommon Stock 17,140 $18.41 $315,547.40
Disclosure

SEC source: 0001062993-24-011451 · form4.xml · nonDerivative · entry 1

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2024 Filed May 14, 2024 21:16 UTC GrantRestricted Stock Units · Derivative 14,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010244 · form4.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,068

Underlying: Common Stock · 14,068 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F4 · price: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F4 · derivative.exercise_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F4 · derivative.expiration_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

Read SEC document
May 10, 2024 Filed May 14, 2024 21:15 UTC GrantRestricted Stock Units · Derivative 14,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010241 · form4.xml · derivative · entry 3

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,068

Underlying: Common Stock · 14,068 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

F4 · price: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

F4 · derivative.exercise_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

F4 · derivative.expiration_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

Read SEC document
May 10, 2024 Filed May 14, 2024 21:12 UTC GrantRestricted Stock Units · Derivative 14,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010238 · form4.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,068

Underlying: Common Stock · 14,068 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 10, 2024 Filed May 14, 2024 21:12 UTC GrantRestricted Stock Units · Derivative 14,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010237 · form4.xml · derivative · entry 3

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,068

Underlying: Common Stock · 14,068 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F4 · price: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F4 · derivative.exercise_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F4 · derivative.expiration_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

Read SEC document
May 10, 2024 Filed May 14, 2024 21:16 UTC GrantRestricted Stock Units · Derivative 14,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010242 · form4.xml · derivative · entry 2

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,068

Underlying: Common Stock · 14,068 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 10, 2024 Filed May 14, 2024 21:15 UTC GrantRestricted Stock Units · Derivative 14,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010240 · form4.xml · derivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,068

Underlying: Common Stock · 14,068 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 10, 2024 Filed May 14, 2024 21:16 UTC GrantRestricted Stock Units · Derivative 14,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010243 · form4.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,068

Underlying: Common Stock · 14,068 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 10, 2024 Filed May 14, 2024 21:13 UTC GrantRestricted Stock Units · Derivative 14,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010239 · form4.xml · derivative · entry 5

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,068 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 10, 2024 Filed May 14, 2024 21:11 UTC GrantRestricted Stock Units · Derivative 14,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010235 · form4.xml · derivative · entry 3

DAMELIO FRANK A · CIK 0001194004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,068

Underlying: Common Stock · 14,068 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

F4 · price: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

F4 · derivative.exercise_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

F4 · derivative.expiration_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

Read SEC document
May 10, 2024 Filed May 14, 2024 21:11 UTC GrantRestricted Stock Units · Derivative 14,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010234 · form4.xml · derivative · entry 3

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,068

Underlying: Common Stock · 14,068 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 10, 2024 Filed May 14, 2024 21:11 UTC GrantRestricted Stock Units · Derivative 14,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010236 · form4.xml · derivative · entry 2

DUGAN REGINA E · CIK 0001593861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,068

Underlying: Common Stock · 14,068 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
April 24, 2024 Filed Apr 25, 2024 20:20 UTC
Cox JeremySVP, Controller & CTO
SaleCommon Stock 18,323 $16.97 $310,849.70
Disclosure

SEC source: 0001062993-24-008793 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,541

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/13/22.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.93 to $17.00. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

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April 20, 2024 Filed Apr 23, 2024 21:28 UTC
Cox JeremySVP, Controller & CTO
Exercise / conversionRestricted Stock Units · Derivative 25,748 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008729 · form4.xml · derivative · entry 4

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,747

Underlying: Common Stock · 25,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 384.5681 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 361.3881 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. The number of derivative securities in column 5 reflects 1,535 vested dividend equivalent rights and a de minimus adjustment of 0.9626 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 384.5681 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 361.3881 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. The number of derivative securities in column 5 reflects 1,535 vested dividend equivalent rights and a de minimus adjustment of 0.9626 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 384.5681 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 361.3881 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. The number of derivative securities in column 5 reflects 1,535 vested dividend equivalent rights and a de minimus adjustment of 0.9626 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 384.5681 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 361.3881 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. The number of derivative securities in column 5 reflects 1,535 vested dividend equivalent rights and a de minimus adjustment of 0.9626 due to fractional rounding of the dividend equivalent rights.

Read SEC document
April 20, 2024 Filed Apr 23, 2024 21:28 UTC
Cox JeremySVP, Controller & CTO
Tax withholdingCommon Stock 6,258 $16.79 $105,071.82
Disclosure

SEC source: 0001062993-24-008729 · form4.xml · nonDerivative · entry 2

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,864

Read SEC document
April 20, 2024 Filed Apr 23, 2024 21:28 UTC
Cox JeremySVP, Controller & CTO
Exercise / conversionCommon Stock 25,748 $16.79 $432,308.92
Disclosure

SEC source: 0001062993-24-008729 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2024 Filed Jun 18, 2024 20:50 UTC
Gold GerriEVP, Pres & CEO Financial Serv
GrantRestricted Stock Units · Derivative 694.4179 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012778 · form4.xml · derivative · entry 4

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,485.377

Underlying: Common Stock · 694.4179 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 694.4179 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.

F5 · price: As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 694.4179 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.

F5 · derivative.exercise_date: As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 694.4179 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.

F5 · derivative.expiration_date: As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 694.4179 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.

Read SEC document
April 12, 2024 Filed Jun 18, 2024 20:50 UTC
Gold GerriEVP, Pres & CEO Financial Serv
GrantRestricted Stock Units · Derivative 509.9328 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012778 · form4.xml · derivative · entry 3

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,476.5736

Underlying: Common Stock · 509.9328 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 34,165 of which will vest on 12/08/24, and 34,166 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 509.9328 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.

F4 · price: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 34,165 of which will vest on 12/08/24, and 34,166 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 509.9328 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.

F4 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 34,165 of which will vest on 12/08/24, and 34,166 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 509.9328 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.

F4 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 34,165 of which will vest on 12/08/24, and 34,166 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 509.9328 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.

Read SEC document
April 12, 2024 Filed Jun 18, 2024 20:50 UTC
Gold GerriEVP, Pres & CEO Financial Serv
GrantRestricted Stock Units · Derivative 73.2985 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012778 · form4.xml · derivative · entry 2

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,601.2985

Underlying: Common Stock · 73.2985 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 73.2985 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.

F3 · price: As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 73.2985 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.

F3 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 73.2985 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.

F3 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 73.2985 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.

Read SEC document
April 12, 2024 Filed Dec 10, 2024 21:32 UTC
Major Kristin KEVP, Chief People Officer
GrantRestricted Stock Units · Derivative 238.8399 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020418 · form4.xml · derivative · entry 5

Major Kristin K · CIK 0002008183 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,997.5088

Underlying: Common Stock · 238.8399 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/21, the reporting person was granted 35,761 restricted stock units ("RSUs"), 11,920 of which vested on each of 12/09/22 and 12/09/23, and 11,921 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.9627 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 74.9748 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 74.9024 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · price: As previously reported, on 12/09/21, the reporting person was granted 35,761 restricted stock units ("RSUs"), 11,920 of which vested on each of 12/09/22 and 12/09/23, and 11,921 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.9627 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 74.9748 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 74.9024 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 35,761 restricted stock units ("RSUs"), 11,920 of which vested on each of 12/09/22 and 12/09/23, and 11,921 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.9627 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 74.9748 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 74.9024 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 35,761 restricted stock units ("RSUs"), 11,920 of which vested on each of 12/09/22 and 12/09/23, and 11,921 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.9627 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 74.9748 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 74.9024 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
April 12, 2024 Filed Dec 11, 2024 23:25 UTC
MYERS MARIEEVP & CFO
GrantRestricted Stock Units · Derivative 5,132.64 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020496 · form4.xml · derivative · entry 3

MYERS MARIE · CIK 0001656326 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,313.6436

Underlying: Common Stock · 5,132.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 01/20/24, the reporting person was granted 256,181 RSUs, 85,393 of which will vest on 01/20/25, and 85,394 of which will vest on each of 01/20/26 and 01/20/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,911.7985 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,611.2013 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,609.6438 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F3 · price: As previously reported, on 01/20/24, the reporting person was granted 256,181 RSUs, 85,393 of which will vest on 01/20/25, and 85,394 of which will vest on each of 01/20/26 and 01/20/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,911.7985 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,611.2013 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,609.6438 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F3 · derivative.exercise_date: As previously reported, on 01/20/24, the reporting person was granted 256,181 RSUs, 85,393 of which will vest on 01/20/25, and 85,394 of which will vest on each of 01/20/26 and 01/20/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,911.7985 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,611.2013 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,609.6438 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F3 · derivative.expiration_date: As previously reported, on 01/20/24, the reporting person was granted 256,181 RSUs, 85,393 of which will vest on 01/20/25, and 85,394 of which will vest on each of 01/20/26 and 01/20/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,911.7985 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,611.2013 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,609.6438 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
April 12, 2024 Filed Dec 11, 2024 23:25 UTC
MYERS MARIEEVP & CFO
GrantRestricted Stock Units · Derivative 3,910.58 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020496 · form4.xml · derivative · entry 2

MYERS MARIE · CIK 0001656326 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,095.5751

Underlying: Common Stock · 3,910.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 01/20/24, the reporting person was granted 195,185 restricted stock units ("RSUs"), 65,061 of which will vest on 01/20/25, and 65,062 of which will vest on each of 01/20/26 and 01/20/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,456.6045 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,227.5786 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,226.3920 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · price: As previously reported, on 01/20/24, the reporting person was granted 195,185 restricted stock units ("RSUs"), 65,061 of which will vest on 01/20/25, and 65,062 of which will vest on each of 01/20/26 and 01/20/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,456.6045 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,227.5786 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,226.3920 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · derivative.exercise_date: As previously reported, on 01/20/24, the reporting person was granted 195,185 restricted stock units ("RSUs"), 65,061 of which will vest on 01/20/25, and 65,062 of which will vest on each of 01/20/26 and 01/20/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,456.6045 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,227.5786 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,226.3920 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · derivative.expiration_date: As previously reported, on 01/20/24, the reporting person was granted 195,185 restricted stock units ("RSUs"), 65,061 of which will vest on 01/20/25, and 65,062 of which will vest on each of 01/20/26 and 01/20/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,456.6045 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,227.5786 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,226.3920 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:14 UTC Exercise / conversionRestricted Stock Units · Derivative 17,389.9376 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008356 · form4.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,389.9376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 379.9376 vested dividend equivalent rights.

F3 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 379.9376 vested dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 379.9376 vested dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 379.9376 vested dividend equivalent rights.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:14 UTC Exercise / conversionCommon Stock 17,389.9376 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008356 · form4.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 306,244.6906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:16 UTC Exercise / conversionRestricted Stock Units · Derivative 17,389.9376 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008360 · form4.xml · derivative · entry 3

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,389.9376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 also reflects 379.9376 vested dividend equivalent rights.

F4 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 also reflects 379.9376 vested dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 also reflects 379.9376 vested dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 also reflects 379.9376 vested dividend equivalent rights.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:16 UTC Exercise / conversionCommon Stock 17,389.9376 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008360 · form4.xml · nonDerivative · entry 2

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 48,321.8758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

F2 · balance_after: The number of shares in column 5 includes 205.4298 vested restricted stock unit ("RSU") dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 210.2913 RSU dividend equivalent rights at $16.48 on 10/13/23, and 229.3463 RSU dividend equivalent rights at $16.37 on 01/11/24.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:14 UTC Exercise / conversionRestricted Stock Units · Derivative 17,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008355 · form4.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:14 UTC Exercise / conversionCommon Stock 17,390 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008355 · form4.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 949,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:15 UTC Exercise / conversionRestricted Stock Units · Derivative 17,389.9376 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008358 · form4.xml · derivative · entry 3

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,389.9376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 also reflects 379.9376 vested dividend equivalent rights.

F3 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 also reflects 379.9376 vested dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 also reflects 379.9376 vested dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 also reflects 379.9376 vested dividend equivalent rights.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:15 UTC Exercise / conversionCommon Stock 17,389.9376 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008358 · form4.xml · nonDerivative · entry 2

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 17,389.9376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 17:18 UTC Exercise / conversionRestricted Stock Units · Derivative 17,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008365 · form4.xml · derivative · entry 3

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 17:18 UTC Exercise / conversionCommon Stock 17,390 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008365 · form4.xml · nonDerivative · entry 1

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:17 UTC Exercise / conversionRestricted Stock Units · Derivative 17,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008363 · form4.xml · derivative · entry 2

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:17 UTC Exercise / conversionCommon Stock 17,390 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008363 · form4.xml · nonDerivative · entry 1

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:18 UTC Exercise / conversionRestricted Stock Units · Derivative 12,164 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008364 · form4.xml · derivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 84.6331 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 86.6359 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 94.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 266 dividend equivalent rights and a de minimus adjustment of 0.2447 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 84.6331 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 86.6359 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 94.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 266 dividend equivalent rights and a de minimus adjustment of 0.2447 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 84.6331 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 86.6359 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 94.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 266 dividend equivalent rights and a de minimus adjustment of 0.2447 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 84.6331 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 86.6359 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 94.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 266 dividend equivalent rights and a de minimus adjustment of 0.2447 due to fractional rounding of the dividend equivalent rights.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:18 UTC Exercise / conversionCommon Stock 12,164 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008364 · form4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:14 UTC Exercise / conversionRestricted Stock Units · Derivative 17,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008354 · form4.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:14 UTC Exercise / conversionCommon Stock 17,390 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008354 · form4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:17 UTC Exercise / conversionRestricted Stock Units · Derivative 17,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008362 · form4.xml · derivative · entry 5

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

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April 10, 2024 Filed Apr 12, 2024 21:17 UTC Exercise / conversionCommon Stock 17,390 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008362 · form4.xml · nonDerivative · entry 1

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total direct beneficial ownership reflects a decrease due to the transfer of 15,118 shares into the reporting person's 2003 Trust on 08/01/23.

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April 10, 2024 Filed Apr 12, 2024 21:16 UTC Exercise / conversionRestricted Stock Units · Derivative 17,389.9376 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008359 · form4.xml · derivative · entry 3

DAMELIO FRANK A · CIK 0001194004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,389.9376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 also reflects 379.9376 vested dividend equivalent rights.

F3 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 also reflects 379.9376 vested dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 also reflects 379.9376 vested dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 also reflects 379.9376 vested dividend equivalent rights.

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April 10, 2024 Filed Apr 12, 2024 21:16 UTC Exercise / conversionCommon Stock 17,389.9376 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008359 · form4.xml · nonDerivative · entry 2

DAMELIO FRANK A · CIK 0001194004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 17,389.9376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

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April 10, 2024 Filed Apr 12, 2024 21:16 UTC Exercise / conversionRestricted Stock Units · Derivative 17,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008361 · form4.xml · derivative · entry 3

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:16 UTC Exercise / conversionCommon Stock 17,390 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008361 · form4.xml · nonDerivative · entry 1

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:15 UTC Exercise / conversionRestricted Stock Units · Derivative 17,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008357 · form4.xml · derivative · entry 2

DUGAN REGINA E · CIK 0001593861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:15 UTC Exercise / conversionCommon Stock 17,390 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008357 · form4.xml · nonDerivative · entry 1

DUGAN REGINA E · CIK 0001593861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.