Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2021 Filed Jun 11, 2021 23:06 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Exercise / conversionClass A Common Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · nonDerivative · entry 5 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On June 10, 2021, 600 Market Share Units vested and converted into 1,050 shares of Class A Common Stock pursuant to the terms of the award granted on June 10, 2016 that was subject to additional performance criteria that was determined to have been satisfied on December 14, 2018 Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 23:06 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Exercise / conversionClass A Common Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · nonDerivative · entry 4 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On June 10, 2021, 600 Market Share Units vested and converted into 1,050 shares of Class A Common Stock pursuant to the terms of the award granted on June 10, 2016 Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 21:04 UTC |
MARENGI JOSEPH ADirector
|
Disposition to issuerClass A Common Stock | 420 | $93.50 | $39,270.00 |
DisclosureSEC source: 0001225208-21-009305 · doc4.xml · nonDerivative · entry 2 MARENGI JOSEPH A · CIK 0001077821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,991 F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 21:04 UTC |
PAGANO VINCENT JRDirector
|
Disposition to issuerClass A Common Stock | 184 | $93.50 | $17,204.00 |
DisclosureSEC source: 0001225208-21-009306 · doc4.xml · nonDerivative · entry 2 PAGANO VINCENT JR · CIK 0001563558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,235 F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 21:02 UTC |
KANGAS EDWARD ADirector
|
Disposition to issuerClass A Common Stock | 420 | $93.50 | $39,270.00 |
DisclosureSEC source: 0001225208-21-009304 · doc4.xml · nonDerivative · entry 2 KANGAS EDWARD A · CIK 0001211047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,610 F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 21:02 UTC |
COUTTS ROBERT BDirector
|
Disposition to issuerClass A Common Stock | 368 | $93.50 | $34,408.00 |
DisclosureSEC source: 0001225208-21-009303 · doc4.xml · nonDerivative · entry 2 COUTTS ROBERT B · CIK 0001193999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,175 F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:15 UTC |
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
|
Exercise / conversionMarket Share Units (Performance) · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 5 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Class A Common Stock · 1,500 shares Expires 2022-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis F4 · kind: On June 9, 2021 1,500 Market Share Units vested and converted into 2,625 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional financial performance criteria that was determined to have been satisfied on December 16, 2019 F11 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2020, June 9, 2020, June 9, 2021 and June 9, 2022 F8 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F4 · derivative.underlying_shares: On June 9, 2021 1,500 Market Share Units vested and converted into 2,625 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional financial performance criteria that was determined to have been satisfied on December 16, 2019 F10 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of the Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:15 UTC |
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
|
Exercise / conversionMarket Share Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Class A Common Stock · 3,000 shares Expires 2022-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis F2 · kind: On June 9, 2021, 3,000 Market Share Units vested and converted into 5,250 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017 F6 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 F7 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 9, 2019 F8 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F9 · derivative.underlying_shares: On June 9, 2021, 3,000 Market Share Units vested and converted into 5,250 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019. F10 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of the Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:15 UTC |
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
|
Tax withholdingClass B Common Stock · Derivative | 3,099 | $97.37 | $301,749.63 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,625 Underlying: Class A Common Stock · 3,099 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:15 UTC |
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,724 Underlying: Class A Common Stock · 2,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F4 · kind: On June 9, 2021 1,500 Market Share Units vested and converted into 2,625 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional financial performance criteria that was determined to have been satisfied on December 16, 2019 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:15 UTC |
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,099 Underlying: Class A Common Stock · 5,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · kind: On June 9, 2021, 3,000 Market Share Units vested and converted into 5,250 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:06 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Exercise / conversionMarket Share Units (Performance) · Derivative | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · derivative · entry 8 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425 Underlying: Class A Common Stock · 425 shares Expires 2022-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F2 · kind: On June 9, 2021, 425 Market Share Units vested and converted into 744 shares of Class A Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional performance criteria that was determined to have been satisfied on December 16, 2019 F10 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2020, June 9, 2020, June 9, 2021 and June 9, 2022 F2 · derivative.underlying_shares: On June 9, 2021, 425 Market Share Units vested and converted into 744 shares of Class A Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional performance criteria that was determined to have been satisfied on December 16, 2019 F9 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of the Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:06 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Exercise / conversionMarket Share Units · Derivative | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · derivative · entry 7 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850 Underlying: Class A Common Stock · 850 shares Expires 2022-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F1 · kind: On June 9, 2021, 850 Market Share Units vested and converted into 1,488 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 9, 2017 F6 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019 F7 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 9, 2019 F8 · derivative.underlying_shares: On June 9, 2021, 850 Market Share Units vested and converted into 1,488 shares of Class A Common Stock pursuant to the terms of the award granted on June 9, 2017. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019. F9 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of the Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:06 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Tax withholdingClass A Common Stock | 879 | $97.37 | $85,588.23 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · nonDerivative · entry 3 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,251 Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:06 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Exercise / conversionClass A Common Stock | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · nonDerivative · entry 2 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On June 9, 2021, 425 Market Share Units vested and converted into 744 shares of Class A Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional performance criteria that was determined to have been satisfied on December 16, 2019 Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:06 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Exercise / conversionClass A Common Stock | 1,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 9, 2021, 850 Market Share Units vested and converted into 1,488 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 9, 2017 Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:04 UTC |
MARENGI JOSEPH ADirector
|
Disposition to issuerClass A Common Stock | 319 | $97.37 | $31,061.03 |
DisclosureSEC source: 0001225208-21-009305 · doc4.xml · nonDerivative · entry 1 MARENGI JOSEPH A · CIK 0001077821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,411 F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:04 UTC |
PAGANO VINCENT JRDirector
|
Disposition to issuerClass A Common Stock | 279 | $97.37 | $27,166.23 |
DisclosureSEC source: 0001225208-21-009306 · doc4.xml · nonDerivative · entry 1 PAGANO VINCENT JR · CIK 0001563558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,419 F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:02 UTC |
KANGAS EDWARD ADirector
|
Disposition to issuerClass A Common Stock | 319 | $97.37 | $31,061.03 |
DisclosureSEC source: 0001225208-21-009304 · doc4.xml · nonDerivative · entry 1 KANGAS EDWARD A · CIK 0001211047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,030 F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:02 UTC |
COUTTS ROBERT BDirector
|
Disposition to issuerClass A Common Stock | 279 | $97.37 | $27,166.23 |
DisclosureSEC source: 0001225208-21-009303 · doc4.xml · nonDerivative · entry 1 COUTTS ROBERT B · CIK 0001193999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,543 F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:01 UTC |
O'Connor Brad GSVP, CAO and Treasurer
|
Tax withholdingClass A Common Stock | 19 | $97.37 | $1,850.03 |
DisclosureSEC source: 0001225208-21-009302 · doc4.xml · nonDerivative · entry 1 O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,434 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:27 UTC |
PAGANO VINCENT JRDirector
|
Disposition to issuerClass A Common Stock | 313 | $108.03 | $33,813.39 |
DisclosureSEC source: 0001225208-21-009250 · doc4.xml · nonDerivative · entry 1 PAGANO VINCENT JR · CIK 0001563558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,698 F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:27 UTC |
KANGAS EDWARD ADirector
|
Disposition to issuerClass A Common Stock | 357 | $108.03 | $38,566.71 |
DisclosureSEC source: 0001225208-21-009248 · doc4.xml · nonDerivative · entry 1 KANGAS EDWARD A · CIK 0001211047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,349 F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:27 UTC |
MARENGI JOSEPH ADirector
|
Disposition to issuerClass A Common Stock | 357 | $108.03 | $38,566.71 |
DisclosureSEC source: 0001225208-21-009249 · doc4.xml · nonDerivative · entry 1 MARENGI JOSEPH A · CIK 0001077821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,730 F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:26 UTC |
COUTTS ROBERT BDirector
|
Disposition to issuerClass A Common Stock | 313 | $108.03 | $33,813.39 |
DisclosureSEC source: 0001225208-21-009247 · doc4.xml · nonDerivative · entry 1 COUTTS ROBERT B · CIK 0001193999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,822 F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:26 UTC |
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
|
Exercise / conversionMarket Share Units (Performance) · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009246 · doc4.xml · derivative · entry 5 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Class A Common Stock · 3,000 shares Expires 2023-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F4 · kind: On June 8, 2021 3,000 Market Share Units vested and converted into 6,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 F11 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023 F8 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F4 · derivative.underlying_shares: On June 8, 2021 3,000 Market Share Units vested and converted into 6,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 F12 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:26 UTC |
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
|
Exercise / conversionMarket Share Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009246 · doc4.xml · derivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Class A Common Stock · 3,000 shares Expires 2023-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F2 · kind: On June 8, 2021, 3,000 Market Share Units vested and converted into 6,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 F6 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 F7 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 8, 2020 F8 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F9 · derivative.underlying_shares: On June 8, 2021, 3,000 Market Share Units vested and converted into 6,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019. F10 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:26 UTC |
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
|
Tax withholdingClass B Common Stock · Derivative | 4,723 | $108.03 | $510,225.69 |
DisclosureSEC source: 0001225208-21-009246 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,849 Underlying: Class A Common Stock · 4,723 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:26 UTC |
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009246 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,572 Underlying: Class A Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F4 · kind: On June 8, 2021 3,000 Market Share Units vested and converted into 6,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:26 UTC |
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009246 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,572 Underlying: Class A Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · kind: On June 8, 2021, 3,000 Market Share Units vested and converted into 6,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:25 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Exercise / conversionMarket Share Units (Performance) · Derivative | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009245 · doc4.xml · derivative · entry 5 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Class A Common Stock · 850 shares Expires 2023-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F2 · kind: On June 8, 2021, 850 Market Share Units vested and converted into 1,700 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional performance criteria that was determined to have been satisfied on December 15, 2020 F8 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023 F2 · derivative.underlying_shares: On June 8, 2021, 850 Market Share Units vested and converted into 1,700 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional performance criteria that was determined to have been satisfied on December 15, 2020 F9 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:25 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Exercise / conversionMarket Share Units · Derivative | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009245 · doc4.xml · derivative · entry 4 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Class A Common Stock · 850 shares Expires 2023-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F1 · kind: On June 8, 2021, 850 Market Share Units vested and converted into 1,700 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018 F4 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019 F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 8, 2020 F6 · derivative.underlying_shares: On June 8, 2021, 850 Market Share Units vested and converted into 1,700 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019. F7 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:25 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Tax withholdingClass A Common Stock | 1,339 | $108.03 | $144,652.17 |
DisclosureSEC source: 0001225208-21-009245 · doc4.xml · nonDerivative · entry 3 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,898 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:25 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Exercise / conversionClass A Common Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009245 · doc4.xml · nonDerivative · entry 2 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On June 8, 2021, 850 Market Share Units vested and converted into 1,700 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional performance criteria that was determined to have been satisfied on December 15, 2020 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:25 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Exercise / conversionClass A Common Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009245 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 8, 2021, 850 Market Share Units vested and converted into 1,700 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:37 UTC |
KANGAS EDWARD ADirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,188 | $0.00 Strike: $48.25 | $0.00 |
DisclosureSEC source: 0001225208-21-006463 · doc4.xml · derivative · entry 4 KANGAS EDWARD A · CIK 0001211047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,188 shares Expires 2021-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. F5 · price: N/A F4 · derivative.exercise_date: The option is fully vested F1 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:37 UTC |
KANGAS EDWARD ADirector
|
Tax withholdingClass A Common Stock | 491 | $116.76 | $57,329.16 |
DisclosureSEC source: 0001225208-21-006463 · doc4.xml · nonDerivative · entry 3 KANGAS EDWARD A · CIK 0001211047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,706 F3 · kind: Reflects the withholding of shares of Class A Common Stock to cover the exercise price of the options reported as exercised herein Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:37 UTC |
KANGAS EDWARD ADirector
|
Disposition to issuerClass A Common Stock | 258 | $116.76 | $30,124.08 |
DisclosureSEC source: 0001225208-21-006463 · doc4.xml · nonDerivative · entry 2 KANGAS EDWARD A · CIK 0001211047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,197 F2 · kind: Reflects the withholding of shares of Class A Common Stock for cash to cover the Reporting Person's estimated tax liability in connection with the exercise of the options reported herein Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:37 UTC |
KANGAS EDWARD ADirector
|
Exercise / conversionClass A Common Stock | 1,188 | $48.25 | $57,321.00 |
DisclosureSEC source: 0001225208-21-006463 · doc4.xml · nonDerivative · entry 1 KANGAS EDWARD A · CIK 0001211047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC |
O'Connor Brad GSVP, CAO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 540 | $0.00 Strike: $48.25 | $0.00 |
DisclosureSEC source: 0001225208-21-005128 · doc4.xml · derivative · entry 3 O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 540 shares Expires 2021-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. F3 · price: N/A F2 · derivative.exercise_date: The option is fully vested F1 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC |
O'Connor Brad GSVP, CAO and Treasurer
|
Tax withholdingClass A Common Stock | 361 | $101.73 | $36,724.53 |
DisclosureSEC source: 0001225208-21-005128 · doc4.xml · nonDerivative · entry 2 O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,453 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC |
O'Connor Brad GSVP, CAO and Treasurer
|
Exercise / conversionClass A Common Stock | 540 | $48.25 | $26,055.00 |
DisclosureSEC source: 0001225208-21-005128 · doc4.xml · nonDerivative · entry 1 O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,700 | $0.00 Strike: $48.25 | $0.00 |
DisclosureSEC source: 0001225208-21-005127 · doc4.xml · derivative · entry 3 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,700 shares Expires 2021-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. F3 · price: N/A F2 · derivative.exercise_date: The option is fully vested F1 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Tax withholdingClass A Common Stock | 1,627 | $101.73 | $165,514.71 |
DisclosureSEC source: 0001225208-21-005127 · doc4.xml · nonDerivative · entry 2 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,837 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC |
SORSBY J LARRYDirector · Exec. VP and CFO
|
Exercise / conversionClass A Common Stock | 2,700 | $48.25 | $130,275.00 |
DisclosureSEC source: 0001225208-21-005127 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC |
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
|
Exercise / conversionOption to purchase Class B Common Stock · Derivative | 13,500 | $0.00 Strike: $48.25 | $0.00 |
DisclosureSEC source: 0001225208-21-005126 · doc4.xml · derivative · entry 16 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,500 shares Expires 2021-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 F18 · price: N/A F17 · derivative.exercise_date: The option is fully vested F15 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC |
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
|
Tax withholdingClass B Common Stock · Derivative | 8,132 | $101.73 | $827,268.36 |
DisclosureSEC source: 0001225208-21-005126 · doc4.xml · derivative · entry 15 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,572 Underlying: Class A Common Stock · 8,132 shares Expires not disclosed F14 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F14 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F16 · derivative.expiration_date: No expiration date Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC |
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 13,500 | $48.25 | $651,375.00 |
DisclosureSEC source: 0001225208-21-005126 · doc4.xml · derivative · entry 14 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,704 Underlying: Class A Common Stock · 13,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F15 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 F14 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F16 · derivative.expiration_date: No expiration date F15 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:42 UTC |
COUTTS ROBERT BDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 756 | $0.00 Strike: $48.25 | $0.00 |
DisclosureSEC source: 0001225208-21-005064 · doc4.xml · derivative · entry 4 COUTTS ROBERT B · CIK 0001193999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 756 shares Expires 2021-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. F5 · price: N/A F4 · derivative.exercise_date: The option is fully vested F1 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:42 UTC |
COUTTS ROBERT BDirector
|
Tax withholdingClass A Common Stock | 407 | $89.65 | $36,487.55 |
DisclosureSEC source: 0001225208-21-005064 · doc4.xml · nonDerivative · entry 3 COUTTS ROBERT B · CIK 0001193999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,135 F3 · kind: Reflects the withholding of shares of Class A Common Stock to cover the exercise price of the options reported as exercised herein Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.