HON

SEC source: 0001209191-21-002238 · doc4.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,522.6549

Underlying: Common Stock · 429.008 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-002241 · doc4.xml · derivative · entry 1

HOLLICK CLIVE R · CIK 0001136549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,833.51

Underlying: Common Stock · 282.0874 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-002233 · doc4.xml · derivative · entry 1

Flint Deborah · CIK 0001790630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,513.9707

Underlying: Common Stock · 411.3775 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-002230 · doc4.xml · derivative · entry 1

Deily Linnet F · CIK 0001344863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,615.7307

Underlying: Common Stock · 282.0874 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-002228 · doc4.xml · derivative · entry 1

DAVIS D SCOTT · CIK 0001227733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,592.8707

Underlying: Common Stock · 282.0874 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-002226 · doc4.xml · derivative · entry 1

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,340.6929

Underlying: Common Stock · 282.0874 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-002225 · doc4.xml · derivative · entry 1

AYER WILLIAM S · CIK 0001188789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,542.7699

Underlying: Common Stock · 282.0874 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-002221 · doc4.xml · derivative · entry 1

ANGOVE DUNCAN · CIK 0001215356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,713.3807

Underlying: Common Stock · 411.3775 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-024508 · doc4.xml · derivative · entry 1

Washington Robin L · CIK 0001327145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100.2393

Underlying: Common Stock · 417.2543 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-20-062351 · doc4.xml · derivative · entry 4

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,806

Underlying: Common Stock · 2,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 98 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with 2,367 units vesting on each of December 6, 2020 and December 6, 2022 and 2,439 units vesting on December 6, 2024.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with 2,367 units vesting on each of December 6, 2020 and December 6, 2022 and 2,439 units vesting on December 6, 2024.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 98 additional restricted stock units.

F4 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

SEC source: 0001209191-20-062351 · doc4.xml · nonDerivative · entry 2

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,154

SEC source: 0001209191-20-062351 · doc4.xml · nonDerivative · entry 1

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0001209191-20-059648 · doc4.xml · nonDerivative · entry 1

Deily Linnet F · CIK 0001344863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,656

SEC source: 0001209191-20-058694 · doc4.xml · derivative · entry 3

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,312 shares

Expires 2021-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · kind: The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2019.

F2 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.exercise_date: The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2013.

F2 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-20-058694 · doc4.xml · nonDerivative · entry 2

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,599

SEC source: 0001209191-20-058694 · doc4.xml · nonDerivative · entry 1

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2019.

F2 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-20-058692 · doc4.xml · derivative · entry 6

Deily Linnet F · CIK 0001344863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,164 shares

Expires 2025-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.exercise_date: The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2016.

F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-20-058692 · doc4.xml · derivative · entry 5

Deily Linnet F · CIK 0001344863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,568 shares

Expires 2024-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.exercise_date: The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2015.

F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-20-058692 · doc4.xml · nonDerivative · entry 4

Deily Linnet F · CIK 0001344863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,352

F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.32 to $208.34, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-058692 · doc4.xml · nonDerivative · entry 3

Deily Linnet F · CIK 0001344863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-20-058692 · doc4.xml · nonDerivative · entry 2

Deily Linnet F · CIK 0001344863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,298

F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.32 to $208.34, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-058692 · doc4.xml · nonDerivative · entry 1

Deily Linnet F · CIK 0001344863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-20-057963 · doc4.xml · derivative · entry 7

DAVIS D SCOTT · CIK 0001227733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,152 shares

Expires 2023-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.exercise_date: The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2014.

F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-20-057963 · doc4.xml · derivative · entry 6

DAVIS D SCOTT · CIK 0001227733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,072 shares

Expires 2022-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.exercise_date: The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2013.

F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-20-057963 · doc4.xml · nonDerivative · entry 5

DAVIS D SCOTT · CIK 0001227733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,955

F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.85 to $198.86, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-057963 · doc4.xml · nonDerivative · entry 4

DAVIS D SCOTT · CIK 0001227733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,066

F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.85 to $198.86, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-057963 · doc4.xml · nonDerivative · entry 3

DAVIS D SCOTT · CIK 0001227733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-20-057963 · doc4.xml · nonDerivative · entry 2

DAVIS D SCOTT · CIK 0001227733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,042

F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.85 to $198.86, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-057963 · doc4.xml · nonDerivative · entry 1

DAVIS D SCOTT · CIK 0001227733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-20-057605 · doc4.xml · derivative · entry 5

Kapur Vimal · CIK 0001742938 · President & CEO, HBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,352 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.exercise_date: The Employee Stock Options were granted under the Corporation's 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 27, 2014.

F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-20-057605 · doc4.xml · nonDerivative · entry 3

Kapur Vimal · CIK 0001742938 · President & CEO, HBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,081

F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.94 to $194.63, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-057605 · doc4.xml · nonDerivative · entry 2

Kapur Vimal · CIK 0001742938 · President & CEO, HBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,581

F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.94 to $194.63, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-057605 · doc4.xml · nonDerivative · entry 1

Kapur Vimal · CIK 0001742938 · President & CEO, HBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-20-057440 · doc4.xml · nonDerivative · entry 1

Gautam Rajeev · CIK 0001671688 · President & CEO, PMT

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in a trust

Disclosed balance after: 7,234

F1 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.09 to $182.56, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-056878 · doc4.xml · derivative · entry 1

Washington Robin L · CIK 0001327145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,642.2385

Underlying: Common Stock · 10.0492 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-20-056877 · doc4.xml · derivative · entry 1

Odierno Raymond T · CIK 0001739703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891.5979

Underlying: Common Stock · 10.0492 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-20-056875 · doc4.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,022.8102

Underlying: Common Stock · 5.0246 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-20-056871 · doc4.xml · derivative · entry 1

Flint Deborah · CIK 0001790630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097.4253

Underlying: Common Stock · 10.0492 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-20-056869 · doc4.xml · derivative · entry 1

ANGOVE DUNCAN · CIK 0001215356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,286.5133

Underlying: Common Stock · 10.0492 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-20-053372 · doc4.xml · derivative · entry 1

Flint Deborah · CIK 0001790630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087.3761

Underlying: Common Stock · 151.8741 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-20-053368 · doc4.xml · derivative · entry 1

ANGOVE DUNCAN · CIK 0001215356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,276.4641

Underlying: Common Stock · 151.8741 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-20-053366 · doc4.xml · derivative · entry 1

Washington Robin L · CIK 0001327145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,632.1893

Underlying: Common Stock · 159.4678 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-20-053364 · doc4.xml · derivative · entry 1

Odierno Raymond T · CIK 0001739703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881.5487

Underlying: Common Stock · 151.8741 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-20-053363 · doc4.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,017.7856

Underlying: Common Stock · 87.3276 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-20-052315 · doc4.xml · derivative · entry 5

Adamczyk Darius · CIK 0001605056 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 97,162 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2020.

F2 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F5 · derivative.exercise_date: The Employee Stock Options were granted under the Corporation's 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 28, 2013.

F2 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-20-052315 · doc4.xml · nonDerivative · entry 3

Adamczyk Darius · CIK 0001605056 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,065

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2020.

F4 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.24 to $164.76, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-052315 · doc4.xml · nonDerivative · entry 2

Adamczyk Darius · CIK 0001605056 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,065

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2020.

F3 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.31 to $165.83, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-052315 · doc4.xml · nonDerivative · entry 1

Adamczyk Darius · CIK 0001605056 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2020.

F2 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-20-000265 · cfp_24680.xml · derivative · entry 3

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312

Underlying: Common Stock · 1,312 shares

Expires 2021-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.exercise_date: The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on April 1, 2012.

F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · balance_after: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-20-000265 · cfp_24680.xml · nonDerivative · entry 2

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,979