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Nasdaq · USD

HOOD

Robinhood Markets, Inc.

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Tapewire entity
584
SEC CIK
0001783879
Parsed reports
762

Last 12 months

Inside the activity.

3 purchase rows · 254 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025043
Dec 2025028
Jan 2026019
Feb 2026021
Mar 2026020
Apr 2026020
May 202619
Jun 2026215
Jul 2026028
Aug 2026010
Sep 2026035
Oct 202606

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2025 Filed Sep 3, 2025 21:31 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 28,935 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000270 · wk-form4_1756935116.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,871

Underlying: Class A Common Stock · 28,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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September 01, 2025 Filed Sep 3, 2025 21:31 UTC
Gallagher Daniel Martin JrChief Legal Officer
Tax withholdingClass A Common Stock 64,524 $104.03 $6,712,431.72
Disclosure

SEC source: 0001783879-25-000270 · wk-form4_1756935116.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 635,949

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 133,586 RSUs and does not represent a sale by the Reporting Person.

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September 01, 2025 Filed Sep 3, 2025 21:31 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionClass A Common Stock 133,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000270 · wk-form4_1756935116.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:20 UTC
Quirk Steven M.Chief Brokerage Officer
Exercise / conversionRestricted Stock Units · Derivative 16,497 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000265 · wk-form4_1756934418.xml · derivative · entry 5

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,960

Underlying: Class A Common Stock · 16,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:20 UTC
Quirk Steven M.Chief Brokerage Officer
Exercise / conversionRestricted Stock Units · Derivative 16,837 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000265 · wk-form4_1756934418.xml · derivative · entry 4

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,374

Underlying: Class A Common Stock · 16,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:20 UTC
Quirk Steven M.Chief Brokerage Officer
Exercise / conversionRestricted Stock Units · Derivative 27,995 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000265 · wk-form4_1756934418.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,974

Underlying: Class A Common Stock · 27,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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September 01, 2025 Filed Sep 3, 2025 21:20 UTC
Quirk Steven M.Chief Brokerage Officer
Tax withholdingClass A Common Stock 27,170 $104.03 $2,826,495.10
Disclosure

SEC source: 0001783879-25-000265 · wk-form4_1756934418.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,567

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 61,329 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:20 UTC
Quirk Steven M.Chief Brokerage Officer
GrantClass A Common Stock 61,329 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000265 · wk-form4_1756934418.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,737

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:19 UTC
Warnick JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 16,497 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000263 · wk-form4_1756934350.xml · derivative · entry 6

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,960

Underlying: Class A Common Stock · 16,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F6 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F6 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:19 UTC
Warnick JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 22,731 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000263 · wk-form4_1756934350.xml · derivative · entry 5

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,304

Underlying: Class A Common Stock · 22,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:19 UTC
Warnick JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 48,992 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000263 · wk-form4_1756934350.xml · derivative · entry 4

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,954

Underlying: Class A Common Stock · 48,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:19 UTC
Warnick JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 24,112 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000263 · wk-form4_1756934350.xml · derivative · entry 3

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,226

Underlying: Class A Common Stock · 24,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:19 UTC
Warnick JasonChief Financial Officer
Tax withholdingClass A Common Stock 45,363 $104.03 $4,719,112.89
Disclosure

SEC source: 0001783879-25-000263 · wk-form4_1756934350.xml · nonDerivative · entry 2

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577,227

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 112,332 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:19 UTC
Warnick JasonChief Financial Officer
Exercise / conversionClass A Common Stock 112,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000263 · wk-form4_1756934350.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 622,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 21:06 UTC
Malka MeyerDirector
SaleClass A Common Stock 539,180 $104.33 $56,255,291.38
Disclosure

SEC source: 0001104659-25-085782 · tm2524771-1_4seq1.xml · nonDerivative · entry 3

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 3,976,234

F4 · price: Represents (i) 69,000 Shares sold by each of the Aphrodite Trusts and (ii) 347,108 Shares sold by the Malka Trust. The price reported in Column 4 is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $103.00 to $103.995, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F2 · balance_after: Following the transactions reported in this Form 4, (i) 325,411 shares are held by each of the Aphrodite Trusts, (ii) 3,000,000 shares are held directly by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and (iii) one share is held directly by the Tibbir Trust. The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

F2 · ownership.nature: Following the transactions reported in this Form 4, (i) 325,411 shares are held by each of the Aphrodite Trusts, (ii) 3,000,000 shares are held directly by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and (iii) one share is held directly by the Tibbir Trust. The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 21:06 UTC
Malka MeyerDirector
SaleClass A Common Stock 554,108 $103.42 $57,305,516.90
Disclosure

SEC source: 0001104659-25-085782 · tm2524771-1_4seq1.xml · nonDerivative · entry 2

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 4,515,414

F3 · price: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

F2 · ownership.nature: Following the transactions reported in this Form 4, (i) 325,411 shares are held by each of the Aphrodite Trusts, (ii) 3,000,000 shares are held directly by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and (iii) one share is held directly by the Tibbir Trust. The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
August 28, 2025 Filed Jul 2, 2026 21:37 UTC Amendment
Malka MeyerDirector
SaleClass A Common Stock 539,180 $104.33 $56,255,291.38
Disclosure

SEC source: 0001104659-26-080447 · tm2619621-1_4aseq1.xml · nonDerivative · entry 3

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 3,976,234

F4 · price: Represents 539,180 Shares sold by the Malka Trust. The price reported in Column 4 is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $104.00 to $104.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F2 · balance_after: Following the transactions reported in this Form 4, (i) 325,411 shares are held by each of the Aphrodite Trusts, (ii) 3,000,000 shares are held directly by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and (iii) one share is held directly by the Tibbir Trust. The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

F2 · ownership.nature: Following the transactions reported in this Form 4, (i) 325,411 shares are held by each of the Aphrodite Trusts, (ii) 3,000,000 shares are held directly by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and (iii) one share is held directly by the Tibbir Trust. The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
August 28, 2025 Filed Jul 2, 2026 21:37 UTC Amendment
Malka MeyerDirector
SaleClass A Common Stock 554,108 $103.42 $57,305,516.90
Disclosure

SEC source: 0001104659-26-080447 · tm2619621-1_4aseq1.xml · nonDerivative · entry 2

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 4,515,414

F3 · price: Represents (i) 69,000 Shares sold by each of the Aphrodite Trusts and (ii) 347,108 Shares sold by the Malka Trust. The price reported in Column 4 is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $103.00 to $103.995, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F2 · ownership.nature: Following the transactions reported in this Form 4, (i) 325,411 shares are held by each of the Aphrodite Trusts, (ii) 3,000,000 shares are held directly by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and (iii) one share is held directly by the Tibbir Trust. The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 21:06 UTC
Malka MeyerDirector
SaleCall option (obligation to sell) · Derivative 30,000 Not disclosed Strike: $150.00 Not disclosed
Disclosure

SEC source: 0001104659-25-085782 · tm2524771-1_4seq1.xml · derivative · entry 8

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

F8 · price: On August 27, 2025, Bullfrog executed a collar hedging arrangement relating to the Shares through a broker-dealer on the Chicago Board Options Exchange. The collar arrangement consisted of Bullfrog (i) purchasing 30,000 European-style listed FLEX put option contracts on the Shares with a strike price equal to $100.00 and (ii) selling 30,000 European-style listed FLEX call option contracts on the Shares with a strike price equal to $150.00. The option contracts will be physically settled and will expire on December 31, 2027.

F8 · derivative.exercise_date: On August 27, 2025, Bullfrog executed a collar hedging arrangement relating to the Shares through a broker-dealer on the Chicago Board Options Exchange. The collar arrangement consisted of Bullfrog (i) purchasing 30,000 European-style listed FLEX put option contracts on the Shares with a strike price equal to $100.00 and (ii) selling 30,000 European-style listed FLEX call option contracts on the Shares with a strike price equal to $150.00. The option contracts will be physically settled and will expire on December 31, 2027.

F8 · derivative.expiration_date: On August 27, 2025, Bullfrog executed a collar hedging arrangement relating to the Shares through a broker-dealer on the Chicago Board Options Exchange. The collar arrangement consisted of Bullfrog (i) purchasing 30,000 European-style listed FLEX put option contracts on the Shares with a strike price equal to $100.00 and (ii) selling 30,000 European-style listed FLEX call option contracts on the Shares with a strike price equal to $150.00. The option contracts will be physically settled and will expire on December 31, 2027.

F5 · ownership.nature: Represents 539,180 Shares sold by the Malka Trust. The price reported in Column 4 is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $104.00 to $104.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 21:06 UTC
Malka MeyerDirector
SalePut option (obligation to buy) · Derivative 30,000 Not disclosed Strike: $100.00 Not disclosed
Disclosure

SEC source: 0001104659-25-085782 · tm2524771-1_4seq1.xml · derivative · entry 7

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

F8 · price: On August 27, 2025, Bullfrog executed a collar hedging arrangement relating to the Shares through a broker-dealer on the Chicago Board Options Exchange. The collar arrangement consisted of Bullfrog (i) purchasing 30,000 European-style listed FLEX put option contracts on the Shares with a strike price equal to $100.00 and (ii) selling 30,000 European-style listed FLEX call option contracts on the Shares with a strike price equal to $150.00. The option contracts will be physically settled and will expire on December 31, 2027.

F8 · derivative.exercise_date: On August 27, 2025, Bullfrog executed a collar hedging arrangement relating to the Shares through a broker-dealer on the Chicago Board Options Exchange. The collar arrangement consisted of Bullfrog (i) purchasing 30,000 European-style listed FLEX put option contracts on the Shares with a strike price equal to $100.00 and (ii) selling 30,000 European-style listed FLEX call option contracts on the Shares with a strike price equal to $150.00. The option contracts will be physically settled and will expire on December 31, 2027.

F8 · derivative.expiration_date: On August 27, 2025, Bullfrog executed a collar hedging arrangement relating to the Shares through a broker-dealer on the Chicago Board Options Exchange. The collar arrangement consisted of Bullfrog (i) purchasing 30,000 European-style listed FLEX put option contracts on the Shares with a strike price equal to $100.00 and (ii) selling 30,000 European-style listed FLEX call option contracts on the Shares with a strike price equal to $150.00. The option contracts will be physically settled and will expire on December 31, 2027.

F5 · ownership.nature: Represents 539,180 Shares sold by the Malka Trust. The price reported in Column 4 is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $104.00 to $104.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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August 27, 2025 Filed Aug 29, 2025 21:06 UTC
Malka MeyerDirector
SaleClass A Common Stock 80,520 $104.03 $8,376,543.91
Disclosure

SEC source: 0001104659-25-085782 · tm2524771-1_4seq1.xml · nonDerivative · entry 1

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 5,069,522

F1 · price: Represents 26,840 shares of Class A Common Stock ("Shares") of Robinhood Markets, Inc. ("Issuer") sold by each of the Aphrodite EM Trust, the Aphrodite MM Trust and the Aphrodite SM Trust (collectively, the "Aphrodite Trusts"). The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $104.00 to $104.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F2 · ownership.nature: Following the transactions reported in this Form 4, (i) 325,411 shares are held by each of the Aphrodite Trusts, (ii) 3,000,000 shares are held directly by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and (iii) one share is held directly by the Tibbir Trust. The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
August 27, 2025 Filed Jul 2, 2026 21:37 UTC Amendment
Malka MeyerDirector
SaleCall option (obligation to sell) · Derivative 30,000 Not disclosed Strike: $150.00 Not disclosed
Disclosure

SEC source: 0001104659-26-080447 · tm2619621-1_4aseq1.xml · derivative · entry 8

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

F8 · price: On August 27, 2025, Bullfrog executed a collar hedging arrangement relating to the Shares through a broker-dealer on the Chicago Board Options Exchange. The collar arrangement consisted of Bullfrog (i) purchasing 30,000 European-style listed FLEX put option contracts on the Shares with a strike price equal to $100.00 and (ii) selling 30,000 European-style listed FLEX call option contracts on the Shares with a strike price equal to $150.00. The option contracts will be physically settled and will expire on December 31, 2027.

F8 · derivative.exercise_date: On August 27, 2025, Bullfrog executed a collar hedging arrangement relating to the Shares through a broker-dealer on the Chicago Board Options Exchange. The collar arrangement consisted of Bullfrog (i) purchasing 30,000 European-style listed FLEX put option contracts on the Shares with a strike price equal to $100.00 and (ii) selling 30,000 European-style listed FLEX call option contracts on the Shares with a strike price equal to $150.00. The option contracts will be physically settled and will expire on December 31, 2027.

F8 · derivative.expiration_date: On August 27, 2025, Bullfrog executed a collar hedging arrangement relating to the Shares through a broker-dealer on the Chicago Board Options Exchange. The collar arrangement consisted of Bullfrog (i) purchasing 30,000 European-style listed FLEX put option contracts on the Shares with a strike price equal to $100.00 and (ii) selling 30,000 European-style listed FLEX call option contracts on the Shares with a strike price equal to $150.00. The option contracts will be physically settled and will expire on December 31, 2027.

F7 · ownership.nature: Shares held by Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"). Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of BF UGP and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

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August 27, 2025 Filed Jul 2, 2026 21:37 UTC Amendment
Malka MeyerDirector
SalePut option (right to sell) · Derivative 30,000 Not disclosed Strike: $100.00 Not disclosed
Disclosure

SEC source: 0001104659-26-080447 · tm2619621-1_4aseq1.xml · derivative · entry 7

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

F8 · price: On August 27, 2025, Bullfrog executed a collar hedging arrangement relating to the Shares through a broker-dealer on the Chicago Board Options Exchange. The collar arrangement consisted of Bullfrog (i) purchasing 30,000 European-style listed FLEX put option contracts on the Shares with a strike price equal to $100.00 and (ii) selling 30,000 European-style listed FLEX call option contracts on the Shares with a strike price equal to $150.00. The option contracts will be physically settled and will expire on December 31, 2027.

F8 · derivative.exercise_date: On August 27, 2025, Bullfrog executed a collar hedging arrangement relating to the Shares through a broker-dealer on the Chicago Board Options Exchange. The collar arrangement consisted of Bullfrog (i) purchasing 30,000 European-style listed FLEX put option contracts on the Shares with a strike price equal to $100.00 and (ii) selling 30,000 European-style listed FLEX call option contracts on the Shares with a strike price equal to $150.00. The option contracts will be physically settled and will expire on December 31, 2027.

F8 · derivative.expiration_date: On August 27, 2025, Bullfrog executed a collar hedging arrangement relating to the Shares through a broker-dealer on the Chicago Board Options Exchange. The collar arrangement consisted of Bullfrog (i) purchasing 30,000 European-style listed FLEX put option contracts on the Shares with a strike price equal to $100.00 and (ii) selling 30,000 European-style listed FLEX call option contracts on the Shares with a strike price equal to $150.00. The option contracts will be physically settled and will expire on December 31, 2027.

F7 · ownership.nature: Shares held by Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"). Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of BF UGP and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
August 27, 2025 Filed Jul 2, 2026 21:37 UTC Amendment
Malka MeyerDirector
SaleClass A Common Stock 80,520 $104.03 $8,376,543.91
Disclosure

SEC source: 0001104659-26-080447 · tm2619621-1_4aseq1.xml · nonDerivative · entry 1

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 5,069,522

F1 · price: Represents 26,840 shares of Class A Common Stock ("Shares") of Robinhood Markets, Inc. ("Issuer") sold by each of the Aphrodite EM Trust, the Aphrodite MM Trust and the Aphrodite SM Trust (collectively, the "Aphrodite Trusts"). The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $104.00 to $104.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F2 · ownership.nature: Following the transactions reported in this Form 4, (i) 325,411 shares are held by each of the Aphrodite Trusts, (ii) 3,000,000 shares are held directly by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and (iii) one share is held directly by the Tibbir Trust. The Reporting Person serves as trustee of the Malka Trust, and the Reporting Person's immediate family member serves as trustee of the Tibbir Trust and each of the Aphrodite Trusts. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 20:48 UTC
Warnick JasonChief Financial Officer
SaleClass A Common Stock 100,000 $110.93 $11,092,900.00
Disclosure

SEC source: 0001871212-25-000004 · wk-form4_1755636477.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510,258

F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $108.88 to $112.58. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:50 UTC
Bhatt BaijuDirector
ConversionClass B Common Stock · Derivative 418,338 $0.00 $0.00
Disclosure

SEC source: 0001870914-25-000006 · wk-form4_1755550214.xml · derivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 49,849,190

Underlying: Class A Common Stock · 418,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on August 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on August 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on August 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:50 UTC
Bhatt BaijuDirector
SaleClass A Common Stock 418,338 $109.39 $45,763,123.33
Disclosure

SEC source: 0001870914-25-000006 · wk-form4_1755550214.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $106.71 to $111.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:50 UTC
Bhatt BaijuDirector
ConversionClass A Common Stock 418,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-25-000006 · wk-form4_1755550214.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 418,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on August 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
August 11, 2025 Filed Aug 13, 2025 21:10 UTC
Bhatt BaijuDirector
ConversionClass B Common Stock · Derivative 951,792 $0.00 $0.00
Disclosure

SEC source: 0001870914-25-000004 · wk-form4_1755119415.xml · derivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 50,267,528

Underlying: Class A Common Stock · 951,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on August 11, 2025, the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/2017 ("Living Trust") donated an aggregate of 951,792 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the donation.

F1 · derivative.exercise_date: As part of the transactions effected on August 11, 2025, the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/2017 ("Living Trust") donated an aggregate of 951,792 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the donation.

F1 · derivative.expiration_date: As part of the transactions effected on August 11, 2025, the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/2017 ("Living Trust") donated an aggregate of 951,792 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the donation.

Read SEC document
August 11, 2025 Filed Aug 13, 2025 21:10 UTC
Bhatt BaijuDirector
GiftClass A Common Stock 951,792 $0.00 $0.00
Disclosure

SEC source: 0001870914-25-000004 · wk-form4_1755119415.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: Represents a bona fide gift of 951,792 shares from the Living Trust to a donor advised fund.

Read SEC document
August 11, 2025 Filed Aug 13, 2025 21:10 UTC
Bhatt BaijuDirector
ConversionClass A Common Stock 951,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-25-000004 · wk-form4_1755119415.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 951,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on August 11, 2025, the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/2017 ("Living Trust") donated an aggregate of 951,792 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the donation.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:51 UTC
Quirk Steven M.Chief Brokerage Officer
SaleClass A Common Stock 40,131 $104.71 $4,202,040.76
Disclosure

SEC source: 0001659211-25-000004 · wk-form4_1754599877.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,408

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $103.29 to $107.15. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 04, 2025 Filed Aug 6, 2025 20:52 UTC
Gallagher Daniel Martin JrChief Legal Officer
SaleClass A Common Stock 25,000 $104.23 $2,605,847.50
Disclosure

SEC source: 0001783879-25-000261 · wk-form4_1754513556.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 566,887

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $97.41 to $106.62. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:08 UTC
Bhatt BaijuDirector
ConversionClass B Common Stock · Derivative 1,568,421 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000253 · wk-form4_1754428130.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 51,219,320

Underlying: Class A Common Stock · 1,568,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on August 1, 2025, the Living Trust sold an aggregate of 1,568,421 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on August 1, 2025, the Living Trust sold an aggregate of 1,568,421 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on August 1, 2025, the Living Trust sold an aggregate of 1,568,421 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:08 UTC
Bhatt BaijuDirector
SaleClass A Common Stock 10,518 $100.10 $1,052,884.41
Disclosure

SEC source: 0001783879-25-000253 · wk-form4_1754428130.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $99.06 to $101.51. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:08 UTC
Bhatt BaijuDirector
SaleClass A Common Stock 1,568,421 $99.98 $156,805,555.79
Disclosure

SEC source: 0001783879-25-000253 · wk-form4_1754428130.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $99.03 to $101.11. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:08 UTC
Bhatt BaijuDirector
ConversionClass A Common Stock 1,568,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000253 · wk-form4_1754428130.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 1,568,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on August 1, 2025, the Living Trust sold an aggregate of 1,568,421 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:14 UTC
Gallagher Daniel Martin JrChief Legal Officer
SaleClass A Common Stock 225,000 $99.97 $22,493,925.00
Disclosure

SEC source: 0001783879-25-000259 · wk-form4_1754428475.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 591,887

F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $99.03 to $101.11. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:10 UTC
Quirk Steven M.Chief Brokerage Officer
Exercise / conversionRestricted Stock Units · Derivative 43,403 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000256 · wk-form4_1754428219.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,806

Underlying: Class A Common Stock · 43,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:10 UTC
Quirk Steven M.Chief Brokerage Officer
Tax withholdingClass A Common Stock 19,228 $103.05 $1,981,445.40
Disclosure

SEC source: 0001783879-25-000256 · wk-form4_1754428219.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,539

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:10 UTC
Quirk Steven M.Chief Brokerage Officer
Exercise / conversionClass A Common Stock 43,403 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000256 · wk-form4_1754428219.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
July 25, 2025 Filed Jul 29, 2025 20:59 UTC
Pinner Jeffrey TsviChief Technology Officer
SaleClass A Common Stock 5,864 $104.73 $614,140.82
Disclosure

SEC source: 0001783879-25-000246 · wk-form4_1753822757.xml · nonDerivative · entry 1

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,044

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $101.35 to $106.30. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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July 24, 2025 Filed Jul 28, 2025 21:47 UTC
Bhatt BaijuDirector
ConversionClass B Common Stock · Derivative 418,338 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000243 · wk-form4_1753739234.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 52,787,741

Underlying: Class A Common Stock · 418,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on July 24, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on July 24, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on July 24, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

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July 24, 2025 Filed Jul 28, 2025 21:47 UTC
Bhatt BaijuDirector
SaleClass A Common Stock 418,338 $101.88 $42,621,655.96
Disclosure

SEC source: 0001783879-25-000243 · wk-form4_1753739234.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $100.38 to $102.83. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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July 24, 2025 Filed Jul 28, 2025 21:47 UTC
Bhatt BaijuDirector
ConversionClass A Common Stock 418,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000243 · wk-form4_1753739234.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 418,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on July 24, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

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July 16, 2025 Filed Jul 18, 2025 22:37 UTC
Tenev VladimirDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 385,485 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000239 · wk-form4_1752878230.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,867,360

Underlying: Class A Common Stock · 385,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on July 16, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on July 16, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on July 16, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

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July 16, 2025 Filed Jul 18, 2025 22:37 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 385,485 $101.90 $39,279,379.56
Disclosure

SEC source: 0001783879-25-000239 · wk-form4_1752878230.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $101.52 to $102.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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July 16, 2025 Filed Jul 18, 2025 22:37 UTC
Tenev VladimirDirector · Chief Executive Officer
ConversionClass A Common Stock 385,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000239 · wk-form4_1752878230.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 385,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on July 16, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

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July 14, 2025 Filed Jul 15, 2025 20:50 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 114,175 $101.65 $11,605,854.50
Disclosure

SEC source: 0001783879-25-000237 · wk-form4_1752612620.xml · nonDerivative · entry 3

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $101.50 to $101.84. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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July 11, 2025 Filed Jul 15, 2025 20:50 UTC
Tenev VladimirDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 114,515 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000237 · wk-form4_1752612620.xml · derivative · entry 5

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,252,845

Underlying: Class A Common Stock · 114,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on July 11, 2025 and July 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 114,515 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transactions effected on July 11, 2025 and July 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 114,515 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transactions effected on July 11, 2025 and July 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 114,515 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.