HOV

SEC source: 0001225208-24-006516 · doc4.xml · derivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,532

Underlying: Class A Common Stock · 14,766 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis.

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Performance Share Units were determined to have been satisfied.

F3 · shares: Represents the additional number of shares determined to have been earned under the performance share unit award. 14,766 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 9, 2026 and will be delivered in shares of Class A Common Stock in November 2025, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.exercise_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 14,766 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 9, 2026 and will be delivered in shares of Class A Common Stock in November 2025, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.expiration_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 14,766 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 9, 2026 and will be delivered in shares of Class A Common Stock in November 2025, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

SEC source: 0001225208-24-006515 · doc4.xml · derivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,764

Underlying: Class A Common Stock · 2,882 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis.

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Performance Share Units were determined to have been satisfied.

F3 · shares: Represents the additional number of shares determined to have been earned under the performance share unit award. 2,882 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 9, 2026 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.exercise_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 2,882 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 9, 2026 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.expiration_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 2,882 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 9, 2026 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

SEC source: 0001225208-24-006067 · doc4.xml · derivative · entry 11

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,485

Underlying: Class A Common Stock · 32,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · kind: On May 14, 2024, Ara Hovnanian converted 32,749 shares of Class B Common Stock into an equal number of shares of Class A Common Stock.

F11 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12 · derivative.expiration_date: No expiration date

SEC source: 0001225208-24-006067 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 14, 2024, Ara Hovnanian converted 32,749 shares of Class B Common Stock into an equal number of shares of Class A Common Stock.

F1 · price: On May 14, 2024, Ara Hovnanian converted 32,749 shares of Class B Common Stock into an equal number of shares of Class A Common Stock.

SEC source: 0001225208-24-004460 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family

Disclosed balance after: 51,474.872

F1 · price: Represents the weighted average sales price for price increments ranging from $157.1089 to $158.04. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

SEC source: 0001225208-24-003877 · doc4.xml · derivative · entry 11

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,234

Underlying: Class A Common Stock · 40,141 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · kind: On March 6, 2024, Ara Hovnanian converted 40,141 shares of Class B Common Stock into an equal number of shares of Class A Common Stock.

F11 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12 · derivative.expiration_date: No expiration date

SEC source: 0001225208-24-003877 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 6, 2024, Ara Hovnanian converted 40,141 shares of Class B Common Stock into an equal number of shares of Class A Common Stock.

F1 · price: On March 6, 2024, Ara Hovnanian converted 40,141 shares of Class B Common Stock into an equal number of shares of Class A Common Stock.

SEC source: 0001225208-24-003876 · doc4.xml · derivative · entry 4

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 522 shares

Expires 2024-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

F5 · price: N/A

F4 · derivative.exercise_date: This option is fully vested.

F3 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

SEC source: 0001225208-24-003876 · doc4.xml · nonDerivative · entry 3

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,136

F2 · kind: Reflects the withholding of shares of Class A Common Stock to cover the exercise price of the options reported as exercised herein

SEC source: 0001225208-24-003876 · doc4.xml · nonDerivative · entry 2

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,523

F1 · kind: Reflects the withholding of shares of Class A Common Stock for cash to cover the Reporting Person's estimated tax liability in connection with the exercise of the options reported herein

SEC source: 0001225208-24-003876 · doc4.xml · nonDerivative · entry 1

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-000652 · doc4.xml · derivative · entry 5

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F2 · derivative.exercise_price: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F3 · derivative.exercise_date: The Phantom Shares vested on October 31, 2023 and settled in cash in the following January.

F3 · derivative.expiration_date: The Phantom Shares vested on October 31, 2023 and settled in cash in the following January.

SEC source: 0001225208-24-000653 · doc4.xml · derivative · entry 3

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F2 · derivative.exercise_price: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F3 · derivative.exercise_date: The Phantom Shares vested on October 31, 2023 and settled in cash in the following January.

F3 · derivative.expiration_date: The Phantom Shares vested on October 31, 2023 and settled in cash in the following January.

SEC source: 0001225208-24-000653 · doc4.xml · nonDerivative · entry 2

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,276

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

SEC source: 0001225208-24-000653 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · price: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

SEC source: 0001225208-24-000652 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,892

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

SEC source: 0001225208-24-000652 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · price: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

SEC source: 0001225208-24-000651 · doc4.xml · derivative · entry 12

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 34,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · security: The Phantom Shares vested on October 31, 2023 and settled in cash in the January following vesting.

F12 · derivative.exercise_price: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F11 · derivative.exercise_date: The Phantom Shares vested on October 31, 2023 and settled in cash in the January following vesting.

F11 · derivative.expiration_date: The Phantom Shares vested on October 31, 2023 and settled in cash in the January following vesting.

SEC source: 0001225208-24-000651 · doc4.xml · nonDerivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

SEC source: 0001225208-24-000651 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · price: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

SEC source: 0001225208-23-011301 · doc4.xml · nonDerivative · entry 2

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,051

F2 · price: Represents the weighted average sales price for price increments ranging from $153.86 to $154.84. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001225208-23-011301 · doc4.xml · nonDerivative · entry 1

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,038

F1 · price: Represents the weighted average sales price for price increments ranging from $154.87 to $155.35. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001225208-23-011300 · doc4.xml · nonDerivative · entry 5

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family

Disclosed balance after: 52,474.872

F8 · price: Represents the weighted average sales price for price increments ranging from $152.61 to $153.59. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F5 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

SEC source: 0001225208-23-011300 · doc4.xml · nonDerivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family

Disclosed balance after: 56,720.872

F7 · price: Represents the weighted average sales price for price increments ranging from $154.68 to $155.67. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F5 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

SEC source: 0001225208-23-011300 · doc4.xml · nonDerivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family

Disclosed balance after: 59,594.872

F6 · price: Represents the weighted average sales price for price increments ranging from $153.62 to $154.60. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F5 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

SEC source: 0001225208-23-011300 · doc4.xml · nonDerivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family

Disclosed balance after: 62,293.872

F4 · price: Represents the weighted average sales price for price increments ranging from $155.96 to $156.00. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F5 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

SEC source: 0001225208-23-011300 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Esther K. Barry's family

Disclosed balance after: 60,514.872

F1 · price: Represents the weighted average sales price for price increments ranging from $147.09 to $147.90. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3 · ownership.nature: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC").

SEC source: 0001225208-23-011231 · doc4.xml · nonDerivative · entry 1

KANGAS EDWARD A · CIK 0001211047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,743

SEC source: 0001225208-23-011232 · doc4.xml · nonDerivative · entry 4

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.25 to $157.00 per share, inclusive. The Reporting Persons undertake to provide to Hovnanian Enterprises Inc., any security holder of Hovnanian Enterprises Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001225208-23-011232 · doc4.xml · nonDerivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Spouse

Disclosed balance after: 5,263

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.39 to $158.25 per share, inclusive. The Reporting Persons undertake to provide to Hovnanian Enterprises Inc., any security holder of Hovnanian Enterprises Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001225208-23-011232 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,892

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.325 to $157.32 per share, inclusive. The Reporting Persons undertake to provide to Hovnanian Enterprises Inc., any security holder of Hovnanian Enterprises Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001225208-23-011232 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,644

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.33 to $157.925 per share, inclusive. The Reporting Persons undertake to provide to Hovnanian Enterprises Inc., any security holder of Hovnanian Enterprises Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001225208-23-011140 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,276

F1 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied.

F2 · shares: The LTIP award vests as follows: (a) 6,850 shares vest on October 31, 2023, (b) 2,285 shares vest on October 31, 2024, and (c) 2,280 shares vest on October 31, 2025, which shares shall be delivered two years after the respective vesting dates.

SEC source: 0001225208-23-011139 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,529

F1 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied.

F2 · shares: The LTIP award vests as follows: (a) 14,930 shares vest on October 31, 2023, (b) 4,978 shares vest on October 31, 2024, and (c) 4,972 shares vest on October 31, 2025, which shares shall be delivered two years after the respective vesting dates

SEC source: 0001225208-23-011138 · doc4.xml · derivative · entry 13

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,375

Underlying: Class A Common Stock · 59,005 shares

Expires not disclosed

F13 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F14 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied.

F15 · derivative.exercise_date: The LTIP award vests as follows: (a) 35,405 shares vest on October 31, 2023, (b) 11,803 shares vest on October 31, 2024, and (c) 11,797 shares vest on October 31, 2025, which shares shall be delivered two years after the respective vesting dates.

F16 · derivative.expiration_date: No expiration date

SEC source: 0001225208-23-011138 · doc4.xml · nonDerivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents the weighted average sales price for price increments ranging from $139.50 to $140.48. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001225208-23-011138 · doc4.xml · nonDerivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,380

F2 · price: Represents the weighted average sales price for price increments ranging from $140.55 to $141.55. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001225208-23-011138 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,842

F1 · price: Represents the weighted average sales price for price increments ranging from $141.565 to $142.535. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001225208-23-011022 · doc4.xml · nonDerivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,201

F3 · price: Represents the weighted average sales price for price increments ranging from $140.00 to $140.99. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001225208-23-011022 · doc4.xml · nonDerivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,542

F2 · price: Represents the weighted average sales price for price increments ranging from $141.02 to $141.80. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001225208-23-011022 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,316

F1 · price: Represents the weighted average sales price for price increments ranging from $142.00 to $142.825. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001225208-23-009455 · doc4.xml · nonDerivative · entry 1

KANGAS EDWARD A · CIK 0001211047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,743

F1 · price: Represents the weighted average sales price for price increments ranging from $86.00 to $86.55. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001225208-23-007470 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Lucy K. Kalian's family

Disclosed balance after: 51,074.872

F1 · price: Represents the weighted average sales price for price increments ranging from $96.27 to $96.85. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3 · ownership.nature: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

SEC source: 0001225208-23-007300 · doc4.xml · nonDerivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Nadia K. Rodriguez's family

Disclosed balance after: 63,504.872

F4 · price: Represents the weighted average sales price for price increments ranging from $95.00 to $95.85. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3 · ownership.nature: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

SEC source: 0001225208-23-007300 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Nadia K. Rodriguez's family

Disclosed balance after: 71,115.872

F1 · price: Represents the weighted average sales price for price increments ranging from $96.17 to $96.675. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3 · ownership.nature: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

SEC source: 0001225208-23-007029 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Nadia K. Rodriguez's family

Disclosed balance after: 71,307.872

F1 · price: Represents the weighted average sales price for price increments ranging from $95.00 to $95.44. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3 · ownership.nature: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

SEC source: 0001225208-23-007017 · doc4.xml · nonDerivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family

Disclosed balance after: 62,474.872

F5 · price: Represents the weighted average sales price for price increments ranging from $95.83 to $96.81. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F4 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

SEC source: 0001225208-23-007017 · doc4.xml · nonDerivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family

Disclosed balance after: 63,540.872

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F4 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

SEC source: 0001225208-23-007017 · doc4.xml · nonDerivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,318

F2 · price: Represents the weighted average sales price for price increments ranging from $95.00 to $95.205. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001225208-23-007017 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,771

F1 · price: Represents the weighted average sales price for price increments ranging from $95.00 to $95.29. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.