HOOD

SEC source: 0001209191-22-027248 · doc4.xml · nonDerivative · entry 1

Florence Anthony A. Jr. · CIK 0001559827 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 21,794,172

F1 · kind: New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution for no consideration of an aggregate of 21,794,173 shares of Class A Common Stock of the Issuer to its general partner and limited partners on May 2, 2022.

F2 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-22-027249 · doc4.xml · nonDerivative · entry 8

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 13

Disclosed balance after: 1,952

F12 · kind: NEA Holdings CF, LLC ("NEA Holdings CF"), the managing member of NEA Investment TC, LLC ("NEA Investment TC"), received 1,952 shares of Class A Common Stock of the Issuer in a distribution by NEA Investments TC on May 2, 2022. NEA Investment TC received the shares in a distribution from its wholly owned subsidiary, New Enterprise Associates, LLC, which shares were received in the distribution by NEA 15 on May 2, 2022.

F13 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA Holdings CF, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Holdings CF in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-22-027249 · doc4.xml · nonDerivative · entry 7

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,371

F11 · kind: The Reporting Person received 3,083 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 15 on May 2, 2022.

SEC source: 0001209191-22-027249 · doc4.xml · nonDerivative · entry 6

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 9

Disclosed balance after: 0

F10 · kind: NEA Partners 17 made a distribution for no consideration of an aggregate of 30,431 shares of Class A Common Stock of the Issuer to a limited partner on May 2, 2022.

F9 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, which is the sole general partner of NEA Partners 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-22-027249 · doc4.xml · nonDerivative · entry 5

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 9

Disclosed balance after: 30,431

F8 · kind: NEA Partners 17 received 30,431 shares of Class A Common Stock of the Issuer in the distribution by NEA 17 on May 2, 2022.

F9 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, which is the sole general partner of NEA Partners 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-22-027249 · doc4.xml · nonDerivative · entry 4

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 7

Disclosed balance after: 2,028,736

F6 · kind: New Enterprise Associates 17, L.P. ("NEA 17") made a pro rata distribution for no consideration of an aggregate of 2,028,736 shares of Class A Common Stock of the Issuer to its general partner and limited partners on May 2, 2022.

F7 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC ("NEA 17 GP"), which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of NEA 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-22-027249 · doc4.xml · nonDerivative · entry 3

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 4

Disclosed balance after: 0

F5 · kind: NEA Partners 15 made a pro rata distribution for no consideration of an aggregate of 326,913 shares of Class A Common Stock of the Issuer to its limited partners on May 2, 2022.

F4 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-22-027249 · doc4.xml · nonDerivative · entry 2

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 4

Disclosed balance after: 326,913

F3 · kind: NEA Partners 15 received 326,913 shares of Class A Common Stock of the Issuer in the distribution by NEA 15 on May 2, 2022.

F4 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-22-027249 · doc4.xml · nonDerivative · entry 1

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 21,794,172

F1 · kind: New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution for no consideration of an aggregate of 21,794,173 shares of Class A Common Stock of the Issuer to its general partner and limited partners on May 2, 2022.

F2 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001783879-22-000101 · wf-form4_165161891843310.xml · derivative · entry 5

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,584,157

Underlying: Class A Common Stock · 57,633 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date.

SEC source: 0001783879-22-000101 · wf-form4_165161891843310.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,502

Underlying: Class A Common Stock · 181,501 shares

Expires 2026-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan (the "2013 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000101 · wf-form4_165161891843310.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000098 · wf-form4_165161867947127.xml · derivative · entry 5

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,584,157

Underlying: Class A Common Stock · 57,633 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date.

SEC source: 0001783879-22-000098 · wf-form4_165161867947127.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,502

Underlying: Class A Common Stock · 181,501 shares

Expires 2026-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan (the "2013 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000098 · wf-form4_165161867947127.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000097 · wf-form4_165161861018346.xml · derivative · entry 2

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,380

Underlying: Class A Common Stock · 538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On November 1, 2021, the Reporting Person was granted 6,456 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-twelfth (1/12) of these RSUs vested on February 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On November 1, 2021, the Reporting Person was granted 6,456 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-twelfth (1/12) of these RSUs vested on February 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000097 · wf-form4_165161861018346.xml · nonDerivative · entry 1

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000099 · wf-form4_165161875140256.xml · derivative · entry 4

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,008

Underlying: Class A Common Stock · 83,251 shares

Expires 2027-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On September 3, 2020, the Reporting Person was granted 1,332,014 RSUs under the 2020 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur.

SEC source: 0001783879-22-000099 · wf-form4_165161875140256.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,210

Underlying: Class A Common Stock · 19,276 shares

Expires 2027-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 16, 2020, the Reporting Person was granted 308,419 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur.

SEC source: 0001783879-22-000099 · wf-form4_165161875140256.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,497

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 102,527 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-22-000099 · wf-form4_165161875140256.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000102 · wf-form4_165161896930315.xml · derivative · entry 3

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,084

Underlying: Class A Common Stock · 14,583 shares

Expires 2025-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On December 15, 2018, the Reporting Person was granted 700,000 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on December 4, 2019, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur.

SEC source: 0001783879-22-000102 · wf-form4_165161896930315.xml · nonDerivative · entry 2

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,232

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 14,583 RSUs and does not represent a sale by the Reporting Person.

F2 · price: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 14,583 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-22-000102 · wf-form4_165161896930315.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000100 · wf-form4_165161881544278.xml · derivative · entry 4

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,714

Underlying: Class A Common Stock · 8,215 shares

Expires 2026-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000100 · wf-form4_165161881544278.xml · nonDerivative · entry 2

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,565

F2 · price: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 8,215 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-22-000100 · wf-form4_165161881544278.xml · nonDerivative · entry 1

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000086 · wf-form4_164980265551700.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,893

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.09 to $11.56. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-22-000080 · wf-form4_164911726695974.xml · derivative · entry 2

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470

Underlying: Class A Common Stock · 1,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On November 1, 2021, the Reporting Person was granted 3,909 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. Of that amount, 985 RSUs vested January 1, 2022, 1,454 RSUs vested on April 1, 2022, and 1,470 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On November 1, 2021, the Reporting Person was granted 3,909 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. Of that amount, 985 RSUs vested January 1, 2022, 1,454 RSUs vested on April 1, 2022, and 1,470 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000080 · wf-form4_164911726695974.xml · nonDerivative · entry 1

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000082 · wf-form4_164911730186706.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,484

Underlying: Class A Common Stock · 22,581 shares

Expires 2027-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 270,968 RSUs under Robinhood's 2020 Equity Incentive Plan. One-twelfth (1/12) of these RSUs were scheduled to vest on January 1, 2021, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000082 · wf-form4_164911730186706.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,492

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 22,581 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-22-000082 · wf-form4_164911730186706.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000077 · wf-form4_164911721118962.xml · derivative · entry 3

Frei Frances X · CIK 0001477837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457

Underlying: Class A Common Stock · 1,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On November 15, 2021, the Reporting Person was granted 3,649 RSUs under the 2021 Plan. Of that amount, 752 RSUs vested on January 1, 2022, 1,440 RSUs vested on April 1, 2022, and 1,457 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On November 15, 2021, the Reporting Person was granted 3,649 RSUs under the 2021 Plan. Of that amount, 752 RSUs vested on January 1, 2022, 1,440 RSUs vested on April 1, 2022, and 1,457 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000077 · wf-form4_164911721118962.xml · nonDerivative · entry 2

Frei Frances X · CIK 0001477837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0000899243-22-013483 · doc4.xml · derivative · entry 5

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,388

Underlying: Class A Common Stock · 335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F7 · derivative.exercise_date: On March 23, 2022, the Reporting Person was granted 3,723 RSUs under the 2021 Plan. Of that amount, 335 RSUs vested on April 1, 2022, and 3,388 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F7 · derivative.expiration_date: On March 23, 2022, the Reporting Person was granted 3,723 RSUs under the 2021 Plan. Of that amount, 335 RSUs vested on April 1, 2022, and 3,388 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer any shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

SEC source: 0000899243-22-013483 · doc4.xml · nonDerivative · entry 2

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer any shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

SEC source: 0001783879-22-000081 · wf-form4_164911728441764.xml · derivative · entry 3

Chennapragada Aparna · CIK 0001733103 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,451,613

Underlying: Class A Common Stock · 120,968 shares

Expires 2028-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On May 6, 2021, the Reporting Person was granted 1,935,484 RSUs under Robinhood's 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on July 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000081 · wf-form4_164911728441764.xml · nonDerivative · entry 2

Chennapragada Aparna · CIK 0001733103 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,270

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 120,968 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-22-000081 · wf-form4_164911728441764.xml · nonDerivative · entry 1

Chennapragada Aparna · CIK 0001733103 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000083 · wf-form4_164911731768460.xml · derivative · entry 6

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,774

Underlying: Class A Common Stock · 20,161 shares

Expires 2027-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000083 · wf-form4_164911731768460.xml · derivative · entry 5

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,821

Underlying: Class A Common Stock · 36,964 shares

Expires 2026-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 591,425 RSUs under the 2013 Plan, which award was amended and restated on January 13, 2020. One-eighth (1/8) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in fourteen (14) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000083 · wf-form4_164911731768460.xml · derivative · entry 4

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,929

Underlying: Class A Common Stock · 8,214 shares

Expires 2026-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which awards was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000083 · wf-form4_164911731768460.xml · nonDerivative · entry 2

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,423

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 65,339 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-22-000083 · wf-form4_164911731768460.xml · nonDerivative · entry 1

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000084 · wf-form4_164911733745634.xml · derivative · entry 4

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,774

Underlying: Class A Common Stock · 20,161 shares

Expires 2027-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000084 · wf-form4_164911733745634.xml · derivative · entry 3

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,667

Underlying: Class A Common Stock · 14,583 shares

Expires 2025-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On December 15, 2018, the Reporting Person was granted 700,000 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on December 4, 2019, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur.

SEC source: 0001783879-22-000084 · wf-form4_164911733745634.xml · nonDerivative · entry 2

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,893

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 34,744 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-22-000084 · wf-form4_164911733745634.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000078 · wf-form4_164911722928125.xml · derivative · entry 2

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,432

Underlying: Class A Common Stock · 2,264 shares

Expires 2028-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 17, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs vested on October 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On June 17, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs vested on October 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.