Last 12 months
Inside the activity.
3 purchase rows · 254 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 43 |
| Dec 2025 | 0 | 28 |
| Jan 2026 | 0 | 19 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 20 |
| Apr 2026 | 0 | 20 |
| May 2026 | 1 | 9 |
| Jun 2026 | 2 | 15 |
| Jul 2026 | 0 | 28 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 35 |
| Oct 2026 | 0 | 6 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2024 Filed Jun 4, 2024 22:48 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 48,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000173 · wk-form4_1717541305.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 538,915 Underlying: Class A Common Stock · 48,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 783,875 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 783,875 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:48 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 24,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000173 · wk-form4_1717541305.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,789 Underlying: Class A Common Stock · 24,112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:48 UTC |
Warnick JasonChief Financial Officer
|
Tax withholdingClass A Common Stock | 49,996 | $20.90 | $1,044,916.40 |
DisclosureSEC source: 0001783879-24-000173 · wk-form4_1717541305.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,071,241 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 123,830 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:48 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionClass A Common Stock | 123,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000173 · wk-form4_1717541305.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,121,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:38 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
ConversionClass B Common Stock · Derivative | 406,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000162 · wk-form4_1717454315.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 49,694,720 Underlying: Class A Common Stock · 406,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 406,885 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 406,885 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 406,885 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:38 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
SaleClass A Common Stock | 406,885 | $21.28 | $8,657,536.28 |
DisclosureSEC source: 0001783879-24-000162 · wk-form4_1717454315.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.10 to $21.49. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:38 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
ConversionClass A Common Stock | 406,885 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000162 · wk-form4_1717454315.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 406,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 406,885 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:38 UTC |
Bhatt BaijuDirector
|
ConversionClass B Common Stock · Derivative | 116,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000161 · wk-form4_1717454300.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,012,073 Underlying: Class A Common Stock · 116,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 116,669 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 116,669 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 116,669 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:38 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 116,669 | $22.02 | $2,569,611.39 |
DisclosureSEC source: 0001783879-24-000161 · wk-form4_1717454300.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $22.02 to $22.08. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:38 UTC |
Bhatt BaijuDirector
|
ConversionClass A Common Stock | 116,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000161 · wk-form4_1717454300.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 116,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 116,669 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 29, 2024 Filed May 31, 2024 22:31 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
ConversionClass B Common Stock · Derivative | 45,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000158 · wk-form4_1717194666.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,101,605 Underlying: Class A Common Stock · 45,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 45,545 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 45,545 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 45,545 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 29, 2024 Filed May 31, 2024 22:31 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
SaleClass A Common Stock | 45,545 | $21.11 | $961,300.10 |
DisclosureSEC source: 0001783879-24-000158 · wk-form4_1717194666.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.10 to $21.13. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 29, 2024 Filed May 31, 2024 22:31 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
ConversionClass A Common Stock | 45,545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000158 · wk-form4_1717194666.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 45,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 45,545 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:49 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
ConversionClass B Common Stock · Derivative | 47,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000153 · wk-form4_1716504539.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,147,150 Underlying: Class A Common Stock · 47,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 47,570 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 47,570 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 47,570 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:49 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
SaleClass A Common Stock | 47,570 | $21.12 | $1,004,673.64 |
DisclosureSEC source: 0001783879-24-000153 · wk-form4_1716504539.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.10 to $21.21. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:49 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
ConversionClass A Common Stock | 47,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000153 · wk-form4_1716504539.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 47,570 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 15, 2024 Filed May 17, 2024 23:07 UTC |
Bhatt BaijuDirector
|
ConversionClass B Common Stock · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000151 · wk-form4_1715987214.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,128,742 Underlying: Class A Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 15, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 15, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 15, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 15, 2024 Filed May 17, 2024 23:07 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 16,667 | $18.27 | $304,462.76 |
DisclosureSEC source: 0001783879-24-000151 · wk-form4_1715987214.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $17.61 to $18.56. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 15, 2024 Filed May 17, 2024 23:07 UTC |
Bhatt BaijuDirector
|
ConversionClass A Common Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000151 · wk-form4_1715987214.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 16,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 15, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 15, 2024 Filed Jan 3, 2025 23:55 UTC |
Malka MeyerDirector
|
GiftClass A Common Stock | 421,251 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-001485 · ownership.xml · nonDerivative · entry 6 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Aphrodite SM Trust Disclosed balance after: 421,251 F1 · kind: On May 15, 2024, the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") transferred an aggregate of 1,263,754 shares of Class A Common Stock to the Tibbir Trust. Subsequently on the same date, the Tibbir Trust transferred 421,251 shares of Class A Common Stock to each of the Aphrodite EM Trust, the Aphrodite MM Trust and the Aphrodite SM Trust (collectively, the "Aphrodite Trusts"). F2 · ownership.nature: The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| May 15, 2024 Filed Jan 3, 2025 23:55 UTC |
Malka MeyerDirector
|
GiftClass A Common Stock | 421,251 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-001485 · ownership.xml · nonDerivative · entry 5 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Aphrodite MM Trust Disclosed balance after: 421,251 F1 · kind: On May 15, 2024, the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") transferred an aggregate of 1,263,754 shares of Class A Common Stock to the Tibbir Trust. Subsequently on the same date, the Tibbir Trust transferred 421,251 shares of Class A Common Stock to each of the Aphrodite EM Trust, the Aphrodite MM Trust and the Aphrodite SM Trust (collectively, the "Aphrodite Trusts"). F2 · ownership.nature: The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| May 15, 2024 Filed Jan 3, 2025 23:55 UTC |
Malka MeyerDirector
|
GiftClass A Common Stock | 421,251 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-001485 · ownership.xml · nonDerivative · entry 4 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Aphrodite EM Trust Disclosed balance after: 421,251 F1 · kind: On May 15, 2024, the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") transferred an aggregate of 1,263,754 shares of Class A Common Stock to the Tibbir Trust. Subsequently on the same date, the Tibbir Trust transferred 421,251 shares of Class A Common Stock to each of the Aphrodite EM Trust, the Aphrodite MM Trust and the Aphrodite SM Trust (collectively, the "Aphrodite Trusts"). F2 · ownership.nature: The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| May 15, 2024 Filed Jan 3, 2025 23:55 UTC |
Malka MeyerDirector
|
GiftClass A Common Stock | 1,263,753 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-001485 · ownership.xml · nonDerivative · entry 3 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tibbir Trust Disclosed balance after: 1 F1 · kind: On May 15, 2024, the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") transferred an aggregate of 1,263,754 shares of Class A Common Stock to the Tibbir Trust. Subsequently on the same date, the Tibbir Trust transferred 421,251 shares of Class A Common Stock to each of the Aphrodite EM Trust, the Aphrodite MM Trust and the Aphrodite SM Trust (collectively, the "Aphrodite Trusts"). F2 · ownership.nature: The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| May 15, 2024 Filed Jan 3, 2025 23:55 UTC |
Malka MeyerDirector
|
GiftClass A Common Stock | 1,263,754 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-001485 · ownership.xml · nonDerivative · entry 2 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tibbir Trust Disclosed balance after: 1 F1 · kind: On May 15, 2024, the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") transferred an aggregate of 1,263,754 shares of Class A Common Stock to the Tibbir Trust. Subsequently on the same date, the Tibbir Trust transferred 421,251 shares of Class A Common Stock to each of the Aphrodite EM Trust, the Aphrodite MM Trust and the Aphrodite SM Trust (collectively, the "Aphrodite Trusts"). F2 · ownership.nature: The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| May 15, 2024 Filed Jan 3, 2025 23:55 UTC |
Malka MeyerDirector
|
GiftClass A Common Stock | 1,263,754 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-001485 · ownership.xml · nonDerivative · entry 1 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Malka Kleiner Revocable Trust Disclosed balance after: 3,936,288 F1 · kind: On May 15, 2024, the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") transferred an aggregate of 1,263,754 shares of Class A Common Stock to the Tibbir Trust. Subsequently on the same date, the Tibbir Trust transferred 421,251 shares of Class A Common Stock to each of the Aphrodite EM Trust, the Aphrodite MM Trust and the Aphrodite SM Trust (collectively, the "Aphrodite Trusts"). F2 · ownership.nature: The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| May 10, 2024 Filed May 14, 2024 22:38 UTC |
Bhatt BaijuDirector
|
ConversionClass B Common Stock · Derivative | 117,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000149 · wk-form4_1715726283.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,145,409 Underlying: Class A Common Stock · 117,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 10, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 117,135 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 10, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 117,135 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 10, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 117,135 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F5 · balance_after: Reflects the total after giving effect to the transaction reported herein and correction of the total reflected on the Form 4 filed on April 25, 2024. Read SEC document |
| May 10, 2024 Filed May 14, 2024 22:38 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 153,180 | $16.63 | $2,547,138.31 |
DisclosureSEC source: 0001783879-24-000149 · wk-form4_1715726283.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F3 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.22 to $17.63. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 10, 2024 Filed May 14, 2024 22:38 UTC |
Bhatt BaijuDirector
|
ConversionClass A Common Stock | 117,135 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000149 · wk-form4_1715726283.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 153,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 10, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 117,135 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F2 · balance_after: Reflects the prior transfer of 36,045 shares of Class A Common Stock from the Reporting Person to the Living Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. Read SEC document |
| May 06, 2024 Filed May 8, 2024 23:44 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
ConversionClass B Common Stock · Derivative | 217,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000147 · wk-form4_1715211859.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,194,720 Underlying: Class A Common Stock · 217,416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 6, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 217,416 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 6, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 217,416 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 6, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 217,416 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 06, 2024 Filed May 8, 2024 23:44 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
SaleClass A Common Stock | 250,000 | $17.93 | $4,481,850.00 |
DisclosureSEC source: 0001783879-24-000147 · wk-form4_1715211859.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $17.64 to $18.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 06, 2024 Filed May 8, 2024 23:44 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
ConversionClass A Common Stock | 217,416 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000147 · wk-form4_1715211859.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 6, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 217,416 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 03, 2024 Filed May 7, 2024 23:11 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
SaleClass A Common Stock | 12,500 | $17.83 | $222,862.50 |
DisclosureSEC source: 0001783879-24-000140 · wk-form4_1715123454.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 854,995 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $17.65 to $18.10. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 02, 2024 Filed May 3, 2024 23:19 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
SaleClass A Common Stock | 25,049 | $17.04 | $426,875.04 |
DisclosureSEC source: 0001783879-24-000132 · wk-form4_1714778345.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,584 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,633 PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.7700 to $17.3316. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000132 · wk-form4_1714778345.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,123,096 Underlying: Class A Common Stock · 57,633 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
Exercise / conversionClass A Common Stock | 57,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000132 · wk-form4_1714778345.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC |
Treseder Oluwadara JohnsonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 538 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000133 · wk-form4_1714778358.xml · derivative · entry 2 Treseder Oluwadara Johnson · CIK 0001817425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,076 Underlying: Class A Common Stock · 538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On November 1, 2021, the Reporting Person was granted 6,456 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on February 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On November 1, 2021, the Reporting Person was granted 6,456 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on February 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC |
Treseder Oluwadara JohnsonDirector
|
GrantClass A Common Stock | 538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000133 · wk-form4_1714778358.xml · nonDerivative · entry 1 Treseder Oluwadara Johnson · CIK 0001817425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,204 F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 19,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000134 · wk-form4_1714778370.xml · derivative · entry 4 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 19,277 shares Expires 2027-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On June 16, 2020, the Reporting Person was granted 308,419 RSUs under Robinhood's 2020 Plan. One-fourth (1/4) of these RSUs vested on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 83,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000134 · wk-form4_1714778370.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 83,251 shares Expires 2027-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On September 3, 2020, the Reporting Person was granted 1,332,014 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-fourth (1/4) of these RSUs vested on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Tax withholdingClass A Common Stock | 49,522 | $16.49 | $816,617.78 |
DisclosureSEC source: 0001783879-24-000134 · wk-form4_1714778370.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 867,495 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 102,528 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionClass A Common Stock | 102,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000134 · wk-form4_1714778370.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 917,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 43,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000135 · wk-form4_1714778390.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,820 Underlying: Class A Common Stock · 43,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "March 2022 Grant"). One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Due to a scrivener's error, the Form 4 filed on March 5, 2024 by the reporting person mistakenly indicated that 27,996 RSU shares vested on March 1, 2024 pursuant to the March 2022 Grant. In fact, those shares vested on March 1, 2024 pursuant to a different RSU grant that was made on March 22, 2023. No RSU shares subject to the March 2022 Grant vested on March 1, 2024. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "March 2022 Grant"). One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Due to a scrivener's error, the Form 4 filed on March 5, 2024 by the reporting person mistakenly indicated that 27,996 RSU shares vested on March 1, 2024 pursuant to the March 2022 Grant. In fact, those shares vested on March 1, 2024 pursuant to a different RSU grant that was made on March 22, 2023. No RSU shares subject to the March 2022 Grant vested on March 1, 2024. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Tax withholdingClass A Common Stock | 19,228 | $16.49 | $317,069.72 |
DisclosureSEC source: 0001783879-24-000135 · wk-form4_1714778390.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 423,647 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,402 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Exercise / conversionClass A Common Stock | 43,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000135 · wk-form4_1714778390.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 442,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:14 UTC |
Warnick JasonChief Financial Officer
|
SaleClass A Common Stock | 5,000 | $16.72 | $83,601.50 |
DisclosureSEC source: 0001783879-24-000127 · wk-form4_1714778042.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 997,407 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.41 to $17.24. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| April 23, 2024 Filed Apr 25, 2024 22:46 UTC |
Bhatt BaijuDirector
|
ConversionClass B Common Stock · Derivative | 154,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000120 · wk-form4_1714085188.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,541,928 Underlying: Class A Common Stock · 154,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on April 23, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 154,160 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on April 23, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 154,160 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on April 23, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 154,160 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| April 23, 2024 Filed Apr 25, 2024 22:46 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 154,160 | $17.61 | $2,714,834.68 |
DisclosureSEC source: 0001783879-24-000120 · wk-form4_1714085188.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $17.09 to $17.81. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| April 23, 2024 Filed Apr 25, 2024 22:46 UTC |
Bhatt BaijuDirector
|
ConversionClass A Common Stock | 154,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000120 · wk-form4_1714085188.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 154,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on April 23, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 154,160 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| April 18, 2024 Filed Apr 22, 2024 22:42 UTC |
Bhatt BaijuDirector
|
ConversionClass B Common Stock · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000117 · wk-form4_1713825713.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,416,704 Underlying: Class A Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on April 18, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on April 18, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on April 18, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| April 18, 2024 Filed Apr 22, 2024 22:42 UTC |
Bhatt BaijuDirector
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SaleClass A Common Stock | 16,667 | $17.16 | $285,994.05 |
DisclosureSEC source: 0001783879-24-000117 · wk-form4_1713825713.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.92 to $17.58. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.